The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 2,024 | 14,287 | SH | SOLE | 0 | 0 | 14,287 | ||
ABBVIE INC | COM | 00287Y109 | 846 | 14,655 | SH | SOLE | 0 | 0 | 14,655 | ||
AFLAC INC | COM | 001055102 | 1,363 | 23,400 | SH | SOLE | 0 | 0 | 23,400 | ||
ALTRIA GROUP INC | COM | 02209S103 | 969 | 21,091 | SH | SOLE | 0 | 0 | 21,091 | ||
AMERICAN ELEC PWR INC | COM | 025537101 | 201 | 3,859 | SH | SOLE | 0 | 0 | 3,859 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 510 | 5,824 | SH | SOLE | 0 | 0 | 5,824 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 588 | 10,880 | SH | SOLE | 0 | 0 | 10,880 | ||
AMPCO-PITTSBURGH CORP | COM | 032037103 | 410 | 20,500 | SH | SOLE | 0 | 0 | 20,500 | ||
APPLE INC | COM | 037833100 | 2,555 | 25,362 | SH | SOLE | 0 | 0 | 25,362 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 918 | 35,221 | SH | SOLE | 0 | 0 | 35,221 | ||
AT&T INC | COM | 00206R102 | 938 | 26,612 | SH | SOLE | 0 | 0 | 26,612 | ||
BANCO SANTANDER SA | ADR | 05964H105 | 271 | 28,561 | SH | SOLE | 0 | 0 | 28,561 | ||
BANK AMER CORP | COM | 060505104 | 183 | 10,723 | SH | SOLE | 0 | 0 | 10,723 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 1,635 | 1,426 | SH | SOLE | 0 | 0 | 1,426 | ||
BANK N S HALIFAX | COM | 064149107 | 1,200 | 19,400 | SH | SOLE | 0 | 0 | 19,400 | ||
BLACKROCK BUILD AMER BD TR | SHS | 09248X100 | 522 | 24,854 | SH | SOLE | 0 | 0 | 24,854 | ||
BP PLC | SPONSORED ADR | 055622104 | 3,753 | 85,400 | SH | SOLE | 0 | 0 | 85,400 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,191 | 42,801 | SH | SOLE | 0 | 0 | 42,801 | ||
CATERPILLAR INC DEL | COM | 149123101 | 676 | 6,826 | SH | SOLE | 0 | 0 | 6,826 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 1,248 | 13,890 | SH | SOLE | 0 | 0 | 13,890 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,725 | 14,459 | SH | SOLE | 0 | 0 | 14,459 | ||
CHUBB CORP | COM | 171232101 | 332 | 3,640 | SH | SOLE | 0 | 0 | 3,640 | ||
CISCO SYS INC | COM | 17275R102 | 1,072 | 42,602 | SH | SOLE | 0 | 0 | 42,602 | ||
CITIGROUP INC | COM NEW | 172967424 | 827 | 15,952 | SH | SOLE | 0 | 0 | 15,952 | ||
COCA COLA CO | COM | 191216100 | 2,496 | 58,515 | SH | SOLE | 0 | 0 | 58,515 | ||
COMCAST CORP NEW | CL A | 20030N101 | 584 | 10,857 | SH | SOLE | 0 | 0 | 10,857 | ||
CONOCOPHILLIPS | COM | 20825C104 | 3,626 | 47,386 | SH | SOLE | 0 | 0 | 47,386 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 921 | 16,256 | SH | SOLE | 0 | 0 | 16,256 | ||
CVS HEALTH CORP | COM | 126650100 | 804 | 10,100 | SH | SOLE | 0 | 0 | 10,100 | ||
DEERE & CO | COM | 244199105 | 1,384 | 16,879 | SH | SOLE | 0 | 0 | 16,879 | ||
DEUTSCHE BANK AG | NAMEN AKT | d18190898 | 1,096 | 42,304 | SH | SOLE | 0 | 0 | 42,304 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 328 | 3,687 | SH | SOLE | 0 | 0 | 3,687 | ||
DOW CHEM CO | COM | 260543103 | 1,880 | 35,847 | SH | SOLE | 0 | 0 | 35,847 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 201 | 2,798 | SH | SOLE | 0 | 0 | 2,798 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,320 | 31,023 | SH | SOLE | 0 | 0 | 31,023 | ||
EATON CORP PLC | SHS | G29183103 | 1,383 | 21,824 | SH | SOLE | 0 | 0 | 21,824 | ||
EMERSON ELEC CO | COM | 291011104 | 1,054 | 16,838 | SH | SOLE | 0 | 0 | 16,838 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,036 | 25,705 | SH | SOLE | 0 | 0 | 25,705 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,548 | 37,728 | SH | SOLE | 0 | 0 | 37,728 | ||
FACEBOOK INC | CL A | 30303M102 | 670 | 8,478 | SH | SOLE | 0 | 0 | 8,478 | ||
FLUOR CORP NEW | COM | 343412102 | 267 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 296 | 20,005 | SH | SOLE | 0 | 0 | 20,005 | ||
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 534 | 77,600 | SH | SOLE | 0 | 0 | 77,600 | ||
GATX CORP | COM | 361448103 | 216 | 3,704 | SH | SOLE | 0 | 0 | 3,704 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 5,079 | 198,254 | SH | SOLE | 0 | 0 | 198,254 | ||
GENERAL MLS INC | COM | 370334104 | 634 | 12,572 | SH | SOLE | 0 | 0 | 12,572 | ||
GENERAL MTRS CO | COM | 37045V100 | 230 | 7,210 | SH | SOLE | 0 | 0 | 7,210 | ||
GILEAD SCIENCES INC | COM | 375558103 | 365 | 3,431 | SH | SOLE | 0 | 0 | 3,431 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 2,144 | 46,640 | SH | SOLE | 0 | 0 | 46,640 | ||
GOOGLE INC | CL A | 38259P508 | 1,413 | 2,401 | SH | SOLE | 0 | 0 | 2,401 | ||
GOOGLE INC | CL C | 38259P706 | 217 | 376 | SH | SOLE | 0 | 0 | 376 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 572 | 15,355 | SH | SOLE | 0 | 0 | 15,355 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 284 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
HOME DEPOT INC | COM | 437076102 | 2,655 | 28,941 | SH | SOLE | 0 | 0 | 28,941 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 1,764 | 67,728 | SH | SOLE | 0 | 0 | 67,728 | ||
ICONIX BRAND GROUP INC | COM | 451055107 | 340 | 9,207 | SH | SOLE | 0 | 0 | 9,207 | ||
ING GROEP N V | SPONSORED ADR | 456837103 | 2,062 | 82,197 | SH | SOLE | 0 | 0 | 82,197 | ||
INTEL CORP | COM | 458140100 | 1,016 | 29,173 | SH | SOLE | 0 | 0 | 29,173 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,053 | 5,545 | SH | SOLE | 0 | 0 | 5,545 | ||
ISHARES | U.S. PFD STK ETF | 464288687 | 488 | 12,336 | SH | SOLE | 0 | 0 | 12,336 | ||
ISHARES | U.S. AER&DEF ETF | 464288760 | 237 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 386 | 3,512 | SH | SOLE | 0 | 0 | 3,512 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,951 | 46,449 | SH | SOLE | 0 | 0 | 46,449 | ||
JOHNSON CTLS INC | COM | 478366107 | 951 | 21,623 | SH | SOLE | 0 | 0 | 21,623 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 534 | 8,871 | SH | SOLE | 0 | 0 | 8,871 | ||
KELLOGG CO | COM | 487836108 | 588 | 9,553 | SH | SOLE | 0 | 0 | 9,553 | ||
KEYCORP NEW | COM | 493267108 | 1,084 | 81,319 | SH | SOLE | 0 | 0 | 81,319 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 995 | 9,250 | SH | SOLE | 0 | 0 | 9,250 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 526 | 23,590 | SH | SOLE | 0 | 0 | 23,590 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,076 | 19,075 | SH | SOLE | 0 | 0 | 19,075 | ||
LILLY ELI & CO | COM | 532457108 | 949 | 14,630 | SH | SOLE | 0 | 0 | 14,630 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 265 | 8,790 | SH | SOLE | 0 | 0 | 8,790 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 319 | 3,785 | SH | SOLE | 0 | 0 | 3,785 | ||
MASTERCARD INC | CL A | 57636Q104 | 414 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | ||
MCDONALDS CORP | COM | 580135101 | 258 | 2,725 | SH | SOLE | 0 | 0 | 2,725 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 2,288 | 38,596 | SH | SOLE | 0 | 0 | 38,596 | ||
METLIFE INC | COM | 59156R108 | 3,483 | 64,841 | SH | SOLE | 0 | 0 | 64,841 | ||
MICROSOFT CORP | COM | 594918104 | 3,334 | 71,907 | SH | SOLE | 0 | 0 | 71,907 | ||
MONDELEZ INTL INC | CL A | 609207105 | 525 | 15,320 | SH | SOLE | 0 | 0 | 15,320 | ||
MUELLER INDS INC | COM | 624756102 | 231 | 8,100 | SH | SOLE | 0 | 0 | 8,100 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 1,578 | 14,140 | SH | SOLE | 0 | 0 | 14,140 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 744 | 7,900 | SH | SOLE | 0 | 0 | 7,900 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2,283 | 23,749 | SH | SOLE | 0 | 0 | 23,749 | ||
ORACLE CORP | COM | 68389X105 | 473 | 12,360 | SH | SOLE | 0 | 0 | 12,360 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 759 | 28,371 | SH | SOLE | 0 | 0 | 28,371 | ||
PEPSICO INC | COM | 713448108 | 930 | 9,988 | SH | SOLE | 0 | 0 | 9,988 | ||
PFIZER INC | COM | 717081103 | 3,120 | 105,527 | SH | SOLE | 0 | 0 | 105,527 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 717 | 8,593 | SH | SOLE | 0 | 0 | 8,593 | ||
PHILLIPS 66 | COM | 718546104 | 745 | 9,165 | SH | SOLE | 0 | 0 | 9,165 | ||
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 813 | 12,769 | SH | SOLE | 0 | 0 | 12,769 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 517 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 791 | 9,451 | SH | SOLE | 0 | 0 | 9,451 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,161 | 13,198 | SH | SOLE | 0 | 0 | 13,198 | ||
QUALCOMM INC | COM | 747525103 | 442 | 5,911 | SH | SOLE | 0 | 0 | 5,911 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 539 | 6,342 | SH | SOLE | 0 | 0 | 6,342 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 324 | 2,511 | SH | SOLE | 0 | 0 | 2,511 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 204 | 4,907 | SH | SOLE | 0 | 0 | 4,907 | ||
RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | 282 | 3,459 | SH | SOLE | 0 | 0 | 3,459 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,531 | 15,057 | SH | SOLE | 0 | 0 | 15,057 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 3,176 | 66,790 | SH | SOLE | 0 | 0 | 66,790 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,379 | 35,632 | SH | SOLE | 0 | 0 | 35,632 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 492 | 9,572 | SH | SOLE | 0 | 0 | 9,572 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 255 | 10,059 | SH | SOLE | 0 | 0 | 10,059 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,584 | 118,875 | SH | SOLE | 0 | 0 | 118,875 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,221 | 39,346 | SH | SOLE | 0 | 0 | 39,346 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 920 | 23,055 | SH | SOLE | 0 | 0 | 23,055 | ||
SOUTHERN CO | COM | 842587107 | 1,188 | 27,210 | SH | SOLE | 0 | 0 | 27,210 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 297 | 3,345 | SH | SOLE | 0 | 0 | 3,345 | ||
STARBUCKS CORP | COM | 855244109 | 379 | 5,025 | SH | SOLE | 0 | 0 | 5,025 | ||
SUN LIFE FINL INC | COM | 866796105 | 872 | 24,050 | SH | SOLE | 0 | 0 | 24,050 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 759 | 6,234 | SH | SOLE | 0 | 0 | 6,234 | ||
TIFFANY & CO NEW | COM | 886547108 | 433 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
TJX COS INC NEW | COM | 872540109 | 1,009 | 17,060 | SH | SOLE | 0 | 0 | 17,060 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 1,145 | 17,766 | SH | SOLE | 0 | 0 | 17,766 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 2,439 | 25,965 | SH | SOLE | 0 | 0 | 25,965 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 204 | 5,958 | SH | SOLE | 0 | 0 | 5,958 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 753 | 22,618 | SH | SOLE | 0 | 0 | 22,618 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 636 | 65,810 | SH | SOLE | 0 | 0 | 65,810 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 467 | 4,750 | SH | SOLE | 0 | 0 | 4,750 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 296 | 2,802 | SH | SOLE | 0 | 0 | 2,802 | ||
VALE S A | ADR | 91912E105 | 208 | 18,864 | SH | SOLE | 0 | 0 | 18,864 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 215 | 2,527 | SH | SOLE | 0 | 0 | 2,527 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 298 | 3,295 | SH | SOLE | 0 | 0 | 3,295 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,826 | 116,546 | SH | SOLE | 0 | 0 | 116,546 | ||
VISA INC | COM CL A | 92826C839 | 559 | 2,620 | SH | SOLE | 0 | 0 | 2,620 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 988 | 30,052 | SH | SOLE | 0 | 0 | 30,052 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 2,260 | 47,545 | SH | SOLE | 0 | 0 | 47,545 | ||
WEINGARTEN RLTY INVS | SH BEN INT | 948741103 | 1,378 | 43,750 | SH | SOLE | 0 | 0 | 43,750 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 2,435 | 46,940 | SH | SOLE | 0 | 0 | 46,940 | ||
WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 1,611 | 1,340 | SH | SOLE | 0 | 0 | 1,340 | ||
YUM BRANDS INC | COM | 988498101 | 338 | 4,700 | SH | SOLE | 0 | 0 | 4,700 |