The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 71 | 49,215 | SH | SOLE | 0 | 0 | 49,215 | ||
3M CO | COM | 88579Y101 | 2,238 | 12,700 | SH | SOLE | 0 | 0 | 12,700 | ||
ABBVIE INC | COM | 00287Y109 | 2,927 | 46,410 | SH | SOLE | 0 | 0 | 46,410 | ||
AEGON N V | NY REGISTRY SH | 007924103 | 384 | 14,850 | SH | SOLE | 0 | 0 | 14,850 | ||
AFLAC INC | COM | 001055102 | 1,477 | 20,547 | SH | SOLE | 0 | 0 | 20,547 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 550 | 707 | SH | SOLE | 0 | 0 | 707 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,962 | 2,440 | SH | SOLE | 0 | 0 | 2,440 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,920 | 30,370 | SH | SOLE | 0 | 0 | 30,370 | ||
AMAZON COM INC | COM | 023135106 | 1,776 | 2,121 | SH | SOLE | 0 | 0 | 2,121 | ||
AMERICAN ELEC PWR INC | COM | 025537101 | 647 | 10,082 | SH | SOLE | 0 | 0 | 10,082 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 422 | 6,590 | SH | SOLE | 0 | 0 | 6,590 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 1,093 | 18,422 | SH | SOLE | 0 | 0 | 18,422 | ||
APPLE INC | COM | 037833100 | 7,151 | 63,256 | SH | SOLE | 0 | 0 | 63,256 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 2,251 | 86,950 | SH | SOLE | 0 | 0 | 86,950 | ||
AT&T INC | COM | 00206R102 | 3,480 | 85,702 | SH | SOLE | 0 | 0 | 85,702 | ||
BANK AMER CORP | COM | 060505104 | 178 | 11,389 | SH | SOLE | 0 | 0 | 11,389 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 2,029 | 1,662 | SH | SOLE | 0 | 0 | 1,662 | ||
BB&T CORP | COM | 054937107 | 1,278 | 33,890 | SH | SOLE | 0 | 0 | 33,890 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,369 | 9,477 | SH | SOLE | 0 | 0 | 9,477 | ||
BOEING CO | COM | 097023105 | 248 | 1,881 | SH | SOLE | 0 | 0 | 1,881 | ||
BRIDGE BANCORP INC | COM | 108035106 | 264 | 9,244 | SH | SOLE | 0 | 0 | 9,244 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,474 | 27,330 | SH | SOLE | 0 | 0 | 27,330 | ||
CELGENE CORP | COM | 151020104 | 518 | 4,960 | SH | SOLE | 0 | 0 | 4,960 | ||
CISCO SYS INC | COM | 17275R102 | 1,986 | 62,626 | SH | SOLE | 0 | 0 | 62,626 | ||
CITIGROUP INC | COM NEW | 172967424 | 282 | 5,964 | SH | SOLE | 0 | 0 | 5,964 | ||
COCA COLA CO | COM | 191216100 | 710 | 16,773 | SH | SOLE | 0 | 0 | 16,773 | ||
COMCAST CORP NEW | CL A | 20030N101 | 574 | 8,659 | SH | SOLE | 0 | 0 | 8,659 | ||
COMPASS MINERALS INTL INC | COM | 20451N101 | 450 | 6,105 | SH | SOLE | 0 | 0 | 6,105 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 1,572 | 20,881 | SH | SOLE | 0 | 0 | 20,881 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 259 | 82,456 | SH | SOLE | 0 | 0 | 82,456 | ||
CVS HEALTH CORP | COM | 126650100 | 1,315 | 14,776 | SH | SOLE | 0 | 0 | 14,776 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 435 | 11,056 | SH | SOLE | 0 | 0 | 11,056 | ||
DEUTSCHE BANK AG | NAMEN AKT | d18190898 | 922 | 39,611 | SH | SOLE | 0 | 0 | 39,611 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,688 | 18,182 | SH | SOLE | 0 | 0 | 18,182 | ||
DOW CHEM CO | COM | 260543103 | 2,983 | 57,562 | SH | SOLE | 0 | 0 | 57,562 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,554 | 31,905 | SH | SOLE | 0 | 0 | 31,905 | ||
EATON CORP PLC | SHS | g29183103 | 943 | 14,356 | SH | SOLE | 0 | 0 | 14,356 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 655 | 47,807 | SH | SOLE | 0 | 0 | 47,807 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 307 | 21,439 | SH | SOLE | 0 | 0 | 21,439 | ||
EATON VANCE NY MUNI INCOME T | SH BEN INT | 27826W104 | 337 | 22,165 | SH | SOLE | 0 | 0 | 22,165 | ||
EMERSON ELEC CO | COM | 291011104 | 811 | 14,871 | SH | SOLE | 0 | 0 | 14,871 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,538 | 55,673 | SH | SOLE | 0 | 0 | 55,673 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,932 | 33,598 | SH | SOLE | 0 | 0 | 33,598 | ||
FACEBOOK INC | CL A | 30303M102 | 2,518 | 19,633 | SH | SOLE | 0 | 0 | 19,633 | ||
FASTENAL CO | COM | 311900104 | 558 | 13,358 | SH | SOLE | 0 | 0 | 13,358 | ||
FEDEX CORP | COM | 31428X106 | 243 | 1,389 | SH | SOLE | 0 | 0 | 1,389 | ||
FLUOR CORP NEW | COM | 343412102 | 205 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 6,428 | 217,008 | SH | SOLE | 0 | 0 | 217,008 | ||
GENERAL MLS INC | COM | 370334104 | 994 | 15,565 | SH | SOLE | 0 | 0 | 15,565 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 55 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
GILEAD SCIENCES INC | COM | 375558103 | 971 | 12,267 | SH | SOLE | 0 | 0 | 12,267 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 816 | 5,061 | SH | SOLE | 0 | 0 | 5,061 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 508 | 11,871 | SH | SOLE | 0 | 0 | 11,871 | ||
HOME DEPOT INC | COM | 437076102 | 4,376 | 34,008 | SH | SOLE | 0 | 0 | 34,008 | ||
HONEYWELL INTL INC | COM | 438516106 | 426 | 3,652 | SH | SOLE | 0 | 0 | 3,652 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 2,031 | 54,000 | SH | SOLE | 0 | 0 | 54,000 | ||
ING GROEP N V | SPONSORED ADR | 456837103 | 1,815 | 70,814 | SH | SOLE | 0 | 0 | 70,814 | ||
INTEL CORP | COM | 458140100 | 1,240 | 32,850 | SH | SOLE | 0 | 0 | 32,850 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 815 | 5,129 | SH | SOLE | 0 | 0 | 5,129 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 621 | 5,961 | SH | SOLE | 0 | 0 | 5,961 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 220 | 1,772 | SH | SOLE | 0 | 0 | 1,772 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 457 | 11,581 | SH | SOLE | 0 | 0 | 11,581 | ||
ISHARES TR | U.S. AER&DEF ETF | 464288760 | 245 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
JETBLUE AIRWAYS CORP | COM | 477143101 | 937 | 54,350 | SH | SOLE | 0 | 0 | 54,350 | ||
JOHNSON & JOHNSON | COM | 478160104 | 7,066 | 59,813 | SH | SOLE | 0 | 0 | 59,813 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,583 | 23,767 | SH | SOLE | 0 | 0 | 23,767 | ||
KELLOGG CO | COM | 487836108 | 823 | 10,626 | SH | SOLE | 0 | 0 | 10,626 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,315 | 10,426 | SH | SOLE | 0 | 0 | 10,426 | ||
KRAFT HEINZ CO | COM | 500754106 | 1,957 | 21,863 | SH | SOLE | 0 | 0 | 21,863 | ||
LILLY ELI & CO | COM | 532457108 | 1,620 | 20,189 | SH | SOLE | 0 | 0 | 20,189 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 241 | 1,007 | SH | SOLE | 0 | 0 | 1,007 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 632 | 6,206 | SH | SOLE | 0 | 0 | 6,206 | ||
MATTEL INC | COM | 577081102 | 523 | 17,271 | SH | SOLE | 0 | 0 | 17,271 | ||
MERCK & CO INC | COM | 58933Y105 | 2,329 | 37,315 | SH | SOLE | 0 | 0 | 37,315 | ||
METLIFE INC | COM | 59156R108 | 4,276 | 96,237 | SH | SOLE | 0 | 0 | 96,237 | ||
MICROSOFT CORP | COM | 594918104 | 4,399 | 76,373 | SH | SOLE | 0 | 0 | 76,373 | ||
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 495 | 87,005 | SH | SOLE | 0 | 0 | 87,005 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 153 | 10,749 | SH | SOLE | 0 | 0 | 10,749 | ||
NIKE INC | CL B | 654106103 | 744 | 14,129 | SH | SOLE | 0 | 0 | 14,129 | ||
NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | 1,387 | 98,233 | SH | SOLE | 0 | 0 | 98,233 | ||
NUVEEN NY DIVID ADVNTG MUN F | COM | 67066X107 | 1,014 | 66,128 | SH | SOLE | 0 | 0 | 66,128 | ||
ORACLE CORP | COM | 68389X105 | 482 | 12,268 | SH | SOLE | 0 | 0 | 12,268 | ||
PEPSICO INC | COM | 713448108 | 1,737 | 15,972 | SH | SOLE | 0 | 0 | 15,972 | ||
PFIZER INC | COM | 717081103 | 1,818 | 53,689 | SH | SOLE | 0 | 0 | 53,689 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,057 | 10,872 | SH | SOLE | 0 | 0 | 10,872 | ||
PHILLIPS 66 | COM | 718546104 | 2,519 | 31,277 | SH | SOLE | 0 | 0 | 31,277 | ||
PIMCO ETF TR | TTL RTN ACTV ETF | 72201R775 | 2,479 | 22,967 | SH | SOLE | 0 | 0 | 22,967 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 1,009 | 73,897 | SH | SOLE | 0 | 0 | 73,897 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 2,487 | 59,948 | SH | SOLE | 0 | 0 | 59,948 | ||
POWERSHARES ETF TRUST | DWA MOMENTUM PTF | 73935X153 | 1,262 | 29,757 | SH | SOLE | 0 | 0 | 29,757 | ||
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 491 | 7,958 | SH | SOLE | 0 | 0 | 7,958 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,774 | 23,365 | SH | SOLE | 0 | 0 | 23,365 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 592 | 8,900 | SH | SOLE | 0 | 0 | 8,900 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 3,078 | 34,294 | SH | SOLE | 0 | 0 | 34,294 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,116 | 13,668 | SH | SOLE | 0 | 0 | 13,668 | ||
QUALCOMM INC | COM | 747525103 | 350 | 5,102 | SH | SOLE | 0 | 0 | 5,102 | ||
RITE AID CORP | COM | 767754104 | 141 | 18,278 | SH | SOLE | 0 | 0 | 18,278 | ||
ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | 157 | 15,013 | SH | SOLE | 0 | 0 | 15,013 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,132 | 22,600 | SH | SOLE | 0 | 0 | 22,600 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 204 | 1,935 | SH | SOLE | 0 | 0 | 1,935 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,080 | 13,735 | SH | SOLE | 0 | 0 | 13,735 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 237 | 7,492 | SH | SOLE | 0 | 0 | 7,492 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 5,889 | 112,565 | SH | SOLE | 0 | 0 | 112,565 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 959 | 30,788 | SH | SOLE | 0 | 0 | 30,788 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,732 | 64,571 | SH | SOLE | 0 | 0 | 64,571 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1,023 | 19,228 | SH | SOLE | 0 | 0 | 19,228 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 406 | 5,073 | SH | SOLE | 0 | 0 | 5,073 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,009 | 21,115 | SH | SOLE | 0 | 0 | 21,115 | ||
SOUTHERN CO | COM | 842587107 | 383 | 7,463 | SH | SOLE | 0 | 0 | 7,463 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 356 | 2,897 | SH | SOLE | 0 | 0 | 2,897 | ||
STARBUCKS CORP | COM | 855244109 | 1,469 | 27,135 | SH | SOLE | 0 | 0 | 27,135 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,018 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
TJX COS INC NEW | COM | 872540109 | 260 | 3,480 | SH | SOLE | 0 | 0 | 3,480 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 963 | 8,408 | SH | SOLE | 0 | 0 | 8,408 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 525 | 11,070 | SH | SOLE | 0 | 0 | 11,070 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 943 | 17,970 | SH | SOLE | 0 | 0 | 17,970 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 2,104 | 19,242 | SH | SOLE | 0 | 0 | 19,242 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 402 | 3,958 | SH | SOLE | 0 | 0 | 3,958 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 308 | 2,203 | SH | SOLE | 0 | 0 | 2,203 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 361 | 3,245 | SH | SOLE | 0 | 0 | 3,245 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 6,886 | 132,474 | SH | SOLE | 0 | 0 | 132,474 | ||
VISA INC | COM CL A | 92826C839 | 2,948 | 35,644 | SH | SOLE | 0 | 0 | 35,644 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 3,023 | 47,405 | SH | SOLE | 0 | 0 | 47,405 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 667 | 15,063 | SH | SOLE | 0 | 0 | 15,063 | ||
WEYERHAEUSER CO | COM | 962166104 | 1,282 | 40,128 | SH | SOLE | 0 | 0 | 40,128 | ||
YUM BRANDS INC | COM | 988498101 | 364 | 4,010 | SH | SOLE | 0 | 0 | 4,010 |