The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 318 | 63,515 | SH | SOLE | 63,515 | 0 | 0 | ||
ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | 16,187 | 2,849,612 | SH | SOLE | 2,849,612 | 0 | 0 | ||
AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 1,037 | 302,296 | SH | SOLE | 302,296 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 303 | 24,700 | SH | SOLE | 24,700 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 10,131 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 366 | 50,370 | SH | SOLE | 50,370 | 0 | 0 | ||
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 8,885 | 2,617,573 | SH | SOLE | 2,617,573 | 0 | 0 | ||
AUTOHOME INC | SP ADR RP CL A | 05278C107 | 1,452 | 72,200 | SH | SOLE | 72,200 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 466 | 32,400 | SH | SOLE | 32,400 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.250%12/1 | 165167CB1 | 2,705 | 3,319,000 | PRN | SOLE | 3,319,000 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 3,439 | 60,200 | SH | SOLE | 60,200 | 0 | 0 | ||
CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | 7,221 | 698,550 | SH | SOLE | 698,550 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 24,488 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 21,713 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
DIREXION SHS ETF TR | CSI300 CHINA1X | 25459Y116 | 19,967 | 456,920 | SH | SOLE | 456,920 | 0 | 0 | ||
DR REDDYS LABS LTD | ADR | 256135203 | 135 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 14,110 | 2,180,796 | SH | SOLE | 2,180,796 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 265 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 186 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 593 | 10,130 | SH | SOLE | 10,130 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 4,887 | 196,130 | SH | SOLE | 196,130 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 70 | 2,901 | SH | SOLE | 2,901 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 1,447 | 41,600 | SH | SOLE | 41,600 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 126 | 11,400 | SH | SOLE | 11,400 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 154 | 36,729 | SH | SOLE | 36,729 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,051 | 27,100 | SH | SOLE | 27,100 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,093 | 25,200 | SH | SOLE | 25,200 | 0 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 3,109 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 3,312 | 288,956 | SH | SOLE | 288,956 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 10,032 | 2,271,979 | SH | SOLE | 2,271,979 | 0 | 0 | ||
MULTI FINELINE ELECTRONIX IN | COM | 62541B101 | 5,161 | 222,439 | SH | SOLE | 222,439 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 9,279 | 2,623,300 | SH | SOLE | 2,623,300 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 541 | 66,900 | SH | SOLE | 66,900 | 0 | 0 | ||
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 3,362 | 49,307 | SH | SOLE | 49,307 | 0 | 0 | ||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 586 | 41,614 | SH | SOLE | 41,614 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 2,736 | 119,102 | SH | SOLE | 119,102 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 2,430 | 33,266 | SH | SOLE | 33,266 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 41,769 | 41,900,000 | PRN | SOLE | 41,900,000 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 3,783 | 72,932 | SH | SOLE | 72,932 | 0 | 0 | ||
SONY CORP | ADR NEW | 835699307 | 37,849 | 1,307,856 | SH | SOLE | 1,307,856 | 0 | 0 | ||
SOUFUN HLDGS LTD | NOTE 2.000%12/1 | 836034AB4 | 49,313 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 5,044 | 141,300 | SH | SOLE | 141,300 | 0 | 0 | ||
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 44,443 | 7,841,300 | SH | SOLE | 7,841,300 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 13,268 | 505,820 | SH | SOLE | 505,820 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 232 | 36,402 | SH | SOLE | 36,402 | 0 | 0 | ||
TERRAFORM PWR INC | CL A COM | 88104R100 | 9,810 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 2,548 | 26,037 | SH | SOLE | 26,037 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 3,047 | 34,600 | SH | SOLE | 34,600 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 3,015 | 37,200 | SH | SOLE | 37,200 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 3,052 | 36,200 | SH | SOLE | 36,200 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,032 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 250 | 16,280 | SH | SOLE | 16,280 | 0 | 0 | ||
YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 6,895 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
ZHAOPIN LTD | SPONSORED ADR | 98954L103 | 598 | 41,150 | SH | SOLE | 41,150 | 0 | 0 |