NINE MASTS CAPITAL 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579Y101	54	110	SH	Put	SOLE		110	0	0
3M CO	COM	88579Y101	479	2,437	SH		SOLE		2,437	0	0
58 COM INC	SPON ADR REP A	31680Q104	744	10,728	SH		SOLE		10,728	0	0
58 COM INC	SPON ADR REP A	31680Q104	150	225	SH	Put	SOLE		225	0	0
ACUITY BRANDS INC	COM	00508Y102	476	4,110	SH		SOLE		4,110	0	0
ACUITY BRANDS INC	COM	00508Y102	66	75	SH	Put	SOLE		75	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	821	1,500	SH	Call	SOLE		1,500	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	123	2,150	SH	Put	SOLE		2,150	0	0
ADVENT CLAY CONV SEC INC FD	COM	007639107	73	13,100	SH		SOLE		13,100	0	0
ALBEMARLE CORP	COM	012653101	3,227	34,209	SH		SOLE		34,209	0	0
ALBEMARLE CORP	COM	012653101	463	1,000	SH	Put	SOLE		1,000	0	0
ALLIANCEBERNSTEIN GBL HGH IN	COM	01879R106	242	21,000	SH		SOLE		21,000	0	0
ALLIANZGI CONV & INCOME FD	COM	018828103	75	10,800	SH		SOLE		10,800	0	0
ALLIANZGI CONV & INCOME FD I	COM	018825109	137	22,700	SH		SOLE		22,700	0	0
ALPHABET INC	CAP STK CL A	02079K305	13,807	12,227	SH		SOLE		12,227	0	0
ALTRIA GROUP INC	COM	02209S103	6	16	SH	Call	SOLE		16	0	0
ALTRIA GROUP INC	COM	02209S103	3	16	SH	Put	SOLE		16	0	0
ANADARKO PETE CORP	COM	032511107	6	8	SH	Call	SOLE		8	0	0
ANADARKO PETE CORP	COM	032511107	1	8	SH	Put	SOLE		8	0	0
APACHE CORP	COM	037411105	27	104	SH	Call	SOLE		104	0	0
APACHE CORP	COM	037411105	5	354	SH	Put	SOLE		354	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	103	6,300	SH		SOLE		6,300	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	162	10,400	SH		SOLE		10,400	0	0
ARCONIC INC	COM	03965L100	81	4,757	SH		SOLE		4,757	0	0
ARCONIC INC	COM	03965L100	12	192	SH	Call	SOLE		192	0	0
ARCONIC INC	COM	03965L100	35	192	SH	Put	SOLE		192	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	619	38,500	SH		SOLE		38,500	0	0
ASE TECHNOLOGY HOLDING CO LT	SPONSORED ADS	00215W100	3,722	809,023	SH		SOLE		809,023	0	0
ATHENAHEALTH INC	COM	04685W103	2	3	SH	Put	SOLE		3	0	0
ATHENAHEALTH INC	COM	04685W103	16	101	SH		SOLE		101	0	0
AUTODESK INC	COM	052769106	1,784	13,607	SH		SOLE		13,607	0	0
AUTODESK INC	COM	052769106	213	562	SH	Put	SOLE		562	0	0
BAIDU INC	SPON ADR REP A	056752108	6,415	26,400	SH		SOLE		26,400	0	0
BANK AMER CORP	COM	060505104	151	1,400	SH	Put	SOLE		1,400	0	0
BANK AMER CORP	COM	060505104	317	11,260	SH		SOLE		11,260	0	0
BANK AMER CORP	COM	060505104	95	750	SH	Call	SOLE		750	0	0
BAOZUN INC	SPONSORED ADR	06684L103	370	850	SH	Put	SOLE		850	0	0
BAOZUN INC	SPONSORED ADR	06684L103	4,476	81,831	SH		SOLE		81,831	0	0
BLACKBERRY LTD	COM	09228F103	878	90,953	SH		SOLE		90,953	0	0
BLACKBERRY LTD	COM	09228F103	251	2,000	SH	Put	SOLE		2,000	0	0
BLACKROCK CORE BD TR	SHS BEN INT	09249E101	277	21,700	SH		SOLE		21,700	0	0
BLACKROCK CR ALLCTN INC TR	COM	092508100	1,299	107,500	SH		SOLE		107,500	0	0
BLACKROCK DEBT STRAT FD INC	COM NEW	09255R202	703	62,900	SH		SOLE		62,900	0	0
BLACKROCK ENHANCED EQT DIV T	COM	09251A104	11	1,200	SH		SOLE		1,200	0	0
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	092524107	360	62,700	SH		SOLE		62,700	0	0
BLACKROCK FLOAT RATE OME STR	COM	09255X100	1,287	92,600	SH		SOLE		92,600	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	94	7,100	SH		SOLE		7,100	0	0
BLACKROCK RES & COMM STRAT T	SHS	09257A108	1,896	204,100	SH		SOLE		204,100	0	0
BLACKROCK SCIENCE & TECH TR	SHS	09258G104	212	6,300	SH		SOLE		6,300	0	0
BLACKROCK UTILITIES INFRSTRC	COM	09248D104	60	3,000	SH		SOLE		3,000	0	0
BOEING CO	COM	097023105	18	60	SH	Call	SOLE		60	0	0
BOOKING HLDGS INC	COM	09857L108	3,884	1,916	SH		SOLE		1,916	0	0
BOOKING HLDGS INC	COM	09857L108	598	40	SH	Put	SOLE		40	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	179	17,400	SH		SOLE		17,400	0	0
BRITISH AMERN TOB PLC	SPONSORED ADR	110448107	4	72	SH	Put	SOLE		72	0	0
BRITISH AMERN TOB PLC	SPONSORED ADR	110448107	64	1,270	SH		SOLE		1,270	0	0
BUNGE LIMITED	COM	G16962105	1,638	23,491	SH		SOLE		23,491	0	0
BUNGE LIMITED	COM	G16962105	21	400	SH	Call	SOLE		400	0	0
BUNGE LIMITED	COM	G16962105	222	400	SH	Put	SOLE		400	0	0
CATERPILLAR INC DEL	COM	149123101	1,648	12,149	SH		SOLE		12,149	0	0
CATERPILLAR INC DEL	COM	149123101	88	250	SH	Put	SOLE		250	0	0
CENTER COAST BRKFLD MLP ENRG	SHS BEN INT	151461100	2,075	233,400	SH		SOLE		233,400	0	0
CHIPOTLE MEXICAN GRILL INC	COM	169656105	1,682	3,900	SH		SOLE		3,900	0	0
CHIPOTLE MEXICAN GRILL INC	COM	169656105	197	150	SH	Put	SOLE		150	0	0
CLEARBRIDGE AMERN ENERG MLP	COM	184691103	62	8,200	SH		SOLE		8,200	0	0
CLEARBRIDGE ENERGY MLP FD IN	COM	184692101	711	50,300	SH		SOLE		50,300	0	0
CLEARBRIDGE ENERGY MLP OPP F	COM	18469P100	25	2,300	SH		SOLE		2,300	0	0
CLOROX CO DEL	COM	189054109	79	582	SH		SOLE		582	0	0
CLOROX CO DEL	COM	189054109	2	55	SH	Put	SOLE		55	0	0
COHEN & STEERS QUALITY RLTY	COM	19247L106	2,774	230,800	SH		SOLE		230,800	0	0
COHEN & STEERS TOTAL RETURN	COM	19247R103	243	19,300	SH		SOLE		19,300	0	0
COLUMBIA SELIGM PREM TECH GR	COM	19842X109	69	3,200	SH		SOLE		3,200	0	0
CORNERSTONE STRATEGIC VALUE	COM	21924B302	4,979	354,400	SH		SOLE		354,400	0	0
CORNERSTONE TOTAL RTRN FD IN	COM	21924U300	2,889	206,500	SH		SOLE		206,500	0	0
CORNING INC	COM	219350105	38	282	SH	Call	SOLE		282	0	0
CORNING INC	COM	219350105	21	282	SH	Put	SOLE		282	0	0
COSTCO WHSL CORP NEW	COM	22160K105	1,576	7,541	SH		SOLE		7,541	0	0
COSTCO WHSL CORP NEW	COM	22160K105	69	150	SH	Call	SOLE		150	0	0
COSTCO WHSL CORP NEW	COM	22160K105	212	450	SH	Put	SOLE		450	0	0
CROCS INC	COM	227046109	394	22,400	SH		SOLE		22,400	0	0
CSX CORP	COM	126408103	1,341	21,031	SH		SOLE		21,031	0	0
CSX CORP	COM	126408103	140	900	SH	Put	SOLE		900	0	0
CTRIP COM INTL LTD	NOTE 1.000% 7/0	22943FAF7	5,272	5,000,000	PRN		SOLE		5,000,000	0	0
CTRIP COM INTL LTD	NOTE 1.250%10/1	22943FAD2	22,024	18,000,000	PRN		SOLE		18,000,000	0	0
DAQO NEW ENERGY CORP	SPNSRD ADR NEW	23703Q203	0	0	SH		SOLE		0	0	0
DOLLAR TREE INC	COM	256746108	1,779	20,934	SH		SOLE		20,934	0	0
DOLLAR TREE INC	COM	256746108	218	684	SH	Put	SOLE		684	0	0
DOUBLELINE OPPORTUNISTIC CR	COM	258623107	98	4,700	SH		SOLE		4,700	0	0
DR REDDYS LABS LTD	ADR	256135203	4,402	135,907	SH		SOLE		135,907	0	0
DREYFUS STRATEGIC MUN BD FD	COM	26202F107	1	100	SH		SOLE		100	0	0
DUFF & PHELPS GLB UTL INC FD	COM	26433C105	220	15,300	SH		SOLE		15,300	0	0
DUFF & PHELPS SLCT ENGY MLP	COM	26433F108	593	106,800	SH		SOLE		106,800	0	0
EATON VANCE ENH EQTY INC FD	COM	278277108	162	9,600	SH		SOLE		9,600	0	0
EATON VANCE ENHANCED EQ INC	COM	278274105	75	4,900	SH		SOLE		4,900	0	0
EATON VANCE FLTING RATE INC	COM	278279104	831	57,300	SH		SOLE		57,300	0	0
EATON VANCE LTD DUR INCOME F	COM	27828H105	1,332	105,900	SH		SOLE		105,900	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	109	7,600	SH		SOLE		7,600	0	0
EATON VANCE TX MGD DIV EQ IN	COM	27828N102	185	15,300	SH		SOLE		15,300	0	0
EXPEDIA GROUP INC	COM NEW	30212P303	326	375	SH	Call	SOLE		375	0	0
EXPEDIA GROUP INC	COM NEW	30212P303	75	1,300	SH	Put	SOLE		1,300	0	0
F5 NETWORKS INC	COM	315616102	0	9	SH	Put	SOLE		9	0	0
F5 NETWORKS INC	COM	315616102	3	18	SH		SOLE		18	0	0
FANHUA INC	SPONSORED ADR	30712A103	756	26,520	SH		SOLE		26,520	0	0
FEDEX CORP	COM	31428X106	11	300	SH	Call	SOLE		300	0	0
FIDUCIARY CLAYMORE MLP OPP F	COM	31647Q106	610	52,300	SH		SOLE		52,300	0	0
FIRST TR DYNAMIC EUROPE EQT	COM SHS	33740D107	79	4,900	SH		SOLE		4,900	0	0
FIRST TR ENERGY INCOME & GRW	COM	33738G104	117	5,100	SH		SOLE		5,100	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	554	43,100	SH		SOLE		43,100	0	0
FIRST TR SR FLOATING RATE 20	COM SHS	33740K101	79	8,500	SH		SOLE		8,500	0	0
FLUOR CORP NEW	COM	343412102	156	3,188	SH		SOLE		3,188	0	0
FLUOR CORP NEW	COM	343412102	49	297	SH	Call	SOLE		297	0	0
FLUOR CORP NEW	COM	343412102	78	377	SH	Put	SOLE		377	0	0
FOOT LOCKER INC	COM	344849104	451	8,557	SH		SOLE		8,557	0	0
FOOT LOCKER INC	COM	344849104	85	1,000	SH	Put	SOLE		1,000	0	0
FST TR NEW OPPORT MLP & ENE	COM	33739M100	307	29,600	SH		SOLE		29,600	0	0
GOLDMAN SACHS GROUP INC	COM	38141G104	422	650	SH	Put	SOLE		650	0	0
GOLDMAN SACHS GROUP INC	COM	38141G104	4,177	18,939	SH		SOLE		18,939	0	0
GOODYEAR TIRE & RUBR CO	COM	382550101	399	2,650	SH	Put	SOLE		2,650	0	0
GOODYEAR TIRE & RUBR CO	COM	382550101	2,981	128,014	SH		SOLE		128,014	0	0
GOODYEAR TIRE & RUBR CO	COM	382550101	18	900	SH	Call	SOLE		900	0	0
HANCOCK JOHN FINL OPPTYS FD	SH BEN INT NEW	409735206	1,194	32,100	SH		SOLE		32,100	0	0
HANCOCK JOHN PFD INCOME FD	SH BEN INT	41013W108	89	4,100	SH		SOLE		4,100	0	0
HANCOCK JOHN TAX-ADV DIV INC	COM	41013V100	276	11,800	SH		SOLE		11,800	0	0
HESS CORP	COM	42809H107	632	1,200	SH	Call	SOLE		1,200	0	0
HESS CORP	COM	42809H107	408	2,350	SH	Put	SOLE		2,350	0	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	41	2,809	SH		SOLE		2,809	0	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	13	30	SH	Put	SOLE		30	0	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	0	30	SH	Call	SOLE		30	0	0
IKANG HEALTHCARE GROUP INC	SPONSORED ADR	45174L108	770	37,629	SH		SOLE		37,629	0	0
INCYTE CORP	COM	45337C102	749	11,185	SH		SOLE		11,185	0	0
INCYTE CORP	COM	45337C102	76	438	SH	Put	SOLE		438	0	0
INFOSYS LTD	SPONSORED ADR	456788108	3,392	174,554	SH		SOLE		174,554	0	0
INVESCO DYNAMIC CR OPP FD	COM	46132R104	363	31,200	SH		SOLE		31,200	0	0
INVESCO EXCHNG TRADED FD TR	PFD ETF	46138E511	1,986	136,400	SH		SOLE		136,400	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	1,336	2,700	SH	Put	SOLE		2,700	0	0
INVESCO SR INCOME TR	COM	46131H107	554	129,500	SH		SOLE		129,500	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	72	5,800	SH		SOLE		5,800	0	0
IROBOT CORP	COM	462726100	998	13,169	SH		SOLE		13,169	0	0
IROBOT CORP	COM	462726100	93	76	SH	Call	SOLE		76	0	0
IROBOT CORP	COM	462726100	311	961	SH	Put	SOLE		961	0	0
ISHARES TR	0-5YR HI YL CP	46434V407	7,627	163,600	SH		SOLE		163,600	0	0
ISHARES TR	20 YR TR BD ETF	464287432	123	250	SH	Call	SOLE		250	0	0
ISHARES TR	20 YR TR BD ETF	464287432	72	250	SH	Put	SOLE		250	0	0
ISHARES TR	S&P US PFD STK	464288687	7,007	185,800	SH		SOLE		185,800	0	0
JD COM INC	SPON ADR CL A	47215P106	7,243	185,961	SH		SOLE		185,961	0	0
JD COM INC	SPON ADR CL A	47215P106	191	1,574	SH	Put	SOLE		1,574	0	0
KAYNE ANDERSON ENRGY TTL RT	COM	48660P104	636	67,300	SH		SOLE		67,300	0	0
KAYNE ANDERSON MDSTM ENERGY	COM	48661E108	243	18,800	SH		SOLE		18,800	0	0
KROGER CO	COM	501044101	95	3,332	SH		SOLE		3,332	0	0
KROGER CO	COM	501044101	5	1,052	SH	Put	SOLE		1,052	0	0
KT CORP	SPONSORED ADR	48268K101	4,081	307,271	SH		SOLE		307,271	0	0
L BRANDS INC	COM	501797104	128	1,000	SH	Put	SOLE		1,000	0	0
L BRANDS INC	COM	501797104	185	1,000	SH	Call	SOLE		1,000	0	0
LAUDER ESTEE COS INC	CL A	518439104	399	400	SH	Put	SOLE		400	0	0
LAUDER ESTEE COS INC	CL A	518439104	2,172	15,219	SH		SOLE		15,219	0	0
LAUDER ESTEE COS INC	CL A	518439104	29	63	SH	Call	SOLE		63	0	0
LG DISPLAY CO LTD	SPONS ADR REP	50186V102	2,246	273,644	SH		SOLE		273,644	0	0
LOWES COS INC	COM	548661107	535	5,594	SH		SOLE		5,594	0	0
LOWES COS INC	COM	548661107	57	127	SH	Put	SOLE		127	0	0
MACQUARIE GLBL INFRA TOTL RE	COM	55608D101	203	9,000	SH		SOLE		9,000	0	0
MELCO RESORT ENTERTAINMENT L	ADR	585464100	2,786	99,500	SH		SOLE		99,500	0	0
MGM RESORTS INTERNATIONAL	COM	552953101	13,557	467,000	SH		SOLE		467,000	0	0
MICHAEL KORS HLDGS LTD	SHS	G60754101	400	6,000	SH		SOLE		6,000	0	0
MICRON TECHNOLOGY INC	COM	595112103	328	6,257	SH		SOLE		6,257	0	0
MICRON TECHNOLOGY INC	COM	595112103	60	300	SH	Put	SOLE		300	0	0
MITSUBISHI UFJ FINL GROUP IN	SPONSORED ADS	606822104	4,674	821,144	SH		SOLE		821,144	0	0
MOLSON COORS BREWING CO	CL B	60871R209	368	400	SH	Call	SOLE		400	0	0
MOLSON COORS BREWING CO	CL B	60871R209	96	1,268	SH	Put	SOLE		1,268	0	0
MOMO INC	ADR	60879B107	741	17,025	SH		SOLE		17,025	0	0
MOMO INC	ADR	60879B107	187	2,450	SH	Put	SOLE		2,450	0	0
MONEYGRAM INTL INC	COM NEW	60935Y208	1,754	262,156	SH		SOLE		262,156	0	0
MORGAN STANLEY	COM NEW	617446448	1,925	40,615	SH		SOLE		40,615	0	0
MORGAN STANLEY	COM NEW	617446448	211	1,300	SH	Put	SOLE		1,300	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	2,366	102,500	SH		SOLE		102,500	0	0
MYLAN N V	SHS EURO	N59465109	2,718	75,212	SH		SOLE		75,212	0	0
MYLAN N V	SHS EURO	N59465109	508	800	SH	Put	SOLE		800	0	0
NETEASE INC	SPONSORED ADR	64110W102	12,189	48,240	SH		SOLE		48,240	0	0
NETEASE INC	SPONSORED ADR	64110W102	638	275	SH	Put	SOLE		275	0	0
NEUBERGER BERMAN MLP INCOME	COM	64129H104	98	11,200	SH		SOLE		11,200	0	0
NEUBERGER BERMAN RE ES SEC F	COM	64190A103	68	13,200	SH		SOLE		13,200	0	0
NIELSEN HLDGS PLC	SHS EUR	G6518L108	13	150	SH	Put	SOLE		150	0	0
NIELSEN HLDGS PLC	SHS EUR	G6518L108	29	150	SH	Call	SOLE		150	0	0
NIKE INC	CL B	654106103	438	5,500	SH		SOLE		5,500	0	0
NOMURA HLDGS INC	SPONSORED ADR	65535H208	3,692	760,438	SH		SOLE		760,438	0	0
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	4,065	278,600	SH		SOLE		278,600	0	0
NUVEEN CA QUALTY MUN INCOME	COM	67066Y105	599	44,800	SH		SOLE		44,800	0	0
NUVEEN CALIFORNIA AMT QLT MU	COM	670651108	120	8,800	SH		SOLE		8,800	0	0
NUVEEN CR STRATEGIES INCM FD	COM SHS	67073D102	1,370	172,300	SH		SOLE		172,300	0	0
NUVEEN DOW 30 DYN OVERWRITE	SHS	67075F105	87	4,700	SH		SOLE		4,700	0	0
NUVEEN ENERGY MLP TOTL RTRNF	COM	67074U103	162	15,100	SH		SOLE		15,100	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	1,511	144,600	SH		SOLE		144,600	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	1,454	139,700	SH		SOLE		139,700	0	0
NUVEEN GLOBAL HIGH INCOME FD	SHS	67075G103	686	44,400	SH		SOLE		44,400	0	0
NUVEEN INTER DURATION MN TMF	COM	670671106	248	19,900	SH		SOLE		19,900	0	0
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	67070X101	724	50,500	SH		SOLE		50,500	0	0
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	670699107	414	15,800	SH		SOLE		15,800	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	538	41,200	SH		SOLE		41,200	0	0
NUVEEN PFD & INCM OPPORTNYS	COM	67073B106	962	103,100	SH		SOLE		103,100	0	0
NUVEEN PFD & INCM SECURTIES	COM	67072C105	1,673	189,900	SH		SOLE		189,900	0	0
NUVEEN PFD & INCOME TERM FD	COM	67075A106	275	11,900	SH		SOLE		11,900	0	0
NUVEEN REAL ASSET INM AND GW	COM	67074Y105	438	27,100	SH		SOLE		27,100	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	489	48,900	SH		SOLE		48,900	0	0
NUVEEN S&P 500 DYN OVERWRITE	COM	6706EW100	845	50,600	SH		SOLE		50,600	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	33,417	305,822	SH		SOLE		305,822	0	0
P T TELEKOMUNIKASI INDONESIA	SPONSORED ADR	715684106	4,231	161,670	SH		SOLE		161,670	0	0
PETROLEO BRASILEIRO SA PETRO	SP ADR NON VTG	71654V101	0	800	SH	Call	SOLE		800	0	0
PETROLEO BRASILEIRO SA PETRO	SP ADR NON VTG	71654V101	320	800	SH	Put	SOLE		800	0	0
PETROLEO BRASILEIRO SA PETRO	SP ADR NON VTG	71654V101	16,089	1,820,078	SH		SOLE		1,820,078	0	0
PGIM GLOBAL SHORT DURATION H	COM	69346J106	221	16,200	SH		SOLE		16,200	0	0
PGIM SHORT DURATION HIGH YIE	COM	69346H100	3	200	SH		SOLE		200	0	0
PIMCO CORPORATE & INCOME OPP	COM	72201B101	432	24,700	SH		SOLE		24,700	0	0
PIMCO CORPORATE INCOME STRAT	COM	72200U100	88	5,000	SH		SOLE		5,000	0	0
PIMCO MUNICIPAL INCOME FD	COM	72200R107	72	5,500	SH		SOLE		5,500	0	0
PIONEER FLOATING RATE TR	COM	72369J102	549	49,100	SH		SOLE		49,100	0	0
PROCTER AND GAMBLE CO	COM	742718109	174	1,100	SH	Put	SOLE		1,100	0	0
PROCTER AND GAMBLE CO	COM	742718109	310	500	SH	Call	SOLE		500	0	0
PUTNAM PREMIER INCOME TR	SH BEN INT	746853100	543	103,800	SH		SOLE		103,800	0	0
QUDIAN INC	ADR	747798106	5,902	666,114	SH		SOLE		666,114	0	0
REAVES UTIL INCOME FD	COM SH BEN INT	756158101	413	14,300	SH		SOLE		14,300	0	0
ROYCE VALUE TR INC	COM	780910105	6	400	SH		SOLE		400	0	0
SALIENT MIDSTREAM & MLP FD	SH BEN INT	79471V105	631	63,400	SH		SOLE		63,400	0	0
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	99	1,760	SH		SOLE		1,760	0	0
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	20	350	SH	Call	SOLE		350	0	0
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	362	1,704	SH	Put	SOLE		1,704	0	0
SHOPIFY INC	CL A	82509L107	2,814	19,288	SH		SOLE		19,288	0	0
SHOPIFY INC	CL A	82509L107	325	1,150	SH	Put	SOLE		1,150	0	0
SHUTTERFLY INC	COM	82568P304	129	500	SH	Put	SOLE		500	0	0
SHUTTERFLY INC	COM	82568P304	1,904	21,153	SH		SOLE		21,153	0	0
SINA CORP	NOTE 1.000%12/0	82922RAD5	95,353	94,000,000	PRN		SOLE		94,000,000	0	0
SINA CORP	ORD	G81477104	7	11	SH	Put	SOLE		11	0	0
SK TELECOM LTD	SPONSORED ADR	78440P108	418	18,000	SH		SOLE		18,000	0	0
SKECHERS U S A INC	CL A	830566105	402	13,400	SH		SOLE		13,400	0	0
SNAP INC	CL A	83304A106	129	2,200	SH	Put	SOLE		2,200	0	0
SNAP INC	CL A	83304A106	506	38,680	SH		SOLE		38,680	0	0
SONY CORP	SPONSORED ADR	835699307	633	12,393	SH		SOLE		12,393	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	23,046	84,952	SH		SOLE		84,952	0	0
SPDR SER TR	BLOOMBERG SRT TR	78468R408	5,532	202,700	SH		SOLE		202,700	0	0
SPLUNK INC	COM	848637104	925	9,332	SH		SOLE		9,332	0	0
SPLUNK INC	COM	848637104	83	300	SH	Put	SOLE		300	0	0
SQUARE INC	CL A	852234103	511	8,289	SH		SOLE		8,289	0	0
SQUARE INC	CL A	852234103	54	1,784	SH	Put	SOLE		1,784	0	0
SUMITOMO MITSUI FINL GROUP I	SPONSORED ADR	86562M209	1,587	204,310	SH		SOLE		204,310	0	0
SUNLANDS ONLINE ED GROUP	ADS	86740P108	11,811	1,325,570	SH		SOLE		1,325,570	0	0
SYMANTEC CORP	COM	871503108	2,060	99,737	SH		SOLE		99,737	0	0
SYMANTEC CORP	COM	871503108	348	2,400	SH	Put	SOLE		2,400	0	0
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADR	874039100	23,657	647,065	SH		SOLE		647,065	0	0
TATA MTRS LTD	SPONSORED ADR	876568502	8,261	418,800	SH		SOLE		418,800	0	0
TATA MTRS LTD	SPONSORED ADR	876568502	840	1,000	SH	Put	SOLE		1,000	0	0
TE CONNECTIVITY LTD	REG SHS	H84989104	297	3,296	SH		SOLE		3,296	0	0
TE CONNECTIVITY LTD	REG SHS	H84989104	19	37	SH	Put	SOLE		37	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	456	24,277	SH		SOLE		24,277	0	0
TEMPLETON EMERGING MKTS FD I	COM	880191101	94	6,400	SH		SOLE		6,400	0	0
TEMPLETON GLOBAL INCOME FD	COM	880198106	95	15,500	SH		SOLE		15,500	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADR	881624209	212	800	SH	Call	SOLE		800	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADR	881624209	50	800	SH	Put	SOLE		800	0	0
TORTOISE ENERGY INFRA CORP	COM	89147L100	3,526	132,100	SH		SOLE		132,100	0	0
TORTOISE MLP FD INC	COM	89148B101	2,154	126,200	SH		SOLE		126,200	0	0
TORTOISE MLP FD INC	RIGHT 07/18/2018	89148B119	0	90,603	SH		SOLE		90,603	0	0
TOYOTA MOTOR CORP	SP ADR REP2COM	892331307	1,306	10,100	SH		SOLE		10,100	0	0
TRI CONTL CORP	COM	895436103	213	8,028	SH		SOLE		8,028	0	0
UNDER ARMOUR INC	CL A	904311107	938	1,250	SH	Call	SOLE		1,250	0	0
UNDER ARMOUR INC	CL A	904311107	1	1,250	SH	Put	SOLE		1,250	0	0
UNITED MICROELECTRONICS CORP	SPON ADR NEW	910873405	954	343,100	SH		SOLE		343,100	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	3,357	31,597	SH		SOLE		31,597	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	381	525	SH	Put	SOLE		525	0	0
UNITED STATES STL CORP NEW	COM	912909108	699	20,117	SH		SOLE		20,117	0	0
UNITED STATES STL CORP NEW	COM	912909108	91	500	SH	Call	SOLE		500	0	0
UNITED STATES STL CORP NEW	COM	912909108	215	1,300	SH	Put	SOLE		1,300	0	0
VALEANT PHARMACEUTICALS INTL	COM	91911K102	58	1,000	SH	Put	SOLE		1,000	0	0
VALEANT PHARMACEUTICALS INTL	COM	91911K102	231	9,947	SH		SOLE		9,947	0	0
VANECK VECTORS ETF TR	FALLEN ANGEL HG	92189F437	385	13,430	SH		SOLE		13,430	0	0
VIPSHOP HLDGS LTD	SPONSORED ADR	92763W103	726	66,873	SH		SOLE		66,873	0	0
VIPSHOP HLDGS LTD	SPONSORED ADR	92763W103	200	2,000	SH	Put	SOLE		2,000	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	670	50,100	SH		SOLE		50,100	0	0
VOYA PRIME RATE TR	SH BEN INT	92913A100	725	144,200	SH		SOLE		144,200	0	0
WEIBO CORP	SPONSORED ADR	948596101	1,328	432	SH	Put	SOLE		432	0	0
WEIGHT WATCHERS INTL INC NEW	COM	948626106	11	113	SH		SOLE		113	0	0
WEIGHT WATCHERS INTL INC NEW	COM	948626106	0	93	SH	Put	SOLE		93	0	0
WELLS FARGO CO NEW	COM	949746101	205	1,000	SH	Call	SOLE		1,000	0	0
WELLS FARGO CO NEW	COM	949746101	249	2,400	SH	Put	SOLE		2,400	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	73	9,100	SH		SOLE		9,100	0	0
WELLS FARGO MULTI SECTOR INC	COM	94987D101	252	20,200	SH		SOLE		20,200	0	0
WESTERN ASSET MTG DEF OPPTY	COM	95790B109	152	6,600	SH		SOLE		6,600	0	0
WESTERN ASST MNGD MUN FD INC	COM	95766M105	349	27,500	SH		SOLE		27,500	0	0
XEROX CORP	COM NEW	984121608	6	1,000	SH	Call	SOLE		1,000	0	0
XL GROUP LTD	COM	G98294104	10,016	179,025	SH		SOLE		179,025	0	0
YY INC	ADS REPCOM CLA	98426T106	1,386	13,794	SH		SOLE		13,794	0	0
YY INC	ADS REPCOM CLA	98426T106	285	1,000	SH	Put	SOLE		1,000	0	0
ZAI LAB LTD	ADR	98887Q104	1,023	44,000	SH		SOLE		44,000	0	0