CLEARBRIDGE ENERGY MIDSTREAMOPPORTUNITY FUND INC.
ARTICLES SUPPLEMENTARY
SERIES F MANDATORY REDEEMABLE PREFERRED STOCK
SERIES G MANDATORY REDEEMABLE PREFERRED STOCK
ClearBridge Energy Midstream Opportunity Fund Inc. (formerly known as ClearBridge Energy MLP Opportunity Fund Inc.) (the“Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that:
FIRST: Under a power contained in Article V of the charter of the Company (which, as restated, amended or supplemented from time to time, together with these Articles Supplementary, is referred to herein as the“Charter”), the Board of Directors by duly adopted resolutions classified and designated (i) 41 shares of authorized but unissued Common Stock (as defined in the Charter) as shares of a new series of Preferred Stock (as defined below) designated as SeriesFMandatory Redeemable Preferred Stock, $.001 par value per share, liquidation preference $100,000.00 per share and (ii) 109 shares of authorized but unissued Common Stock as shares of a new series of Preferred Stock designated as Series G Mandatory Redeemable Preferred Stock, $.001 par value per share, liquidation preference $100,000.00 per share, each with the following preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption, which, upon any restatement of the Charter, shall become part of Article V of the Charter, with any necessary or appropriate renumbering or relettering of the sections or subsections hereof.
MRP SHARES
DESIGNATION
Preferred Stock: (i) 41 shares of Common Stock are classified and designated as Series F Mandatory Redeemable Preferred Stock, $.001 par value per share, liquidation preference $100,000.00 per share (the“Series F MRP Shares”) and (ii) 109 shares of Common Stock are classified and designated as Series G Mandatory Redeemable Preferred Stock, $.001 par value per share, liquidation preference $100,000.00 per share (the“Series G MRP Shares,” and together with the Series F MRP Shares, the“MRP Shares”).
The initial Dividend Period for the Series F MRP Shares shall be the period from but excluding November 15, 2018 to and including February 15, 2019. Each Series F MRP Share will have a dividend rate equal to 4.01% per annum. Each Series F MRP Share shall have such other preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption, in addition to those required by applicable law, as are set forth herein. The Series F MRP Shares shall constitute a separate series of Preferred Stock.
State of Maryland | Larry Hogan | |||
Department of | Governor | |||
Assessments and Taxation | ||||
Charter Division | Michael L. Higgs | |||
Acting Director |
Date: 11/15/2018
HIQ CORPORATE SERVICES, INC.
715 SAINT PAUL ST
BALTIMORE MD 21202-2311
THIS LETTER IS TO CONFIRM ACCEPTANCE OF THE FOLLOWING FILING: | ||
ENTITY NAME | : CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. | |
DEPARTMENT ID | : D14048078 | |
TYPE OF REQUEST | : ARTICLES SUPPLEMENTARY | |
DATE FILED | : 11-15-2018 | |
TIME FILED | : 01:47 PM | |
RECORDING FEE | : $100.00 | |
EXPEDITED FEE | : $425.00 | |
FILING NUMBER | : 1000362011654615 | |
CUSTOMER ID | : 0003692919 | |
WORK ORDER NUMBER | : 0004909496 |
PLEASE VERIFY THE INFORMATION CONTAINED IN THIS LETTER. NOTIFY THIS DEPARTMENT IN WRITING IF ANY INFORMATION IS INCORRECT. INCLUDE THE CUSTOMER ID AND THE WORK ORDER NUMBER ON ANY INQUIRIES.
Charter Division
Baltimore Metro Area (410)767-1350
Outside Metro Area (888)246-5941
301 West Preston Street-Room801-Baltimore, Maryland 21201-2395
Telephone(410)767-4950/Toll free in Maryland(888)246-5941
MRS (Maryland Relay Service)(800)735-2258 TT/Voice
ENTITY TYPE: | ORDINARY BUSINESS - STOCK | |
STOCK: | Y | |
CLOSE: | N | |
EFFECTIVE DATE: | 11-15-2018 | |
PRINCIPAL OFFICE: | 2405 YORK ROAD SUITE 201 LUTHERVILLE TIMONIUM MD 21093-2264 | |
RESIDENT AGENT: | THE CORPORATION TRUST INCORPORATED 2405 YORK ROAD SUITE 201 LUTHERVILLE TIMONIUM MD 21093-2264 |