Exhibit A
Transactions in Ordinary Shares
Since January 15, 2016*
Since January 15, 2016*
Transaction Date | Security(1)(2) | Security Amount | Per Share Price($) | Transaction Description |
02/24/2016 | Liberty Global Class A RSU | 81,093 | N/A | (3) |
02/24/2016 | Liberty Global Class C RSU | 162,185 | N/A | (3) |
02/24/2016 | LiLAC Class A RSU | 4,054 | N/A | (3) |
02/24/2016 | LiLAC Class C RSU | 8,109 | N/A | (3) |
03/15/2016 | Liberty Global Class A Shares | 333,333 | N/A | (4) |
03/15/2016 | Liberty Global Class B Shares | 333,333 | N/A | (4) |
03/15/2016 | LiLAC Class A Shares | 16,666 | N/A | (4) |
03/15/2016 | LiLAC Class B Shares | 16,666 | N/A | (4) |
03/15/2016 | Liberty Global Class A Shares | 306,179 | 36.31 | (5) |
04/01/2016 | Liberty Global Class A Shares | 18,955 | 38.92 | (5) |
04/01/2016 | Liberty Global Class C Shares | 37,908 | 38.08 | (5) |
04/01/2016 | LiLAC Class A Shares | 949 | 34.94 | (5) |
04/01/2016 | LiLAC Class C Shares | 1,896 | 37.64 | (5) |
05/01/2016 | Liberty Global Class A SARs | 211,882 | 37.73(6) | (7) |
05/01/2016 | Liberty Global Class C SARs | 423,764 | 36.60(6) | (7) |
05/01/2016 | LiLAC Class A SARs | 10,594 | 37.53(6) | (7) |
05/01/2016 | LiLAC Class C SARs | 21,188 | 40.61(6) | (7) |
06/17/2016 | Liberty Global Class C Shares | 100,000 | N/A | (8) |
06/24/2016 | Liberty Global Class A SARs | 971,587 | 31.87(6) | (9) |
06/24/2016 | Liberty Global Class C SARs | 967,468 | 31.61(6) | (9) |
06/24/2016 | Liberty Global Class C SARs | 1,933,985 | 29.88(6) | (9) |
06/24/2016 | LiLAC Class A SARs | 48,562 | 30.02(6) | (9) |
06/24/2016 | LiLAC Class C SARs | 48,343 | 31.37(6) | (9) |
06/24/2016 | LiLAC Class C SARs | 96,687 | 29.66(6) | (9) |
07/01/2016 | LiLAC Class A SARs | 17,730 | 13.40(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 8,863 | 13.52(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 11,967 | 21.96(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 5,984 | 22.88(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 11,330 | 23.84(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 5,664 | 24.60(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 10,679 | 34.03(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 5,338 | 36.44(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 241,301 | 32.42(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 120,710 | 34.29(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 50,088 | 38.65(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 39,527 | 50.84(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 52,872 | 39.71(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 8,904 | 13.16(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 6,009 | 22.25(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 5,689 | 23.91(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 121,223 | 33.35(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 25,171 | 38.94(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 19,603 | 50.55(6) | (10) |
07/01/2016 | LiLAC Class A SARs | 26,436 | 39.48(6) | (10) |
07/01/2016 | LiLAC Class A RSUs | 41,589 | N/A | (10) |
07/01/2016 | LiLAC Class B RSUs | 41,589 | N/A | (10) |
10/01/2016 | Liberty Global Class A Shares | 18,971 | 34.18 | (5) |
10/01/2016 | Liberty Global Class C Shares | 37,939 | 33.04 | (5) |
10/01/2016 | LiLAC Class A Shares | 3,317 | 27.59 | (5) |
10/01/2016 | LiLAC Class C Shares | 6,632 | 28.05 | (5) |
11/08/2016 | LiLAC Class A Shares | 50,000 | 20.29 | (11) |
11/08/2016 | LiLAC Class B Shares | 1,100 | 22.27 | (11) |
02/21/2017 | Liberty Global Class A RSU | 64,802 | N/A | (12) |
02/21/2017 | Liberty Global Class C RSU | 129,605 | N/A | (12) |
02/21/2017 | LiLAC Class A RSU | 11,324 | N/A | (12) |
02/21/2017 | LiLAC Class C RSU | 22,650 | N/A | (12) |
03/15/2017 | Liberty Global Class A Shares | 333,334 | N/A | (4) |
03/15/2017 | Liberty Global Class B Shares | 333,334 | N/A | (4) |
03/15/2017 | LiLAC Class A Shares | 58,256 | N/A | (4) |
03/15/2017 | LiLAC Class B Shares | 58,256 | N/A | (4) |
03/15/2017 | Liberty Global Class A Shares | 333,334 | 36.78 | (5) |
04/01/2017 | Liberty Global Class A Shares | 32,401 | N/A | (4) |
04/01/2017 | Liberty Global Class C Shares | 64,802 | N/A | (4) |
04/01/2017 | LiLAC Class A Shares | 5,662 | N/A | (4) |
04/01/2017 | LiLAC Class C Shares | 11,325 | N/A | (4) |
04/01/2017 | Liberty Global Class A Shares | 15,171 | 35.87 | (5) |
04/01/2017 | Liberty Global Class C Shares | 30,341 | 35.04 | (5) |
04/01/2017 | LiLAC Class A Shares | 2,652 | 22.24 | (5) |
04/01/2017 | LiLAC Class C Shares | 5,303 | 23.04 | (5) |
05/01/2017 | Liberty Global Class A Shares | 71,370 | N/A | (9) |
05/01/2017 | Liberty Global Class C Shares | 142,107 | N/A | (9) |
05/01/2017 | Liberty Global Class C Shares | 71,036 | N/A | (9) |
05/01/2017 | LiLAC Class A Shares | 3,568 | N/A | (9) |
05/01/2017 | LiLAC Class A Shares | 8,904 | N/A | (9) |
05/01/2017 | LiLAC Class C Shares | 7,105 | N/A | (9) |
05/01/2017 | LiLAC Class C Shares | 3,551 | N/A | (9) |
05/01/2017 | LiLAC Class C Shares | 17,730 | N/A | (9) |
05/01/2017 | LiLAC Class C Shares | 8,863 | N/A | (9) |
05/01/2017 | Liberty Global Class A Shares | 44,921 | 35.69 | (5) |
05/01/2017 | Liberty Global Class C Shares | 134,336 | 34.80 | (5) |
05/01/2017 | LiLAC Class A Shares | 9,785 | 21.43 | (5) |
05/01/2017 | LiLAC Class C Shares | 29,300 | 21.84 | (5) |
05/01/2017 | Liberty Global Class A SARs | 227,832 | 35.69(6) | (13) |
05/01/2017 | Liberty Global Class A SARs | 455,664 | 34.80(6) | (13) |
05/01/2017 | LiLAC Class A SARs | 28,480 | 21.43(6) | (13) |
05/01/2017 | LiLAC Class C SARs | 56,960 | 21.84(6) | (13) |
________________________
* Share amounts and prices for dates prior to July 1, 2016 are not adjusted for July 1, 2016 distributions. See endnote 10 below.
1. | Each Restricted Share Unit (“RSU”) represents a right for the holder to receive one share of Issuer’s Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. RSUs are granted to Mr. Fries in connection with his compensation by the Issuer. |
2. | Share appreciation rights (“SARs”), upon exercise, entitle the holder to the issuance of a number of shares of the reference security having a value (subject to adjustment at the election of the Issuer for tax withholding amounts) equal to the increase in the value of a stated number of shares (e.g., a grant of 10,000 SARs entitles the grantee to the appreciation in value of 10,000 Ordinary Shares) at exercise from the value of that number of shares at the “base price”. |
3. | In 2014 the Issuer granted to Mr. Fries and other senior officers of the Issuer performance share units (the “2014 PSUs”) based on certain objectives relating to the Issuer’s performance during the two-year period ending December 31, 2015. On February 24, 2016, the compensation committee of the Issuer’s board of directors determined the achievement of these objectives and the number of 2014 PSUs earned under the incentive plan. On February 24, 2015 such earned 2014 PSUs were converted into time-vested RSUs pursuant to the plan and vested in two equal installments on April 1, 2016 and October 1, 2016. |
4. | Delivery of shares to Mr. Fries upon vesting of RSUs granted prior to January 15, 2016. |
5. | Represents securities withheld by Issuer in payment of tax liability incident to vesting of RSUs. |
6. | Base price; see note 2. |
7. | New grant of SARs. The SARs in this grant vest as follows: 12.5% of the aggregate SARs on November 1, 2016; the remaining 87.5% of the SARs in 14 equal quarterly installments of 6.25% commencing February 1, 2017. |
8. | Gift disposition. |
9. | Represents vesting of SARs granted prior to January 15, 2016. |
10. | On July 1, 2016, the Issuer distributed to each holder of Liberty Global ordinary shares, one share of the corresponding class of the Issuer’s LiLAC ordinary shares for every 8.01482 shares of that class of the Issuer’s Liberty Global ordinary shares held by such holder as of the distribution record date (the “LiLAC Distribution”). As a result, pursuant to the anti-dilution provisions of the applicable incentive plans, Mr. Fries received an equity award based on his outstanding Liberty Global awards relating to shares of the corresponding class of LiLAC ordinary shares (a “LiLAC Award”). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global award. In addition, as a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plans, an adjustment to the exercise price or base price, as applicable, was made to all previous Liberty Global equity awards. |
11. | Open market purchase. |
12. | In 2015 the Issuer granted to Mr. Fries and other senior officers of the Issuer performance share units (the “2015 PSUs”) based on certain objectives relating to the Issuer’s performance during the two-year period ending December 31, 2016. On February 24, 2016, the compensation committee of the Issuer’s board of directors determined the achievement of these objectives and the number of 2015 PSUs earned under the incentive plan. On February 24, 2016 such earned 2015 PSUs were converted into time-vested RSUs pursuant to the plan with vesting in two equal installments on April 1, 2017 and October 1, 2017. |
13. | New grant of SARs. The SARs in this grant vest as follows: 12.5% of the aggregate SARs on November 1, 2017; the remaining 87.5% of the SARs in 14 equal quarterly installments of 6.25% commencing February 1, 2018. |