| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 06/07/2013 | 3. Issuer Name and Ticker or Trading Symbol Liberty Global plc [ LBTY ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 06/07/2013 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Liberty Global Class A | 200,017(1)(2) | D | |
| Liberty Global Class C | 333,644(1)(3) | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. The Reporting Person is amending the Form 3 originally filed to correct a calculation error in the number of shares held. |
| 2. Includes 2,000 shares that the Reporting Person elected to defer receipt of in accordance with the Liberty Global, Inc. Nonemployee Director Deferred Compensation Plan (the Plan). |
| 3. Includes 2,045 shares that the Reporting Person elected to defer receipt of in accordance with the Plan. |
| Remarks: |
| The trading symbols for the Issuer's Class A, Class B and Class C ordinary shares are, respectively, LBTYA, LBTYB and LBTYK. The referenced securities were all received by the Reporting Person in exchange for securities of Liberty Global, Inc. (LGI) and/or Virgin Media Inc. (VMI) as a result of the business combination transaction (the Mergers) between LGI and VMI pursuant to which such companies became wholly-owned subsidiaries of the Issuer. The Mergers were completed on June 7, 2013. The acquisition of all such securities by the Reporting Person was approved and exempted pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. |
| /s/ Michelle L. Keist, attorney-in-fact | 10/04/2016 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
