Atlas Resources Series 33-2013 D/A $200M in equity, sold $20.29M, 197 investors

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:	3235-0076
Estimated average burden
hours per response:	4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

X None

Entity Type

0001570597

	Corporation
X	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
	Other (Specify)

Name of Issuer

Atlas Resources Series 33-2013 L.P.

Jurisdiction of Incorporation/Organization

DELAWARE

Year of Incorporation/Organization

	Over Five Years Ago
X	Within Last Five Years (Specify Year)	2013
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Atlas Resources Series 33-2013 L.P.
Street Address 1		Street Address 2
PARK PLACE CORP CENTER ONE		1000 COMMERCE DR. 4TH. FLOOR
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
PITTSBURGH	PENNSYLVANIA	15275	330-896-8510

3. Related Persons

Last Name	First Name	Middle Name
Atlas Resources, LLC	Atlas Resources, LLC
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Managing General Partner

Last Name	First Name	Middle Name
Kotek	Freddie	M.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Herz	Daniel	C.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Miller	Sharon
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Hollander	Jack	L.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Jones	Matthew	A.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
McGrath	Sean	P.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Washington	Lisa
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Bleichmar	Marci	F.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Atkinson	Justin	T.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Ulrich	William	A.
Street Address 1	Street Address 2
Park Place Corporate Center One	1000 Commerce Drive Suite 410
City	State/Province/Country	ZIP/PostalCode
Pittsburgh	PENNSYLVANIA	15275

Relationship: X Executive Officer Director X Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services X Oil & Gas Other Energy

Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate

Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
		Rule 504 (b)(1)(i)
		Rule 504 (b)(1)(ii)
		Rule 504 (b)(1)(iii)
		Rule 505
	X	Rule 506(b)
		Rule 506(c)
		Securities Act Section 4(a)(5)

X Investment Company Act Section 3(c)

Section 3(c)(1) X Section 3(c)(9)  

Section 3(c)(2) Section 3(c)(10)

Section 3(c)(3) Section 3(c)(11)

Section 3(c)(4) Section 3(c)(12)

Section 3(c)(5) Section 3(c)(13)

Section 3(c)(6) Section 3(c)(14)

Section 3(c)(7)

7. Type of Filing

	New Notice	Date of First Sale	2013-05-21	First Sale Yet to Occur
X	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? Yes X No

9. Type(s) of Securities Offered (select all that apply)

X	Equity	Pooled Investment Fund Interests
	Debt	Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security	Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient	Recipient CRD Number None
Alliance Affiliated Equities Corporation	23928
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
7227 Metcalf Avenue	Suite 201
City	State/Province/Country	ZIP/Postal Code
Overland Park	KANSAS	66204
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO TEXAS ALABAMA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA KENTUCKY WISCONSIN KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
AXA Advisors, LLC	6627
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1290 Avenue of the Americas	12th Floor
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10104
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Berthel, Fisher & Company Financial Services, Inc.	13609
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
701 Tama Street	Building B, (P.O. Box 609)
City	State/Province/Country	ZIP/Postal Code
Marion	IOWA	52302-0609
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Bryan Funding, Inc.	11899
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
125 Technology Drive	Suite 105
City	State/Province/Country	ZIP/Postal Code
Canonsburg	PENNSYLVANIA	15317-9557
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW JERSEY NEW YORK OHIO WEST VIRGINIA DELAWARE CALIFORNIA FLORIDA KANSAS MARYLAND PENNSYLVANIA

Recipient	Recipient CRD Number None
Cadaret, Grant & Co., Inc.	10641
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
One Lincoln Center, 110 W. Fayette St.	5th Floor
City	State/Province/Country	ZIP/Postal Code
Syracuse	NEW YORK	13202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Calton & Associates, Inc.	20999
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
14497 N. Dale Mabry Hwy.	Suite 215
City	State/Province/Country	ZIP/Postal Code
Tampa	FLORIDA	33618
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Cambridge Investment Research, Inc.	39543
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1776 Pleasant Plain Road
City	State/Province/Country	ZIP/Postal Code
Fairfield	IOWA	52556-8757
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Centaurus Financial, Inc.	30833
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2300 East Katella Avenue	Suite 200
City	State/Province/Country	ZIP/Postal Code
Anaheim	CALIFORNIA	92806
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Center Street Securities, Inc.	26898
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
204-A Donelson Pike
City	State/Province/Country	ZIP/Postal Code
Nashville	TENNESSEE	37214
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS ILLINOIS UTAH INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY PUERTO RICO NEW MEXICO TEXAS ALABAMA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA KENTUCKY WISCONSIN KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Crown Capital Securities, L.P.	6312
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
725 Town & Country Rd.	Suite 530
City	State/Province/Country	ZIP/Postal Code
Orange	CALIFORNIA	92868
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Dempsey Lord Smith, LLC	141238
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
901 N Broad Street	Suite 400
City	State/Province/Country	ZIP/Postal Code
Rome	GEORGIA	30161
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW YORK GEORGIA TENNESSEE CALIFORNIA VIRGINIA MICHIGAN OHIO WYOMING FLORIDA MARYLAND MASSACHUSETTS SOUTH CAROLINA ILLINOIS CONNECTICUT MINNESOTA WISCONSIN OREGON MISSISSIPPI LOUISIANA NEW MEXICO ALABAMA TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
First Tennessee Brokerage Inc.	17117
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
165 Madison Avenue	14th Floor
City	State/Province/Country	ZIP/Postal Code
Memphis	TENNESSEE	38103
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
FSC Securities Corporation	7461
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2300 Windy Ridge Pkwy.	Suite 1100
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30339
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Girard Securities, Inc.	18697
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
9560 Waples Street	Suite B
City	State/Province/Country	ZIP/Postal Code
San Diego	CALIFORNIA	92121
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
H. Beck, Inc.	1763
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
6600 Rockledge Drive	6th Floor
City	State/Province/Country	ZIP/Postal Code
Bethesda	MARYLAND	20817
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	X Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Hagen Securities, Inc.	27353
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2112 Century Park Lane	Suite 415
City	State/Province/Country	ZIP/Postal Code
Los Angeles	CALIFORNIA	90067
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
UTAH WASHINGTON NEVADA ARIZONA CALIFORNIA

Recipient	Recipient CRD Number None
Heim, Young & Associates, Inc.	38993
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1256 E. Kinglsey Street
City	State/Province/Country	ZIP/Postal Code
Springfield	MISSOURI	65804-7211
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS ILLINOIS NEW YORK GEORGIA MINNESOTA WISCONSIN ARIZONA CALIFORNIA MISSOURI KANSAS LOUISIANA OKLAHOMA NEW HAMPSHIRE WASHINGTON VIRGINIA OHIO IDAHO ALABAMA TEXAS COLORADO FLORIDA NORTH CAROLINA

Recipient	Recipient CRD Number None
Integrated Trading and Investments, Inc.	47730
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
209 21st Street
City	State/Province/Country	ZIP/Postal Code
Huntington Beach	CALIFORNIA	92648
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ILLINOIS UTAH WASHINGTON NEW YORK GEORGIA NEVADA TEXAS ARIZONA CALIFORNIA FLORIDA MISSOURI

Recipient	Recipient CRD Number None
Investment Planners, Inc.	18557
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
226 W. Eldorado Street	P.O. Box 170, 62525-0170
City	State/Province/Country	ZIP/Postal Code
Decatur	ILLINOIS	62522
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA MAINE OKLAHOMA VIRGINIA MICHIGAN OHIO IDAHO WYOMING IOWA FLORIDA MARYLAND MASSACHUSETTS SOUTH DAKOTA SOUTH CAROLINA ARKANSAS UTAH ILLINOIS INDIANA CONNECTICUT WEST VIRGINIA MINNESOTA KENTUCKY ARIZONA WISCONSIN MISSOURI KANSAS MONTANA OREGON MISSISSIPPI LOUISIANA NEW HAMPSHIRE WASHINGTON NEW JERSEY NEW MEXICO ALABAMA TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA NEBRASKA

Recipient	Recipient CRD Number None
J.W. Cole Financial, Inc.	124583
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
6928 W. Linebaugh Ave.	Suite 101
City	State/Province/Country	ZIP/Postal Code
Tampa	FLORIDA	33625
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Lincoln Financial Advisors Corporation	3978
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1300 S. Clinton St.	Suite 150 (P.O. Box 2239, 46801-2239)
City	State/Province/Country	ZIP/Postal Code
Fort Wayne	INDIANA	46802
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Lincoln Financial Securities Corporation	3870
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
One Granite Place	P.O. Box 2005, 03302
City	State/Province/Country	ZIP/Postal Code
Concord	NEW HAMPSHIRE	03301-3258
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
LPL Financial LLC	6413
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
75 State Street	24th Floor
City	State/Province/Country	ZIP/Postal Code
Boston	MASSACHUSETTS	02109
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Maitland Securities, Inc.	130577
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1111 Douglas Avenue
City	State/Province/Country	ZIP/Postal Code
Altamonte Springs	FLORIDA	32714
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA

Recipient	Recipient CRD Number None
May Capital Group, LLC	37081
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
250 West 57th Street	Suite 2322
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10107
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW JERSEY NEW YORK FLORIDA NORTH CAROLINA

Recipient	Recipient CRD Number None
McLaughlin Ryder Investments, Inc.	147529
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1421 Prince Street	Suite 400
City	State/Province/Country	ZIP/Postal Code
Alexandria	VIRGINIA	22314
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA VIRGINIA OHIO DELAWARE FLORIDA IOWA MARYLAND MASSACHUSETTS SOUTH DAKOTA SOUTH CAROLINA ILLINOIS INDIANA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA MINNESOTA WISCONSIN KENTUCKY ARIZONA MISSOURI KANSAS OREGON MISSISSIPPI NEW HAMPSHIRE WASHINGTON NEW JERSEY NEW MEXICO TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
Merrimac Corporate Securities, Inc.	35463
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1150 Douglas Avenue	Suite 1080
City	State/Province/Country	ZIP/Postal Code
Altamonte Springs	FLORIDA	32714
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND HAWAII NEW YORK GEORGIA NEVADA CALIFORNIA MAINE OKLAHOMA MICHIGAN OHIO DELAWARE IDAHO WYOMING FLORIDA IOWA MARYLAND MASSACHUSETTS SOUTH CAROLINA UTAH ILLINOIS INDIANA CONNECTICUT WEST VIRGINIA MINNESOTA KENTUCKY ARIZONA WISCONSIN MISSOURI KANSAS MONTANA OREGON MISSISSIPPI LOUISIANA NEW HAMPSHIRE WASHINGTON NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA NORTH DAKOTA NEBRASKA

Recipient	Recipient CRD Number None
MetLife Securities Inc.	14251
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1095 Avenue of the Americas
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10036
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Neidiger, Tucker, Bruner, Inc.	7425
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
9540 South Maroon Circle	Suite 250
City	State/Province/Country	ZIP/Postal Code
Englewood	COLORADO	80112
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
New England Securities	615
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1095 Avenue of the Americas
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10036
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Newport Coast Securities, Inc.	16944
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
18872 MacArthur Blvd.	Suite 100
City	State/Province/Country	ZIP/Postal Code
Irvine	CALIFORNIA	92612
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS ILLINOIS UTAH INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA TEXAS ALABAMA NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA KENTUCKY WISCONSIN KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
NFP Securities, Inc.	42046
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1250 Capital of Texas Hwy.	Bldg. 2, Suite 125
City	State/Province/Country	ZIP/Postal Code
Austin	TEXAS	78746
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Ni Advisors	134502
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
638 Webster Street	Suite 410
City	State/Province/Country	ZIP/Postal Code
Oakland	CALIFORNIA	94607
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MAINE NEW JERSEY NEW YORK MICHIGAN NEVADA CALIFORNIA FLORIDA MARYLAND PENNSYLVANIA MASSACHUSETTS OREGON

Recipient	Recipient CRD Number None
The O.N. Equity Sales Company	2936
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
One Financial Way	PO Box 371, 45201-0371
City	State/Province/Country	ZIP/Postal Code
Cincinnati	OHIO	45242
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
ProEquities, Inc.	15708
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2801 Highway 280 South	P.O. Box 518, 35201-0518
City	State/Province/Country	ZIP/Postal Code
Birmingham	ALABAMA	35223
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	X Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Prospera Financial Services, Inc.	10740
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
5429 LBJ Freeway	Suite 400
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75240
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Purshe Kaplan Sterling Investments	35747
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
18 Coporate Woods Blvd.
City	State/Province/Country	ZIP/Postal Code
Albany	NEW YORK	12211
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Resource Horizon Group LLC	104368
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
13509 Church St. Ext	3rd Floor
City	State/Province/Country	ZIP/Postal Code
Marietta	GEORGIA	30060
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA KENTUCKY WISCONSIN KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Royal Alliance Associates, Inc.	23131
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
One World Financial Center	15th Floor
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10281
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Sagepoint Financial, Inc.	133763
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2800 N. Central Avenue	Suite 2100
City	State/Province/Country	ZIP/Postal Code
Pheonix	ARIZONA	85004-1072
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Spire Securities, LLC	144131
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
12355 Sunrise Valley Drive	Suite 305
City	State/Province/Country	ZIP/Postal Code
Reston	VIRGINIA	20191
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Summit Brokerage Services, Inc.	34643
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
595 S. Federal Hwy.	Suite 500
City	State/Province/Country	ZIP/Postal Code
Boca Raton	FLORIDA	33432
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Tower Square Securities, Inc.	833
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1095 Avenue of the Americas
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10036
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Trade-PMR Inc.	46350
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2511 NW 41st Street	PO Box 358230, 32635-8230
City	State/Province/Country	ZIP/Postal Code
Gainesville	FLORIDA	32606
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
TransAm Securities, INc.	18923
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
111 Douglas Avenue
City	State/Province/Country	ZIP/Postal Code
Altamonte Springs	FLORIDA	32714
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
SOUTH CAROLINA HAWAII ILLINOIS NEW YORK INDIANA CONNECTICUT GEORGIA ARIZONA OREGON VIRGINIA NEW JERSEY MICHIGAN OHIO ALABAMA TEXAS COLORADO FLORIDA MARYLAND NORTH CAROLINA

Recipient	Recipient CRD Number None
TransAmerica Financial Advisors, Inc.	16164
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
570 Carillon Parkway	P.O. Box 9053, 33758-9053
City	State/Province/Country	ZIP/Postal Code
St. Petersburg	FLORIDA	33716-1202
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Triad Advisors, Inc.	25803
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
5185 Peachtree Parkway	Suite 280
City	State/Province/Country	ZIP/Postal Code
Norcross	GEORGIA	30092
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
United Planners' Financial Services of America	20804
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
7333 E. Doubletree Ranch Rd.	Suite 120
City	State/Province/Country	ZIP/Postal Code
Scottsdale	ARIZONA	85258-2023
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	X Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Walnut Street Securities, Inc.	15840
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
MetLife Securities, Inc.	14251
Street Address 1	Street Address 2
1095 Avenue of the Americas
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10036
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Willbanks Securities, Inc.	40673
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
4334 Northwest Expressway	Suite 222
City	State/Province/Country	ZIP/Postal Code
Oklahoma City	OKLAHOMA	73116
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
VERMONT HAWAII NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA VIRGINIA MICHIGAN OHIO DELAWARE IDAHO WYOMING FLORIDA IOWA MARYLAND MASSACHUSETTS SOUTH CAROLINA ARKANSAS UTAH ILLINOIS INDIANA CONNECTICUT WEST VIRGINIA MINNESOTA DISTRICT OF COLUMBIA KENTUCKY ARIZONA WISCONSIN MISSOURI KANSAS MONTANA OREGON MISSISSIPPI LOUISIANA NEW HAMPSHIRE WASHINGTON NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA NEBRASKA

Recipient	Recipient CRD Number None
Woodbury Financial Services, Inc.	421
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
7755 3rd Street North
City	State/Province/Country	ZIP/Postal Code
Oakdale	MINNESOTA	55128
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	X Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
World Equity Group, Inc.	29087
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1650 N. Arlington Heights Rd.	Suite 100
City	State/Province/Country	ZIP/Postal Code
Arlington Heights	ILLINOIS	60004-3984
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
The Strategic Financial Alliance, Inc.	126514
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
2200 Century Parkway	Suite 500
City	State/Province/Country	ZIP/Postal Code
Atlanta	GEORGIA	30345
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
RHODE ISLAND VERMONT HAWAII MAINE VIRGINIA MICHIGAN DELAWARE IDAHO IOWA MARYLAND MASSACHUSETTS ARKANSAS UTAH ILLINOIS INDIANA MINNESOTA ARIZONA MISSOURI MONTANA MISSISSIPPI NEW HAMPSHIRE NEW JERSEY NEW MEXICO ALASKA ALABAMA TEXAS NORTH CAROLINA NORTH DAKOTA NEBRASKA NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA OHIO WYOMING FLORIDA SOUTH DAKOTA SOUTH CAROLINA CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA WISCONSIN KENTUCKY KANSAS OREGON LOUISIANA WASHINGTON COLORADO PENNSYLVANIA

Recipient	Recipient CRD Number None
Independence Captial Co., Inc.	24723
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
5579 Pearl Road	Suite 100
City	State/Province/Country	ZIP/Postal Code
Parma	OHIO	44129
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW YORK GEORGIA NEVADA CALIFORNIA MAINE VIRGINIA MICHIGAN OHIO DELAWARE FLORIDA MARYLAND UTAH ILLINOIS INDIANA CONNECTICUT WEST VIRGINIA MINNESOTA WISCONSIN KENTUCKY ARIZONA KANSAS MISSISSIPPI ALABAMA TEXAS PENNSYLVANIA NORTH CAROLINA

Recipient	Recipient CRD Number None
Coastal Equities, Inc.	23769
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1201 N. Orange Street	Suite 729
City	State/Province/Country	ZIP/Postal Code
Wilmington	DELAWARE	19801
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA OKLAHOMA VIRGINIA MICHIGAN OHIO DELAWARE FLORIDA MARYLAND MASSACHUSETTS SOUTH CAROLINA UTAH ILLINOIS INDIANA CONNECTICUT DISTRICT OF COLUMBIA MINNESOTA KENTUCKY ARIZONA MISSOURI KANSAS OREGON NEW HAMPSHIRE WASHINGTON NEW JERSEY NEW MEXICO ALABAMA TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA NEBRASKA

Recipient	Recipient CRD Number None
MHA Financial Corp	7462
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
4 Phesant Hill St.
City	State/Province/Country	ZIP/Postal Code
Westwood	MASSACHUSETTS	02090
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
VIRGINIA INDIANA OHIO DISTRICT OF COLUMBIA ARIZONA FLORIDA MARYLAND PENNSYLVANIA MASSACHUSETTS

Recipient	Recipient CRD Number None
Money Concepts Capital Corporation	12963
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
11440 NORTH JOG ROAD
City	State/Province/Country	ZIP/Postal Code
PALM BEACH GARDENS	FLORIDA	33418
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
Infinity Financial Services	144302
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1624 Franklin Street	Suite 818
City	State/Province/Country	ZIP/Postal Code
Oakland	CALIFORNIA	94612
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
HAWAII NEW YORK GEORGIA NEVADA TENNESSEE CALIFORNIA VIRGINIA MICHIGAN DELAWARE FLORIDA IOWA MARYLAND ILLINOIS UTAH INDIANA DISTRICT OF COLUMBIA MINNESOTA ARIZONA OREGON WASHINGTON NEW MEXICO ALABAMA TEXAS COLORADO PENNSYLVANIA NORTH CAROLINA NEBRASKA

Recipient	Recipient CRD Number None
International Assets Advisory, LLC	10645
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
300 South Orange Avenue	Suite 1100
City	State/Province/Country	ZIP/Postal Code
Orlando	FLORIDA	32801
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
McNally Financial Services Corporation	121196
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
1115 Tranquil Trail Drive
City	State/Province/Country	ZIP/Postal Code
San Antonio	TEXAS	78232
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
HAWAII NEW YORK GEORGIA NEVADA CALIFORNIA OKLAHOMA VIRGINIA MICHIGAN IDAHO FLORIDA MARYLAND MASSACHUSETTS SOUTH CAROLINA ARKANSAS CONNECTICUT WEST VIRGINIA DISTRICT OF COLUMBIA KENTUCKY ARIZONA MISSOURI OREGON MISSISSIPPI WASHINGTON NEW JERSEY NEW MEXICO ALABAMA TEXAS COLORADO NORTH CAROLINA PENNSYLVANIA NEBRASKA

Recipient	Recipient CRD Number None
Whitehall-Parker Securities, Inc.	10608
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
477 Pacific Avenue	2nd Floor
City	State/Province/Country	ZIP/Postal Code
San Francisco	CALIFORNIA	94133
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
WASHINGTON NEW YORK NEVADA MINNESOTA TEXAS CALIFORNIA NORTH CAROLINA MASSACHUSETTS OREGON

Recipient	Recipient CRD Number None
Kovack Securities, Inc.	44848
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
6451 N Federal Highway	Suite 1201
City	State/Province/Country	ZIP/Postal Code
Fort Lauderdale	FLORIDA	33308
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	X Foreign/non-US

Recipient	Recipient CRD Number None
First Financial Equity Corporation	16507
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
7373 N. Scottsdale Road	Suite D120
City	State/Province/Country	ZIP/Postal Code
Scottsdale	ARIZONA	85253
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

Recipient	Recipient CRD Number None
Financial West Group	16668
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
None	None
Street Address 1	Street Address 2
4510 East Thousand Oaks Boulevard
City	State/Province/Country	ZIP/Postal Code
Westlake Village	CALIFORNIA	91362
State(s) of Solicitation (select all that apply) Check “All States” or check individual States X All States	Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount	$200,000,000	USD	or Indefinite
Total Amount Sold	$20,288,900	USD
Total Remaining to be Sold	$179,711,100	USD	or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

197

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$2,231,779	USD	X Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$20,288,900 USD X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
Atlas Resources Series 33-2013 L.P.	/s/Justin T. Atkinson	Justin T. Atkinson	Senior Vice President	2013-10-29

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.