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CUSIP No. 92335C106 | | SCHEDULE 13D | | Page 10 of 10 Pages |
This Amendment No. 13 (“Amendment No. 13”) amends the Schedule 13D, as such schedule has previously been amended (the “Schedule 13D”), filed by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the “Trust”), Robert J. Hall, Joan Byrne Hall, Michael C. Ray, James B. Byrne, Thomas F. Byrne, II, Anne-Marie Ray and the Barbara Bradley Baekgaard Foundation (the “Foundation” and, collectively with the persons and entities named above, the “Reporting Persons”) with respect to the common stock, no par value (the “Common Stock”), of Vera Bradley, Inc. (the “Issuer”). Except as otherwise set forth herein, this Amendment No. 13 does not modify any information previously reported by the Reporting Persons in the Schedule 13D, as amended.
Item 5.Interest in Securities of the Issuer.
See the information contained on the cover pages of this Amendment No. 13, which is incorporated herein by reference. The percentage of shares of Common Stock beneficially owned by each Reporting Person is based on 33,988,547 outstanding shares of Common Stock of the Issuer as of September 4, 2019, as reported in the Issuer’s Form10-Q/A for the quarterly period ended August 3, 2019. In computing the number of shares of Common Stock beneficially owned by a person, common shares subject to restricted stock units, options, warrants or rights, if any, held by that person that are currently exercisable or are exercisable or vest within 60 days of the date hereof are deemed outstanding with respect to that person but are not deemed outstanding with respect to any other person.
Since September 5, 2019, the Trust and the Foundation sold shares of Common Stock as set forth below:
Trust
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Date | | Number of Shares Sold | | Weighted Average Price |
October 21, 2019 | | 28,912 | | $10.91 |
October 22, 2019 | | 27,875 | | $10.61 |
Foundation
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Date | | Number of Shares Sold | | Weighted Average Price |
October 21, 2019 | | 6,088 | | $10.91 |
October 22, 2019 | | 7,125 | | $10.61 |
All of the transactions listed above involved sales in the public trading markets pursuant to a Rule10b5-1 trading plan adopted by the Trust and the Foundation on December 21, 2018.
In addition, on October 2, 2019, the Foundation made donations aggregating 14,280 shares of Common Stock to two charitable organizations.