UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 9, 2015
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UCP, Inc.
(Exact name of registrant as specified in its charter)
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Delaware (State or other jurisdiction of incorporation) | 001-36001 (Commission File Number) | 90-0978085 (I.R.S. Employer Identification No.) |
99 Almaden Boulevard Suite 400 San Jose, California (Address of principal executive offices) | 95113 (Zip code) | |
(408) 207-9499
(Registrant's telephone number, including area code)
(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
UCP, Inc. issued a press release on November 9, 2015 announcing its financial results for the three and nine months ended September 30, 2015. The press release is attached hereto as Exhibit 99.1.
The information in Item 2.02 of this report, including the exhibit hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of Section 18, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended or the Exchange Act, except to the extent, if any, expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number | Description | |
| 99.1 | Press Release of UCP, Inc. dated November 9, 2015 (financial results for the three and nine months ended June 30, 2015). | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 9, 2015
UCP, Inc.
| By: | /s/ William J. La Herran |
Name: William J. La Herran
| Title: | Chief Financial Officer |
and Treasurer
EXHIBIT INDEX
| Exhibit Number | Description | |
| 99.1 | Press Release of UCP, Inc. dated November 9, 2015 (financial results for the three and nine months ended June 30, 2015). | |