UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Reality Shares ETF Trust
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(Exact name of registrant as specified in its charter)
Delaware --------------------------------------------- (State of incorporation or organization) | See Below ----------------------- (IRS Employer Identification No.) |
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402 West Broadway, Suite 2800 San Diego, CA --------------------------------------------- (Address of principal executive offices) | 92101 ----------------------- (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be registered | Name of exchange on which each class is to be registered | I.R.S. Employer Identification Number |
Reality Shares Nasdaq NexGen Economy China ETF | The NASDAQ Stock Market LLC | 35-7204171 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates: 333-192288
Securities to be registered pursuant to Section 12(g) of the Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. | Description of Registrant’s Securities to be Registered. |
A description of the Shares is set forth in Post-Effective Amendment No. 20 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (Commission File Nos. 333-192288; 811-22911), which description is incorporated herein by reference, as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR on June 19, 2018. Any amendment or form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the Shares is hereby also incorporated by reference herein.
| A. | Registrant’s Certificate of Trust dated March 26, 2014, as filed with the State of Delaware, is incorporated herein by reference to Exhibit (a)(3) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC via EDGAR Accession No. 0001193125-13-438546 on November 12, 2013. |
| B. | Certificate of Amendment, dated September 13, 2013, to the Certificate of Trust is incorporated herein by reference to Exhibit (a)(2) to Pre-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-1A (File No. 333-192288), as filed with the SEC via EDGAR Accession No. 0001193125-14-260683 on July 3, 2014 |
| C. | Registrant’s Amended and Restated Agreement and Declaration of Trust dated November 7, 2013 is incorporated herein by reference to Exhibit (a)(3) to the Registrant’s Initial Registration Statement on Form N-1A (File No. 333-192288), as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001193125-13-438546 on November 12, 2013. |
| D. | Registrant’s Amended and Restated By-Laws dated November 7, 2013, as amended and restated March 9, 2016, are incorporated herein by reference to Exhibit (b) to Post-Effective Amendment No. 12 to the Registrant’s Registration Statement on Form N-1A (File No. 333-192288), as filed with the SEC via EDGAR Accession No. 0001144204-17-011613 on February 28, 2017. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| Reality Shares ETF Trust |
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Date: June 19, 2018 | By:/s/ Tom Trivella Name: Tom Trivella Title: Treasurer |