United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SOELLINGEN ADVISORY GROUP, INC.
(Exact name of registrant as specified in its charter)
Florida
(State or other jurisdiction of incorporation or organization)
90-0954373
(I.R.S. Employer Identification No.)
777 South Flagler Drive, Suite 800
West Palm Beach, Florida 33401
(Address of principal executive offices and Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class to be so registered | Name of each exchange on which each class is to be registered |
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Not applicable | Not applicable |
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ ]
If this form relates to the registration of a class of securities pursuant to section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [x]
Securities Act registration statement file number to which this form relates: No: 333-189007
Securities to be registered pursuant to Section 12(g) of the Act:
COMMON STOCK, PAR VALUE OF $.0001
Item 1. Description of Registrant’s Securities to be Registered
The description of the Common Stock of the Company is set forth under the caption “Description of Securities” in the Company’s Registration Statement on Form S-1 (File No. 333-189007) as filed with the Securities and Exchange Commission on May 31, 2013, as amended (the “Registration Statement”), and in the prospectus included in the Registration Statement, and is hereby incorporated by reference in response to this item.
Item 2. Exhibits
Exhibit Number and Description
3.1 Articles of Incorporation (1)
3.2 Bylaws (2)
14 Code of Ethics (5)
(1),(2),(5) Incorporated herein by reference from the Registrant’s Form S-1 Registration Statement filed with the Securities and Exchange Commission (SEC File No. 333-189007) on May 31, 2013 . Such exhibits are incorporated by reference pursuant to Rule 12b-32.
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized on this 22nd day of October 2013.
SOELLINGEN ADVISORY GROUP, INC.
By: /s/ David Haig
David Haig,
Principal Executive Officer, Principal Accounting Officer,
Chief Financial Officer, Secretary, Chairman of the Board of Directors
