UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22842
FORUM FUNDS II
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2090
Jessica Chase, President
Three Canal Plaza, Suite 600
Portland, Maine 04101
Date of fiscal year end:
FEBRUARY 28
Jaguar International Property Fund (formerly known as NWS International Property Fund)
Jaguar Global Property Fund (formerly known as NWS Global Property Fund)*
JUNE 30
Acuitas International Small Cap Fund, Acuitas US Microcap Fund
JULY 31
ABR Dynamic Blend Equity & Volatility Fund, ABR Dynamic Short Volatility Fund
SEPTEMBER 30
Baywood SociallyResponsible Fund, Baywood ValuePlus Fund, Caravan Frontier Markets Opportunities Fund,
NOVEMBER 30
CVR Dynamic Allocation Fund*
Date of reporting period: July 1, 2019—June 30, 2020
| * | Voting information for (1) Jaguar International Property Fund is for the period July 1, 2019 through February 5, 2020 (termination of operations); (2) CVR Dynamic Allocation Fund is for the period July 1, 2019 through October 31, 2019 (termination of operations) |
ITEM 1: PROXY VOTING RECORD
Jaguar Listed Property LLC/Jaguar International Property Fund
Proxy Voting Record
July 1, 2019-February 5, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter
(Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/Against
Management |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 1-TO RECEIVE THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE DIRECTORS' AND AUDITOR'S REPORTS FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 2-TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 3-TO APPROVE THE DIRECTORS' REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 4-TO RE-ELECT TOBY COURTAULD AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 5-TO RE-ELECT NICK SANDERSON AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 6-TO RE-ELECT RICHARD MULLY AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 7-TO RE-ELECT CHARLES PHILIPPS AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 8-TO RE-ELECT WENDY BECKER AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 9-TO RE-ELECT NICK HAMPTON AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 10-TO RE-ELECT ALISON ROSE AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 11-TO REAPPOINT DELOITTE LLP AS AUDITOR | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 12-TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 13-TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 14-TO RENEW THE DIRECTORS' LIMITED AUTHORITY TO ALLOT SHARES FOR CASH | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 15-TO GIVE THE DIRECTORS ADDITIONAL LIMITED AUTHORITY TO ALLOT SHARES FOR CASH IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT, AND INCLUDING DEVELOPMENT AND/OR REFURBISHMENT EXPENDITURE | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 16-TO RENEW THE AUTHORITY ENABLING THE COMPANY TO BUY ITS OWN SHARES | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 17-TO AUTHORISE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 1-TO RECEIVE THE ANNUAL REPORT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 2-TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 3-TO APPROVE THE DIRECTORS' REMUNERATION POLICY | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 4-TO DECLARE A FINAL DIVIDEND | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 5-TO RE-ELECT SIMON CARTER AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 6-TO RE-ELECT LYNN GLADDEN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 7-TO RE-ELECT CHRIS GRIGG AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 8-TO RE-ELECT ALASTAIR HUGHES AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 9-TO RE-ELECT WILLIAM JACKSON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 10-TO RE-ELECT NICHOLAS MACPHERSON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 11-TO RE-ELECT PREBEN PREBENSEN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 12-TO RE-ELECT TIM SCORE AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 13-TO RE-ELECT LAURA WADE-GERY AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 14-TO RE-ELECT REBECCA WORTHINGTON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 15-TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 16-TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 17-TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND POLITICAL EXPENDITURE OF NOT MORE THAN GBP 20,000 IN TOTAL | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 18-TO AUTHORISE THE DIRECTORS TO PAY DIVIDENDS AS SHARES (SCRIP DIVIDENDS) | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 19-TO AUTHORISE THE DIRECTORS TO ALLOT SHARES, UP TO A LIMITED AMOUNT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 20-TO EMPOWER THE DIRECTORS TO ALLOT SHARES FOR CASH, WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS, UP TO THE SPECIFIED AMOUNT | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 21-TO EMPOWER THE DIRECTORS TO ALLOT ADDITIONAL SHARES FOR CASH, WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS, UP TO THE SPECIFIED AMOUNT FOR USE IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 22-TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES, UP TO THE SPECIFIED LIMIT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 23-TO AUTHORISE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 23-Jul-2019 | | 1-APPROVE MATTERS RELATING TO THE ACQUISITION OF LIBERTY LIVING | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 2.I-PROPOSAL - RENEWAL AND EXPANSION OF AUTHORIZED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE IN CASH WITH THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 2.II-PROPOSAL - RENEWAL AND EXPANSION OF AUTHORIZED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE WITHIN THE CONTEXT OF PAYING AN OPTIONAL DIVIDEND | | Issuer | | Y | | N | | N |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 2.III-PROPOSAL - RENEWAL AND EXPANSION OF AUTHORIZED CAPITAL: 10% OF THE CAPITAL AMOUNT - (A) A CAPITAL INCREASE IN KIND OR (B) A CAPITAL INCREASE BY A CONTRIBUTION IN CASH WITHOUT THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT OR (C) A CAPITAL INCREASE IN ANY OTHER FORM | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 3-PROPOSAL REGARDING ACQUISITION, ACCEPTANCE AS PLEDGE AND RESALE OF SECURITIES AND CERTIFICATES THAT RELATE THERETO | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.A-PROPOSAL - OPT-IN AND CONVERSION | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.B-PROPOSAL - DISMISSAL AND PROVISIONALLY DISCHARGE OF THE STATUTORY MANAGER | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.C.I-PROPOSAL - APPOINTMENT RIK VANDENBERGHE | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.II-PROPOSAL - APPOINTMENT FRANK MEYSMAN | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5CIII-PROPOSAL - APPOINTMENT ANNE LECLERCQ | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.IV-PROPOSAL - APPOINTMENT CYNTHIA VAN HULLE | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.V-PROPOSAL - APPOINTMENT JURGEN INGELS | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.VI-PROPOSAL - APPOINTMENT TONY DE PAUW | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5CVII-PROPOSAL - APPOINTMENT JOOST UWENTS | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.D-PROPOSAL - REMUNERATION NON-EXECUTIVE DIRECTOR AND CHAIRPERSON OF THE BOARD OF DIRECTORS | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 6-PROPOSAL - SPLIT OF EACH SHARE WITH A FACTOR OF 7 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 7-PROPOSAL - POWERS IN ORDER TO ENSURE COMPLETION OF THE FORMALITIES | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 2-RE-ELECTION OF MR BARRY NEIL AS A DIRECTOR | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 3-RE-ELECTION OF MR STEPHEN NEWTON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 4-APPROVAL OF THE REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 5-GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 2-NON-BINDING ADVISORY VOTE ON REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 3.A-RE-ELECT MR TREVOR GERBER AS A DIRECTOR | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 3.B-RE-ELECT DR DAVID THURIN, AM AS A DIRECTOR | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 4-APPROVAL OF EQUITY GRANT TO CEO AND MANAGING DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 1-TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 30 JUNE 2019 | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 2-TO DECLARE A FINAL DIVIDEND: THE DIRECTORS HAVE RESOLVED TO RECOMMEND A FINAL CASH DIVIDEND FOR THE YEAR ENDED 30 JUNE 2019 OF HKD 0.37 PER SHARE (2018: HKD 0.34 PER SHARE) TO SHAREHOLDERS WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY ON 22 NOVEMBER 2019. TOGETHER WITH THE INTERIM DIVIDEND OF HKD 0.14 PER SHARE (2018: HKD 0.14 PER SHARE), THE TOTAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 IS HKD 0.51 PER SHARE (2018: HKD 0.48 PER SHARE) | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.A-TO RE-ELECT DR. CHENG CHI-KONG ADRIAN AS DIRECTOR | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.B-TO RE-ELECT MR. YEUNG PING-LEUNG, HOWARD AS DIRECTOR | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.C-TO RE-ELECT MR. HO HAU-HAY, HAMILTON AS DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.D-TO RE-ELECT MR. LEE LUEN-WAI, JOHN AS DIRECTOR | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.E-TO RE-ELECT MR. CHENG CHI-HENG AS DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.F-TO RE-ELECT MR. AU TAK-CHEONG AS DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.G-TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 4-TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 5-TO APPROVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARES | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 6-TO APPROVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARES | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 7-TO GRANT A MANDATE TO THE DIRECTORS TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME OF THE COMPANY | | Issuer | | Y | | N | | N |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.1-RE-ELECTION OF MR JOHN MULCAHY AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.2-RE-ELECTION OF MR JAMES M. MILLAR AM AS A DIRECTOR | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.3-ELECTION OF MS JANE HEWITT AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.4-ELECTION OF MR PETER NASH AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 3-ADOPTION OF REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 4.1-ISSUE OF SECURITIES UNDER THE LONG-TERM PERFORMANCE PLAN | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 4.2-ISSUE OF SECURITIES UNDER THE GENERAL EMPLOYEE EXEMPTION PLAN | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 5-PARTICIPATION BY CEO & MANAGING DIRECTOR IN THE LONG-TERM PERFORMANCE PLAN | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 6-REFRESH OF INSTITUTIONAL PLACEMENT | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 06-Dec-2019 | | 1-THE CHANGE OF CONTROL CLAUSE ("CHANGE OF CONTROL RESOLUTION"), AS INCLUDED IN THE SCHULDSCHEIN LOAN AGREEMENTS ENTERED INTO ON 10 OCTOBER 2019 BY THE COMPANY AND NORDDEUTSCHE LANDESBANK (AS "ARRANGER"), IS APPROVED, IN ACCORDANCE WITH ARTICLE 556 OF THE BELGIAN COMPANIES CODE. IN ACCORDANCE WITH THE REQUIREMENTS OF ARTICLE 556, SECOND INDENT, OF THE BELGIAN COMPANIES CODE, THIS RESOLUTION SHALL BE FILED IN ACCORDANCE WITH ARTICLE 75, 3 DECREE OF THE BELGIAN COMPANIES CODE AND SHALL BE PUBLISHED AS AN ANNOUNCEMENT IN THE BELGIAN STATE GAZETTE BY INCLUDING AN EXTRACT OF THE MINUTES OF THIS SPECIAL SHAREHOLDERS' MEETING | | Issuer | | Y | | N | | N |
Jaguar Listed Property LLC/Jaguar Global Property Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter
(Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 1-TO RECEIVE THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE DIRECTORS' AND AUDITOR'S REPORTS FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 2-TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 3-TO APPROVE THE DIRECTORS' REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 4-TO RE-ELECT TOBY COURTAULD AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 5-TO RE-ELECT NICK SANDERSON AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 6-TO RE-ELECT RICHARD MULLY AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 7-TO RE-ELECT CHARLES PHILIPPS AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 8-TO RE-ELECT WENDY BECKER AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 9-TO RE-ELECT NICK HAMPTON AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 10-TO RE-ELECT ALISON ROSE AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 11-TO REAPPOINT DELOITTE LLP AS AUDITOR | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 12-TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 13-TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 14-TO RENEW THE DIRECTORS' LIMITED AUTHORITY TO ALLOT SHARES FOR CASH | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 15-TO GIVE THE DIRECTORS ADDITIONAL LIMITED AUTHORITY TO ALLOT SHARES FOR CASH IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT, AND INCLUDING DEVELOPMENT AND/OR REFURBISHMENT EXPENDITURE | | Issuer | | Y | | F | | F |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 16-TO RENEW THE AUTHORITY ENABLING THE COMPANY TO BUY ITS OWN SHARES | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| GREAT PORTLAND ESTATES PLC | | GPOR LN | | GB00BF5H9P87 | | 04-Jul-2019 | | 17-TO AUTHORISE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 3.-The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1a.-Election of Director: Scott D. Peters | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1b.-Election of Director: W. Bradley Blair, II | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1c.-Election of Director: Vicki U. Booth | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1d.-Election of Director: Maurice J. DeWald | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1e.-Election of Director: Warren D. Fix | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1f.-Election of Director: Peter N. Foss | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1g.-Election of Director: Daniel S. Henson | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1h.-Election of Director: Larry L. Mathis | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 1i.-Election of Director: Gary T. Wescombe | | Issuer | | Y | | F | | F |
| HEALTHCARE TRUST OF AME-CL A | | HTA | | 42225P501 | | 09-Jul-2019 | | 2.-To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 1-TO RECEIVE THE ANNUAL REPORT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 2-TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2019 | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 3-TO APPROVE THE DIRECTORS' REMUNERATION POLICY | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 4-TO DECLARE A FINAL DIVIDEND | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 5-TO RE-ELECT SIMON CARTER AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 6-TO RE-ELECT LYNN GLADDEN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 7-TO RE-ELECT CHRIS GRIGG AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 8-TO RE-ELECT ALASTAIR HUGHES AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 9-TO RE-ELECT WILLIAM JACKSON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 10-TO RE-ELECT NICHOLAS MACPHERSON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 11-TO RE-ELECT PREBEN PREBENSEN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 12-TO RE-ELECT TIM SCORE AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 13-TO RE-ELECT LAURA WADE-GERY AS A DIRECTOR | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 14-TO RE-ELECT REBECCA WORTHINGTON AS A DIRECTOR | | Issuer | | Y | | F | | F |
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| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 15-TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 16-TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 17-TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND POLITICAL EXPENDITURE OF NOT MORE THAN GBP 20,000 IN TOTAL | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 18-TO AUTHORISE THE DIRECTORS TO PAY DIVIDENDS AS SHARES (SCRIP DIVIDENDS) | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 19-TO AUTHORISE THE DIRECTORS TO ALLOT SHARES, UP TO A LIMITED AMOUNT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 20-TO EMPOWER THE DIRECTORS TO ALLOT SHARES FOR CASH, WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS, UP TO THE SPECIFIED AMOUNT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 21-TO EMPOWER THE DIRECTORS TO ALLOT ADDITIONAL SHARES FOR CASH, WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS, UP TO THE SPECIFIED AMOUNT FOR USE IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 22-TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES, UP TO THE SPECIFIED LIMIT | | Issuer | | Y | | F | | F |
| BRITISH LAND CO PLC | | BLND LN | | GB0001367019 | | 19-Jul-2019 | | 23-TO AUTHORISE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 23-Jul-2019 | | 1-APPROVE MATTERS RELATING TO THE ACQUISITION OF LIBERTY LIVING | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 2.I-PROPOSAL - RENEWAL AND EXPANSION OF AUTHORIZED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE IN CASH WITH THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 2.II-PROPOSAL - RENEWAL AND EXPANSION OF AUTHORIZED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE WITHIN THE CONTEXT OF PAYING AN OPTIONAL DIVIDEND | | Issuer | | Y | | N | | N |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 2.III-PROPOSAL - RENEWAL AND EXPANSION OF AUTHORIZED CAPITAL: 10% OF THE CAPITAL AMOUNT - (A) A CAPITAL INCREASE IN KIND OR (B) A CAPITAL INCREASE BY A CONTRIBUTION IN CASH WITHOUT THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT OR (C) A CAPITAL INCREASE IN ANY OTHER FORM | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 3-PROPOSAL REGARDING ACQUISITION, ACCEPTANCE AS PLEDGE AND RESALE OF SECURITIES AND CERTIFICATES THAT RELATE THERETO | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.A-PROPOSAL - OPT-IN AND CONVERSION | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.B-PROPOSAL - DISMISSAL AND PROVISIONALLY DISCHARGE OF THE STATUTORY MANAGER | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.C.I-PROPOSAL - APPOINTMENT RIK VANDENBERGHE | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.II-PROPOSAL - APPOINTMENT FRANK MEYSMAN | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5CIII-PROPOSAL - APPOINTMENT ANNE LECLERCQ | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.IV-PROPOSAL - APPOINTMENT CYNTHIA VAN HULLE | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.V-PROPOSAL - APPOINTMENT JURGEN INGELS | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5C.VI-PROPOSAL - APPOINTMENT TONY DE PAUW | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5CVII-PROPOSAL - APPOINTMENT JOOST UWENTS | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 5.D-PROPOSAL - REMUNERATION NON-EXECUTIVE DIRECTOR AND CHAIRPERSON OF THE BOARD OF DIRECTORS | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 6-PROPOSAL - SPLIT OF EACH SHARE WITH A FACTOR OF 7 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0003763779 | | 11-Sep-2019 | | 7-PROPOSAL - POWERS IN ORDER TO ENSURE COMPLETION OF THE FORMALITIES | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 2-RE-ELECTION OF MR BARRY NEIL AS A DIRECTOR | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 3-RE-ELECTION OF MR STEPHEN NEWTON AS A DIRECTOR | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 4-APPROVAL OF THE REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| STOCKLAND | | SGP AU | | AU000000SGP0 | | 21-Oct-2019 | | 5-GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR | | Issuer | | Y | | F | | F |
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| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 2-NON-BINDING ADVISORY VOTE ON REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 3.A-RE-ELECT MR TREVOR GERBER AS A DIRECTOR | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 3.B-RE-ELECT DR DAVID THURIN, AM AS A DIRECTOR | | Issuer | | Y | | F | | F |
| VICINITY CENTRES | | VCX AU | | AU000000VCX7 | | 14-Nov-2019 | | 4-APPROVAL OF EQUITY GRANT TO CEO AND MANAGING DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 1-TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 30 JUNE 2019 | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 2-TO DECLARE A FINAL DIVIDEND: THE DIRECTORS HAVE RESOLVED TO RECOMMEND A FINAL CASH DIVIDEND FOR THE YEAR ENDED 30 JUNE 2019 OF HKD 0.37 PER SHARE (2018: HKD 0.34 PER SHARE) TO SHAREHOLDERS WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY ON 22 NOVEMBER 2019. TOGETHER WITH THE INTERIM DIVIDEND OF HKD 0.14 PER SHARE (2018: HKD 0.14 PER SHARE), THE TOTAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 IS HKD 0.51 PER SHARE (2018: HKD 0.48 PER SHARE) | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.A-TO RE-ELECT DR. CHENG CHI-KONG ADRIAN AS DIRECTOR | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.B-TO RE-ELECT MR. YEUNG PING-LEUNG, HOWARD AS DIRECTOR | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.C-TO RE-ELECT MR. HO HAU-HAY, HAMILTON AS DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.D-TO RE-ELECT MR. LEE LUEN-WAI, JOHN AS DIRECTOR | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.E-TO RE-ELECT MR. CHENG CHI-HENG AS DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.F-TO RE-ELECT MR. AU TAK-CHEONG AS DIRECTOR | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 3.G-TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 4-TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Issuer | | Y | | F | | F |
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| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 5-TO APPROVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARES | | Issuer | | Y | | F | | F |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 6-TO APPROVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARES | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Nov-2019 | | 7-TO GRANT A MANDATE TO THE DIRECTORS TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME OF THE COMPANY | | Issuer | | Y | | N | | N |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.1-RE-ELECTION OF MR JOHN MULCAHY AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.2-RE-ELECTION OF MR JAMES M. MILLAR AM AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.3-ELECTION OF MS JANE HEWITT AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 2.4-ELECTION OF MR PETER NASH AS A DIRECTOR | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 3-ADOPTION OF REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 4.1-ISSUE OF SECURITIES UNDER THE LONG-TERM PERFORMANCE PLAN | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 4.2-ISSUE OF SECURITIES UNDER THE GENERAL EMPLOYEE EXEMPTION PLAN | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 5-PARTICIPATION BY CEO & MANAGING DIRECTOR IN THE LONG-TERM PERFORMANCE PLAN | | Issuer | | Y | | F | | F |
| MIRVAC GROUP | | MGR AU | | AU000000MGR9 | | 19-Nov-2019 | | 6-REFRESH OF INSTITUTIONAL PLACEMENT | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 06-Dec-2019 | | 1-THE CHANGE OF CONTROL CLAUSE ("CHANGE OF CONTROL RESOLUTION"), AS INCLUDED IN THE SCHULDSCHEIN LOAN AGREEMENTS ENTERED INTO ON 10 OCTOBER 2019 BY THE COMPANY AND NORDDEUTSCHE LANDESBANK (AS "ARRANGER"), IS APPROVED, IN ACCORDANCE WITH ARTICLE 556 OF THE BELGIAN COMPANIES CODE. IN ACCORDANCE WITH THE REQUIREMENTS OF ARTICLE 556, SECOND INDENT, OF THE BELGIAN COMPANIES CODE, THIS RESOLUTION SHALL BE FILED IN ACCORDANCE WITH ARTICLE 75, 3 DECREE OF THE BELGIAN COMPANIES CODE AND SHALL BE PUBLISHED AS AN ANNOUNCEMENT IN THE BELGIAN STATE GAZETTE BY INCLUDING AN EXTRACT OF THE MINUTES OF THIS SPECIAL SHAREHOLDERS' MEETING | | Issuer | | Y | | N | | N |
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| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 1-TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 SEPTEMBER 2019 | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 2-TO APPROVE THE DIRECTORS' REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 3-TO DECLARE A FINAL DIVIDEND FOR THE YEAR OF 2.5P PER SHARE | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 4-TO RE-ELECT ALAN DICKINSON AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 5-TO RE-ELECT NIGEL HUGILL AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 6-TO RE-ELECT ROBIN BUTLER AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 7-TO RE-ELECT DAVID WOOD AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 8-TO RE-ELECT IAN BARLOW AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 9-TO RE-ELECT JUNE BARNES AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 10-TO ELECT ROSEMARY BOOT AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 11-TO RE-ELECT JON DI-STEFANO AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 12-TO ELECT SANJEEV SHARMA AS A DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 13-TO REAPPOINT BDO LLP AS AUDITOR TO THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 14-TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 15-TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 16-TO DISAPPLY PRE-EMPTION RIGHTS | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 17-TO DISAPPLY PRE-EMPTION RIGHTS (ACQUISITIONS AND CAPITAL INVESTMENT) | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 18-TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF SHARES OF THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 19-TO AUTHORISE THE MAKING OF POLITICAL DONATIONS BY THE COMPANY | | Issuer | | Y | | F | | F |
| URBAN & CIVIC PLC | | UANC LN | | GB00BKT04W07 | | 06-Feb-2020 | | 20-TO AUTHORISE THE COMPANY TO CALL ANY GENERAL MEETING OF THE COMPANY, OTHER THAN THE ANNUAL GENERAL MEETING, BY NOTICE OF AT LEAST 14 CLEAR DAYS | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 1-TO RECEIVE THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
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| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 2-TO APPROVE THE DIRECTORS' REMUNERATION POLICY | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 3-TO APPROVE THE DIRECTORS' REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 4-TO APPROVE THE COMPANY'S DIVIDEND POLICY | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 5-TO RE-APPOINT DELOITTE LLP AS AUDITOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 6-TO AUTHORISE DETERMINATION OF THE AUDITOR'S REMUNERATION | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 7-TO RE-ELECT STEVEN OWEN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 8-TO RE-ELECT HARRY HYMAN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 9-TO RE-ELECT RICHARD HOWELL AS A DIRECTOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 10-TO RE-ELECT PETER COLE AS A DIRECTOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 11-TO RE-ELECT LAURE DUHOT AS A DIRECTOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 12-TO RE-ELECT IAN KRIEGER AS A DIRECTOR | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 13-TO AUTHORISE THE DIRECTORS TO ISSUE SHARES | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 14-TO DISAPPLY PRE-EMPTION RIGHTS | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 15-TO GRANT AN ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 16-TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 17-TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES | | Issuer | | Y | | F | | F |
| PRIMARY HEALTH PROPERTIES | | PHP LN | | GB00BYRJ5J14 | | 01-Apr-2020 | | 18-TO AUTHORISE POLITICAL DONATIONS | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 8.A-RESOLUTION REGARDING: THE ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 8.B-RESOLUTION REGARDING: THE ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET: SEK 3.20 PER SHARE | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 8.C-RESOLUTION REGARDING: DISCHARGE FROM LIABILITY OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 8.D-RESOLUTION REGARDING: RECORD DATE SHOULD THE MEETING DECIDE ON DIVIDEND PAYMENT | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 9-RESOLUTION ON THE NUMBER OF DIRECTORS AND, IN THIS CONNECTION, A PRESENTATION BY THE NOMINATING COMMITTEE OF ITS WORK: SIX ORDINARY BOARD MEMBERS WITHOUT DEPUTIES | | Issuer | | Y | | F | | F |
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| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 10-DETERMINATION OF REMUNERATION TO THE BOARD OF DIRECTORS AND AUDITORS | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 11-ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD: TO RE-ELECT THE ORDINARY BOARD MEMBERS ANETTE ASKLIN, MARTHA JOSEFSSON, JAN LITBORN, PER - INGEMAR PERSSON AND MATS QVIBERG AND TO ELECT EMMA HENRIKSSON AS A NEW BOARD MEMBER. TO RE-ELECT JAN LITBORN AS CHAIRMAN OF THE BOARD | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 12-ELECTION OF AUDITORS: TO RE-ELECT THE REGISTERED AUDITING FIRM OF DELOITTE AB AS AUDITOR, WITH AUTHORISED PUBLIC ACCOUNTANT PETER EKBERG AS AUDITOR-IN-CHARGE | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 13-RESOLUTION ON GUIDELINES FOR THE PROCEDURE FOR APPOINTING THE NOMINATING COMMITTEE | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 14-RESOLUTION ON PRINCIPLES FOR REMUNERATION OF COMPANY MANAGEMENT | | Issuer | | Y | | F | | F |
| FABEGE AB | | FABG SS | | SE0011166974 | | 02-Apr-2020 | | 15-RESOLUTION AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON ACQUISITION OF OWN SHARES AND TRANSFER OF SUCH TREASURY SHARES TO OTHER PARTIES | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 3.-Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1A.-Election of Director: Charles T. Cannada | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1B.-Election of Director: Robert M. Chapman | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1C.-Election of Director: M. Colin Connolly | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1D.-Election of Director: Scott W. Fordham | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1E.-Election of Director: Lillian C. Giornelli | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1F.-Election of Director: R. Kent Griffin, Jr. | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1G.-Election of Director: Donna W. Hyland | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 1H.-Election of Director: R. Dary Stone | | Issuer | | Y | | F | | F |
| COUSINS PROPERTIES INC | | CUZ | | 222795502 | | 21-Apr-2020 | | 2.-Approve, on an advisory basis, the compensation of the named executive officers. | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.1-APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019—APPROVAL OF THE OVERALL AMOUNT OF EXPENSES AND COSTS | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.2-APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
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| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.3-TRANSFER TO A RESERVE ACCOUNT | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.4-ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019, DISTRIBUTION OF THE DIVIDEND—REMINDER OF THE DIVIDENDS DISTRIBUTED FOR THE LAST THREE FINANCIAL YEARS | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.5-OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS IN SHARES RELATING TO THE FINANCIAL YEAR 2020—DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.6-THE STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.7-APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 225-37-3, I. OF THE FRENCH COMMERCIAL CODE RELATING TO THE COMPENSATION OF CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2019 | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.8-APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.9-APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO THE CHIEF EXECUTIVE OFFICER | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.10-APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2020 | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.11-APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2020 | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.12-APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2020 | | Issuer | | Y | | F | | F |
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| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.13-RATIFICATION OF THE APPOINTMENT OF MR. JEROME BRUNEL AS CENSOR OF THE COMPANY | | Issuer | | Y | | N | | N |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.14-RENEWAL OF THE TERM OF OFFICE OF MRS. INES REINMANN TOPER AS DIRECTOR | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.15-RENEWAL OF THE TERM OF OFFICE OF MR. CLAUDE GENDRON AS DIRECTOR | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.16-APPOINTMENT OF MR. JEROME BRUNEL AS DIRECTOR | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.17-AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.18-APPROVAL OF THE PARTIAL CONTRIBUTION OF ASSETS PLACED UNDER THE LEGAL REGIME OF DEMERGERS GRANTED BY GECINA TO GEC 25 COMPANY, A 100% SUBSIDIARY, OF ITS RESIDENTIAL ACTIVITY AND DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE IMPLEMENTATION OF THE SAID CONTRIBUTION | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.19-AMENDMENT TO ARTICLE 7 OF THE BY-LAWS - FORM OF SHARES | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.20-AMENDMENT TO ARTICLE 9, PARAGRAPHS 1 AND 2 OF THE BY-LAWS—THRESHOLD CROSSINGS - INFORMATION | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.21-AMENDMENT TO ARTICLE 19 OF THE BY-LAWS - COMPENSATION OF DIRECTORS, CENSORS, THE CHAIRMAN, THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.22-AMENDMENT TO ARTICLE 23, PARAGRAPH 4, OF THE BY-LAWS - DISTRIBUTION OF PROFITS - RESERVES | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.23-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING - WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT - SHARES AND/OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES | | Issuer | | Y | | F | | F |
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| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.24-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING - WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT—SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, IMMEDIATELY OR IN THE FUTURE, AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, BY PUBLIC OFFERS OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.25-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING - WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT - SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE COMPANY'S CAPITAL AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, IN THE EVENT OF AN EXCHANGE OFFER INITIATED BY THE COMPANY | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.26-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING - WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT—SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, BY PUBLIC OFFERS AS REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.27-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | | Issuer | | Y | | F | | F |
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| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.28-POSSIBILITY TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO SHARES TO BE ISSUED BY THE COMPANY AS CONSIDERATION FOR CONTRIBUTIONS IN KIND | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.29-DETERMINATION OF THE ISSUE PRICE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR, IN THE CONTEXT OF A SHARE CAPITAL INCREASE WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.30-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER SUMS | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.31-DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO CARRY OUT AN INCREASE OF THE COMPANY'S SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, IMMEDIATELY OR IN THE FUTURE, RESERVED FOR MEMBERS OF SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.32-AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF FREE EXISTING SHARES OR SHARES TO BE ISSUED IN FAVOUR OF EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE GROUP OR OF CERTAIN CATEGORIES THEREOF | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | E.33-DELEGATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | | Issuer | | Y | | F | | F |
| GECINA SA | | GFC FP | | FR0010040865 | | 23-Apr-2020 | | O.34-POWERS TO CARRY OUT FORMALITIES | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
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| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 3.-Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | | Issuer | | Y | | F | | F |
| CYRUSONE INC | | CONE | | 23283R100 | | 27-Apr-2020 | | 2.-Advisory vote to approve the compensation of the Company's named executive officers | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 9-RESOLUTIONS REGARDING THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 10-RESOLUTION REGARDING APPROPRIATION OF THE COMPANY'S RESULTS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 11-RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 12-DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS, AUDITORS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD OF DIRECTORS SHALL CONSIST OF SEVEN MEMBERS AND NO DEPUTY MEMBERS | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 13-DETERMINATION OF FEES TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITORS | | Issuer | | Y | | F | | F |
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| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 14-ELECTION OF BOARD OF DIRECTORS, CHAIR OF THE BOARD OF DIRECTORS AND AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT LENNART SCHUSS, ILIJA BATLJAN, SVEN-OLOF JOHANSSON, HANS RUNESTEN, ANNE-GRETE STROM-ERICHSEN, FREDRIK SVENSSON AND EVA SWARTZ GRIMALDI ARE RE-ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS. THE NOMINATION COMMITTEE PROPOSES THAT LENNART SCHUSS IS RE-ELECTED AS CHAIR OF THE BOARD OF DIRECTORS. THE NOMINATION COMMITTEE PROPOSES THAT THE REGISTERED AUDITING COMPANY ERNST & YOUNG AB IS RE-ELECTED AS AUDITOR. ERNST & YOUNG AB HAS ANNOUNCED THAT, SUBJECT TO THE APPROVAL OF THE PROPOSAL FROM THE NOMINATION COMMITTEE, THE AUTHORIZED PUBLIC ACCOUNTANT MIKAEL IKONEN WILL BE APPOINTED AS AUDITOR-IN-CHARGE | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 15-RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO THE SENIOR EXECUTIVES | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 16-DETERMINATION ON GUIDELINES REGARDING COMPOSITION AND INSTRUCTIONS FOR THE NOMINATION COMMITTEE | | Issuer | | Y | | N | | N |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 17-RESOLUTION REGARDING AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ISSUE OF NEW SHARES ETC | | Issuer | | Y | | N | | N |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 18-RESOLUTION REGARDING AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE FOR THE COMPANY OF TRANSFER AND ACQUISITION OF THE COMPANY'S OWN SHARES | | Issuer | | Y | | F | | F |
| SAMHALLSBYGGNADSBOLAGET I NO | | SBBB SS | | SE0009554454 | | 27-Apr-2020 | | 19-RESOLUTION REGARDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 2.-Ratification of the selection of Ernst & Young LLP to serve as the independent registered public accounting firm for the year ending December 31, 2020. | | Issuer | | Y | | N | | N |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 4.-Approval of the 2020 Employee Stock Purchase Plan. | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.1-Election of Director: Terry Considine | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.2-Election of Director: Thomas L. Keltner | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.3-Election of Director: Robert A. Miller | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.4-Election of Director: Devin I. Murphy | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.5-Election of Director: Kathleen M. Nelson | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO— A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.6-Election of Director: John D. Rayis | | Issuer | | Y | | F | | F |
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| APARTMENT INVT & MGMT CO - A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.7-Election of Director: Ann Sperling | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO - A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.8-Election of Director: Michael A. Stein | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO - A | | AIV | | 03748R754 | | 28-Apr-2020 | | 1.9-Election of Director: Nina L. Tran | | Issuer | | Y | | F | | F |
| APARTMENT INVT & MGMT CO - A | | AIV | | 03748R754 | | 28-Apr-2020 | | 3.-Advisory vote on executive compensation. | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 2.-Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2020. | | Issuer | | Y | | N | | N |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 4.-Amendment of the Company's Charter to increase from 400,000,000 to 600,000,000 the number of shares of Common Stock the Company is authorized to issue. | | Issuer | | Y | | F | | F |
| EQUITY LIFESTYLE PROPERTIES | | ELS | | 29472R108 | | 28-Apr-2020 | | 3.-Approval on a non-binding, advisory basis of our executive compensation as disclosed in the Proxy Statement. | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 5.-Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2020 | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 4.-Vote to Approve an Amendment to our Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1A.-Election of Director: Hamid R. Moghadam | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1B.-Election of Director: Cristina G. Bita | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1C.-Election of Director: George L. Fotiades | | Issuer | | Y | | N | | N |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1D.-Election of Director: Lydia H. Kennard | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1E.-Election of Director: Irving F. Lyons III | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1F.-Election of Director: Avid Modjtabai | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1G.-Election of Director: David P. O'Connor | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1H.-Election of Director: Olivier Piani | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1I.-Election of Director: Jeffrey L. Skelton | | Issuer | | Y | | N | | N |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1J.-Election of Director: Carl B. Webb | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 1K.-Election of Director: William D. Zollars | | Issuer | | Y | | N | | N |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 3.-Vote to Approve the Prologis, Inc. 2020 Long-Term Incentive Plan | | Issuer | | Y | | F | | F |
| PROLOGIS INC | | PLD | | 74340W103 | | 29-Apr-2020 | | 2.-Advisory Vote to Approve the Company's Executive Compensation for 2019 | | Issuer | | Y | | N | | N |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 8-THE GENERAL MEETING APPROVES THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY AS AT 31 DECEMBER 2019, INCLUDING THE APPROPRIATION OF THE RESULT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 9-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE FORMER STATUTORY MANAGER AND THE PERMANENT REPRESENTATIVE OF THE FORMER MANAGER FOR THE MANDATES FULFILLED DURING THE PERIOD OF 1 JANUARY 2019 TO 1 OCTOBER 2019 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 10-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE DIRECTORS IN OFFICE FOR THE MANDATES FULFILLED BY THEM DURING THE PERIOD OF 1 OCTOBER 2019 TO 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 11-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE STATUTORY AUDITOR OF THE COMPANY IN OFFICE DURING THE 2019 FINANCIAL YEAR FOR THE MANDATE FULFILLED DURING THE COURSE OF THE PAST FINANCIAL YEAR | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 12-THE GENERAL MEETING APPROVES THE STATUTORY FINANCIAL STATEMENTS OF DE PAUW NV/SA AS AT 28 NOVEMBER 2019, INCLUDING THE APPROPRIATION OF THE RESULT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 13-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE FORMER DIRECTORS FOR THE MANDATES FULFILLED DURING THE PERIOD OF 1 JANUARY 2019 TO 1 OCTOBER 2019 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 14-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO SOLE DIRECTOR OF DE PAUW NV/SA FOR ITS MANDATE FULFILLED DURING THE PERIOD OF 1 OCTOBER 2019 TO 28 NOVEMBER 2019 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 15-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE STATUTORY AUDITOR OF DE PAUW NV/SA FOR THE MANDATE FULFILLED BY HIM DURING THE COURSE OF THE PAST FINANCIAL YEAR | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 16-THE GENERAL MEETING APPROVES THE STATUTORY FINANCIAL STATEMENTS OF BST-LOGISTICS NV/SA AS AT 5 AUGUST 2019, INCLUDING THE APPROPRIATION OF THE RESULT | | Issuer | | Y | | F | | F |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 17-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE DIRECTORS FOR THE MANDATES FULFILLED DURING THE PERIOD OF 1 JANUARY 2019 TO 5 AUGUST 2019 | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 18-BY A SEPARATE VOTE, THE GENERAL MEETING GRANTS DISCHARGE TO THE STATUTORY AUDITOR OF BST-LOGISTICS NV/SA FOR THE MANDATE FULFILLED DURING THE COURSE OF THE PAST FINANCIAL YEAR | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 19-THE GENERAL MEETING APPROVES THE REAPPOINTMENT AS STATUTORY AUDITOR OF THE PRIVATE LIMITED LIABILITY COOPERATIVE UNDER BELGIAN LAW DELOITTE BEDRIJFSREVISOREN, HAVING ITS REGISTERED OFFICE IN GATEWAY BUILDING, LUCHTHAVEN BRUSSEL NATIONAAL 1J, 1930 ZAVENTEM, REPRESENTED IN THIS FUNCTION BY MR RIK NECKEBROECK, AUDITOR, AND THIS FOR A PERIOD OF 3 YEARS WHICH ENDS ON THE ANNUAL MEETING OF THE COMPANY TO BE HELD IN 2023 AND FOR A REMUNERATION OF EUR 182.000 (EXCL. VTA AND COSTS IBR). THE FEES ARE ADJUSTED ANNUALLY TO THE INDEX OF THE RETAIL PRICES | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 20-THE GENERAL MEETING APPROVES THE REMUNERATION REPORT, WHICH FORMS A SPECIFIC PART OF THE CORPORATE GOVERNANCE STATEMENT IN THE ANNUAL REPORT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 21-IN ACCORDANCE WITH ARTICLE 7:91 OF THE CODE OF COMPANIES AND ASSOCIATIONS, THE GENERAL MEETING EXPLICITLY APPROVES THE PRINCIPLE THAT THE VARIABLE REMUNERATION OF THE CO-CEOS AND THE OTHER MEMBERS OF THE MANAGEMENT COMMITTEE IS BASED ON PREDETERMINED AND OBJECTIVE AND MEASURABLE PERFORMANCE CRITERIA THAT ARE MEASURED: WITH REGARD TO THE CO-CEOS, FOR 60% OVER A PERIOD OF 1 YEAR AND 40% OVER A PERIOD OF AT LEAST 3 YEARS; AND WITH REGARD TO THE OTHER MEMBERS OF THE MANAGEMENT COMMITTEE, FOR 75% OVER A PERIOD OF 1 YEAR AND 25% OVER A PERIOD OF AT LEAST 3 YEARS | | Issuer | | Y | | N | | N |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 22-THE GENERAL MEETING APPROVES, IN ACCORDANCE WITH ARTICLE 7:92 OF THE CODE OF COMPANIES AND ASSOCIATIONS, THE PROVISION AS INCLUDED IN THE AGREEMENT BETWEEN THE COMPANY AND TONY DE PAUW, CEO, AND BETWEEN THE COMPANY AND JOOST UWENTS, CEO, RESPECTIVELY, BY VIRTUE OF WHICH TONY DE PAUW AND JOOST UWENTS ARE ENTITLED TO A SEVERANCE PAY EQUAL TO 18 MONTHS' REMUNERATION (AS REFERRED TO IN ARTICLE 3:6, SECTION3, SECOND PARAGRAPH, 6DECREE OF THE CODE OF COMPANIES AND ASSOCIATIONS) SHOULD THESE AGREEMENTS BE TERMINATED BY THE COMPANY OR BY TONY DE PAUW OR JOOST UWENTS WITHIN A PERIOD OF 6 MONTHS AFTER A PUBLIC TAKEOVER BID AND PROVIDED THAT THERE IS NO QUESTION OF A GRAVE ERROR ON THE PART OF THE MANAGER | | Issuer | | Y | | N | | N |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 23-THE GENERAL MEETING APPROVES THE REMUNERATION POLICY, WHICH FORMS A SPECIFIC PART OF THE COMPANY'S CORPORATE GOVERNANCE CHARTER (MORE SPECIFICALLY CHAPTER 7) | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 24-THE GENERAL MEETING APPROVES THE INCREASE OF THE ANNUAL FIXED REMUNERATION FOR THE NON-EXECUTIVE DIRECTORS, WITH THE EXCEPTION OF THE CHAIRMAN, FROM EUR 30,000 TO EUR 35,000 (INCLUDING REIMBURSEMENT OF EXPENSES). THE CHAIRMAN'S FIXED ANNUAL REMUNERATION OF EUR 75,000 IS MAINTAINED | | Issuer | | Y | | F | | F |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 25.1-PROPOSED RESOLUTION TO APPROVE, WITH APPLICATION OF ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, A CLAUSE FROM THE TERM AND REVOLVING FACILITIES AGREEMENT CONCLUDED BY THE COMPANY WITH BANQUE EUROPEENNE DU CREDIT MUTUEL (BECM) ON 24 OCTOBER 2019, FOR A TOTAL AMOUNT OF EUR 50 MILLION (THE BECM CREDIT AGREEMENT). THE BECM CREDIT AGREEMENT CONTAINS, AMONG OTHER THINGS, A CLAUSE IN WHICH RIGHTS ARE ASSIGNED TO THIRD PARTIES (SPECIFICALLY BECM) WHICH IMPACT THE CAPITAL OF THE COMPANY OR CREATE A DEBT OR A LIABILITY FOR ITS ACCOUNT, WHEREBY THE EXERCISE OF THESE RIGHTS DEPENDS ON A CHANGE OF THE CONTROL THAT IS EXERCISED ON THE COMPANY. IF A CHANGE OF CONTROL OVER THE COMPANY TAKES PLACE, THE COMPANY MUST IMMEDIATELY NOTIFY BECM AND THE COMPANY, UPON THE REQUEST OF BECM, MUST PROCEED—AT ITS OWN DISCRETION—WITH THE IMMEDIATE REPAYMENT OF THE LOAN, INCREASED WITH ACCRUED INTEREST AND ALL OTHER AMOUNTS ACCRUED OR OUTSTANDING UNDER THE BECM CREDIT AGREEMENT | | Issuer | | Y | | F | | F |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 25.2-PROPOSED RESOLUTION TO APPROVE, WITH APPLICATION OF ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, A CLAUSE FROM THE TERM CREDIT FACILITY AGREEMENT CONCLUDED BY THE COMPANY WITH CAISSE D'EPARGNE ET DE PREVOYANCE HAUTS DE FRANCE (CAISSE D'EPARGNE) ON 23 DECEMBER 2019, FOR A TOTAL AMOUNT OF EUR 25 MILLION (THE CAISSE D'EPARGNE CREDIT AGREEMENT). THE CAISSE D'EPARGNE CREDIT AGREEMENT CONTAINS, AMONG OTHER THINGS, A CLAUSE IN WHICH RIGHTS ARE ASSIGNED TO THIRD PARTIES (SPECIFICALLY CAISSE D'EPARGNE) WHICH IMPACT THE CAPITAL OF THE COMPANY OR CREATE A DEBT OR A LIABILITY FOR ITS ACCOUNT, WHEREBY THE EXERCISE OF THESE RIGHTS DEPENDS ON A CHANGE OF THE CONTROL THAT IS EXERCISED ON THE COMPANY. IF A CHANGE OF CONTROL OVER THE COMPANY TAKES PLACE, THE COMPANY MUST IMMEDIATELY NOTIFY CAISSE D'EPARGNE AND THE COMPANY, UPON THE REQUEST OF CAISSE D'EPARGNE, MUST PROCEED—AT ITS OWN DISCRETION—WITH THE IMMEDIATE REPAYMENT OF THE LOAN, INCREASED WITH ACCRUED INTEREST AND ALL OTHER AMOUNTS ACCRUED OR OUTSTANDING UNDER THE CAISSE D'EPARGNE CREDIT AGREEMENT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 25.3-PROPOSED RESOLUTION TO APPROVE, WITH APPLICATION OF ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, A CLAUSE FROM THE AMENDMENT TO THE NOTE PURCHASE AND PRIVATE SHELF AGREEMENT (THE AMENDMENT TO THE NPA) CONCLUDED BY THE COMPANY WITH METLIFE INVESTMENT MANAGEMENT, LLC AND METLIFE INVESTMENT MANAGEMENT LIMITED (TOGETHER, METLIFE) ON 9 MARCH 2020, WHICH MODIFIES THE NOTE PURCHASE AND PRIVATE SHELF AGREEMENT CONCLUDED BY THE COMPANY ON 29 MARCH 2019 WITH METLIFE, WHEREBY THE AMENDMENT TO THE NPA FORESEES IN AN ISSUE OF BONDS FOR AN AMOUNT OF EUR 50 MILLION AND THE POSSIBILITY TO ISSUE ADDITIONAL BONDS IN THE FUTURE FOR AN ADDITIONAL AMOUNT OF EUR 100 MILLION (THE METLIFE BOND-ISSUE). THE METLIFE BOND-ISSUE CONTAINS, AMONG OTHER THINGS, A CLAUSE IN WHICH RIGHTS ARE ASSIGNED TO THIRD PARTIES (SPECIFICALLY BONDHOLDERS) WHICH IMPACT THE CAPITAL OF THE COMPANY OR CREATE A DEBT OR A LIABILITY FOR ITS ACCOUNT, WHEREBY THE EXERCISE OF THESE RIGHTS DEPENDS ON A CHANGE OF THE CONTROL THAT IS EXERCISED ON THE COMPANY. IF A CHANGE OF CONTROL OVER THE COMPANY TAKES PLACE, THE COMPANY MUST IMMEDIATELY NOTIFY METLIFE AND THE COMPANY, UPON THE REQUEST OF METLIFE, MUST PROCEED—AT ITS OWN DISCRETION—WITH THE IMMEDIATE REPAYMENT OF THE BONDS, INCREASED WITH ACCRUED INTEREST AND ALL OTHER AMOUNTS ACCRUED OR OUTSTANDING UNDER THE METLIFE BOND-ISSUE | | Issuer | | Y | | F | | F |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | 25.4-PROPOSED RESOLUTION TO APPROVE, WITH APPLICATION OF ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, EVERY CLAUSE PERMITTED BETWEEN THE DATE OF THE CONVOCATION TO THE GENERAL MEETING AND THE EFFECTIVE SESSION OF THE GENERAL MEETING (AND WHICH, IF APPLICABLE, SHALL BE EXPLAINED DURING THE GENERAL MEETING), INSOFAR AS SUCH CLAUSES ARE IN LINE WITH THE CLAUSES WITH REGARD TO CHANGES IN CONTROL WHICH UNTIL TODAY WERE ALREADY APPROVED BY THE GENERAL MEETING WITH APPLICATION OF ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS | | Issuer | | Y | | N | | N |
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| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | A.2.I-MANDATE REGARDING THE AUTHORISED CAPITAL: PROPOSAL - RENEWAL MANDATE OF AUTHORIZED CAPITAL: MANDATE REGARDING THE AUTHORISED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE IN CASH WITH THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | A.2II-MANDATE REGARDING THE AUTHORISED CAPITAL: PROPOSAL - RENEWAL MANDATE OF AUTHORIZED CAPITAL: MANDATE REGARDING THE AUTHORISED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE WITHIN THE CONTEXT OF PAYMENT OF AN OPTIONAL DIVIDEND | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | A2III-MANDATE REGARDING THE AUTHORISED CAPITAL: PROPOSAL - RENEWAL MANDATE OF AUTHORIZED CAPITAL: MANDATE REGARDING THE AUTHORISED CAPITAL: 10% OF THE CAPITAL AMOUNT - (A) A CAPITAL INCREASE IN KIND OR (B) A CAPITAL INCREASE BY A CONTRIBUTION IN CASH WITHOUT THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT, OR (C) A CAPITAL INCREASE IN ANY OTHER FORM | | Issuer | | Y | | F | | F |
| WAREHOUSES DE PAUW SCA | | WDP BB | | BE0974349814 | | 29-Apr-2020 | | B-POWERS: PROPOSAL - POWERS IN ORDER TO ENSURE COMPLETION OF THE FORMALITIES | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 3.-Ratification of appointment of KPMG LLP as the Company's independent accountants for the year ending December 31, 2020. | | Issuer | | Y | | N | | N |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1A.-Election of Director: Martin E. Stein, Jr. | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1B.-Election of Director: Joseph F. Azrack | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1C.-Election of Director: Bryce Blair | | Issuer | | Y | | N | | N |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1D.-Election of Director: C. Ronald Blankenship | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1E.-Election of Director: Deirdre J. Evens | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1F.-Election of Director: Thomas W. Furphy | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1G.-Election of Director: Karin M. Klein | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1H.-Election of Director: Peter D. Linneman | | Issuer | | Y | | N | | N |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1I.-Election of Director: David P. O'Connor | | Issuer | | Y | | N | | N |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1J.-Election of Director: Lisa Palmer | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 1K.-Election of Director: Thomas G. Wattles | | Issuer | | Y | | F | | F |
| REGENCY CENTERS CORP | | REG | | 758849103 | | 29-Apr-2020 | | 2.-Adoption of an advisory resolution approving executive compensation for fiscal year 2019. | | Issuer | | Y | | F | | F |
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| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 1-TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2019 | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 2-TO DECLARE A FINAL DIVIDEND | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 3.A-TO RE-ELECT MR. NELSON WAI LEUNG YUEN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 3.B-TO RE-ELECT DR. ANDREW KA CHING CHAN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 3.C-TO RE-ELECT PROF. HSIN KANG CHANG AS A DIRECTOR | | Issuer | | Y | | N | | N |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 3.D-TO RE-ELECT MR. ADRIEL WENBWO CHAN AS A DIRECTOR | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 3.E-TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 4-TO RE-APPOINT KPMG AS AUDITOR OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR' S REMUNERATION | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 5-TO GIVE GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES OF THE COMPANY | | Issuer | | Y | | F | | F |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 6-TO GIVE GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | | Issuer | | Y | | N | | N |
| HANG LUNG PROPERTIES LTD | | 101 HK | | HK0101000591 | | 29-Apr-2020 | | 7-TO APPROVE THE ADDITION OF SHARES OF THE COMPANY BOUGHT BACK TO BE INCLUDED UNDER THE GENERAL MANDATE IN RESOLUTION 6 | | Issuer | | Y | | N | | N |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.1-APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019—ACKNOWLEDGEMENT OF NON-DEDUCTIBLE EXPENSES AND COSTS | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.2-APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.3-ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND DISTRIBUTION OF 2.20 EUROS PER SHARE BY DISTRIBUTION OF THE DISTRIBUTABLE PROFIT, MERGER PREMIUM AND CONTRIBUTION PREMIUM | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.4-APPROVAL OF THE OPERATIONS AND AGREEMENTS REFERRED TO IN ARTICLE L. 225-86 OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
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| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.5-APPROVAL OF THE COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE RELATING TO MR. JEAN-MARC JESTIN, CHAIRMAN OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.6-APPROVAL OF THE COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE RELATING TO MR. JEAN-MICHEL GAULT, DEPUTY CHIEF EXECUTIVE OFFICER, MEMBER OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.7-RENEWAL OF THE TERM OF OFFICE OF MRS. CATHERINE SIMONI AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.8-RENEWAL OF THE TERM OF OFFICE OF MRS. FLORENCE VON ERB AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.9-RENEWAL OF THE TERM OF OFFICE OF MR. STANLEY SHASHOUA AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.10-APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD AND THE MEMBERS OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.11-APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.12-APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.13-APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CHAIRMAN OF THE SUPERVISORY BOARD, THE MEMBERS OF THE SUPERVISORY BOARD, THE CHAIRMAN OF THE MANAGEMENT BOARD AND THE MEMBERS OF THE MANAGEMENT BOARD MENTIONED IN SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.14-APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO THE CHAIRMAN OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
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| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.15-APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO THE CHAIRMAN OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.16-APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO THE DEPUTY CHIEF EXECUTIVE OFFICER, MEMBER OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | O.17-DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS TO TRADE IN THE COMPANY'S SHARES | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | E.18-DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD FOR A PERIOD OF 26 MONTHS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | E.19-ALIGNMENT OF ARTICLE 7 OF THE COMPANY'S BY-LAWS WITH THE PROVISIONS OF THE PACT LAW RELATING TO THE SHAREHOLDER IDENTIFICATION PROCEDURE (TPI | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | E.20-AMENDMENT TO THE COMPANY'S BY-LAWS TO INSERT A NEW ARTICLE 15 AUTHORIZING THE SUPERVISORY BOARD TO ADOPT CERTAIN DECISIONS BY WRITTEN CONSULTATION PURSUANT TO ARTICLE L. 225-82 OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | E.21-ALIGNMENT OF ARTICLE 17 OF THE COMPANY'S BY-LAWS WITH THE PROVISIONS OF THE PACT LAW CONCERNING THE COMPENSATION OF THE SUPERVISORY BOARD MEMBERS | | Issuer | | Y | | F | | F |
| KLEPIERRE | | LI FP | | FR0000121964 | | 30-Apr-2020 | | E.22-POWERS TO CARRY OUT FORMALITIES | | Issuer | | Y | | F | | F |
| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 3.-Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 1A.-Election of Director: Allen C. Barbieri | | Issuer | | Y | | N | | N |
| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 1B.-Election of Director: Jon D. Kline | | Issuer | | Y | | F | | F |
| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 1C.-Election of Director: Diana M. Laing | | Issuer | | Y | | F | | F |
| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 1D.-Election of Director: Spencer G. Plumb | | Issuer | | Y | | F | | F |
| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 1E.-Election of Director: Gregory K. Stapley | | Issuer | | Y | | F | | F |
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| CARETRUST REIT INC | | CTRE | | 14174T107 | | 30-Apr-2020 | | 2.-Approval, on an advisory basis, of the compensation of the Company's named executive officers. | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 3.-Ratification of the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the 2020 fiscal year. | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1A.-Election of Director: W. Blake Baird | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1B.-Election of Director: Michael A. Coke | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1C.-Election of Director: Linda Assante | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1D.-Election of Director: LeRoy E. Carlson | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1E.-Election of Director: David M. Lee | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1F.-Election of Director: Gabriela Franco Parcella | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1G.-Election of Director: Douglas M. Pasquale | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 1H.-Election of Director: Dennis Polk | | Issuer | | Y | | F | | F |
| TERRENO REALTY CORP | | TRNO | | 88146M101 | | 05-May-2020 | | 2.-Adoption of a resolution to approve, on a non-binding advisory basis, the compensation of certain executives, as more fully described in the proxy statement. | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 2.-To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2020. | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 4.-To approve the 2020 Omnibus Incentive Plan. | | Issuer | | Y | | F | | F |
| AGREE REALTY CORP | | ADC | | 008492100 | | 05-May-2020 | | 3.-To approve, by non-binding vote, executive compensation | | Issuer | | Y | | F | | F |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 4.-Ratify the audit committee's selection of BDO USA, LLP as independent registered public accounting firm for year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 2.-Approve the Amendment to the Articles of Incorporation to increase the number of authorized shares. | | Issuer | | Y | | F | | F |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 1A.-Election of Director: W. Andrew Adams | | Issuer | | Y | | F | | F |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 1B.-Election of Director: Robert A. McCabe, Jr. | | Issuer | | Y | | F | | F |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 1C.-Election of Director: Charlotte A. Swafford | | Issuer | | Y | | N | | N |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 1D.-Election of Director: Robert G. Adams | | Issuer | | Y | | N | | N |
| NATL HEALTH INVESTORS INC | | NHI | | 63633D104 | | 06-May-2020 | | 3.-Approve the advisory resolution approving the compensation of the named executive officers as disclosed in the accompanying proxy statement. | | Issuer | | Y | | F | | F |
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| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 1-ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 2-APPROVE REMUNERATION REPORT | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 4-RE-ELECT PHIL WHITE AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 5-RE-ELECT RICHARD SMITH AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 6-RE-ELECT JOE LISTER AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 7-RE-ELECT ELIZABETH MCMEIKAN AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 8-RE-ELECT ROSS PATERSON AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 9-RE-ELECT RICHARD AKERS AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 10-RE-ELECT ILARIA DEL BEATO AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 11-ELECT DAME SHIRLEY PEACE AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 12-ELECT THOMAS JACKSON AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 13-ELECT STEVE SMITH AS DIRECTOR | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 14-REAPPOINT DELOITTE LLP AS AUDITORS | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 15-AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 16-AUTHORISE ISSUE OF EQUITY | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 17-APPROVE SAVINGS-RELATED SHARE OPTION SCHEME | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 18-AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 19-AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | | Issuer | | Y | | F | | F |
| UNITE GROUP PLC | | UTG LN | | GB0006928617 | | 07-May-2020 | | 20-AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 2.-To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for American Homes 4 Rent for the fiscal year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1A.-Election of Trustee: Tamara Hughes Gustavson | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1B.-Election of Trustee: David P. Singelyn | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1C.-Election of Trustee: Douglas N. Benham | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1D.-Election of Trustee: John Corrigan | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1E.-Election of Trustee: David Goldberg | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1F.-Election of Trustee: Matthew J. Hart | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1G.-Election of Trustee: James H. Kropp | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1H.-Election of Trustee: Winifred M. Webb | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1I.-Election of Trustee: Jay Willoughby | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1J.-Election of Trustee: Kenneth M. Woolley | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 1K.-Election of Trustee: Matthew R. Zaist | | Issuer | | Y | | F | | F |
| AMERICAN HOMES 4 RENT - A | | AMH | | 02665T306 | | 07-May-2020 | | 3.-To approve, on an advisory basis, the compensation of named executive officers. | | Issuer | | Y | | F | | F |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.2-THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 | | Issuer | | Y | | N | | N |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.3-THE GENERAL MEETING APPROVES THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019. THE GENERAL MEETING APPROVES THE ALLOCATION OF THE RESULTS AS PROPOSED BY THE BOARD OF DIRECTORS, INCLUDING THE PAYMENT OF A GROSS DIVIDEND FOR A TOTAL AMOUNT OF EUR 60,394,912.50. THE DETERMINATION OF THE PAYMENT DATE AS WELL AS ALL OTHER FORMALITIES RELATING TO THE PAYMENT OF THE DIVIDEND ARE DELEGATED TO THE BOARD OF DIRECTORS | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.6-THE GENERAL MEETING RESOLVES, BY A SEPARATE VOTE, THAT THE DIRECTORS AND THE RESPECTIVE PERMANENT REPRESENTATIVES OF THE LEGAL ENTITY-DIRECTORS BE RELEASED FROM ANY LIABILITY ARISING FROM THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.7-THE GENERAL MEETING RESOLVES THAT THE AUDITOR BE RELEASED FROM ANY LIABILITY ARISING FROM THE PERFORMANCE OF ITS DUTIES DURING THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.8-THE GENERAL MEETING RESOLVES (I) TO RE-APPOINT DELOITTE BEDRIJFSREVISOREN CVBA, WITH REGISTERED OFFICE AT GATEWAY BUILDING, LUCHTHAVEN BRUSSEL NATIONAAL 1J, 1930 ZAVENTEM, BELGIUM, REPRESENTED BY MRS KATHLEEN DE BRABANDER, AS AUDITOR OF THE COMPANY FOR A PERIOD OF 3 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE ANNUAL MEETING WHICH WILL BE HELD IN THE YEAR 2023 AND AT WHICH THE DECISION WILL BE TAKEN TO APPROVE THE ANNUAL ACCOUNTS CLOSED AT 31 DECEMBER 2022 AND (II) TO DETERMINE THE ANNUAL REMUNERATION OF THE AUDITOR AT EUR 159,700 FOR THE AUDIT OF THE STATUTORY AND THE CONSOLIDATED ACCOUNTS. THIS AMOUNT IS EXCLUSIVE OF EXPENSES AND VAT, AND IS SUBJECT TO AN ANNUAL INDEXATION AS FROM 2021 AND TO AN ANNUAL REVIEW REFLECTING ANY CHANGES IN THE AUDIT SCOPE WHICH WOULD BE REQUIRED TO ENSURE THAT SUCH AUDIT SCOPE REMAINS ALIGNED WITH THE EVOLUTION OF THE VGP GROUP | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.9-THE GENERAL MEETING APPROVES THE RESIGNATION OF MRS. ANN GAEREMYNCK, RESIDING AT DADIZELESTRAAT 43, 8560 MOORSELE, BELGIUM, AS AN INDEPENDENT DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.10-THE GENERAL MEETING APPROVES THE APPOINTMENT OF GAEVAN BV, WITH REGISTERED OFFICE AT DADIZELESTRAAT 43, 8560 WEVELGEM, BELGIUM, PERMANENTLY REPRESENTED BY MRS. ANN GAEREMYNCK, AS AN INDEPENDENT DIRECTOR OF THE COMPANY IN THE MEANING OF AND MEETING THE CONDITIONS STIPULATED IN ARTICLE 7:87 OF THE CODE OF COMPANIES AND ASSOCIATIONS (THE "CCA"), FOR A PERIOD OF 3 YEARS WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE ANNUAL MEETING WHICH WILL BE HELD IN THE YEAR 2023 AND AT WHICH THE DECISION WILL BE TAKEN TO APPROVE THE ANNUAL ACCOUNTS CLOSED AT 31 DECEMBER 2022 | | Issuer | | Y | | F | | F |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | A.11-THE GENERAL MEETING APPROVES THE PROPOSAL OF THE BOARD OF DIRECTORS WITH REGARD TO THE INCREASED ANNUAL FIXED REMUNERATION OF EUR 75,000 PER DIRECTOR OF THE COMPANY | | Issuer | | Y | | N | | N |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.1-THE SHAREHOLDERS' MEETING RESOLVES TO HOLD THE ANNUAL MEETING ON THE SECOND FRIDAY OF MAY AT 10 A.M.; THE TIME AT WHICH THE ANNUAL MEETING IS HELD IS ADAPTED ACCORDINGLY IN THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.2-THE SHAREHOLDERS' MEETING RESOLVES TO AMEND THE RULES ON EXTERNAL REPRESENTATION IN SUCH A WAY THAT THE COMPANY CAN HENCEFORTH ONLY BE VALIDLY REPRESENTED EXTERNALLY VIS-A-VIS THIRD PARTIES BY EITHER TWO DIRECTORS ACTING JOINTLY OR A MANAGING DIRECTOR ACTING ALONE; THE RELEVANT PROVISION OF THE ARTICLES OF ASSOCIATION IS AMENDED ACCORDINGLY | | Issuer | | Y | | F | | F |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.3-THE SHAREHOLDERS' MEETING RESOLVES TO FULLY REVISE THE ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT AND APPROVE A NEW TEXT OF THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE PROVISIONS OF THE CCA FOR A LISTED LIMITED LIABILITY COMPANY WITH A CLASSIC ONE-TIER BOARD AND WITH THE INTRODUCTION OF A DOUBLE VOTING RIGHT FOR SHAREHOLDERS WHO QUALIFY FOR THIS BY LAW AND IN PARTICULAR TAKING INTO ACCOUNT THE AMENDMENTS TO THE EXISTING ARTICLES OF ASSOCIATION AS SPECIFICALLY SET OUT BELOW AS WELL AS THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION PURSUANT TO THE PREVIOUS AGENDA ITEMS 1 AND 2 AS WELL AS AGENDA ITEMS 4 AND 5 BELOW. THE FULL TEXT OF THE NEW ARTICLES OF ASSOCIATION IS AVAILABLE ON THE COMPANY'S WEBSITE (WWW.VGPPARKS.EU). EVERY SHAREHOLDER CAN REQUEST AN ELECTRONIC COPY FREE OF CHARGE VIA INFO@VGPPARKS.EU. THE SPECIFIC AMENDMENTS TO THE EXISTING ARTICLES OF ASSOCIATION ARE AS FOLLOWS (WHERE RELEVANT OR CLARIFYING, REFERENCE IS MADE TO THE NUMBER OF THE ARTICLE IN THE CURRENT COORDINATED ARTICLES OF ASSOCIATION DRAWN UP ON 10/05/2019):—IN ARTICLE 1 ('LEGAL FORM—NAME'), THE DESIGNATION OF THE COMPANY AS 'A PUBLIC LIMITED COMPANY CARRYING OUT PUBLIC CALLS FOR INVESTMENTS' IS DELETED; IT IS REPLACED BY THE FACT THAT THE COMPANY IS A 'LISTED COMPANY'.—IN ARTICLE 2 ("REGISTERED OFFICE"), THE REGION WHERE THE REGISTERED OFFICE OF THE COMPANY IS LOCATED IS ADDED AND THE ADDRESS OF THE REGISTERED OFFICE IS DELETED ALONG WITH THE OTHER STATUTORY PROVISIONS RELATING TO THE TRANSFER OF REGISTERED OFFICE AND THE HOLDING OF ANY OTHER OFFICES, SO THAT THE NEW PROVISIONS OF THE CCA WILL APPLY IN THIS RESPECT.—IN ARTICLE 3 OF THE DUTCH LANGUAGE VERSION OF THE ARTICLES OF ASSOCIATION ONLY ("PURPOSE"/"DOEL"), THE TERM "PURPOSE"/"DOEL", INCLUDING IN THE TITLE, IS REPLACED BY THE NEW TERM "OBJECT"/"VOORWERP", CONFIRMING, TO THE EXTENT NECESSARY, THAT IN ACCORDANCE WITH THE NEW RELEVANT PROVISIONS AND TERMINOLOGY, THE COMPANY HAS NO OTHER PURPOSE THAN TO DISTRIBUTE OR PROVIDE A DIRECT OR INDIRECT FINANCIAL BENEFIT TO ITS SHAREHOLDERS.—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO CAPITAL INCREASE AND PREFERENTIAL SUBSCRIPTION RIGHT IN COMPLIANCE WITH THE NEW PROVISIONS IN THIS RESPECT IN THE CCA (AMENDMENT OF ARTICLES 6 AND 7).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE PAYING UP OF CAPITAL (AMENDMENT OF ARTICLE 8).—ADDITION IN THE ARTICLES OF ASSOCIATION OF THE POSSIBILITY TO KEEP THE SHARE REGISTER IN ELECTRONIC FORM AND DELETION OF THE REDUNDANT PROVISIONS OF THE ARTICLES OF ASSOCIATION CONCERNING DEMATERIALISED SHARES, SO THAT THE NEW PROVISIONS OF THE CCA WILL APPLY IN THIS RESPECT (AMENDMENT ARTICLE 9).—DELETION OF ALL PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE NOTIFICATION AND DISCLOSURE OF MAJOR SHAREHOLDINGS AND THE THRESHOLD IN THE ARTICLES OF ASSOCIATION OF THREE PERCENT (3%) IN ADDITION TO THE THRESHOLDS WITH RESPECT TO TRANSPARENCY OBLIGATIONS IMPOSED BY LAW (AMENDMENT ARTICLE 14).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE COMPOSITION, OPERATION, DECISION-MAKING, POWERS AND EXTERNAL REPRESENTATION OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE SPECIFIC NEW PROVISIONS IN THE CCA FOR A LISTED LIMITED LIABILITY COMPANY WITH A ONE-TIER BOARD OF DIRECTORS, INCLUDING AMENDMENT TO THE PROVISIONS CONCERNING THE MANDATORY DESIGNATION OF A PERMANENT REPRESENTATIVE BY LEGAL ENTITY-DIRECTORS, PROXIES FOR DIRECTORS, UNANIMOUS WRITING RESOLUTIONS BY DIRECTORS, WITH THE ADDITION OF THE POSSIBILITY OF MEETINGS OF THE BOARD OF DIRECTORS BY MEANS OF TELE— AND VIDEOCONFERENCING (AMENDMENT ARTICLES 15 TO 17).—DELETION OF THE EXISTING POSSIBILITY IN THE ARTICLES OF ASSOCIATION OF SETTING UP AN EXECUTIVE COMMITTEE, WHICH HAS BEEN ABOLISHED UNDER THE NEW LAW, INCLUDING DELETION OF THE PROVISION IN THE ARTICLES OF ASSOCIATION ON THE EXECUTIVE COMMITTEE'S REPRESENTATION POWER (DELETION OF ARTICLE 18).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE POWERS OF AND REPRESENTATION BY THE DAILY MANAGEMENT IN ACCORDANCE WITH THE NEW PROVISIONS IN THIS RESPECT IN THE CCA (AMENDMENT ARTICLE 17).—AMENDMENT TO THE REMUNERATION SCHEME FOR DIRECTORS, INCLUDING APPLICATION OF THE POSSIBILITY FOR LISTED COMPANIES TO DEVIATE IN THE ARTICLES OF ASSOCIATION FROM THE ARRANGEMENTS SET OUT IN ARTICLE 7:91 CCA (AMENDMENT ARTICLE 20).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE AUDIT OF THE COMPANY IN ACCORDANCE WITH THE NEW PROVISIONS IN THE CCA (AMENDMENT ARTICLE 21).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE ORGANISATION AND POWERS OF THE SHAREHOLDERS' MEETING IN ACCORDANCE WITH THE SPECIFIC NEW PROVISIONS IN THE CCA FOR A LISTED LIMITED LIABILITY COMPANY WITH INTRODUCTION AND ADDITION IN THE ARTICLES OF ASSOCIATION OF NEW REGULATIONS CONCERNING (I) PARTICIPATION TO THE SHAREHOLDERS' MEETING BY ELECTRONIC MEANS IN ACCORDANCE WITH ARTICLE 7:137 OF THE CCA, (II) REMOTE VOTING PRIOR TO THE SHAREHOLDERS' MEETING IN ACCORDANCE WITH ARTICLE 7:146 OF THE CCA AND (III) DOUBLE VOTING RIGHTS FOR SHAREHOLDERS WHO QUALIFY FOR THIS BY LAW IN ACCORDANCE WITH ARTICLE 7:53 OF THE CCA (AMENDMENT ARTICLES 22 TO 27 AND 29 TO 34).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE AUTHORITY OF THE BOARD OF DIRECTORS TO ADJOURN SHAREHOLDERS' MEETINGS (AMENDMENT ARTICLE 28).—DELETION OF THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE DOCUMENTS AND REPORTS TO BE DRAWN UP AT THE CLOSE OF THE FINANCIAL YEAR, SO THAT THE NEW PROVISIONS OF THE CCA WILL APPLY IN THIS RESPECT (DELETION OF ARTICLE 35 AS FROM THE SECOND PARAGRAPH).—AMENDMENT TO THE AUTHORISATION OF THE BOARD OF DIRECTORS TO PAY INTERIM DIVIDENDS IN ACCORDANCE WITH THE NEW PROVISIONS IN THIS RESPECT IN THE CCA (AMENDMENT ARTICLE 38).—DELETION OF THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO PROHIBITED DISTRIBUTIONS SO THAT THE NEW PROVISIONS OF THE CCA WILL APPLY IN THIS RESPECT (DELETION OF ARTICLE 39 IN FULL).—DELETION OF THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE ALARM BELL PROCEDURE SO THAT THE NEW PROVISIONS OF THE CCA WILL APPLY IN THIS RESPECT (DELETION OF ARTICLE 40 IN FULL).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO WINDING UP AND LIQUIDATION OF THE COMPANY IN ACCORDANCE WITH THE NEW PROVISIONS IN THIS RESPECT IN THE CCA (AMENDMENT ARTICLE 41).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE CHOICE OF DOMICILE IN ACCORDANCE WITH THE NEW PROVISIONS IN THIS RESPECT IN THE CCA (AMENDMENT ARTICLE 42).—AMENDMENT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO APPLICABLE LAW (AMENDMENT OF ARTICLE 43).—ADDITION IN THE ARTICLES OF ASSOCIATION OF NEW PROVISIONS ON WRITTEN COMMUNICATION FROM AND WITH THE COMPANY | | Issuer | | Y | | N | | N |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.4.2-THE EXISTING AUTHORISATION OF THE BOARD OF DIRECTORS WITH REGARD TO THE AUTHORISED CAPITAL WILL BE WITHDRAWN AS FROM THE ENTRY INTO FORCE OF THE NEW AUTHORISATION MENTIONED HEREINAFTER. SUBSEQUENTLY, THE SHAREHOLDERS' MEETING GRANTS TO THE BOARD OF DIRECTORS THE POWER, IN THE BROADEST SENSE PERMITTED UNDER ARTICLES 7:200 AND 7:201 OF THE CCA, TO INCREASE THE CAPITAL IN ONE OR MORE TIMES WITHOUT THE CUMULATIVE AMOUNT OF THESE INCREASES EXCEEDING A TOTAL AMOUNT OF NINETY-TWO MILLION, SIX HUNDRED SIXTY-SIX THOUSAND EIGHT HUNDRED FIFTEEN EUROS (EUR 92,666,815.00) FOR A PERIOD OF FIVE (5) YEARS AS FROM THE PUBLICATION OF THIS DECISION. THE BOARD OF DIRECTORS WILL ALSO BE AUTHORISED TO USE THESE POWERS FOR A PERIOD OF THREE (3) YEARS IN THE CIRCUMSTANCES DESCRIBED IN ARTICLE 7:202 OF THE CCA. THE EXISTING TEMPORARY PROVISIONS OF THE ARTICLES OF ASSOCIATION IN THIS RESPECT WILL BE REPLACED IN FULL BY THE NEW PROVISIONS AS INCLUDED IN THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY REFERRED TO IN AGENDA ITEM 3 | | Issuer | | Y | | N | | N |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.5.1-THE EXISTING AUTHORISATION OF THE BOARD OF DIRECTORS WITH REGARD TO THE ACQUISITION AND DISPOSAL OF THE COMPANY'S OWN SHARES WILL BE WITHDRAWN AS FROM THE ENTRY INTO FORCE OF THE NEW AUTHORISATION MENTIONED HEREINAFTER. SUBSEQUENTLY, THE SHAREHOLDERS' MEETING RESOLVES TO RENEW, FOR A PERIOD OF THREE (3) YEARS AS FROM THE DATE OF PUBLICATION OF THIS DECISION, THE POWERS GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE AND DISPOSE OF THE COMPANY'S OWN SHARES WITHOUT A PRIOR RESOLUTION OF THE SHAREHOLDERS' MEETING THERETO IN CASE THE ACQUISITION OR DISPOSAL IS NECESSARY TO PREVENT IMPENDING SERIOUS HARM TO THE COMPANY | | Issuer | | Y | | N | | N |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.5.2-THE EXISTING AUTHORISATION OF THE BOARD OF DIRECTORS WITH REGARD TO THE ACQUISITION OF THE COMPANY'S TREASURY SHARES WILL BE WITHDRAWN AS FROM THE ENTRY INTO FORCE OF THE NEW AUTHORISATION MENTIONED HEREINAFTER. SUBSEQUENTLY, THE SHAREHOLDERS' MEETING RESOLVES TO RENEW, FOR A PERIOD OF FIVE (5) YEARS AS FROM THE PUBLICATION OF THIS DECISION, THE POWERS GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ACQUIRE A MAXIMUM NUMBER OF SHARES WHICH ADDED TOGETHER DOES NOT AMOUNT TO MORE THAN TWENTY PERCENT (20%) OF THE ISSUED CAPITAL AT A PRICE PER SHARE WHICH MAY NOT BE HIGHER THAN THE MAXIMUM PRICE PERMITTED BY APPLICABLE LAW AND WHICH MAY NOT BE LOWER THAN 1 EUROCENT (EUR 0.01). MOREOVER, THIS AUTHORISATION ALSO APPLIES TO THE ACQUISITION OF THE COMPANY'S SHARES BY ONE OF ITS DIRECTLY CONTROLLED SUBSIDIARY COMPANIES IN ACCORDANCE WITH APPLICABLE LAW | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.5.3-THE SHAREHOLDERS' MEETING RESOLVES TO GRANT THE AUTHORISATION TO THE BOARD OF DIRECTORS TO DISPOSE OF THE COMPANY'S OWN SHARES BY WAY OF AN OFFER TO SELL DIRECTED TO ONE OR MORE PARTICULAR PERSONS OTHER THAN MEMBERS OF THE PERSONNEL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | | Issuer | | Y | | F | | F |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.5.4-THE SHAREHOLDERS' MEETING RESOLVES TO REPLACE THE EXISTING PROVISIONS OF THE ARTICLES OF ASSOCIATION RELATING TO THE ACQUISITION AND DISPOSAL OF OWN SHARES IN FULL BY THE NEW PROVISIONS AS INCLUDED IN THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY REFERRED TO IN AGENDA ITEM 3 | | Issuer | | Y | | F | | F |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.6-THE SHAREHOLDERS' MEETING RESOLVES TO APPROVE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE CCA, (I) CONDITION 6.2 OF THE TERMS AND CONDITIONS OF THE BONDS ISSUED BY THE COMPANY ON 2 DECEMBER 2019, AS SET OUT IN PART V OF THE PROSPECTUS DATED 19 NOVEMBER 2019 FOR THE PUBLIC OFFER OF THE BONDS, PERTAINING TO THE POSSIBILITY FOR THE BONDHOLDERS TO REQUIRE THE COMPANY TO REDEEM THE BONDS IN CASE OF A CHANGE OF CONTROL AND (II) THE CHANGE OF CONTROL CLAUSE AS SET OUT IN THE J.P. MORGAN LOAN AGREEMENT ENTERED INTO ON 8 NOVEMBER 2019 BY THE COMPANY AND J.P. MORGAN SECURITIES PLC (AS "ARRANGER"). IN ACCORDANCE WITH THE REQUIREMENTS OF ARTICLE 7:151, SECOND INDENT, OF THE CCA, THIS RESOLUTION SHALL BE FILED IN ACCORDANCE WITH ARTICLE 2:8 OF THE CCA AND SHALL BE PUBLISHED AS AN ANNOUNCEMENT IN THE BELGIAN STATE GAZETTE BY INCLUDING AN EXTRACT OF THE MINUTES OF THIS SHAREHOLDERS' MEETING IN ACCORDANCE WITH ARTICLE 2:14, 4DECREE OF THE CCA | | Issuer | | Y | | N | | N |
| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.7.1-THE SHAREHOLDERS' MEETING RESOLVES TO GRANT THE BROADEST POWERS TO THE BOARD OF DIRECTORS AND/OR ONE OR MORE DESIGNATED DIRECTORS TO EXECUTE THE DECISIONS TAKEN BY THE SHAREHOLDERS' MEETING REGARDING THE ABOVE AGENDA ITEMS | | Issuer | | Y | | F | | F |
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| VGP | | VGP BB | | BE0003878957 | | 08-May-2020 | | E.7.2-THE SHAREHOLDERS' MEETING RESOLVES TO GRANT AUTHORITY TO ANY MEMBER OF THE BOARD OF DIRECTORS AND/OR MR DIRK STOOP, AS WELL AS TO THE INSTRUMENTING NOTARY, ACTING INDIVIDUALLY, WITH POWER OF SUBSTITUTION, TO FULFIL ALL NECESSARY FORMALITIES WITH REGARD TO THE LEGALLY REQUIRED PUBLICATION FORMALITIES REGARDING THE DECISIONS TAKEN BY THE SHAREHOLDERS' MEETING WITH THE CROSSROAD BANK FOR ENTERPRISES, COUNTERS FOR ENTERPRISES, REGISTERS OF THE ENTERPRISE COURTS, ADMINISTRATIVE AGENCIES AND FISCAL ADMINISTRATIONS | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 3.-Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1a.-Election of Director: Glyn F. Aeppel | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1b.-Election of Director: Larry C. Glasscock | | Issuer | | Y | | N | | N |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1c.-Election of Director: Karen N. Horn, Ph.D. | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1d.-Election of Director: Allan Hubbard | | Issuer | | Y | | N | | N |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1e.-Election of Director: Reuben S. Leibowitz | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1f.-Election of Director: Gary M. Rodkin | | Issuer | | Y | | N | | N |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1g.-Election of Director: Stefan M. Selig | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1h.-Election of Director: Daniel C. Smith, Ph.D. | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1i.-Election of Director: J. Albert Smith, Jr. | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 1j.-Election of Director: Marta R. Stewart | | Issuer | | Y | | F | | F |
| SIMON PROPERTY GROUP INC | | SPG | | 828806109 | | 12-May-2020 | | 2.-An advisory vote to approve the compensation of our Named Executive Officers. | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 2.-To ratify the selection of Ernst & Young LLP as the Company's independent auditors for the year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 4.-To amend the Company's Charter to eliminate the stockholder supermajority voting requirements for approval of future Charter amendments and other extraordinary actions. | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1A.-Election of Director: Glyn F. Aeppel | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1B.-Election of Director: Terry S. Brown | | Issuer | | Y | | N | | N |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1C.-Election of Director: Alan B. Buckelew | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1D.-Election of Director: Ronald L. Havner, Jr. | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1E.-Election of Director: Stephen P. Hills | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1F.-Election of Director: Richard J. Lieb | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1G.-Election of Director: Timothy J. Naughton | | Issuer | | Y | | F | | F |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1H.-Election of Director: H. Jay Sarles | | Issuer | | Y | | N | | N |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1I.-Election of Director: Susan Swanezy | | Issuer | | Y | | F | | F |
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| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 1J.-Election of Director: W. Edward Walter | | Issuer | | Y | | N | | N |
| AVALONBAY COMMUNITIES INC | | AVB | | 053484101 | | 12-May-2020 | | 3.-To adopt a resolution approving, on a non-binding advisory basis, the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 2.-Ratification of the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.1-Election of Director: Kenneth M. Woolley | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.2-Election of Director: Joseph D. Margolis | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.3-Election of Director: Roger B. Porter | | Issuer | | Y | | N | | N |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.4-Election of Director: Joseph J. Bonner | | Issuer | | Y | | N | | N |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.5-Election of Director: Gary L. Crittenden | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.6-Election of Director: Ashley Dreier | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.7-Election of Director: Spencer F. Kirk | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.8-Election of Director: Dennis J. Letham | | Issuer | | Y | | N | | N |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 1.9-Election of Director: Diane Olmstead | | Issuer | | Y | | F | | F |
| EXTRA SPACE STORAGE INC | | EXR | | 30225T102 | | 14-May-2020 | | 3.-Advisory vote on the compensation of the Company's named executive officers. | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 2.-Ratify the appointment of ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 1A.-Election of Director: Daniel P. Hansen | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 1B.-Election of Director: Bjorn R.L. Hanson | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 1C.-Election of Director: Jeffrey W. Jones | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 1D.-Election of Director: Kenneth J. Kay | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 1E.-Election of Director: Thomas W. Storey | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 1F.-Election of Director: Hope S. Taitz | | Issuer | | Y | | F | | F |
| SUMMIT HOTEL PROPERTIES INC | | INN | | 866082100 | | 14-May-2020 | | 3.-Approve an advisory (non-binding) resolution on executive compensation. | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.1-APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.2-APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.3-ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | | Issuer | | Y | | F | | F |
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| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.4-APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.5-APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. CHRISTOPHE CUVILLIER, IN HIS CAPACITY AS CHAIRMAN OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.6-APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. JAAP TONCKENS, IN HIS CAPACITY AS MEMBER OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.7-APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. COLIN DYER, IN HIS CAPACITY AS CHAIRMAN OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.8-APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.9-APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE MANAGEMENT BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.10-APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE MEMBER(S) OF THE MANAGEMENT BOARD, OTHER THAN THE CHAIRMAN | | Issuer | | Y | | F | | F |
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| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.11-APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE MEMBERS OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.12-RENEWAL OF THE TERM OF OFFICE OF MR. COLIN DYER AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.13-RENEWAL OF THE TERM OF OFFICE OF MR. PHILIPPE COLLOMBEL AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.14-RENEWAL OF THE TERM OF OFFICE OF MRS. DAGMAR KOLLMANN AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.15-RENEWAL OF THE TERM OF OFFICE OF MR. RODERICK MUNSTERS AS MEMBER OF THE SUPERVISORY BOARD | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.16-AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO ALLOW THE COMPANY TO BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE. | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | E.17-AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES PURCHASED BY THE COMPANY IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | E.18-DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE CAPITAL OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | | Issuer | | Y | | F | | F |
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| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | E.19-DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE CAPITAL OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | E.20-DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT PURSUANT TO THE EIGHTEENTH AND THE NINETEENTH RESOLUTIONS | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | E.21-DELEGATION OF POWERS GRANTED TO THE MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | E.22-DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO PROCEED WITH A CAPITAL INCREASE BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THEIR BENEFIT, PURSUANT TO ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 15-May-2020 | | O.23-POWERS TO CARRY OUT FORMALITIES | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 3.-Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2020. | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2A.-Election of Director: Melody C. Barnes | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2B.-Election of Director: Debra A. Cafaro | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2C.-Election of Director: Jay M. Gellert | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2D.-Election of Director: Richard I. Gilchrist | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2E.-Election of Director: Matthew J. Lustig | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2F.-Election of Director: Roxanne M. Martino | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2G.-Election of Director: Sean P. Nolan | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2H.-Election of Director: Walter C. Rakowich | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2I.-Election of Director: Robert D. Reed | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 2J.-Election of Director: James D. Shelton | | Issuer | | Y | | F | | F |
| VENTAS INC | | VTR | | 92276F100 | | 18-May-2020 | | 1.-Approval, on an advisory basis, of our executive compensation. | | Issuer | | Y | | F | | F |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 1-TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 2-TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 3.A-TO RE-ELECT MR. WONG SIU KONG, A RETIRING DIRECTOR, AS A DIRECTOR | | Issuer | | Y | | N | | N |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 3.B-TO RE-ELECT MR. KUOK KHOON HUA, A RETIRING DIRECTOR, AS A DIRECTOR | | Issuer | | Y | | N | | N |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 4-TO FIX DIRECTORS' FEES | | Issuer | | Y | | F | | F |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 5-TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | | Issuer | | Y | | F | | F |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 6.A-TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Issuer | | Y | | N | | N |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 6.B-TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Issuer | | Y | | F | | F |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 6.C-TO EXTEND, CONDITIONAL UPON THE ABOVE RESOLUTION 6B BEING DULY PASSED, THE GENERAL MANDATE TO ALLOT SHARES BY ADDING THE AGGREGATE AMOUNT OF THE REPURCHASED SHARES TO THE 20% GENERAL MANDATE | | Issuer | | Y | | N | | N |
| KERRY PROPERTIES LTD | | 683 HK | | BMG524401079 | | 20-May-2020 | | 6.D-TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME AND TO TERMINATE THE EXISTING SHARE OPTION SCHEME | | Issuer | | Y | | N | | N |
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| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 3.-To ratify the Audit Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | N | | N |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1A.-Election of Director: Joel I. Klein | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1B.-Election of Director: Kelly A. Ayotte | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1C.-Election of Director: Bruce W. Duncan | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1D.-Election of Director: Karen E. Dykstra | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1E.-Election of Director: Carol B. Einiger | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1F.-Election of Director: Diane J. Hoskins | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1G.-Election of Director: Douglas T. Linde | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1H.-Election of Director: Matthew J. Lustig | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1I.-Election of Director: Owen D. Thomas | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1J.-Election of Director: David A. Twardock | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 1K.-Election of Director: William H. Walton, III | | Issuer | | Y | | F | | F |
| BOSTON PROPERTIES INC | | BXP | | 101121101 | | 20-May-2020 | | 2.-To approve, by non-binding, advisory resolution, the Company's named executive officer compensation. | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 3.-To ratify the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1A.-Election of Director to serve until 2021 annual meeting of stockholders: Gary A. Shiffman | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1B.-Election of Director to serve until 2021 annual meeting of stockholders: Meghan G. Baivier | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1C.-Election of Director to serve until 2021 annual meeting of stockholders: Stephanie W. Bergeron | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1D.-Election of Director to serve until 2021 annual meeting of stockholders: Brian M. Hermelin | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1E.-Election of Director to serve until 2021 annual meeting of stockholders: Ronald A. Klein | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1F.-Election of Director to serve until 2021 annual meeting of stockholders: Clunet R. Lewis | | Issuer | | Y | | F | | F |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 1G.-Election of Director to serve until 2021 annual meeting of stockholders: Arthur A. Weiss | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| SUN COMMUNITIES INC | | SUI | | 866674104 | | 22-May-2020 | | 2.-To approve, by non-binding vote, executive compensation. | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 1-EXAMINATION AND APPROVAL, AS APPROPRIATE, OF THE INDIVIDUAL FINANCIAL STATEMENTS OF ARIMA REAL ESTATE SOCIMI, S.A. AS WELL AS THE COMPANY'S INDIVIDUAL MANAGEMENT REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 2-EXAMINATION AND APPROVAL, AS APPROPRIATE, OF THE PROPOSED ALLOCATION OF PROFIT/LOSSES OF THE INDIVIDUAL FINANCIAL STATEMENTS OF ARIMA REAL ESTATE SOCIMI, S.A. FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 3-EXAMINATION AND APPROVAL, AS APPROPRIATE, OF THE MANAGEMENT CARRIED OUT BY THE BOARD OF DIRECTORS DURING THE COMPANY'S FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 4-EXAMINATION AND APPROVAL, AS APPROPRIATE, OF THE CONSOLIDATED FINANCIAL STATEMENTS OF ARIMA REAL ESTATE SOCIMI, S.A. AS WELL AS THE COMPANY'S CONSOLIDATED MANAGEMENT REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 5-ADVISORY VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF THE DIRECTORS CORRESPONDING TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 AND ACKNOWLEDGMENT OF THE DECISION OF THE DIRECTORS TO REDUCE THEIR REMUNERATION DURING THE STATE OF EMERGENCY DECREED IN SPAIN SO THAT THE COMPANY CAN CONTRIBUTE THESE FUNDS TO SOCIAL AID TO COMBAT THE COVID 19 PANDEMIC | | Issuer | | Y | | N | | N |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 6-APPROVAL OF THE ANNUAL CORPORATE GOVERNANCE REPORT AND ACKNOWLEDGEMENT ON THE DEGREE OF COMPLIANCE BY THE COMPANY WITH THE RECOMMENDATIONS CONTAINED IN THE CODE OF GOOD GOVERNANCE OF LISTED COMPANIES | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 7-APPOINTMENT OF MS. CHONY MARTIN V. MAZARIEGOS AS INTERNAL DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 8-RATIFICATION OF THE APPOINTMENT OF MR. STANISLAS HENRY AS A PROPRIETARY DIRECTOR OF THE COMPANY | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 9-AMENDMENT OF ARTICLE 40.4 OF THE COMPANY'S ARTICLES OF ASSOCIATION | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 10-AUTHORIZATION FOR THE BOARD OF DIRECTORS, WITH THE POWERS TO SUBDELEGATE AND TO INCREASE THE SHARE CAPITAL, PURSUANT TO SECTION 297.1.B) OF THE SPANISH CORPORATE ENTERPRISES ACT (LEY DE SOCIEDADES DE CAPITAL), VALID FOR A MAXIMUM PERIOD OF FIVE YEARS, THROUGH MONETARY CONTRIBUTIONS, UP TO A MAXIMUM AMOUNT EQUAL TO HALF (50%) OF THE COMPANY SHARE CAPITAL, WHERE THE BOARD IS AUTHORIZED TO EXCLUDE ANY PRE EMPTION RIGHT OF PURCHASE | | Issuer | | Y | | N | | N |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 11-AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF TREASURY STOCK BY THE COMPANY OR ITS GROUP COMPANIES, AND FOR THEIR OPERATION AND SUBSEQUENT DISPOSAL. REVOKING OF PREVIOUS AUTHORIZATIONS | | Issuer | | Y | | F | | F |
| ARIMA REAL ESTATE SOCIMI SA | | ARM SM | | ES0105376000 | | 27-May-2020 | | 14-RECORDING AS A PUBLIC INSTRUMENT OF THE RESOLUTIONS PASSED BY THE GENERAL SHAREHOLDERS MEETING | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 4.-Ratification of Ernst & Young LLP as our Independent Accounting Firm for 2020. | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 3.-Approval of the Americold Realty Trust 2020 Employee Stock Purchase Plan. | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1A.-Election of Trustee: Fred W. Boehler | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1B.-Election of Trustee: George J. Alburger, Jr. | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1C.-Election of Trustee: Kelly H. Barrett | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1D.-Election of Trustee: Antonio F. Fernandez | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1E.-Election of Trustee: James R. Heistand | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1F.-Election of Trustee: Michelle M. MacKay | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1G.-Election of Trustee: David J. Neithercut | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1H.-Election of Trustee: Mark R. Patterson | | Issuer | | Y | | N | | N |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 1I.-Election of Trustee: Andrew P. Power | | Issuer | | Y | | F | | F |
| AMERICOLD REALTY TRUST | | COLD | | 03064D108 | | 27-May-2020 | | 2.-Advisory Vote on Compensation of Named Executive Officers (Say-On-Pay). | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 2.-Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | | Issuer | | Y | | N | | N |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 3.-Proposal to adopt the Company's 2020 Outside Directors' Stock Award Plan. | | Issuer | | Y | | F | | F |
| LIFE STORAGE INC | | LSI | | 53223X107 | | 28-May-2020 | | 4.-Proposal to approve the compensation of the Company's executive officers. | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | A | | N |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 2.-To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Issuer | | Y | | N | | N |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 4.-To approve amendments to the Douglas Emmett Inc. 2016 Omnibus Stock Incentive Plan. | | Issuer | | Y | | F | | F |
| DOUGLAS EMMETT INC | | DEI | | 25960P109 | | 28-May-2020 | | 3.-To approve, in a non-binding advisory vote, our executive compensation. | | Issuer | | Y | | N | | N |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 1-TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTOR'S REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 2-TO DECLARE A FINAL DIVIDEND OF HK1.026 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.1-TO RE-ELECT MR. WANG XIANGMING AS DIRECTOR | | Issuer | | Y | | N | | N |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.2-TO RE-ELECT MR. ZHANG DAWEI AS DIRECTOR | | Issuer | | Y | | N | | N |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.3-TO RE-ELECT MR. XIE JI AS DIRECTOR | | Issuer | | Y | | F | | F |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.4-TO RE-ELECT MR. YAN BIAO AS DIRECTOR | | Issuer | | Y | | N | | N |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.5-TO RE-ELECT MR. CHEN YING AS DIRECTOR | | Issuer | | Y | | N | | N |
| | | | | | | | | | | | | | | | |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.6-TO RE-ELECT MR. HO HIN NGAI, BOSCO AS DIRECTOR | | Issuer | | Y | | N | | N |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 3.7-TO FIX THE REMUNERATION OF THE DIRECTORS | | Issuer | | Y | | F | | F |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 4-TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Issuer | | Y | | F | | F |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 5-ORDINARY RESOLUTION IN ITEM NO.5 OF THE NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY) | | Issuer | | Y | | F | | F |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 6-ORDINARY RESOLUTION IN ITEM NO.6 OF THE NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY) | | Issuer | | Y | | N | | N |
| CHINA RESOURCES LAND LTD | | 1109 HK | | KYG2108Y1052 | | 02-Jun-2020 | | 7-ORDINARY RESOLUTION IN ITEM NO.7 OF THE NOTICE OF ANNUAL GENERAL MEETING. (TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS TO ISSUE NEW SHARES) | | Issuer | | Y | | N | | N |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 1-IMPLEMENTATION OF THE REMUNERATION POLICY DURING 2019 | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 2-ADOPTION OF THE 2019 FINANCIAL STATEMENTS | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 3-RELEASE OF THE MEMBERS OF THE MANAGEMENT BOARD FROM LIABILITY FOR THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2019 | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 4-RELEASE OF THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2019 | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 5-RE APPOINTMENT OF ERNST AND YOUNG ACCOUNTANTS LLP AS EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2020 | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 6-APPROVAL OF THE MANAGEMENT BOARD REMUNERATION POLICY | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 7-APPROVAL OF THE SUPERVISOR Y BOARD REMUNERATION POLICY | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 8-AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ORDER TO CHANGE THE CORPORATE NAME TO UNIBAIL-RODAMCO-WESTFIELD N.V | | Issuer | | Y | | F | | F |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 9-AUTHORIZATION FOR THE MANAGEMENT BOARD TO PURCHASE THE COMPANY'S SHARES | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| UNIBAIL-RODAMCO-WESTFIELD | | URW NA | | FR0013326246 | | 09-Jun-2020 | | 10-CANCELLATION OF SHARES IN THE COMPANY'S CAPITAL | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 1-ADOPTION OF DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 2-DECLARATION OF A FIRST AND FINAL DIVIDEND | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 3-APPROVAL OF DIRECTORS' FEES | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 4-RE-ELECTION OF MR LOW WENG KEONG AS DIRECTOR | | Issuer | | Y | | N | | N |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 5-RE-ELECTION OF MR TAN TIONG CHENG AS DIRECTOR | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 6-RE-ELECTION OF MR POON HON THANG SAMUEL AS DIRECTOR | | Issuer | | Y | | N | | N |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 7-RE-ELECTION OF MR LEE CHIN YONG FRANCIS AS DIRECTOR | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 8-RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 9-AUTHORITY FOR DIRECTORS TO ISSUE SHARES (UOL 2012 SHARE OPTION SCHEME) | | Issuer | | Y | | N | | N |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 10-AUTHORITY FOR DIRECTORS TO ISSUE SHARES (GENERAL SHARE ISSUE MANDATE) | | Issuer | | Y | | F | | F |
| UOL GROUP LTD | | UOL SP | | SG1S83002349 | | 10-Jun-2020 | | 11-RENEWAL OF SHARE BUYBACK MANDATE | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 1-EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE SEPARATE FINANCIAL STATEMENTS AND DIRECTORS REPORT OF MERLIN PROPERTIES, SOCIMI, S.A. AND OF THE CONSOLIDATED FINANCIAL STATEMENTS AND DIRECTORS REPORT OF MERLIN PROPERTIES, SOCIMI, S.A. AND ITS SUBSIDIARIES, FOR THE YEAR ENDED DECEMBER 31, 2019 | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 2.1-EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED APPROPRIATION OF INCOME LOSS FOR THE YEAR ENDED DECEMBER 31, 2019 | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 2.2-DISTRIBUTION OF RESERVES. DELEGATION TO THE BOARD TO DETERMINE THE AMOUNT AND ITS DISTRIBUTION DATE WITH THE EXPRESS AUTHORITY NOT TO DISTRIBUTE | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 3-EXAMINATION AND APPROVAL IF APPROPRIATE OF THE CONDUCT OF BUSINESS BY THE BOARD OF DIRECTORS DURING THE YEAR ENDED DECEMBER 31 2019 | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 4-REELECTION OF DELOITTE S.L. AS AUDITOR OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2020 | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.1-ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT FOURTEEN | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.2-REELECTION OF MR. ISMAEL CLEMENTE ORREGO AS DIRECTOR, CLASSIFIED AS EXECUTIVE DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.3-REELECTION OF MR. GEORGE DONALD JOHNSTON AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.4-REELECTION OF MS. MARIA LUISA JORDA CASTRO AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.5-REELECTION OF MS. ANA MARIA GARCIA FAU AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.6-REELECTION OF MR. FERNANDO JAVIER ORTIZ VAAMONDE AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.7-REELECTION OF MR. JOHN GOMEZ HALL AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.8-REELECTION OF MR. EMILIO NOVELA BERLIN AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.9-APPOINTMENT OF MS. MARIA ANA FORNER BELTRAN AS DIRECTOR, CLASSIFIED AS NOMINEE DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.10-REELECTION OF MR. MIGUEL OLLERO BARRERA AS DIRECTOR, CLASSIFIED AS EXECUTIVE DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 5.11-APPOINTMENT OF MR. IGNACIO GIL CASARES SATRUSTEGUI AS DIRECTOR, CLASSIFIED AS NOMINEE DIRECTOR | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 6-DETERMINATION OF THE ANNUAL COMPENSATION FOR NON-EXECUTIVE DIRECTORS INDEPENDENT, NOMINEE AND OTHER NON-EXECUTIVE DIRECTORS | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 7-APPROVAL, FOR THE PURPOSES OF ARTICLE 529 NOVODECIES OF THE REVISED CAPITAL COMPANIES LAW, OF THE DIRECTORS COMPENSATION POLICY | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 8-CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION, AND ITS ATTACHED STATISTICAL APPENDIX, FOR THE YEAR ENDED DECEMBER 31, 2019 | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 9-AMENDMENT OF THE BYLAWS. AMENDMENT OF ARTICLE 38 DIRECTORS COMPENSATION OF THE BYLAWS TO INCLUDE A WORDING IN KEEPING WITH THE DIRECTORS' COMPENSATION POLICY WHICH IS SUBMITTED TO THIS SHAREHOLDERS MEETING FOR APPROVAL, AND TO INCLUDE TECHNICAL IMPROVEMENTS | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 10-AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH POWERS OF DELEGATION, FOR A MAXIMUM TERM OF FIVE YEARS, TO ISSUE FIXED INCOME SECURITIES INCLUDING, IN PARTICULAR, DEBENTURES, BONDS AND PROMISSORY NOTES AND PREFERRED SHARES AND TO GUARANTEE ISSUES OF THOSE SECURITIES MADE BY OTHER COMPANIES IN ITS GROUP. REVOCATION OF PRIOR AUTHORIZATION | | Issuer | | Y | | F | | F |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 11-AUTHORIZATION TO SHORTEN THE PERIOD FOR CALLING SPECIAL SHAREHOLDERS MEETINGS, PURSUANT TO THE PROVISIONS OF ARTICLE 515 OF THE CAPITAL COMPANIES LAW | | Issuer | | Y | | N | | N |
| MERLIN PROPERTIES SOCIMI SA | | MRL SM | | ES0105025003 | | 16-Jun-2020 | | 12-AUTHORIZATION TO THE BOARD OF DIRECTORS TO INTERPRET, RECTIFY, SUPPLEMENT, IMPLEMENT AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS MEETING, AS WELL AS TO DELEGATE THE POWERS IT RECEIVES FROM THE SHAREHOLDERS MEETING, AND TO DELEGATE POWERS TO HAVE SUCH RESOLUTIONS NOTARIZED | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 5.-Stockholder proposal related to political contributions disclosure and oversight. | | Shareholder | | Y | | F | | N |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 1.-DIRECTOR | | Issuer | | Y | | A | | N |
| | | | | | | | | | | | | | | | |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 4.-To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | N | | N |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 3.-To approve the Equinix, Inc. 2020 Equity Incentive Plan. | | Issuer | | Y | | F | | F |
| EQUINIX INC | | EQIX | | 29444U700 | | 18-Jun-2020 | | 2.-To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Jun-2020 | | 1-TO CONFIRM, RATIFY AND APPROVE THE SERVICES GROUP MASTER SERVICES AGREEMENT, THE SERVICES GROUP TRANSACTIONS AND TO APPROVE THE SERVICES GROUP ANNUAL CAPS FOR EACH OF THE THREE YEARS ENDING 30 JUNE 2021, 30 JUNE 2022 AND 30 JUNE 2023 AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY (OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY) TO EXECUTE ALL SUCH OTHER DOCUMENTS AND AGREEMENTS AND DO ALL SUCH ACTS AND THINGS AS HE/SHE OR THEY MAY IN HIS/HER OR THEIR ABSOLUTE DISCRETION CONSIDER TO BE NECESSARY, DESIRABLE, APPROPRIATE OR EXPEDIENT TO IMPLEMENT THE SERVICES GROUP MASTER SERVICES AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND ALL MATTERS INCIDENTAL THERETO | | Issuer | | Y | | N | | N |
| NEW WORLD DEVELOPMENT | | 17 HK | | HK0017000149 | | 19-Jun-2020 | | 1-TO APPROVE THE SHARE CONSOLIDATION ON THE BASIS THAT EVERY FOUR (4) ISSUED SHARES OF THE COMPANY BE CONSOLIDATED INTO ONE (1) SHARE OF THE COMPANY (''CONSOLIDATED SHARE'') AND THE NUMBER OF THE CONSOLIDATED SHARES BE ROUNDED DOWN TO THE NEAREST WHOLE NUMBER BY DISREGARDING EACH AND EVERY FRACTIONAL CONSOLIDATED SHARE WHICH WOULD OTHERWISE ARISE THEREFROM AND OTHER MATTERS IN RELATION TO SUCH SHARE CONSOLIDATION | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 1-Approve Appropriation of Surplus | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.1-Appoint a Director Kanazashi, Kiyoshi | | Issuer | | Y | | N | | N |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.2-Appoint a Director Okuma, Yuji | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.3-Appoint a Director Nishikawa, Hironori | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.4-Appoint a Director Uemura, Hitoshi | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.5-Appoint a Director Saiga, Katsuhide | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.6-Appoint a Director Okada, Masashi | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.7-Appoint a Director Kimura, Shohei | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.8-Appoint a Director Ota, Yoichi | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.9-Appoint a Director Nomoto, Hirofumi | | Issuer | | Y | | N | | N |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.10-Appoint a Director Iki, Koichi | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.11-Appoint a Director Kaiami, Makoto | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.12-Appoint a Director Arai, Saeko | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 3.13-Appoint a Director Ogasawara, Michiaki | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 2-Amend Articles to: Approve Minor Revisions | | Issuer | | Y | | F | | F |
| TOKYU FUDOSAN HOLDINGS CORP | | 3289 JP | | JP3569200003 | | 25-Jun-2020 | | 4-Appoint a Substitute Corporate Auditor Nagao, Ryo | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 1-TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 2-TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 OF HK57 CENTS PER SHARE | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 3.A-TO RE-ELECT MR. ZHANG ZHICHAO AS DIRECTOR | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 3.B-TO RE-ELECT MR. ZHUANG YONG AS DIRECTOR | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 3.C-TO RE-ELECT MR. GUO GUANGHUI AS DIRECTOR | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 3.D-TO RE-ELECT DR. FAN HSU LAI TAI, RITA AS DIRECTOR | | Issuer | | Y | | N | | N |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 3.E-TO RE-ELECT MR. LI MAN BUN, BRIAN DAVID AS DIRECTOR | | Issuer | | Y | | N | | N |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 4-TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 5-TO APPOINT ERNST & YOUNG AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | | Issuer | | Y | | F | | F |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 6-TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY BACK SHARES UP TO 10% OF THE NUMBER OF SHARES IN ISSUE | | Issuer | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 7-TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES | | Issuer | | Y | | N | | N |
| CHINA OVERSEAS LAND & INVEST | | 688 HK | | HK0688002218 | | 26-Jun-2020 | | 8-TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | | Issuer | | Y | | N | | N |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 1-Approve Appropriation of Surplus | | Issuer | | Y | | F | | F |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 3-Appoint a Director Ueda, Takashi | | Issuer | | Y | | F | | F |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 4.1-Appoint a Corporate Auditor Ishigami, Hiroyuki | | Issuer | | Y | | F | | F |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 4.2-Appoint a Corporate Auditor Ozeki, Yukimi | | Issuer | | Y | | F | | F |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 2-Amend Articles to: Amend Business Lines, Approve Minor Revisions | | Issuer | | Y | | F | | F |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 6-Approve Details of the Restricted-Share Compensation to be received by Directors | | Issuer | | Y | | F | | F |
| MITSUI FUDOSAN CO LTD | | 8801 JP | | JP3893200000 | | 26-Jun-2020 | | 5-Approve Payment of Bonuses to Directors | | Issuer | | Y | | F | | F |
| SUMITOMO REALTY & DEVELOPMEN | | 8830 JP | | JP3409000001 | | 26-Jun-2020 | | 1-Approve Appropriation of Surplus | | Issuer | | Y | | F | | F |
| SUMITOMO REALTY & DEVELOPMEN | | 8830 JP | | JP3409000001 | | 26-Jun-2020 | | 3-Appoint a Corporate Auditor Terada, Chiyono | | Issuer | | Y | | N | | N |
| SUMITOMO REALTY & DEVELOPMEN | | 8830 JP | | JP3409000001 | | 26-Jun-2020 | | 2-Amend Articles to: Amend Business Lines | | Issuer | | Y | | F | | F |
| SUMITOMO REALTY & DEVELOPMEN | | 8830 JP | | JP3409000001 | | 26-Jun-2020 | | 4-Appoint a Substitute Corporate Auditor Uno, Kozo | | Issuer | | Y | | F | | F |
| VONOVIA SE | | VNA GR | | DE000A1ML7J1 | | 30-Jun-2020 | | 2-APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.57 PER SHARE | | Issuer | | Y | | F | | F |
| VONOVIA SE | | VNA GR | | DE000A1ML7J1 | | 30-Jun-2020 | | 3-APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | | Issuer | | Y | | F | | F |
| VONOVIA SE | | VNA GR | | DE000A1ML7J1 | | 30-Jun-2020 | | 4-APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | | Issuer | | Y | | F | | F |
| VONOVIA SE | | VNA GR | | DE000A1ML7J1 | | 30-Jun-2020 | | 5-RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 | | Issuer | | Y | | F | | F |
Global Alpha Capital Management/Acuitas International Small Cap Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter
(Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Approve Allocation of Income and Dividends of EUR 0.15 per Share | | Management | | Yes | | For | | For |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Approve Discharge of Management Board Members Robert Machtlinger, Andreas Ockel, Ales Starek, and Wang Yongsheng | | Management | | Yes | | For | | For |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Approve Discharge of Supervisory Board Members Geng Ruguang, Pang Zhen, He Shengqiang, Li Li, Lei Yanzheng, Liu Hao, Han Wenbiao, Guo Jing, Sheng Junqi, Gong Weixi, George Maffeo, Barbara Huber, Ulrike Reiter, Peter Krohe, and Karin Klee | | Management | | Yes | | For | | For |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Approve Remuneration of Supervisory Board Members | | Management | | Yes | | For | | For |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Change Fiscal Year End to Dec. 31 | | Management | | Yes | | For | | For |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Approve Creation of EUR 9 Million Authorized Pool of Capital without Preemptive Rights | | Management | | Yes | | Against | | Against |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | | Management | | Yes | | Against | | Against |
| FACC AG | | FACC | | A20248109 | | 09-Jul-19 | | Ratify Ernst & Young as Auditors for Fiscal 2019 | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Approve Final Dividend | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Elect Gabriele Barbaro as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Elect Richard Pike as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Re-elect Michael Averill as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Re-elect Carol Chesney as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Re-elect Kenneth Lever as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Re-elect David Martin as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Re-elect Michael Topham as Director | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Reappoint Deloitte LLP as Auditors | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Authorise Board to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Authorise Issue of Equity | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Authorise Market Purchase of Ordinary Shares | | Management | | Yes | | For | | For |
| Biffa Plc | | BIFF | | G1R62B102 | | 10-Jul-19 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Approve Final Dividend | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Daniel Kitchen as Director | | Management | | Yes | | Against | | Against |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Kevin Nowlan as Director | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Thomas Edwards-Moss as Director | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Colm Barrington as Director | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Elect Roisin Brennan as Director | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Stewart Harrington as Director | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Frank Kenny as Director | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Re-elect Terence O'Rourke as Director | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise Board to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Ratify Deloitte as Auditors | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise Issue of Equity | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise Market Purchase of Ordinary Shares | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | | Management | | Yes | | For | | For |
| Hibernia REIT Plc | | HBRN | | G4432Z105 | | 31-Jul-19 | | Approve Reduction of Capital by Cancellation of Share Premium Account | | Management | | Yes | | For | | For |
| FinTech Group AG | | FTK | | D3763G127 | | 12-Aug-19 | | Approve Discharge of Management Board for Fiscal 2018 | | Management | | Yes | | For | | For |
| FinTech Group AG | | FTK | | D3763G127 | | 12-Aug-19 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Management | | Yes | | For | | For |
| FinTech Group AG | | FTK | | D3763G127 | | 12-Aug-19 | | Ratify BDO AG as Auditors for Fiscal 2019 | | Management | | Yes | | For | | For |
| FinTech Group AG | | FTK | | D3763G127 | | 12-Aug-19 | | Change Company Name to flatex AG | | Management | | Yes | | For | | For |
| FinTech Group AG | | FTK | | D3763G127 | | 12-Aug-19 | | Approve Creation of EUR 4.9 Million Pool of Capital without Preemptive Rights | | Management | | Yes | | Against | | Against |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Dana Ades-Landy | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Robert Comeau | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Fredrick DiSanto | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Lucie Martel | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Paul Raymond | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Ghyslain Rivard | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Jeffrey Rutherford | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director C. Lee Thomas | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Elect Director Pierre Turcotte | | Management | | Yes | | For | | For |
| Alithya Group inc. | | ALYA | | 01643B106 | | 18-Sep-19 | | Approve Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Consolidated Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Allocation of Income and Absence of Dividends | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Auditors' Special Report on Related-Party Transactions | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Remuneration Policy of Chairman and CEO | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Compensation of Jean-Claude Mailllard, Chairman and CEO | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 50,000 | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Renew Appointment of KPMG as Auditor | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Million | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Million | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 10-15 at EUR 1.5 Million | | Management | | Yes | | For | | For |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Capital Increase for Future Exchange Offers Initiated by the Company | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Issuance of Equity-Linked Instruments Convertible to Shares | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize up to 10 Percent of Issued Capital for Use in Stock Option Plans | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | Management | | Yes | | Against | | Against |
| Figeac Aero SA | | FGA | | F3R50B103 | | 20-Sep-19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 25-Sep-19 | | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 25-Sep-19 | | Amend Articles to Amend Business Lines | | Management | | Yes | | For | | For |
| ARB Corp. Ltd. | | ARB | | Q0463W135 | | 17-Oct-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| ARB Corp. Ltd. | | ARB | | Q0463W135 | | 17-Oct-19 | | Elect Adrian Fitzpatrick as Director | | Management | | Yes | | For | | For |
| ARB Corp. Ltd. | | ARB | | Q0463W135 | | 17-Oct-19 | | Elect Robert Fraser as Director | | Management | | Yes | | Against | | Against |
| ARB Corp. Ltd. | | ARB | | Q0463W135 | | 17-Oct-19 | | Elect Karen Phin as Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Approve Final Dividend | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Reappoint KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect Steven Parkin as Director | | Management | | Yes | | Against | | Against |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect Antony Mannix as Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect David Hodkin as Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect Stephen Robertson as Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect Michael Russell as Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Elect Stuart Watson as Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect Stephen Robertson as Independent Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Re-elect Michael Russell as Independent Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Elect Stuart Watson as Independent Director | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Authorise Issue of Equity | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
| Clipper Logistics Plc | | CLG | | G2203Y109 | | 21-Oct-19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Yes | | For | | For |
| MNF Group Limited | | MNF | | Q64863105 | | 22-Oct-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| MNF Group Limited | | MNF | | Q64863105 | | 22-Oct-19 | | Elect Michael Boorne as Director | | Management | | Yes | | Against | | Against |
| MNF Group Limited | | MNF | | Q64863105 | | 22-Oct-19 | | Elect David Stewart as Director | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Re-elect Ron Verni as Director | | Management | | Yes | | Against | | Against |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Re-elect Keith Neilson as Director | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Re-elect Craig Preston as Director | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Re-elect Colleen Blye as Director | | Management | | Yes | | Against | | Against |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Re-elect Russ Rudish as Director | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Approve Final Dividend | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Authorise Issue of Equity | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Yes | | For | | For |
| Craneware Plc | | CRW | | G2554M100 | | 12-Nov-19 | | Authorise Market Purchase of Ordinary Shares | | Management | | Yes | | For | | For |
| Western Areas Ltd. | | WSA | | Q9618L100 | | 21-Nov-19 | | Elect Ian Macliver as Director | | Management | | Yes | | For | | For |
| Western Areas Ltd. | | WSA | | Q9618L100 | | 21-Nov-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Western Areas Ltd. | | WSA | | Q9618L100 | | 21-Nov-19 | | Approve Performance Rights Plan | | Management | | Yes | | For | | For |
| Western Areas Ltd. | | WSA | | Q9618L100 | | 21-Nov-19 | | Approve Grant of Performance Rights to Daniel Lougher | | Management | | Yes | | For | | For |
| Bravura Solutions Limited | | BVS | | Q17548167 | | 26-Nov-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Bravura Solutions Limited | | BVS | | Q17548167 | | 26-Nov-19 | | Elect Peter Mann as Director | | Management | | Yes | | For | | For |
| Bravura Solutions Limited | | BVS | | Q17548167 | | 26-Nov-19 | | Approve Bravura Solutions Limited Employee Incentive Plan | | Management | | Yes | | For | | For |
| Bravura Solutions Limited | | BVS | | Q17548167 | | 26-Nov-19 | | Approve Grant of Performance Rights to Tony Klim | | Management | | Yes | | For | | For |
| Bravura Solutions Limited | | BVS | | Q17548167 | | 26-Nov-19 | | Approve Grant of Performance Rights to Martin Deda | | Management | | Yes | | For | | For |
| Bravura Solutions Limited | | BVS | | Q17548167 | | 26-Nov-19 | | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Approve Final Dividend | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Re-elect Richard Connell as Director | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Re-elect Simon Innes as Director | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Re-elect Richard Fairman as Director | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Re-elect Deborah Kemp as Director | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Re-elect Mike McCollum as Director | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Reappoint Deloitte LLP as Auditors | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Authorise Board to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Authorise Issue of Equity | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Yes | | For | | For |
| CVS Group Plc | | CVSG | | G27234106 | | 28-Nov-19 | | Authorise Market Purchase of Ordinary Shares | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Sato, Shingo | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Sato, Daio | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Soeda, Yusaku | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Ogawa, Kenjiro | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Fujii, Yoshiyasu | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Sato, Norikiyo | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Sakamoto, Tomohiro | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Oda, Miki | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Elect Director Mita, Hajime | | Management | | Yes | | For | | For |
| Yumeshin Holdings Co., Ltd. | | 2362 | | J9845R100 | | 19-Dec-19 | | Approve Trust-Type Equity Compensation Plan | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Elect Director Francois Cote | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Elect Director Germain Lamonde | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Elect Director Angela Logothetis | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Elect Director Philippe Morin | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Elect Director Claude Seguin | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Elect Director Randy E. Tornes | | Management | | Yes | | For | | For |
| EXFO Inc. | | EXF | | 302046107 | | 08-Jan-20 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Approve Remuneration Report | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Approve Final Dividend | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect Alan Dickinson as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect Nigel Hugill as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect Robin Butler as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect David Wood as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect Ian Barlow as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect June Barnes as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Elect Rosemary Boot as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Re-elect Jon Di-Stefano as Director | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Elect Sanjeev Sharma as Director | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Reappoint BDO LLP as Auditors | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise Board to Fix Remuneration of Auditors | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise Issue of Equity | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise Market Purchase of Ordinary Shares | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise Political Donations and Expenditure | | Management | | Yes | | For | | For |
| Urban&Civic plc | | UANC | | G9294N108 | | 06-Feb-20 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Approve Allocation of Income, with a Final Dividend of JPY 13 | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Amend Articles to Amend Business Lines - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Ichikawa, Norio | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Matsumoto, Tatsunori | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Miyakoshi, Yoshihiko | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Sanada, Osamu | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Soda, Eiji | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Uwa, Masao | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Jikyo, Hiroaki | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Takagishi, Naoki | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Izumi, Hiromi | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director Torii, Shingo | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director and Audit Committee Member Hirai, Yoshitsugu | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director and Audit Committee Member Shiono, Kanae | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Director and Audit Committee Member Utsunomiya, Hitoshi | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Approve Restricted Stock Plan | | Management | | Yes | | For | | For |
| Zojirushi Corp. | | 7965 | | J98925100 | | 19-Feb-20 | | Elect Shareholder Director Nominee Nagano, Satoshi | | Share Holder | | Yes | | Against | | For |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director Taniguchi, Shinichi | | Management | | Yes | | For | | For |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director Fujiwara, Eiki | | Management | | Yes | | For | | For |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director Kawasaki, Haruko | | Management | | Yes | | For | | For |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director and Audit Committee Member Ichikawa, Kazuhito | | Management | | Yes | | For | | For |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director and Audit Committee Member Tamura, Yasuaki | | Management | | Yes | | For | | For |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director and Audit Committee Member Seko, Tomoaki | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Nippon Ceramic Co., Ltd. | | 6929 | | J52344108 | | 26-Mar-20 | | Elect Director and Audit Committee Member Ikehara, Koichi | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Oguni, Isamu | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Higashi, Akira | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Kobayashi, Toru | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Kamimura, Toru | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Onishi, Hiroyuki | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Nakajima, Tatsuya | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Yoshida, Kazuhiro | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director Aono, Nanako | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director and Audit Committee Member Kuroda, Yukio | | Management | | Yes | | For | | For |
| OPTEX GROUP Co., Ltd. | | 6914 | | J61654109 | | 26-Mar-20 | | Elect Director and Audit Committee Member Sakemi, Yasushi | | Management | | Yes | | For | | For |
| Metaps, Inc. | | 6172 | | J4231Q105 | | 27-Mar-20 | | Amend Articles to Amend Business Lines | | Management | | Yes | | For | | For |
| Metaps, Inc. | | 6172 | | J4231Q105 | | 27-Mar-20 | | Elect Director Yamazaki, Yuichiro | | Management | | Yes | | Against | | Against |
| Metaps, Inc. | | 6172 | | J4231Q105 | | 27-Mar-20 | | Elect Director Wada, Yoichi | | Management | | Yes | | Against | | Against |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | Management | | Yes | | For | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Tachibana, Tamiyoshi | | Management | | Yes | | Against | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Tachibana, Teppei | | Management | | Yes | | Against | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Tsuda, Tetsuji | | Management | | Yes | | Against | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Yamauchi, Joji | | Management | | Yes | | Against | | Against |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Matsumoto, Kozo | | Management | | Yes | | Against | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Motoshige, Mitsutaka | | Management | | Yes | | Against | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director Deborah Kirkham | | Management | | Yes | | For | | For |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director and Audit Committee Member Imai, Kiyoaki | | Management | | Yes | | Against | | Against |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director and Audit Committee Member Saito, Hajime | | Management | | Yes | | For | | Against |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director and Audit Committee Member Shirai, Hisaaki | | Management | | Yes | | For | | Against |
| Poletowin Pitcrew Holdings, Inc. | | 3657 | | J6388Q101 | | 23-Apr-20 | | Elect Director and Audit Committee Member Tsutsumi, Masaharu | | Management | | Yes | | For | | Against |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Approve Allocation of Income | | Management | | Yes | | For | | Against |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Approve Discharge of Management Board for Fiscal 2019 | | Management | | Yes | | For | | Against |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Approve Discharge of Supervisory Board for Fiscal 2019 | | Management | | Yes | | For | | For |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Ratify Auditors for Fiscal 2020 | | Management | | Yes | | For | | Against |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Approve Remuneration Policy for the Management Board | | Management | | Yes | | Against | | For |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Approve Remuneration Policy for the Supervisory Board | | Management | | Yes | | For | | For |
| Schoeller-Bleckmann Oilfield Equipment AG | | SBO | | A7362J104 | | 23-Apr-20 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Consolidated Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Discharge of Directors | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Allocation of Income and Dividends of EUR 0.40 per Share | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Compensation Report of Corporate Officers | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Compensation of Daniel Harari, Chairman and CEO | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Reelect Daniel Harari as Director | | Management | | Yes | | Against | | Against |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Reelect Nathalie Rossiensky as Director | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Approve Remuneration Policy of Corporate Officers | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Renew Appointment of KPMG as Auditor | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Amend Article 4 of Bylaws Re: Company Duration | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Amend Article 11 of Bylaws Re: Age Limit of Directors | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Amend Article 14 of Bylaws Re: Board Members Deliberation via Written Consultation | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Amend Article 16 of Bylaws Re: Board Remuneration | | Management | | Yes | | For | | For |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Amend Articles 3, 6, 15, 16, 18, 20, 22 of Bylaws to Comply with Legal Changes | | Management | | Yes | | Against | | Against |
| Lectra SA | | LSS | | F56028107 | | 30-Apr-20 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Elect Chairman of Meeting | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Prepare and Approve List of Shareholders | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Agenda of Meeting | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Designate Inspector(s) of Minutes of Meeting | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Acknowledge Proper Convening of Meeting | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Allocation of Income and Omission of Dividends | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Discharge of Board and President | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Determine Number of Members (7) and Deputy Members (0) of Board | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Determine Number of Auditors (1) and Deputy Auditors (0) | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Remuneration of Directors in the Amount of SEK 600,000 to Chairman and SEK 230,000 to Other Directors; Approve Remuneration for Committee Work | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Remuneration of Auditors | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Reelect Magdalena Gerger, Kirsi Komi, Monica Lingegard, Soren Mellstig (Chair) and Fredrik Stromholm as Directors; Elect Karita Bekkemellem and Anders Nyberg as New Directors | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Ratify KPMG as Auditors | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | Yes | | Against | | Against |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | | Management | | Yes | | For | | For |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Authorize Share Repurchase Program | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Humana AB | | HUM | | W4R62T240 | | 07-May-20 | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Elect Chairman of Meeting | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Prepare and Approve List of Shareholders | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Approve Agenda of Meeting | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Designate Inspector(s) of Minutes of Meeting | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Acknowledge Proper Convening of Meeting | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Accept Financial Statements and Statutory Reports | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Approve Allocation of Income and Dividends of SEK 3.75 Per Share | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Approve Discharge of Board and President | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Determine Number of Members (7) and Deputy Members of Board (0) | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Approve Remuneration of Directors in the Amount of SEK 650,000 for Chairman, SEK 450,000 for Vice Chairman and SEK 250,000 for Other Directors; Approve Committee Fees; Approve Extra Remuneration of Peter Rothschild; Approve Remuneration of Auditors | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Reelect Ewa Bjorling as Director | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Reelect David Dangoor as Director | | Management | | Yes | | Against | | Against |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Reelect Peter Elving as Director | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Reelect Anthon Jahreskog as Director | | Management | | Yes | | Against | | Against |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Reelect Peter Rothschild as Director | | Management | | Yes | | Against | | Against |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Elect Maryam Ghahremani as New Director | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Elect Vanessa Rothschild as New Director | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Reelect Peter Rothschild as Board Chairman and David Dangoor as Vice Chairman | | Management | | Yes | | Against | | Against |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Ratify Deloitte as Auditors | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | | Management | | Yes | | For | | For |
| BioGaia AB | | BIOG.B | | W16746153 | | 07-May-20 | | Amend Articles of Association Re: Company Name; Participation at General Meetings; Share Registrar | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Approve Fixed Remuneration of Executive Directors and Non-Executive Directors for 2019 | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Approve Variable Remuneration of Executive Directors for 2019 | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Approve Financial Statements and Allocation of Income | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Approve Discharge of Directors | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Authorize Repurchase of Up to 553,382 Shares | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Ottonel Popesco as Non-Executive Director | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Fabio Cannavale as Executive Director | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Marco Corradino as Executive Director | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Roberto Italia as Non-Executive Director | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Laurent Foata as Non-Executive Director | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Marcello Distaso as Non-Executive Director | | Management | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Elect Anna Gatti as Non-Executive Director | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Approve Fixed Remuneration of Executive Directors and Non-Executive Directors for 2020 | | Management | | Yes | | For | | For |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Approve Variable Remuneration of Executive Directors for 2020 | | Management | | Yes | | Against | | Against |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Adopt Remuneration Policy | | Management | | Yes | | Against | | Against |
| lastminute.com NV | | LMN | | N5142B108 | | 21-May-20 | | Ratify Auditors | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Norma Beauchamp | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Michael Guerriere | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Sandra L. Hanington | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Alan R. Hibben | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Brent Houlden | | Management | | Yes | | Withhold | | Against |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Donna E. Kingelin | | Management | | Yes | | Withhold | | Against |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Samir Manji | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Al Mawani | | Management | | Yes | | Withhold | | Against |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Elect Director Alan D. Torrie | | Management | | Yes | | Withhold | | Against |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 28-May-20 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | Against | | Against |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | Management | | Yes | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Elect Director Dogu, Toshio | | Management | | Yes | | Against | | Against |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Elect Director Matsumoto, Takuya | | Management | | Yes | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Elect Director and Audit Committee Member Inomata, Kiyoto | | Management | | Yes | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Elect Director and Audit Committee Member Kubokawa, Hidekazu | | Management | | Yes | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Elect Director and Audit Committee Member Uesugi, Masataka | | Management | | Yes | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 19-Jun-20 | | Elect Alternate Director and Audit Committee Member Sasaki, Komei | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 65.1 for Two Types of Class A Shares and Ordinary Shares | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Sato, Eiji | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Takehara, Eiji | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Saito, Hitoshi | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Tamaki, Toshifumi | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | �� | Elect Director Hizume, Masayuki | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Tsuchiya, Keiko | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Aoyama, Asako | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Elect Director Kamada, Yumiko | | Management | | Yes | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 20-Jun-20 | | Appoint Alternate Statutory Auditor Todo, Masahiko | | Management | | Yes | | For | | For |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Arai, Katsutoshi | | Management | | Yes | | Against | | Against |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Onizawa, Shinichi | | Management | | Yes | | Against | | Against |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Yokota, Kazuhito | | Management | | Yes | | Against | | Against |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Oe, Harutoshi | | Management | | Yes | | Against | | Against |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Ushijima, Takayuki | | Management | | Yes | | Against | | Against |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Shirai, Toshiyuki | | Management | | Yes | | Against | | Against |
| | | | | | | | | | | | | | | | |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Kumagai, Seiichi | | Management | | Yes | | For | | For |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Elect Director Tsukuda, Hideaki | | Management | | Yes | | For | | For |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Appoint Alternate Statutory Auditor Nakanishi, Noriyuki | | Management | | Yes | | For | | For |
| KATITAS Co., Ltd. | | 8919 | | J30978100 | | 23-Jun-20 | | Appoint Alternate Statutory Auditor Fujito, Hisatoshi | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 31 | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Nishimura, Motonobu | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Koshiba, Shinichiro | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Kameda, Yasuaki | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Hibi, Takeshi | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Nishimura, Ken | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Nakayama, Reiko | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Suzuki, Shigeki | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Elect Director Tanii, Hitoshi | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Appoint Statutory Auditor Ikehata, Takehiko | | Management | | Yes | | For | | For |
| Mandom Corp. | | 4917 | | J39659107 | | 23-Jun-20 | | Appoint Statutory Auditor Nishio, Masahiro | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 13.5 | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Elect Director Kikuchi, Takeshi | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Elect Director Watai, Akihisa | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Elect Director Oda, Shingo | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Elect Director Umino, Shinobu | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Elect Director Tsukuda, Kazuo | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Appoint Statutory Auditor Ohira, Kazuhiro | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Appoint Statutory Auditor Michishita, Takashi | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Appoint Statutory Auditor Uchiyama, Koichi | | Management | | Yes | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 24-Jun-20 | | Approve Restricted Stock Plan | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Inoue, Shinichi | | Management | | Yes | | Against | | Against |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Ueda, Yoshiki | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Nagano, Toshiyuki | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Aiba, Tatsuaki | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Yoshidome, Shin | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Masuda, Naofumi | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Elect Director Yamazaki, Kodo | | Management | | Yes | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Appoint Statutory Auditor Nakashima, Jiro | | Management | | Yes | | Against | | Against |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 24-Jun-20 | | Appoint Statutory Auditor Yamaguchi, Jinei | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | Management | | Yes | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Mitsuhara, Yosuke | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Fukai, Katsuhiko | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Kasai, Naoto | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Miyata, Noriaki | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Koyanagi, Toshiyuki | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Ogi, Kazunori | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Fujimoto, Yoshihisa | | Management | | Yes | | Against | | Against |
| | | | | | | | | | | | | | | | |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Masuhara, Keiso | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director Onji, Yoshimitsu | | Management | | Yes | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director and Audit Committee Member Hatakeyama, Nobuyuki | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director and Audit Committee Member Urabe, Tadashi | | Management | | Yes | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Director and Audit Committee Member Toyoshi, Arata | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Elect Alternate Director and Audit Committee Member Harada, Shio | | Management | | Yes | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Approve Director Retirement Bonus | | Management | | Yes | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 24-Jun-20 | | Approve Annual Bonus | | Management | | Yes | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-20 | | Elect Director Hirata, Yuichiro | | Management | | Yes | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-20 | | Elect Director Hongo, Hitoki | | Management | | Yes | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-20 | | Elect Director Kuroda, Kenji | | Management | | Yes | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-20 | | Elect Director Sasabe, Hiroyuki | | Management | | Yes | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-20 | | Elect Director Narusawa, Takashi | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 40 | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Elect Director Sugimoto, Shigeto | | Management | | Yes | | Against | | Against |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Elect Director Kido, Junji | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Elect Director Tennichi, Kazuhito | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Elect Director Kanzawa, Yukihiro | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Elect Director Nishimura, Hideto | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Appoint Statutory Auditor Sumita, Isao | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Appoint Statutory Auditor Uda, Kenichi | | Management | | Yes | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 25-Jun-20 | | Approve Trust-Type Equity Compensation Plan | | Management | | Yes | | Against | | Against |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Komori, Nobuaki | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Fukuyama, Toshihiko | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Inoue, Yukihiko | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Shibusawa, Ken | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Tanaka, Eiichi | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Momose, Yumiko | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Elect Director Kamei, Tatsuhiko | | Management | | Yes | | For | | For |
| Anicom Holdings, Inc. | | 8715 | | J0166U103 | | 25-Jun-20 | | Appoint Statutory Auditor Suda, Kazuo | | Management | | Yes | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Reelect Marie-Claire Daveu as Director | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Elect Florence Lambert as Director | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Amend Articles 22 and 34 of Bylaws Re: Board Meetings | | Management | | Y | | For | | For |
| Albioma SA | | ABIO | | F0190K109 | | 27-May-19 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Elect Song Zhenghuan as Director and Authorize Board to Fix His Remuneration | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Elect Michael Nan Qu as Director and Authorize Board to Fix His Remuneration | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Elect Iain Ferguson Bruce as Director and Authorize Board to Fix His Remuneration | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Elect Shi Xiaoguang as Director and Authorize Board to Fix His Remuneration | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Authorize Board to Fix Remuneration of Directors | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Authorize Repurchase of Issued Share Capital | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Y | | For | | For |
| Goodbaby International Holdings Limited | | 1086 | | G39814101 | | 27-May-19 | | Authorize Reissuance of Repurchased Shares | | Management | | Y | | For | | For |
| Vista Group International Limited | | VGL | | Q94446202 | | 29-May-19 | | Elect Kirk Senior as Director | | Management | | Y | | Against | | Against |
| Vista Group International Limited | | VGL | | Q94446202 | | 29-May-19 | | Elect Cris Nicolli as Director | | Management | | Y | | For | | For |
| Vista Group International Limited | | VGL | | Q94446202 | | 29-May-19 | | Authorize Board to Fix Remuneration of the Auditors | | Management | | Y | | For | | For |
| Vista Group International Limited | | VGL | | Q94446202 | | 29-May-19 | | Adopt New Constitution | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Norma Beauchamp | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Margery O. Cunningham | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Michael R. Guerriere | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Sandra L. Hanington | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Alan R. Hibben | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Donna E. Kingelin | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Samir Manji | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Al Mawani | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Elect Director Alan D. Torrie | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Ratify KPMG LLP as Auditors | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Re-approve Long-Term Incentive Plan | | Management | | Y | | For | | For |
| Extendicare Inc. | | EXE | | 30224T863 | | 30-May-19 | | Advisory Vote on Executive Compensation Approach | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Consolidated Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Allocation of Income and Dividends of EUR 0.47 per Share | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Auditors' Special Report on Related-Party Transactions | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Non-Compete Agreement with Julie Walbaum, CEO | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Compensation of Ian Cheshire, Chairman of the Board | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Remuneration Policy of Ian Cheshire, Chairman of the Board | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Compensation of Gilles Petit, CEO Until June 30, 2018 | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Remuneration Policy of Julie Walbaum, CEO Since July 1, 2018 Re: FY 2018 | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Compensation of Julie Walbaum, CEO Since July 1, 2018 | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Remuneration Policy of Julie Walbaum, CEO Re: FY 2019 | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Elect Julie Walbaum as Director | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Amend Article 22 of Bylaws Re: Alternate Auditor | | Management | | Y | | For | | For |
| Maisons du Monde SA | | MDM | | F59463103 | | 03-Jun-19 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Approve Remuneration Report | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Approve Remuneration Policy | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Approve Final Dividend | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Re-elect Penny Hughes as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Re-elect Paul Gilbert as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Re-elect John Treharne as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Re-elect Richard Darwin as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Re-elect David Kelly as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Re-elect Emma Woods as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Elect Mark George as Director | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Reappoint Ernst & Young LLP as Auditors | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise Political Donations and Expenditure | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise Issue of Equity | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Approve Deferred Share Bonus Plan | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise Shares for Market Purchase | | Management | | Y | | For | | For |
| The Gym Group Plc | | GYM | | G42114101 | | 04-Jun-19 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Robert M. Beil | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Frank Di Tomaso | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Robert J. Foster | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director James Pantelidis | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Jorge N. Quintas | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Mary Pat Salomone | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Gregory A.C. Yull | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Elect Director Melbourne F. Yull | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Ratify Raymond Chabot Grant Thornton LLP as Auditors | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Advisory Vote on Executive Compensation Approach | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Approve Stock Option Plan | | Management | | Y | | For | | For |
| Intertape Polymer Group Inc. | | ITP | | 460919103 | | 06-Jun-19 | | Approve Shareholder Rights Plan | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Approve Notice of Meeting and Agenda | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 Per Share | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | Y | | Against | | Against |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Amend Corporate Purpose | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Ratify KPMG as Auditors | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Elect Eva Kristoffersen as New Director | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Reelect Marianne E. Johnsen as Director | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Elect Tom Vidar Rygh as New Director | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Elect Helge Gaso as Chairman | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Approve Remuneration of Directors in the Amount of NOK 410,000 for Chairman and NOK 282,000 for Other Directors; Approve Fees for Committee Work | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Elect Asle Ronning as New Member of Nominating Committee | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Reelect Anne Breiby as Member of Nominating Committee | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Elect Endre Glastad as Chairman of Nominating Committee | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Approve Remuneration of Nominating Committee | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Approve Remuneration of Auditors | | Management | | Y | | For | | For |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Management | | Y | | Against | | Against |
| Norway Royal Salmon ASA | | NRS | | R6333E105 | | 06-Jun-19 | | Approve Creation of NOK 4.4 Million Pool of Capital without Preemptive Rights | | Management | | Y | | Against | | Against |
| OneSavings Bank Plc | | OSB | | G6769K106 | | 06-Jun-19 | | Approve the Combination and Authority to Allot the New Shares | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.70 per Share | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Accept Consolidated Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Approve Discharge of Directors | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Approve Discharge of Auditor | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Reelect Jean-Franck Ricci as Director | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Reelect Alain Tisserand as Director | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Elect Charles Champion as Director | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Approve Remuneration of Directors | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Approve Remuneration Report | | Management | | Y | | Against | | Against |
| | | | | | | | | | | | | | | | |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Authorize Board to Allocate New and Existing Shares for Free | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Renew Authorization to Increase Share Capital Up to EUR 31.046 Million | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Amend Article 7 Paragraph 4 Re: Item 5 | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Amend Article 7 Paragraph 8 Re: Item 5 | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Adopt New Article 16 Re: Statutory Thresholds and Renumber the Articles | | Management | | Y | | Against | | Against |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Opt-in to New Belgian Code of Companies and Associations | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Amend Articles of Association Re: Alignment with the New Belgian Code on Companies and Associations | | Management | | Y | | For | | For |
| Akka Technologies | | AKA | | F0181L108 | | 13-Jun-19 | | Authorize Filing of Required Documents/Formalities at Trade Registry | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Consolidated Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Allocation of Income and Dividends of EUR 1.00 per Share | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 140,000 | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Compensation of Stanislas de Bentzmann, Chairman of the Management Board | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Compensation of Godefroy de Bentzmann, CEO | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Remuneration Policy of CEO | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Approve Remuneration Policy of Chairman of the Management Board | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | For |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Authorize up to 6 Percent of Issued Capital for Use in Restricted Stock Plans | | Management | | Y | | Against | | Against |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | | Management | | Y | | Against | | Against |
| Devoteam SA | | DVT | | F26011100 | | 14-Jun-19 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 22-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 65.1 | | Management | | Y | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 22-Jun-19 | | Appoint Statutory Auditor Sakai, Akihito | | Management | | Y | | For | | For |
| Taiyo Holdings Co., Ltd. | | 4626 | | J80013105 | | 22-Jun-19 | | Appoint PricewaterhouseCoopers Aarata LLC as New External Audit Firm | | Management | | Y | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 24-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 24-Jun-19 | | Elect Director Dogu, Toshio | | Management | | Y | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 24-Jun-19 | | Elect Director Akazawa, Hidenobu | | Management | | Y | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 24-Jun-19 | | Elect Director Matsumoto, Takuya | | Management | | Y | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 24-Jun-19 | | Elect Alternate Director and Audit Committee Member Sasaki, Komei | | Management | | Y | | For | | For |
| Digital Arts Inc. | | 2326 | | J1228V105 | | 24-Jun-19 | | Approve Restricted Stock Plan | | Management | | Y | | Against | | Against |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 125 | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Amend Articles to Reduce Directors' Term - Authorize Board to Determine Income Allocation | | Management | | Y | | Against | | Against |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Elect Director Hirata, Yuichiro | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Elect Director Yasutaka, Junichiro | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Elect Director Hongo, Hitoki | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Elect Director Kuroda, Kenji | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Elect Director Sasabe, Hiroyuki | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Elect Director Narusawa, Takashi | | Management | | Y | | For | | For |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Appoint Statutory Auditor Motoda, Naokuni | | Management | | Y | | Against | | Against |
| Hirata Corp. | | 6258 | | J21043104 | | 25-Jun-19 | | Appoint Statutory Auditor Imamura, Ken | | Management | | Y | | Against | | Against |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Inoue, Shinichi | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Makino, Shun | | Management | | Y | | Against | | Against |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Ueda, Yoshiki | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Nagano, Toshiyuki | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Aiba, Tatsuaki | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Suzuki, Hiroshi | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Elect Director Yoshidome, Shin | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Appoint Statutory Auditor Hiruta, Kazuo | | Management | | Y | | For | | For |
| Makino Milling Machine Co., Ltd. | | 6135 | | J39530100 | | 25-Jun-19 | | Appoint Alternate Statutory Auditor Hosoya, Yoshinori | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Yoneyama, Ben | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Hayashida, Kusaki | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Yoneyama, Shuichi | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Kobayashi, Kazuo | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Ebihara, Hiroaki | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Hirokawa, Wataru | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Michael N. Morizumi | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Elect Director Otsubo, Fukiko | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Appoint Statutory Auditor Ota, Ritsuko | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Approve Director and Statutory Auditor Retirement Bonus | | Management | | Y | | Against | | Against |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Approve Bonus Related to Retirement Bonus System Abolition | | Management | | Y | | Against | | Against |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Approve Compensation Ceiling for Directors | | Management | | Y | | For | | For |
| Yonex Co., Ltd. | | 7906 | | J9776D104 | | 25-Jun-19 | | Approve Restricted Stock Plan | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Approve Discharge of Management Board for Fiscal 2018 | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Elect Lothar Koniarski to the Supervisory Board | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Elect Regina Weinmann to the Supervisory Board | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Elect Martin Wild to the Supervisory Board | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Elect Stefan Kober to the Supervisory Board | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Elect Hans-Ulrich Holdenried to the Supervisory Board | | Management | | Y | | For | | For |
| CANCOM SE | | COK | | D8238N102 | | 26-Jun-19 | | Elect Isabell Welpe to the Supervisory Board | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Mitsuhara, Hiroshi | | Management | | Y | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Mitsuhara, Yosuke | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Fukai, Katsuhiko | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Kasai, Naoto | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Miyata, Noriaki | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Koyanagi, Toshiyuki | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Ogi, Kazunori | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Fujimoto, Yoshihisa | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Masuhara, Keiso | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director Onji, Yoshimitsu | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director and Audit Committee Member Urabe, Tadashi | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Director and Audit Committee Member Toyoshi, Arata | | Management | | Y | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Elect Alternate Director and Audit Committee Member Otsu, Masuro | | Management | | Y | | For | | For |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Approve Director Retirement Bonus | | Management | | Y | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Approve Director Retirement Bonus | | Management | | Y | | Against | | Against |
| NIHON CHOUZAI Co., Ltd. | | 3341 | | J5019F104 | | 26-Jun-19 | | Approve Annual Bonus | | Management | | Y | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 26-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 160 | | Management | | Y | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 26-Jun-19 | | Appoint Statutory Auditor Okura, Nobukazu | | Management | | Y | | For | | For |
| V Technology Co., Ltd. | | 7717 | | J9462G106 | | 26-Jun-19 | | Appoint Statutory Auditor Nakahara, Aritsune | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Roger Owen Davey as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Alberto Arsenio Lavandeira Adan as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Damon Gilbert Barber as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Hussein Barma as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Jesus Fernandez Lopez as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Jonathan Forrester Lamb as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Hui Liu as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Jose Nicolas Sierra Lopez as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Reelect Stephen Victor Scott as Director | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Approve Ernst & Young Cyprus Limited as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Y | | For | | For |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Grant Options to Directors | | Management | | Y | | Against | | Against |
| Atalaya Mining Plc | | ATYM | | M15278100 | | 27-Jun-19 | | Authorize Share Capital Increase without Preemptive Rights | | Management | | Y | | Against | | Against |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Approve Allocation of Income, with a Final Dividend of JPY 13.5 | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Suzuki, Koichi | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Katsu, Eijiro | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Kawashima, Tadashi | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Shimagami, Junichi | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Yoneyama, Naoshi | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Iwasawa, Toshinori | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Okamura, Tadashi | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Elect Director Tsukamoto, Takashi | | Management | | Y | | For | | For |
| Internet Initiative Japan Inc. | | 3774 | | J24210106 | | 27-Jun-19 | | Appoint KPMG AZSA LLC as New External Audit Firm | | Management | | Y | | For | | For |
ClariVest Asset Management LLC / Acuitas US Microcap Fund
Proxy Voting Record
July 1, 2019 - June30, 2020
| | | | | | | | | | | | | | | | | | |
Issuer Name | | Ticker | | CUSIP | | Shareholder
Meeting Date | | Proposal / Description of the Matter Voted | | Proposed by
Issuer /
Shareholder | | Did Fund
Cast Vote on Matter (Y/N) | | Management
Recommendation | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| CRA International, Inc. | | CRAI | | 12618T105 | | 10-Jul-19 | | Elect Director Paul Maleh | | Management | | Yes | | For | | Withhold | | Against |
| CRA International, Inc. | | CRAI | | 12618T105 | | 10-Jul-19 | | Elect Director Thomas Avery | | Management | | Yes | | For | | Withhold | | Against |
| CRA International, Inc. | | CRAI | | 12618T105 | | 10-Jul-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| CRA International, Inc. | | CRAI | | 12618T105 | | 10-Jul-19 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director Thomas E. Capasse | | Management | | Yes | | For | | For | | For |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director Jack J. Ross | | Management | | Yes | | For | | For | | For |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director Frank P. Filipps | | Management | | Yes | | For | | For | | For |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director David L. Holman | | Management | | Yes | | For | | Withhold | | Against |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director Gilbert E. Nathan | | Management | | Yes | | For | | For | | For |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director J. Mitchell Reese | | Management | | Yes | | For | | Withhold | | Against |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Elect Director Todd M. Sinai | | Management | | Yes | | For | | Withhold | | Against |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | Against | | Against |
| Ready Capital Corporation | | RC | | 75574U101 | | 10-Jul-19 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Richard H. Fleming | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Ernest R. Verebelyi | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Mark D. Morelli | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Nicholas T. Pinchuk | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Liam G. McCarthy | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director R. Scott Trumbull | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Heath A. Mitts | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Kathryn V. Roedel | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Elect Director Aziz S. Aghili | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Columbus McKinnon Corporation | | CMCO | | 199333105 | | 22-Jul-19 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Elect Director Peter S. Greenleaf | | Management | | Yes | | For | | Against | | Against |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Elect Director Todd C. Davis | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Elect Director Herm Cukier | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Elect Director Mark A. Sirgo | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Elect Director Kevin Kotler | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Ratify Cherry Bekaert LLP as Auditors | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | Against | | Against |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | Three Years | | One Year | | Against |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| BioDelivery Sciences International, Inc. | | BDSI | | 09060J106 | | 25-Jul-19 | | Other Business | | Management | | Yes | | For | | Against | | Against |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Brian Choi | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Ernest E. Dow | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Jason Hwang | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Soo Hun S. Jung | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Min J. Kim | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Ock Hee Kim | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Myung Ja (Susan) Park | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Elect Director Yong Sin Shin | | Management | | Yes | | For | | For | | For |
| OP Bancorp | | OPBK | | 67109R109 | | 25-Jul-19 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Monty J. Bennett | | Management | | Yes | | For | | For | | For |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Stefani D. Carter | | Management | | Yes | | For | | Withhold | | Against |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Candace Evans | | Management | | Yes | | For | | For | | For |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Kenneth H. Fearn | | Management | | Yes | | For | | For | | For |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Curtis B. McWilliams | | Management | | Yes | | For | | For | | For |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Matthew D. Rinaldi | | Management | | Yes | | For | | For | | For |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Elect Director Abteen Vaziri | | Management | | Yes | | For | | Withhold | | Against |
| Braemar Hotels & Resorts Inc. | | BHR | | 10482B101 | | 31-Jul-19 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Seneca Foods Corporation | | SENEA | | 817070501 | | 07-Aug-19 | | Elect Director John P. Gaylord | | Management | | Yes | | For | | For | | For |
| Seneca Foods Corporation | | SENEA | | 817070501 | | 07-Aug-19 | | Elect Director Kathryn J. Boor | | Management | | Yes | | For | | For | | For |
| Seneca Foods Corporation | | SENEA | | 817070501 | | 07-Aug-19 | | Elect Director Susan W. Stuart | | Management | | Yes | | For | | For | | For |
| Seneca Foods Corporation | | SENEA | | 817070501 | | 07-Aug-19 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director Donald A. Colvin | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director Dana Jones | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director Jerry Jones | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director Michael A. Kaufman | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director Melvin L. Keating | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director John Mutch | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Elect Director Ramesh Srinivasan | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Adopt Majority Voting for Uncontested Election of Directors | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Reduce Supermajority Vote Requirement for Removal of Directors | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Agilysys, Inc. | | AGYS | | 00847J105 | | 09-Aug-19 | | Other Business | | Management | | Yes | | For | | Against | | Against |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Walter J. Aspatore | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Brian J. Cadwallader | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Bruce K. Crowther | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Darren M. Dawson | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Donald W. Duda | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Isabelle C. Goossen | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Mark D. Schwabero | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Elect Director Lawrence B. Skatoff | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director Robert Deutschman | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director Roy H. Chestnutt | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director Mohan S. Gyani | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director Jeffrey Karish | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director Christopher Rogers | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director Michelle M. Sterling | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Elect Director William G. Stone, III | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Digital Turbine, Inc. | | APPS | | 25400W102 | | 17-Sep-19 | | Ratify SingerLewak LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reelect Ariel Halperin as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reelect Dori Brown as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reelect Roger Abravanel as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reelect Eric D. Herschmann as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reelect Ronald Kaplan as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reelect Ofer Tsimchi as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Elect Shai Bober as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Elect Tom Pardo Izhaki as Director | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Amend Articles Re: Notice of Board Meeting | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Approve Compensation Policy for the Directors and Officers of the Company | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Renew Company's Liability Insurance coverage for Directors/Officers | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For | | For |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Discuss Financial Statements and the Report of the Board | | Management | | Non-voting issue | | | | | | |
| Caesarstone Ltd. | | CSTE | | M20598104 | | 24-Sep-19 | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | Management | | Yes | | None | | Against | | N/A |
| AngioDynamics, Inc. | | ANGO | | 03475V101 | | 15-Oct-19 | | Elect Director Kevin J. Gould | | Management | | Yes | | For | | For | | For |
| AngioDynamics, Inc. | | ANGO | | 03475V101 | | 15-Oct-19 | | Elect Director Dennis S. Meteny | | Management | | Yes | | For | | For | | For |
| AngioDynamics, Inc. | | ANGO | | 03475V101 | | 15-Oct-19 | | Elect Director Michael E. Tarnoff | | Management | | Yes | | For | | For | | For |
| AngioDynamics, Inc. | | ANGO | | 03475V101 | | 15-Oct-19 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| AngioDynamics, Inc. | | ANGO | | 03475V101 | | 15-Oct-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director Ronnie Morris | | Management | | Yes | | For | | Withhold | | Against |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director Joel Ackerman | | Management | | Yes | | For | | Withhold | | Against |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director David Sidransky | | Management | | Yes | | For | | Withhold | | Against |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director Daniel N. Mendelson | | Management | | Yes | | For | | For | | For |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director Abba David Poliakoff | | Management | | Yes | | For | | For | | For |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director Scott R. Tobin | | Management | | Yes | | For | | For | | For |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Elect Director Philip Breitfeld | | Management | | Yes | | For | | Withhold | | Against |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Ratify EisnerAmper LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Champions Oncology, Inc. | | CSBR | | 15870P307 | | 16-Oct-19 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | Three Years | | One Year | | Against |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Elect Director Holly A. Van Deursen | | Management | | Yes | | For | | For | | For |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Elect Director Michele M. Holcomb | | Management | | Yes | | For | | For | | For |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | Against | | Against |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Approve Executive Incentive Bonus Plan | | Management | | Yes | | For | | For | | For |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Eliminate Supermajority Vote Requirement | | Management | | Yes | | For | | For | | For |
| Kimball Electronics, Inc. | | KE | | 49428J109 | | 07-Nov-19 | | Adopt Majority Voting for Uncontested Election of Directors | | Management | | Yes | | For | | For | | For |
| MEI Pharma, Inc. | | MEIP | | 55279B202 | | 05-Dec-19 | | Elect Director Thomas C. Reynolds | | Management | | Yes | | For | | For | | For |
| MEI Pharma, Inc. | | MEIP | | 55279B202 | | 05-Dec-19 | | Elect Director Christine A. White | | Management | | Yes | | For | | For | | For |
| MEI Pharma, Inc. | | MEIP | | 55279B202 | | 05-Dec-19 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| MEI Pharma, Inc. | | MEIP | | 55279B202 | | 05-Dec-19 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 09-Dec-19 | | Approve Merger and Issuance of Cash and Stock Consideration Pursuant to the Merger Agreement | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 09-Dec-19 | | Adjourn Meeting | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 10-Dec-19 | | Approve Merger and Issuance of Shares in Connection with Merger | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 10-Dec-19 | | Amend Articles of Incorporation | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 10-Dec-19 | | Amend Code of Regulations | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 10-Dec-19 | | Advisory Vote on Golden Parachutes | | Management | | Yes | | For | | Against | | Against |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 10-Dec-19 | | Adjourn Meeting | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director Patrick G. LePore | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director John C. Chapman | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director Timothy C. Crew | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director David Drabik | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director Jeffrey Farber | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director Melissa Rewolinski | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Elect Director Paul Taveira | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Ratify Grant Thornton, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Lannett Company, Inc. | | LCI | | 516012101 | | 22-Jan-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Atkore International Group Inc. | | ATKR | | 047649108 | | 30-Jan-20 | | Elect Director Betty R. Johnson | | Management | | Yes | | For | | For | | For |
| Atkore International Group Inc. | | ATKR | | 047649108 | | 30-Jan-20 | | Elect Director William E. Waltz, Jr. | | Management | | Yes | | For | | For | | For |
| Atkore International Group Inc. | | ATKR | | 047649108 | | 30-Jan-20 | | Elect Director A. Mark Zeffiro | | Management | | Yes | | For | | For | | For |
| Atkore International Group Inc. | | ATKR | | 047649108 | | 30-Jan-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Atkore International Group Inc. | | ATKR | | 047649108 | | 30-Jan-20 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Atkore International Group Inc. | | ATKR | | 047649108 | | 30-Jan-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Elect Director Thomas J. Brosig | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Elect Director Robert G. Harrison | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Elect Director Lacy M. Johnson | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Elect Director James W. Sight | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Elect Director Samanta Hegedus Stewart | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | Against | | Against |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Griffon Corporation | | GFF | | 398433102 | | 30-Jan-20 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For | | For |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 13-Feb-20 | | Elect Director Kenneth Hao | | Management | | Yes | | For | | Against | | Against |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 13-Feb-20 | | Elect Director Bryan Ingram | | Management | | Yes | | For | | For | | For |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 13-Feb-20 | | Elect Director Paul Mercadante | | Management | | Yes | | For | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 13-Feb-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 13-Feb-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Powell Industries, Inc. | | POWL | | 739128106 | | 19-Feb-20 | | Elect Director Christopher E. Cragg | | Management | | Yes | | For | | For | | For |
| Powell Industries, Inc. | | POWL | | 739128106 | | 19-Feb-20 | | Elect Director Perry L. Elders | | Management | | Yes | | For | | For | | For |
| Powell Industries, Inc. | | POWL | | 739128106 | | 19-Feb-20 | | Elect Director Katheryn B. Curtis | | Management | | Yes | | For | | For | | For |
| Powell Industries, Inc. | | POWL | | 739128106 | | 19-Feb-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director Gregory Daily | | Management | | Yes | | For | | Withhold | | Against |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director Clay Whitson | | Management | | Yes | | For | | Withhold | | Against |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director Elizabeth Seigenthaler Courtney | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director John Harrison | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director Burton Harvey | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director Timothy McKenna | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director David Morgan | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Elect Director David Wilds | | Management | | Yes | | For | | For | | For |
| i3 Verticals, Inc. | | IIIV | | 46571Y107 | | 28-Feb-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 30-Mar-20 | | Amend Articles of Association | | Management | | Yes | | For | | For | | For |
| SMART Global Holdings, Inc. | | SGH | | G8232Y101 | | 30-Mar-20 | | Adjourn Meeting | | Management | | Yes | | For | | For | | For |
| The Rubicon Project, Inc. | | RUBI | | 78112V102 | | 30-Mar-20 | | Issue Shares in Connection with Merger | | Management | | Yes | | For | | For | | For |
| The Rubicon Project, Inc. | | RUBI | | 78112V102 | | 30-Mar-20 | | Adjourn Meeting | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Christopher Becker | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Paul T. Canarick | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Alexander L. Cover | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Stephen V. Murphy | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Peter Quick | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Denise Strain | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Elect Director Eric J. Tveter | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| The First of Long Island Corporation | | FLIC | | 320734106 | | 21-Apr-20 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Triple-S Management Corporation | | GTS | | 896749108 | | 24-Apr-20 | | Elect Director Cari M. Dominguez | | Management | | Yes | | For | | For | | For |
| Triple-S Management Corporation | | GTS | | 896749108 | | 24-Apr-20 | | Elect Director Roberto Santa Maria | | Management | | Yes | | For | | For | | For |
| Triple-S Management Corporation | | GTS | | 896749108 | | 24-Apr-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Triple-S Management Corporation | | GTS | | 896749108 | | 24-Apr-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Triple-S Management Corporation | | GTS | | 896749108 | | 24-Apr-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Elect Director Lee Burdman | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Elect Director Jean A. Hubbard | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Elect Director Charles D. Niehaus | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Elect Director Mark A. Robison | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Elect Director Richard J. Schiraldi | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| First Defiance Financial Corp. | | FDEF | | 32006W106 | | 28-Apr-20 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director Victor S. Trione | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director Simone Lagomarsino | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director John C. Erickson | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director Jack Krouskup | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director Anita Gentle Newcomb | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director Bradley M. Shuster | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Elect Director Thomas C. Wajnert | | Management | | Yes | | For | | For | | For |
| Luther Burbank Corporation | | LBC | | 550550107 | | 28-Apr-20 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Robert A. Cascella | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Deepak Chopra | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Daniel P. DiMaggio | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Laurette T. Koellner | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Robert A. Mionis | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Carol S. Perry | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Tawfiq Popatia | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Eamon J. Ryan | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Elect Director Michael M. Wilson | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Authorize Board to Fix Remuneration of Auditors | | Management | | Yes | | For | | For | | For |
| Celestica Inc. | | CLS | | 15101Q108 | | 29-Apr-20 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Brenda J. Eprile | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Daniel M. Hancock | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director David M. Johnson | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Eileen Wheatman | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Karl-Viktor Schaller | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Michele J. Buchignani | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Peter M. Yu | | Management | | Yes | | For | | Withhold | | Against |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Elect Director Rita Forst | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Amend Omnibus Incentive Plan | | Management | | Yes | | For | | For | | For |
| Westport Fuel Systems Inc. | | WPRT | | 960908309 | | 29-Apr-20 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Michael A. DeCola | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director James F. Deutsch | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director John S. Eulich | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Robert E. Guest, Jr. | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director James M. Havel | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Judith S. Heeter | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Michael R. Holmes | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Nevada A. Kent, IV | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director James B. Lally | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Anthony R. Scavuzzo | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Eloise E. Schmitz | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Elect Director Sandra A. Van Trease | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Enterprise Financial Services Corp | | EFSC | | 293712105 | | 06-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 06-May-20 | | Elect Director Elaine J. Dorward-King | | Management | | Yes | | For | | For | | For |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 06-May-20 | | Elect Director Ryan J. Levenson | | Management | | Yes | | For | | For | | For |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 06-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 06-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director John A. Cuomo | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director Ralph E. Eberhart | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director Mark E. Ferguson, III | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director Calvin. S. Koonce | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director James F. Lafond | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director John E. "Jack" Potter | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director Jack C. Stultz | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Elect Director Bonnie K. Wachtel | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Amend Restricted Stock Plan | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| VSE Corporation | | VSEC | | 918284100 | | 06-May-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Cassava Sciences, Inc. | | SAVA | | 14817C107 | | 07-May-20 | | Elect Director Robert Z. Gussin | | Management | | Yes | | For | | Withhold | | Against |
| Cassava Sciences, Inc. | | SAVA | | 14817C107 | | 07-May-20 | | Elect Director Saira Ramasastry | | Management | | Yes | | For | | Withhold | | Against |
| Cassava Sciences, Inc. | | SAVA | | 14817C107 | | 07-May-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | Against | | Against |
| Cassava Sciences, Inc. | | SAVA | | 14817C107 | | 07-May-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Cassava Sciences, Inc. | | SAVA | | 14817C107 | | 07-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | Against | | Against |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Elect Director Alan Gardner | | Management | | Yes | | For | | For | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Elect Director Claire Gulmi | | Management | | Yes | | For | | For | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Elect Director Robert Hensley | | Management | | Yes | | For | | For | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Elect Director Lawrence Van Horn | | Management | | Yes | | For | | For | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Elect Director Timothy Wallace | | Management | | Yes | | For | | For | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Community Healthcare Trust Incorporated | | CHCT | | 20369C106 | | 07-May-20 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Horizon Bancorp, Inc. | | HBNC | | 440407104 | | 07-May-20 | | Elect Director James B. Dworkin | | Management | | Yes | | For | | For | | For |
| Horizon Bancorp, Inc. | | HBNC | | 440407104 | | 07-May-20 | | Elect Director Michele M. Magnuson | | Management | | Yes | | For | | For | | For |
| Horizon Bancorp, Inc. | | HBNC | | 440407104 | | 07-May-20 | | Elect Director Daniel F. Hopp | | Management | | Yes | | For | | For | | For |
| Horizon Bancorp, Inc. | | HBNC | | 440407104 | | 07-May-20 | | Elect Director Steven W. Reed | | Management | | Yes | | For | | For | | For |
| Horizon Bancorp, Inc. | | HBNC | | 440407104 | | 07-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Horizon Bancorp, Inc. | | HBNC | | 440407104 | | 07-May-20 | | Ratify BKD, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| On Deck Capital, Inc. | | ONDK | | 682163100 | | 07-May-20 | | Elect Director Noah Breslow | | Management | | Yes | | For | | For | | For |
| On Deck Capital, Inc. | | ONDK | | 682163100 | | 07-May-20 | | Elect Director Jane J. Thompson | | Management | | Yes | | For | | For | | For |
| On Deck Capital, Inc. | | ONDK | | 682163100 | | 07-May-20 | | Elect Director Ronald F. Verni | | Management | | Yes | | For | | For | | For |
| On Deck Capital, Inc. | | ONDK | | 682163100 | | 07-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| On Deck Capital, Inc. | | ONDK | | 682163100 | | 07-May-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| On Deck Capital, Inc. | | ONDK | | 682163100 | | 07-May-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Vectrus, Inc. | | VEC | | 92242T101 | | 07-May-20 | | Elect Director William F. Murdy | | Management | | Yes | | For | | For | | For |
| Vectrus, Inc. | | VEC | | 92242T101 | | 07-May-20 | | Elect Director Melvin F. Parker | | Management | | Yes | | For | | For | | For |
| Vectrus, Inc. | | VEC | | 92242T101 | | 07-May-20 | | Elect Director Stephen L. Waechter | | Management | | Yes | | For | | For | | For |
| Vectrus, Inc. | | VEC | | 92242T101 | | 07-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Vectrus, Inc. | | VEC | | 92242T101 | | 07-May-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Vectrus, Inc. | | VEC | | 92242T101 | | 07-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Veeco Instruments Inc. | | VECO | | 922417100 | | 07-May-20 | | Elect Director Kathleen A. Bayless | | Management | | Yes | | For | | For | | For |
| Veeco Instruments Inc. | | VECO | | 922417100 | | 07-May-20 | | Elect Director Gordon Hunter | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Veeco Instruments Inc. | | VECO | | 922417100 | | 07-May-20 | | Elect Director Peter J. Simone | | Management | | Yes | | For | | For | | For |
| Veeco Instruments Inc. | | VECO | | 922417100 | | 07-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Veeco Instruments Inc. | | VECO | | 922417100 | | 07-May-20 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Pfenex Inc. | | PFNX | | 717071104 | | 08-May-20 | | Elect Director Jason Grenfell-Gardner | | Management | | Yes | | For | | Withhold | | Against |
| Pfenex Inc. | | PFNX | | 717071104 | | 08-May-20 | | Elect Director Evert B. Schimmelpennink | | Management | | Yes | | For | | Withhold | | Against |
| Pfenex Inc. | | PFNX | | 717071104 | | 08-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Pfenex Inc. | | PFNX | | 717071104 | | 08-May-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Pfenex Inc. | | PFNX | | 717071104 | | 08-May-20 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For | | For |
| M/I Homes, Inc. | | MHO | | 55305B101 | | 11-May-20 | | Elect Director Phillip G. Creek | | Management | | Yes | | For | | For | | For |
| M/I Homes, Inc. | | MHO | | 55305B101 | | 11-May-20 | | Elect Director Nancy J. Kramer | | Management | | Yes | | For | | For | | For |
| M/I Homes, Inc. | | MHO | | 55305B101 | | 11-May-20 | | Elect Director Norman L. Traeger | | Management | | Yes | | For | | For | | For |
| M/I Homes, Inc. | | MHO | | 55305B101 | | 11-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| M/I Homes, Inc. | | MHO | | 55305B101 | | 11-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Elect Director George B. Abercrombie | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Elect Director Theresa M. Heggie | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Elect Director Jon P. Stonehouse | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Ratify Ernst & Young LLP as Auditor | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For | | For |
| BioCryst Pharmaceuticals, Inc. | | BCRX | | 09058V103 | | 12-May-20 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director John A. Clerico | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director Michael Dinkins | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director James S. Ely, III | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director John A. Fry | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director Tim L. Hingtgen | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director Elizabeth T. Hirsch | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director William Norris Jennings | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director K. Ranga Krishnan | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director Julia B. North | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director Wayne T. Smith | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Elect Director H. James Williams | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Community Health Systems, Inc. | | CYH | | 203668108 | | 12-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 12-May-20 | | Elect Director Laura Black | | Management | | Yes | | For | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 12-May-20 | | Elect Director Iain MacKenzie | | Management | | Yes | | For | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 12-May-20 | | Elect Director Thomas Rohrs | | Management | | Yes | | For | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 12-May-20 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Elect Director J. Bryan King | | Management | | Yes | | For | | For | | For |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Elect Director Charles D. Hale | | Management | | Yes | | For | | Withhold | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Declassify the Board of Directors | | Management | | Yes | | For | | For | | For |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Eliminate Supermajority Vote Requirements to Amend Bylaws | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Change Range for Size of the Board | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Eliminate Cumulative Voting | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Amend Articles of Incorporation to Modify Stockholder Proposal Procedures | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Provide Right to Call Special Meeting | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements for Specified Provisions and Opt Out of Section 203 of the Delaware General Corporation Law | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Amend Certificate of Incorporation Regarding Combination Proposals | | Management | | Yes | | For | | Against | | Against |
| Lawson Products, Inc. | | LAWS | | 520776105 | | 12-May-20 | | Amend Articles of Incorporation | | Management | | Yes | | For | | For | | For |
| Cytokinetics, Incorporated | | CYTK | | 23282W605 | | 13-May-20 | | Elect Director L. Patrick Gage | | Management | | Yes | | For | | For | | For |
| Cytokinetics, Incorporated | | CYTK | | 23282W605 | | 13-May-20 | | Elect Director Edward M. Kaye | | Management | | Yes | | For | | For | | For |
| Cytokinetics, Incorporated | | CYTK | | 23282W605 | | 13-May-20 | | Elect Director Wendell Wierenga | | Management | | Yes | | For | | For | | For |
| Cytokinetics, Incorporated | | CYTK | | 23282W605 | | 13-May-20 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For | | For |
| Cytokinetics, Incorporated | | CYTK | | 23282W605 | | 13-May-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Cytokinetics, Incorporated | | CYTK | | 23282W605 | | 13-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Elect Director Thomas F. Robards | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Elect Director Lisa Mumford | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Elect Director Laurence Penn | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Elect Director Ronald I. Simon | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Elect Director Edward Resendez | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Ellington Financial Inc. | | EFC | | 28852N109 | | 13-May-20 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Peter M. Chang | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Wendell Chen | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Christina Kao | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director James W. Kao | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Chie-Min (Christopher) Koo | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Alfonso Lau | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Chuang-I (Christopher) Lin | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Feng (Richard) Lin | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Ko-Yen Lin | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Paul Lin | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Fui Ming (Catherine) Thian | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Yee Phong (Alan) Thian | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Elect Director Raymond Yu | | Management | | Yes | | For | | For | | For |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | Against | | Against |
| RBB Bancorp | | RBB | | 74930B105 | | 13-May-20 | | Ratify Eide Bailly LLP as Auditors | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Monty J. Bennett | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Benjamin J. Ansell | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Amish Gupta | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Kamal Jafarnia | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Frederick J. Kleisner | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Sheri L. Pantermuehl | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Elect Director Alan L. Tallis | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Ashford Hospitality Trust, Inc. | | AHT | | 044103109 | | 14-May-20 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| MacroGenics, Inc. | | MGNX | | 556099109 | | 14-May-20 | | Elect Director Scott Koenig | | Management | | Yes | | For | | For | | For |
| MacroGenics, Inc. | | MGNX | | 556099109 | | 14-May-20 | | Elect Director Jay Siegel | | Management | | Yes | | For | | For | | For |
| MacroGenics, Inc. | | MGNX | | 556099109 | | 14-May-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| MacroGenics, Inc. | | MGNX | | 556099109 | | 14-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| MacroGenics, Inc. | | MGNX | | 556099109 | | 14-May-20 | | Approve Stock Option Exchange Program | | Management | | Yes | | For | | Against | | Against |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director David B. Becker | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director Ana Dutra | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director John K. Keach, Jr. | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director David R. Lovejoy | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director Michael L. Smith | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director Ralph R. Whitney, Jr. | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director Jerry Williams | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Elect Director Jean L. Wojtowicz | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Ratify BKD, LLP as Auditors | | Management | | Yes | | For | | For | | For |
| First Internet Bancorp | | INBK | | 320557101 | | 18-May-20 | | Amend Articles of Incorporation to Allow Shareholders to Amend Bylaws | | Management | | Yes | | For | | For | | For |
| Virtus Investment Partners, Inc. | | VRTS | | 92828Q109 | | 18-May-20 | | Elect Director George R. Aylward | | Management | | Yes | | For | | For | | For |
| Virtus Investment Partners, Inc. | | VRTS | | 92828Q109 | | 18-May-20 | | Elect Director Paul G. Greig | | Management | | Yes | | For | | For | | For |
| Virtus Investment Partners, Inc. | | VRTS | | 92828Q109 | | 18-May-20 | | Elect Director Mark C. Treanor | | Management | | Yes | | For | | For | | For |
| Virtus Investment Partners, Inc. | | VRTS | | 92828Q109 | | 18-May-20 | | Ratify Deloitte & Touche LLP as Auditor | | Management | | Yes | | For | | For | | For |
| Virtus Investment Partners, Inc. | | VRTS | | 92828Q109 | | 18-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Forterra, Inc. | | FRTA | | 34960W106 | | 19-May-20 | | Elect Director Maureen Harrell | | Management | | Yes | | For | | Withhold | | Against |
| Forterra, Inc. | | FRTA | | 34960W106 | | 19-May-20 | | Elect Director Chad Lewis | | Management | | Yes | | For | | Withhold | | Against |
| Forterra, Inc. | | FRTA | | 34960W106 | | 19-May-20 | | Elect Director Karl H. Watson, Jr. | | Management | | Yes | | For | | Withhold | | Against |
| Forterra, Inc. | | FRTA | | 34960W106 | | 19-May-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Forterra, Inc. | | FRTA | | 34960W106 | | 19-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Middlesex Water Company | | MSEX | | 596680108 | | 19-May-20 | | Elect Director James F. Cosgrove, Jr. | | Management | | Yes | | For | | For | | For |
| Middlesex Water Company | | MSEX | | 596680108 | | 19-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Middlesex Water Company | | MSEX | | 596680108 | | 19-May-20 | | Ratify Baker Tilly Virchow Krause, LLP as Auditor | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Daniel N. Cunningham | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Daniel J. Doyle | | Management | | Yes | | For | | Withhold | | Against |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director F.T. "Tommy" Elliott, IV | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Robert J. Flautt | | Management | | Yes | | For | | Withhold | | Against |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director James M. Ford | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Gary D. Gall | | Management | | Yes | | For | | Withhold | | Against |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Steven D. McDonald | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Louis McMurray | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Karen Musson | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director Dorothea D. Silva | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Elect Director William S. Smittcamp | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Central Valley Community Bancorp | | CVCY | | 155685100 | | 20-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Elect Director Joseph Ciaffoni | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Elect Director Michael Heffernan | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Elect Director Gino Santini | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Declassify the Board of Directors | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Management | | Yes | | For | | For | | For |
| Collegium Pharmaceutical, Inc. | | COLL | | 19459J104 | | 20-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Elect Director Raynard D. Benvenuti | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Elect Director Christina E. Carroll | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Elect Director David K. Floyd | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Elect Director Jeri J. Harman | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Elect Director Steven T. Warshaw | | Management | | Yes | | For | | Withhold | | Against |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Elect Director Thomas H. Wilson, Jr. | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Approve Issuance of Shares for a Private Placement | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| NN, Inc. | | NNBR | | 629337106 | | 20-May-20 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Elect Director Jeffrey S. Davis | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Elect Director Ralph C. Derrickson | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Elect Director James R. Kackley | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Elect Director David S. Lundeen | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Elect Director Brian L. Matthews | | Management | | Yes | | For | | Against | | Against |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Elect Director Gary M. Wimberly | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Perficient, Inc. | | PRFT | | 71375U101 | | 20-May-20 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Ronald N. Tutor | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Peter Arkley | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Sidney J. Feltenstein | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director James A. Frost | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Michael F. Horodniceanu | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Michael R. Klein | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Robert C. Lieber | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Dennis D. Oklak | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Raymond R. Oneglia | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Dale Anne Reiss | | Management | | Yes | | For | | Withhold | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Elect Director Dickran M. Tevrizian, Jr. | | Management | | Yes | | For | | Withhold | | Against |
| | | | | | | | | | | | | | | | | | |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | Against | | Against |
| Tutor Perini Corporation | | TPC | | 901109108 | | 20-May-20 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Frank Sorrentino, III | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Frank W. Baier | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Alexander A. Bol | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Stephen T. Boswell | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Katherin Nukk-Freeman | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Frank Huttle, III | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Michael Kempner | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Nicholas Minoia | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Joseph Parisi, Jr. | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Daniel Rifkin | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director William A. Thompson | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Elect Director Mark Sokolich | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Adopt Majority Voting Standard | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Amend Certificate of Incorporation to Eliminate Certain Legacy Provisions | | Management | | Yes | | For | | For | | For |
| ConnectOne Bancorp, Inc. | | CNOB | | 20786W107 | | 21-May-20 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Max Briggs | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director John Hakopian | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Scott F. Kavanaugh | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Ulrich E. Keller, Jr. | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director David Lake | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Elizabeth A. Pagliarini | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Mitchell M. Rosenberg | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Diane M. Rubin | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Elect Director Jacob Sonenshine | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Ratify Eide Bailly LLP as Auditor | | Management | | Yes | | For | | For | | For |
| First Foundation Inc. | | FFWM | | 32026V104 | | 26-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Customers Bancorp, Inc. | | CUBI | | 23204G100 | | 27-May-20 | | Elect Director T. Lawrence Way | | Management | | Yes | | For | | For | | For |
| Customers Bancorp, Inc. | | CUBI | | 23204G100 | | 27-May-20 | | Elect Director Steven J. Zuckerman | | Management | | Yes | | For | | For | | For |
| Customers Bancorp, Inc. | | CUBI | | 23204G100 | | 27-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Customers Bancorp, Inc. | | CUBI | | 23204G100 | | 27-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Fulgent Genetics, Inc. | | FLGT | | 359664109 | | 27-May-20 | | Elect Director Ming Hsieh | | Management | | Yes | | For | | For | | For |
| Fulgent Genetics, Inc. | | FLGT | | 359664109 | | 27-May-20 | | Elect Director John Bolger | | Management | | Yes | | For | | For | | For |
| Fulgent Genetics, Inc. | | FLGT | | 359664109 | | 27-May-20 | | Elect Director Yun Yen | | Management | | Yes | | For | | For | | For |
| Fulgent Genetics, Inc. | | FLGT | | 359664109 | | 27-May-20 | | Elect Director Linda Marsh | | Management | | Yes | | For | | For | | For |
| Fulgent Genetics, Inc. | | FLGT | | 359664109 | | 27-May-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Robert P. Bauer | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Lee B. Foster, II | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Dirk Junge | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Diane B. Owen | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Robert S. Purgason | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director William H. Rackoff | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Suzanne B. Rowland | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Elect Director Bradley S. Vizi | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Ratify Ernst & Young LLP as Auditor | | Management | | Yes | | For | | For | | For |
| L.B. Foster Company | | FSTR | | 350060109 | | 28-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Molecular Templates, Inc. | | MTEM | | 608550109 | | 28-May-20 | | Elect Director Eric E. Poma | | Management | | Yes | | For | | Against | | Against |
| Molecular Templates, Inc. | | MTEM | | 608550109 | | 28-May-20 | | Elect Director Harold E. "Barry" Selick | | Management | | Yes | | For | | Against | | Against |
| Molecular Templates, Inc. | | MTEM | | 608550109 | | 28-May-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Molecular Templates, Inc. | | MTEM | | 608550109 | | 28-May-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director Howard G. Berger | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director Marvin S. Cadwell | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director John V. Crues, III | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director Laura P. Jacobs | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director Lawrence L. Levitt | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director David L. Swartz | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Elect Director Ruth V. Wilson | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| RadNet, Inc. | | RDNT | | 750491102 | | 01-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director Clarence L. Granger | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director James P. Scholhamer | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director David T. ibnAle | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director Emily M. Liggett | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director Thomas T. Edman | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director Barbara V. Scherer | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director Ernest E. Maddock | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Elect Director Jacqueline A. Seto | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Ratify Moss Adams LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Ultra Clean Holdings, Inc. | | UCTT | | 90385V107 | | 02-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Elect Director Timothy B. Anderson | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Elect Director William M. Greenman | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Elect Director Timothy L. Moore | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Cerus Corporation | | CERS | | 157085101 | | 03-Jun-20 | | Ratify Ernst & Young LLP as Auditor | | Management | | Yes | | For | | For | | For |
| Northwest Pipe Company | | NWPX | | 667746101 | | 04-Jun-20 | | Elect Director Scott Montross | | Management | | Yes | | For | | For | | For |
| Northwest Pipe Company | | NWPX | | 667746101 | | 04-Jun-20 | | Elect Director John Paschal | | Management | | Yes | | For | | Withhold | | Against |
| Northwest Pipe Company | | NWPX | | 667746101 | | 04-Jun-20 | | Elect Director William Yearsley | | Management | | Yes | | For | | For | | For |
| Northwest Pipe Company | | NWPX | | 667746101 | | 04-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Northwest Pipe Company | | NWPX | | 667746101 | | 04-Jun-20 | | Ratify Moss Adams LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Elect Director Adrian Adams | | Management | | Yes | | For | | Withhold | | Against |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Elect Director Maxine Gowen | | Management | | Yes | | For | | Withhold | | Against |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Elect Director Michael Rogers | | Management | | Yes | | For | | Withhold | | Against |
| | | | | | | | | | | | | | | | | | |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For | | For |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Akebia Therapeutics, Inc. | | AKBA | | 00972D105 | | 05-Jun-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Bernadette Andrietti | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Eliyahu Ayalon | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Zvi Limon | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Bruce A. Mann | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Maria Marced | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Peter McManamon | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Sven-Christer Nilsson | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Louis Silver | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Elect Director Gideon Wertheizer | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Management | | Yes | | For | | For | | For |
| CEVA, Inc. | | CEVA | | 157210105 | | 08-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | 08-Jun-20 | | Elect Director Martha Z. Carnes | | Management | | Yes | | For | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | 08-Jun-20 | | Elect Director Michael G. Rippey | | Management | | Yes | | For | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | 08-Jun-20 | | Elect Director James E. Sweetnam | | Management | | Yes | | For | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | 08-Jun-20 | | Declassify the Board of Directors | | Management | | Yes | | For | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | 08-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | 08-Jun-20 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Titan Machinery Inc. | | TITN | | 88830R101 | | 08-Jun-20 | | Elect Director Tony Christianson | | Management | | Yes | | For | | For | | For |
| Titan Machinery Inc. | | TITN | | 88830R101 | | 08-Jun-20 | | Elect Director Christine Hamilton | | Management | | Yes | | For | | For | | For |
| Titan Machinery Inc. | | TITN | | 88830R101 | | 08-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Titan Machinery Inc. | | TITN | | 88830R101 | | 08-Jun-20 | | Ratify Deloitte & Touche LLP as Auditor | | Management | | Yes | | For | | For | | For |
| Titan Machinery Inc. | | TITN | | 88830R101 | | 08-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Smith Micro Software, Inc. | | SMSI | | 832154207 | | 09-Jun-20 | | Elect Director William W. Smith, Jr. | | Management | | Yes | | For | | For | | For |
| Smith Micro Software, Inc. | | SMSI | | 832154207 | | 09-Jun-20 | | Elect Director Gregory J. Szabo | | Management | | Yes | | For | | For | | For |
| Smith Micro Software, Inc. | | SMSI | | 832154207 | | 09-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Smith Micro Software, Inc. | | SMSI | | 832154207 | | 09-Jun-20 | | Ratify SingerLewak LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Smith Micro Software, Inc. | | SMSI | | 832154207 | | 09-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| X4 Pharmaceuticals, Inc. | | XFOR | | 98420X103 | | 10-Jun-20 | | Elect Director Gary J. Bridger | | Management | | Yes | | For | | Withhold | | Against |
| X4 Pharmaceuticals, Inc. | | XFOR | | 98420X103 | | 10-Jun-20 | | Elect Director Murray W. Stewart | | Management | | Yes | | For | | Withhold | | Against |
| X4 Pharmaceuticals, Inc. | | XFOR | | 98420X103 | | 10-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | Against | | Against |
| X4 Pharmaceuticals, Inc. | | XFOR | | 98420X103 | | 10-Jun-20 | | Increase Authorized Common Stock | | Management | | Yes | | For | | Against | | Against |
| X4 Pharmaceuticals, Inc. | | XFOR | | 98420X103 | | 10-Jun-20 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Harvard Bioscience, Inc. | | HBIO | | 416906105 | | 11-Jun-20 | | Elect Director Katherine A. Eade | | Management | | Yes | | For | | For | | For |
| Harvard Bioscience, Inc. | | HBIO | | 416906105 | | 11-Jun-20 | | Elect Director Thomas W. Loewald | | Management | | Yes | | For | | For | | For |
| Harvard Bioscience, Inc. | | HBIO | | 416906105 | | 11-Jun-20 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Harvard Bioscience, Inc. | | HBIO | | 416906105 | | 11-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Harvard Bioscience, Inc. | | HBIO | | 416906105 | | 11-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Elect Director Melvin L. Keating | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Elect Director Young-Joon (YJ) Kim | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Elect Director Ilbok Lee | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Elect Director Camillo Martino | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Elect Director Gary Tanner | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Elect Director Nader Tavakoli | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Ratify Samil PricewaterhouseCoopers as Auditors | | Management | | Yes | | For | | For | | For |
| MagnaChip Semiconductor Corporation | | MX | | 55933J203 | | 11-Jun-20 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Vanda Pharmaceuticals Inc. | | VNDA | | 921659108 | | 11-Jun-20 | | Elect Director Richard W. Dugan | | Management | | Yes | | For | | For | | For |
| Vanda Pharmaceuticals Inc. | | VNDA | | 921659108 | | 11-Jun-20 | | Elect Director Anne Sempowski Ward | | Management | | Yes | | For | | For | | For |
| Vanda Pharmaceuticals Inc. | | VNDA | | 921659108 | | 11-Jun-20 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Vanda Pharmaceuticals Inc. | | VNDA | | 921659108 | | 11-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Vanda Pharmaceuticals Inc. | | VNDA | | 921659108 | | 11-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Elect Director Jennifer Chao | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Elect Director Mark Wegman | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Elect Director Toby Wegman | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Ratify EisnerAmper LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Adopt Shareholder Rights Plan (Poison Pill) | | Management | | Yes | | For | | For | | For |
| Biospecifics Technologies Corp. | | BSTC | | 090931106 | | 12-Jun-20 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Douglas M. Fambrough, III | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director J. Kevin Buchi | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Steven Doberstein | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Martin Freed | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Patrick Gray | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Stephen J. Hoffman | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Adam M. Koppel | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Marc Kozin | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Anna Protopapas | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Elect Director Cynthia Smith | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Dicerna Pharmaceuticals, Inc. | | DRNA | | 253031108 | | 15-Jun-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Anika Therapeutics, Inc. | | ANIK | | 035255108 | | 16-Jun-20 | | Elect Director Susan N. Vogt | | Management | | Yes | | For | | For | | For |
| Anika Therapeutics, Inc. | | ANIK | | 035255108 | | 16-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| Anika Therapeutics, Inc. | | ANIK | | 035255108 | | 16-Jun-20 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Anika Therapeutics, Inc. | | ANIK | | 035255108 | | 16-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| NanoString Technologies, Inc. | | NSTG | | 63009R109 | | 16-Jun-20 | | Elect Director R. Bradley Gray | | Management | | Yes | | For | | For | | For |
| NanoString Technologies, Inc. | | NSTG | | 63009R109 | | 16-Jun-20 | | Elect Director Robert M. Hershberg | | Management | | Yes | | For | | Withhold | | Against |
| NanoString Technologies, Inc. | | NSTG | | 63009R109 | | 16-Jun-20 | | Elect Director Kirk D. Malloy | | Management | | Yes | | For | | For | | For |
| NanoString Technologies, Inc. | | NSTG | | 63009R109 | | 16-Jun-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| NanoString Technologies, Inc. | | NSTG | | 63009R109 | | 16-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Elect Director S. Tracy Coster | | Management | | Yes | | For | | For | | For |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Elect Director Tyrone Johnson *Withdrawn Resolution* | | Management | | Yes | | | | | | For |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Elect Director Donald McAleenan | | Management | | Yes | | For | | Against | | Against |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Elect Director Bryant R. Riley | | Management | | Yes | | For | | For | | For |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Elect Director Robert Scott Vansant | | Management | | Yes | | For | | Against | | Against |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Elect Director Brett G. Wyard | | Management | | Yes | | For | | Against | | Against |
| Select Interior Concepts, Inc. | | SIC | | 816120307 | | 16-Jun-20 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Translate Bio, Inc. | | TBIO | | 89374L104 | | 16-Jun-20 | | Elect Director Daniella Beckman | | Management | | Yes | | For | | Withhold | | Against |
| Translate Bio, Inc. | | TBIO | | 89374L104 | | 16-Jun-20 | | Elect Director Owen Hughes | | Management | | Yes | | For | | Withhold | | Against |
| Translate Bio, Inc. | | TBIO | | 89374L104 | | 16-Jun-20 | | Elect Director George Demetri | | Management | | Yes | | For | | For | | For |
| Translate Bio, Inc. | | TBIO | | 89374L104 | | 16-Jun-20 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Financial Institutions, Inc. | | FISI | | 317585404 | | 17-Jun-20 | | Elect Director Donald K. Boswell | | Management | | Yes | | For | | For | | For |
| Financial Institutions, Inc. | | FISI | | 317585404 | | 17-Jun-20 | | Elect Director Andrew W. Dorn, Jr. | | Management | | Yes | | For | | For | | For |
| Financial Institutions, Inc. | | FISI | | 317585404 | | 17-Jun-20 | | Elect Director Robert M. Glaser | | Management | | Yes | | For | | For | | For |
| Financial Institutions, Inc. | | FISI | | 317585404 | | 17-Jun-20 | | Elect Director Susan R. Holliday | | Management | | Yes | | For | | For | | For |
| Financial Institutions, Inc. | | FISI | | 317585404 | | 17-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Financial Institutions, Inc. | | FISI | | 317585404 | | 17-Jun-20 | | Ratify RSM US LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Toney K. Adkins | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Philip E. Cline | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Harry M. Hatfield | | Management | | Yes | | For | | Withhold | | Against |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Lloyd G. Jackson, II | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Keith F. Molihan | | Management | | Yes | | For | | Withhold | | Against |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Marshall T. Reynolds | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Neal W. Scaggs | | Management | | Yes | | For | | Withhold | | Against |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Robert W. Walker | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Elect Director Thomas W. Wright | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Ratify Crowe LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Premier Financial Bancorp, Inc. | | PFBI | | 74050M105 | | 17-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Rhythm Pharmaceuticals, Inc. | | RYTM | | 76243J105 | | 17-Jun-20 | | Elect Director David W.J. McGirr | | Management | | Yes | | For | | Withhold | | Against |
| Rhythm Pharmaceuticals, Inc. | | RYTM | | 76243J105 | | 17-Jun-20 | | Elect Director David P. Meeker | | Management | | Yes | | For | | Withhold | | Against |
| Rhythm Pharmaceuticals, Inc. | | RYTM | | 76243J105 | | 17-Jun-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| DHT Holdings, Inc. | | DHT | | Y2065G121 | | 18-Jun-20 | | Elect Director Jeremy Kramer | | Management | | Yes | | For | | For | | For |
| DHT Holdings, Inc. | | DHT | | Y2065G121 | | 18-Jun-20 | | Ratify Deloitte AS as Auditors | | Management | | Yes | | For | | For | | For |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director Laurence N. Charney | | Management | | Yes | | For | | Withhold | | Against |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director Yann Echelard | | Management | | Yes | | For | | Withhold | | Against |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director William J. Kennedy | | Management | | Yes | | For | | Withhold | | Against |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director Kenneth Hoberman | | Management | | Yes | | For | | Withhold | | Against |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director Daniel Hume | | Management | | Yes | | For | | Withhold | | Against |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director Sagar Lonial | | Management | | Yes | | For | | For | | For |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Elect Director Michael S. Weiss | | Management | | Yes | | For | | Withhold | | Against |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Ratify CohnReznick LLP as Auditors | | Management | | Yes | | For | | For | | For |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For | | For |
| TG Therapeutics, Inc. | | TGTX | | 88322Q108 | | 18-Jun-20 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Yes | | Against | | For | | Against |
| Adverum Biotechnologies, Inc. | | ADVM | | 00773U108 | | 23-Jun-20 | | Elect Director Mehdi Gasmi | | Management | | Yes | | For | | For | | For |
| Adverum Biotechnologies, Inc. | | ADVM | | 00773U108 | | 23-Jun-20 | | Elect Director Mark Lupher | | Management | | Yes | | For | | Withhold | | Against |
| Adverum Biotechnologies, Inc. | | ADVM | | 00773U108 | | 23-Jun-20 | | Elect Director Scott M. Whitcup | | Management | | Yes | | For | | For | | For |
| Adverum Biotechnologies, Inc. | | ADVM | | 00773U108 | | 23-Jun-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
| Adverum Biotechnologies, Inc. | | ADVM | | 00773U108 | | 23-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Adverum Biotechnologies, Inc. | | ADVM | | 00773U108 | | 23-Jun-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Shawn (Xiaohua) Qu | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Robert K. McDermott | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Harry E. Ruda | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Andrew (Luen Cheung) Wong | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Arthur (Lap Tat) Wong | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Lauren C. Templeton | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Elect Director Karl E. Olsoni | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For | | For |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Approve Continuance of Company [CBCA to BCBCA or OBCA] | | Management | | Yes | | For | | Against | | Against |
| Canadian Solar Inc. | | CSIQ | | 136635109 | | 24-Jun-20 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | Against | | Against |
| Kura Oncology, Inc. | | KURA | | 50127T109 | | 24-Jun-20 | | Elect Director Steven H. Stein | | Management | | Yes | | For | | Withhold | | Against |
| Kura Oncology, Inc. | | KURA | | 50127T109 | | 24-Jun-20 | | Elect Director Mary T. Szela | | Management | | Yes | | For | | For | | For |
| Kura Oncology, Inc. | | KURA | | 50127T109 | | 24-Jun-20 | | Elect Director Diane Parks | | Management | | Yes | | For | | For | | For |
| Kura Oncology, Inc. | | KURA | | 50127T109 | | 24-Jun-20 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For | | For |
| Kura Oncology, Inc. | | KURA | | 50127T109 | | 24-Jun-20 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Yes | | For | | For | | For |
| Kura Oncology, Inc. | | KURA | | 50127T109 | | 24-Jun-20 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year | | For |
Falcon Point Capital, LLC/Acuitas US Microcap Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter
(Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| CRA International, Inc. | | CRAI | | 12618T105 | | 7/10/2019 | | Elect Director Paul Maleh | | Management | | Withhold | | Yes | | Yes |
| CRA International, Inc. | | CRAI | | 12618T105 | | 7/10/2019 | | Elect Director Thomas Avery | | Management | | Withhold | | Yes | | Yes |
| CRA International, Inc. | | CRAI | | 12618T105 | | 7/10/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| CRA International, Inc. | | CRAI | | 12618T105 | | 7/10/2019 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Pareteum Corporation | | TEUM | | 69946T207 | | 7/17/2019 | | Elect Director Robert H. Turner | | Management | | For | | Yes | | No |
| Pareteum Corporation | | TEUM | | 69946T207 | | 7/17/2019 | | Elect Director Yves van Sante | | Management | | Against | | Yes | | Yes |
| Pareteum Corporation | | TEUM | | 69946T207 | | 7/17/2019 | | Elect Director Luis Jimenez-Tunon | | Management | | Against | | Yes | | Yes |
| Pareteum Corporation | | TEUM | | 69946T207 | | 7/17/2019 | | Elect Director Robert L. Lippert | | Management | | For | | Yes | | No |
| Pareteum Corporation | | TEUM | | 69946T207 | | 7/17/2019 | | Ratify Squar Milner LLP as Auditors | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director A.J. "Bert" Moyer | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Scott Arnold | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Michael Burdiek | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Jason Cohenour | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Jeffery Gardner | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Amal Johnson | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Roxanne Oulman | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Jorge Titinger | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Elect Director Larry Wolfe | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| CalAmp Corp. | | CAMP | | 128126109 | | 7/24/2019 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| Chuy's Holdings, Inc. | | CHUY | | 171604101 | | 8/1/2019 | | Elect Director Saed Mohseni | | Management | | For | | Yes | | No |
| Chuy's Holdings, Inc. | | CHUY | | 171604101 | | 8/1/2019 | | Elect Director Ira Zecher | | Management | | For | | Yes | | No |
| Chuy's Holdings, Inc. | | CHUY | | 171604101 | | 8/1/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Chuy's Holdings, Inc. | | CHUY | | 171604101 | | 8/1/2019 | | Ratify RSM US LLP as Auditors | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Tamar Elkeles | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Marshall S. Geller | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Scott N. Greenberg | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Steven E. Koonin | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Jacques Manardo | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Richard C. Pfenniger, Jr. | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Elect Director Samuel D. Robinson | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Ratify KPMG LLP as Auditors | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| GP Strategies Corporation | | GPX | | 36225V104 | | 8/7/2019 | | Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Reelect Alon Lumbroso as Director | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Reelect Dov Ofer as Director | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Elect Stephen Nigro as Director | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Elect Ronen Samuel as Director | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Approve amended Employment terms of CEO Re: Discretionary Bonus. | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Approve amended Employment terms of CEO Re: Equity-Based Compensation | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Approve Grant of Option to Ronen Samuel, CEO | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 8/22/2019 | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Management | | For | | Yes | | No |
| WageWorks, Inc. | | WAGE | | 930427109 | | 8/28/2019 | | Approve Merger Agreement | | Management | | For | | Yes | | No |
| WageWorks, Inc. | | WAGE | | 930427109 | | 8/28/2019 | | Adjourn Meeting | | Management | | For | | Yes | | No |
| WageWorks, Inc. | | WAGE | | 930427109 | | 8/28/2019 | | Advisory Vote on Golden Parachutes | | Management | | For | | Yes | | No |
| PlayAGS, Inc. | | AGS | | 72814N104 | | 9/10/2019 | | Elect Director Adam Chibib | | Management | | Withhold | | Yes | | Yes |
| PlayAGS, Inc. | | AGS | | 72814N104 | | 9/10/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Against | | Yes | | Yes |
| PlayAGS, Inc. | | AGS | | 72814N104 | | 9/10/2019 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
| Monotype Imaging Holdings Inc. | | TYPE | | 61022P100 | | 10/9/2019 | | Approve Merger Agreement | | Management | | For | | Yes | | No |
| Monotype Imaging Holdings Inc. | | TYPE | | 61022P100 | | 10/9/2019 | | Advisory Vote on Golden Parachutes | | Management | | For | | Yes | | No |
| Monotype Imaging Holdings Inc. | | TYPE | | 61022P100 | | 10/9/2019 | | Adjourn Meeting | | Management | | For | | Yes | | No |
| Cardiovascular Systems, Inc. | | CSII | | 141619106 | | 11/13/2019 | | Elect Director Scott R. Ward | | Management | | For | | Yes | | No |
| Cardiovascular Systems, Inc. | | CSII | | 141619106 | | 11/13/2019 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
| Cardiovascular Systems, Inc. | | CSII | | 141619106 | | 11/13/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Elect Director Stuart M. Huizinga | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Elect Director David Pauldine | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Elect Director James Simons | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Elect Director Matthew Glickman | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Elect Director Andrew Sheehan | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
| QuinStreet, Inc. | | QNST | | 74874Q100 | | 11/15/2019 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Avedro, Inc. | | AVDR | | 05355N109 | | 11/19/2019 | | Approve Merger Agreement | | Management | | For | | Yes | | No |
| Avedro, Inc. | | AVDR | | 05355N109 | | 11/19/2019 | | Advisory Vote on Golden Parachutes | | Management | | For | | Yes | | No |
| Avedro, Inc. | | AVDR | | 05355N109 | | 11/19/2019 | | Adjourn Meeting | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director Michael Mathews | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director Frank Cotroneo | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director Norman D. Dicks | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director C. James Jensen | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director Andrew Kaplan | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director Malcolm F. MacLean, IV | | Management | | Withhold | | Yes | | Yes |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Elect Director Sanford Rich | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Amend Omnibus Stock Plan | | Management | | Against | | Yes | | Yes |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Ratify Salberg & Company, P.A. as Auditors | | Management | | For | | Yes | | No |
| Aspen Group, Inc. | | ASPU | | 04530L203 | | 12/30/2019 | | Adjourn Meeting | | Management | | Against | | Yes | | Yes |
| Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 2/7/2020 | | Elect Director Hajime "Jimmy" Uba | | Management | | Against | | Yes | | Yes |
| Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 2/7/2020 | | Elect Director Manabu Kamei | | Management | | Against | | Yes | | Yes |
| Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 2/7/2020 | | Elect Director Seitaro Ishii | | Management | | Against | | Yes | | Yes |
| Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 2/7/2020 | | Elect Director Shintaro Asako | | Management | | For | | Yes | | No |
| Kura Sushi USA, Inc. | | KRUS | | 501270102 | | 2/7/2020 | | Elect Director Kim Ellis | | Management | | For | | Yes | | No |
| Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 2/27/2020 | | Approval Renewal of Liability Insurance Policy to Directors/Officers | | Management | | For | | Yes | | No |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Elect Director David A. Blaszkiewicz | | Management | | For | | Yes | | No |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Elect Director Robert T. DeVincenzi | | Management | | Against | | Yes | | Yes |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Elect Director Jerome A. Grant | | Management | | For | | Yes | | No |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Elect Director Kimberly J. McWaters | | Management | | For | | Yes | | No |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Universal Technical Institute, Inc. | | UTI | | 913915104 | | 2/27/2020 | | Approve Conversion of Securities | | Management | | For | | Yes | | No |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Robert L. Zerbe | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Alan L. Rubino | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Heidi Hagen | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Steven C. Gilman | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Kevin E. McLaughlin | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Paul K. Wotton | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Elect Director Dominick C. Colangelo | | Management | | Withhold | | Yes | | Yes |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
| Vericel Corporation | | VCEL | | 92346J108 | | 4/29/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Elect Director Richard Berman | | Management | | Withhold | | Yes | | Yes |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Elect Director Daniel M. Hancock | | Management | | For | | Yes | | No |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Elect Director Robert Hariri | | Management | | For | | Yes | | No |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Elect Director Ramkumar Mandalam | | Management | | Withhold | | Yes | | Yes |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Elect Director Jerrell W. Shelton | | Management | | For | | Yes | | No |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Elect Director Edward J. Zecchini | | Management | | Withhold | | Yes | | Yes |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Cryoport, Inc. | | CYRX | | 229050307 | | 5/1/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Against | | Yes | | Yes |
| The Hackett Group, Inc. | | HCKT | | 404609109 | | 5/1/2020 | | Elect Director John R. Harris | | Management | | For | | Yes | | No |
| The Hackett Group, Inc. | | HCKT | | 404609109 | | 5/1/2020 | | Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
| The Hackett Group, Inc. | | HCKT | | 404609109 | | 5/1/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| The Hackett Group, Inc. | | HCKT | | 404609109 | | 5/1/2020 | | Ratify RSM US LLP as Auditors | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| Adesto Technologies Corporation | | IOTS | | 00687D101 | | 5/5/2020 | | Approve Merger Agreement | | Management | | For | | Yes | | No |
| Adesto Technologies Corporation | | IOTS | | 00687D101 | | 5/5/2020 | | Adjourn Meeting | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director Linda P. Duch | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director Robert B. Engel | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director Richard D. Federico | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director Gerald J. (Bud) Laber | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director James J. Tanous | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director Richard S. Warzala | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Elect Director Michael R. Winter | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 5/6/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| Cohu, Inc. | | COHU | | 192576106 | | 5/6/2020 | | Elect Director William E. Bendush | | Management | | For | | Yes | | No |
| Cohu, Inc. | | COHU | | 192576106 | | 5/6/2020 | | Elect Director Nina L. Richardson | | Management | | For | | Yes | | No |
| Cohu, Inc. | | COHU | | 192576106 | | 5/6/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Cohu, Inc. | | COHU | | 192576106 | | 5/6/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 5/6/2020 | | Elect Director Elaine J. Dorward-King | | Management | | For | | Yes | | No |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 5/6/2020 | | Elect Director Ryan J. Levenson | | Management | | For | | Yes | | No |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 5/6/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| Great Lakes Dredge & Dock Corporation | | GLDD | | 390607109 | | 5/6/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Pfenex Inc. | | PFNX | | 717071104 | | 5/8/2020 | | Elect Director Jason Grenfell-Gardner | | Management | | Withhold | | Yes | | Yes |
| Pfenex Inc. | | PFNX | | 717071104 | | 5/8/2020 | | Elect Director Evert B. Schimmelpennink | | Management | | Withhold | | Yes | | Yes |
| Pfenex Inc. | | PFNX | | 717071104 | | 5/8/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Pfenex Inc. | | PFNX | | 717071104 | | 5/8/2020 | | Advisory Vote on Say on Pay Frequency | | Management | | One Year | | Yes | | No |
| Pfenex Inc. | | PFNX | | 717071104 | | 5/8/2020 | | Ratify KPMG LLP as Auditors | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Bradley M. Shuster | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Claudia J. Merkle | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Michael Embler | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director James G. Jones | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Lynn S. McCreary | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Michael Montgomery | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Regina Muehlhauser | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director James H. Ozanne | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Elect Director Steven L. Scheid | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| NMI Holdings, Inc. | | NMIH | | 629209305 | | 5/14/2020 | | Ratify BDO USA, LLP as Auditors | | Management | | For | | Yes | | No |
| Five9, Inc. | | FIVN | | 338307101 | | 5/18/2020 | | Elect Director Kimberly Alexy | | Management | | Withhold | | Yes | | Yes |
| Five9, Inc. | | FIVN | | 338307101 | | 5/18/2020 | | Elect Director Michael Burkland | | Management | | Withhold | | Yes | | Yes |
| Five9, Inc. | | FIVN | | 338307101 | | 5/18/2020 | | Elect Director Robert Zollars | | Management | | Withhold | | Yes | | Yes |
| | | | | | | | | | | | | | | | |
| Five9, Inc. | | FIVN | | 338307101 | | 5/18/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Five9, Inc. | | FIVN | | 338307101 | | 5/18/2020 | | Ratify KPMG LLP as Auditors | | Management | | For | | Yes | | No |
| Leaf Group Ltd. | | LEAF | | 52177G102 | | 5/18/2020 | | Elect Director Charles (Lanny) Baker | | Management | | For | | Yes | | No |
| Leaf Group Ltd. | | LEAF | | 52177G102 | | 5/18/2020 | | Elect Director Jennifer Schulz | | Management | | For | | Yes | | No |
| Leaf Group Ltd. | | LEAF | | 52177G102 | | 5/18/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| Leaf Group Ltd. | | LEAF | | 52177G102 | | 5/18/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Carriage Services, Inc. | | CSV | | 143905107 | | 5/19/2020 | | Elect Director Douglas B. Meehan | | Management | | Withhold | | Yes | | Yes |
| Carriage Services, Inc. | | CSV | | 143905107 | | 5/19/2020 | | Elect Director Donald D. Patteson, Jr. | | Management | | Withhold | | Yes | | Yes |
| Carriage Services, Inc. | | CSV | | 143905107 | | 5/19/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Carriage Services, Inc. | | CSV | | 143905107 | | 5/19/2020 | | Ratify Grant Thornton LLP as Auditors | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director Richard S. Pzena | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director John P. Goetz | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director William L. Lipsey | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director Steven M. Galbraith | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director Joel M. Greenblatt | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director Richard P. Meyerowich | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Elect Director Charles D. Johnston | | Management | | Withhold | | Yes | | Yes |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
| Pzena Investment Management, Inc. | | PZN | | 74731Q103 | | 5/19/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Against | | Yes | | Yes |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Elect Director Jeffrey S. Davis | | Management | | For | | Yes | | No |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Elect Director Ralph C. Derrickson | | Management | | For | | Yes | | No |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Elect Director James R. Kackley | | Management | | For | | Yes | | No |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Elect Director David S. Lundeen | | Management | | For | | Yes | | No |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Elect Director Brian L. Matthews | | Management | | Against | | Yes | | Yes |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Elect Director Gary M. Wimberly | | Management | | For | | Yes | | No |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Perficient, Inc. | | PRFT | | 71375U101 | | 5/20/2020 | | Ratify KPMG LLP as Auditors | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Marc Zandman | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Janet M. Clarke | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Wesley Cummins | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Bruce Lerner | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Saul V. Reibstein | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Ziv Shoshani | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Elect Director Timothy V. Talbert | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Ratify Brightman Almagor Zohar & Co. as Auditors | | Management | | For | | Yes | | No |
| Vishay Precision Group, Inc. | | VPG | | 92835K103 | | 5/21/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Michael C. Feiner | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Joseph G. Flanagan | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director John B. Henneman, III | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Alex J. Mandl | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Neal Moszkowski | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Ian Sacks | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Jill Smith | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Anthony J. Speranzo | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Anthony R. Tersigni | | Management | | For | | Yes | | No |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Elect Director Albert (Bert) R. Zimmerli | | Management | | Withhold | | Yes | | Yes |
| R1 RCM Inc. | | RCM | | 749397105 | | 5/27/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| ICF International, Inc. | | ICFI | | 44925C103 | | 5/28/2020 | | Elect Director Sudhakar Kesavan | | Management | | For | | Yes | | No |
| ICF International, Inc. | | ICFI | | 44925C103 | | 5/28/2020 | | Elect Director Michael J. Van Handel | | Management | | For | | Yes | | No |
| ICF International, Inc. | | ICFI | | 44925C103 | | 5/28/2020 | | Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
| ICF International, Inc. | | ICFI | | 44925C103 | | 5/28/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| ICF International, Inc. | | ICFI | | 44925C103 | | 5/28/2020 | | Ratify Grant Thornton LLP as Auditors | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Douglas M. VanOort | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Steven C. Jones | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Kevin C. Johnson | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Raymond R. Hipp | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Bruce K. Crowther | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Lynn A. Tetrault | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Alison L. Hannah | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Stephen M. Kanovsky | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Elect Director Rachel A. Stahler | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| NeoGenomics, Inc. | | NEO | | 64049M209 | | 5/28/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| Medallia, Inc. | | MDLA | | 584021109 | | 5/29/2020 | | Elect Director Borge Hald | | Management | | Against | | Yes | | Yes |
| Medallia, Inc. | | MDLA | | 584021109 | | 5/29/2020 | | Elect Director Douglas Leone | | Management | | Against | | Yes | | Yes |
| Medallia, Inc. | | MDLA | | 584021109 | | 5/29/2020 | | Elect Director Leslie Stretch | | Management | | Against | | Yes | | Yes |
| Medallia, Inc. | | MDLA | | 584021109 | | 5/29/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Richard Leeds | | Management | | Withhold | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Bruce Leeds | | Management | | Withhold | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Robert Leeds | | Management | | Withhold | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Barry Litwin | | Management | | Withhold | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Chad M. Lindbloom | | Management | | For | | Yes | | No |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Paul S. Pearlman | | Management | | For | | Yes | | No |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Lawrence Reinhold | | Management | | Withhold | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Elect Director Robert D. Rosenthal | | Management | | Withhold | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Against | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Approve Omnibus Stock Plan | | Management | | Against | | Yes | | Yes |
| Systemax Inc. | | SYX | | 871851101 | | 6/1/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Michael M. Tarnow | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Mohammad Azab | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Clarissa Desjardins | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Steven R. Gannon | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Michael R. Hayden | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Frank A. Holler | | Management | | Withhold | | Yes | | Yes |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Gary Patou | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Simon N. Pimstone | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Elect Director Dawn A. Svoronos | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Advisory Vote on Say on Pay Frequency | | Management | | One Year | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Ratify KPMG LLP as Auditors | | Management | | For | | Yes | | No |
| Xenon Pharmaceuticals Inc. | | XENE | | 98420N105 | | 6/1/2020 | | Authorize Board to Fix Remuneration of Auditors | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Blake L. Sartini | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Lyle A. Berman | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Ann Dozier | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Mark A. Lipparelli | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Anthony A. Marnell, III | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Robert L. Miodunski | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Elect Director Terrence L. Wright | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Golden Entertainment, Inc. | | GDEN | | 381013101 | | 6/3/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| SeaSpine Holdings Corporation | | SPNE | | 81255T108 | | 6/3/2020 | | Elect Director Kimberly J. Commins-Tzoumakas | | Management | | Withhold | | Yes | | Yes |
| SeaSpine Holdings Corporation | | SPNE | | 81255T108 | | 6/3/2020 | | Elect Director Renee Gaeta | | Management | | Withhold | | Yes | | Yes |
| SeaSpine Holdings Corporation | | SPNE | | 81255T108 | | 6/3/2020 | | Elect Director Kirtley (Kirt) C. Stephenson | | Management | | Withhold | | Yes | | Yes |
| SeaSpine Holdings Corporation | | SPNE | | 81255T108 | | 6/3/2020 | | Ratify RSM US LLP as Auditors | | Management | | For | | Yes | | No |
| SeaSpine Holdings Corporation | | SPNE | | 81255T108 | | 6/3/2020 | | Amend Omnibus Stock Plan | | Management | | Against | | Yes | | Yes |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Lance Rosenzweig | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Mike Finley | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Maury Austin | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Roy Chestnutt | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Michele Choka | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Chuck Davis | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director David Hagan | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Terrell Jones | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Elect Director Kathy Misunas | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
| Boingo Wireless, Inc. | | WIFI | | 09739C102 | | 6/4/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Limelight Networks, Inc. | | LLNW | | 53261M104 | | 6/4/2020 | | Elect Director Walter D. Amaral | | Management | | For | | Yes | | No |
| Limelight Networks, Inc. | | LLNW | | 53261M104 | | 6/4/2020 | | Elect Director Scott Genereux | | Management | | For | | Yes | | No |
| Limelight Networks, Inc. | | LLNW | | 53261M104 | | 6/4/2020 | | Elect Director Patricia Hadden | | Management | | For | | Yes | | No |
| Limelight Networks, Inc. | | LLNW | | 53261M104 | | 6/4/2020 | | Ratify Ernst & Young LLP as Auditor | | Management | | For | | Yes | | No |
| Limelight Networks, Inc. | | LLNW | | 53261M104 | | 6/4/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Veracyte, Inc. | | VCYT | | 92337F107 | | 6/5/2020 | | Elect Director Bonnie H. Anderson | | Management | | For | | Yes | | No |
| Veracyte, Inc. | | VCYT | | 92337F107 | | 6/5/2020 | | Elect Director Robert S. Epstein | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| Veracyte, Inc. | | VCYT | | 92337F107 | | 6/5/2020 | | Elect Director Evan Jones | | Management | | For | | Yes | | No |
| Veracyte, Inc. | | VCYT | | 92337F107 | | 6/5/2020 | | Amend Qualified Employee Stock Purchase Plan | | Management | | For | | Yes | | No |
| Veracyte, Inc. | | VCYT | | 92337F107 | | 6/5/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Veracyte, Inc. | | VCYT | | 92337F107 | | 6/5/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director Jason M. Aryeh | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director Sarah Boyce | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director Todd C. Davis | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director Nancy R. Gray | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director John L. Higgins | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director John W. Kozarich | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director John L. LaMattina | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director Sunil Patel | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Elect Director Stephen L. Sabba | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Ligand Pharmaceuticals Incorporated | | LGND | | 53220K504 | | 6/10/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| OptiNose, Inc. | | OPTN | | 68404V100 | | 6/10/2020 | | Elect Director Joshua A. Tamaroff | | Management | | Withhold | | Yes | | Yes |
| OptiNose, Inc. | | OPTN | | 68404V100 | | 6/10/2020 | | Elect Director William F. Doyle | | Management | | Withhold | | Yes | | Yes |
| OptiNose, Inc. | | OPTN | | 68404V100 | | 6/10/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
| Upland Software, Inc. | | UPLD | | 91544A109 | | 6/10/2020 | | Elect Director John T. McDonald | | Management | | For | | Yes | | No |
| Upland Software, Inc. | | UPLD | | 91544A109 | | 6/10/2020 | | Ratify Ernst & Young, LLP as Auditors | | Management | | For | | Yes | | No |
| Upland Software, Inc. | | UPLD | | 91544A109 | | 6/10/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Upland Software, Inc. | | UPLD | | 91544A109 | | 6/10/2020 | | Advisory Vote on Say on Pay Frequency | | Management | | One Year | | Yes | | No |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Elect Director Daniel Moore | | Management | | Withhold | | Yes | | Yes |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Elect Director Gail Wilensky | | Management | | For | | Yes | | No |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Elect Director Kevin Xie | | Management | | For | | Yes | | No |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Amend Omnibus Stock Plan | | Management | | Against | | Yes | | Yes |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Advisory Vote on Say on Pay Frequency | | Management | | One Year | | Yes | | No |
| ViewRay, Inc. | | VRAY | | 92672L107 | | 6/12/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | Against | | Yes | | Yes |
| Everi Holdings Inc. | | EVRI | | 30034T103 | | 6/16/2020 | | Elect Director Linster W. Fox | | Management | | For | | Yes | | No |
| Everi Holdings Inc. | | EVRI | | 30034T103 | | 6/16/2020 | | Elect Director Maureen T. Mullarkey | | Management | | For | | Yes | | No |
| Everi Holdings Inc. | | EVRI | | 30034T103 | | 6/16/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Everi Holdings Inc. | | EVRI | | 30034T103 | | 6/16/2020 | | Ratify BDO USA, LLP as Auditors | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Evan Bakst | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Mortimer Berkowitz, III | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Quentin Blackford | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Jason Hochberg | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Karen K. McGinnis | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Patrick S. Miles | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director David H. Mowry | | Management | | For | | Yes | | No |
| | | | | | | | | | | | | | | | |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Jeffrey P. Rydin | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director James L.L. Tullis | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Donald A. Williams | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Elect Director Ward W. Woods | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Ratify Mayer Hoffman McCann P.C. as Auditors | | Management | | For | | Yes | | No |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Amend Omnibus Stock Plan | | Management | | Against | | Yes | | Yes |
| Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 6/17/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| Fortress Transportation and Infrastructure Investors LLC | | FTAI | | 34960P101 | | 6/19/2020 | | Elect Director Joseph P. Adams, Jr. | | Management | | For | | Yes | | No |
| Fortress Transportation and Infrastructure Investors LLC | | FTAI | | 34960P101 | | 6/19/2020 | | Elect Director Judith A. Hannaway | | Management | | Withhold | | Yes | | Yes |
| Fortress Transportation and Infrastructure Investors LLC | | FTAI | | 34960P101 | | 6/19/2020 | | Elect Director Martin Tuchman | | Management | | Withhold | | Yes | | Yes |
| Fortress Transportation and Infrastructure Investors LLC | | FTAI | | 34960P101 | | 6/19/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
AltraVue Capital, LLC/Acuitas US Microcap Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter (Y/
N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| AVID BIOSERVICES, INC. | | CDMO | | 05368M106 | | 10/9/2019 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Mark R. Bamforth | | Issuer | | Y | | For | | For |
| | | | | | | | Joseph Carleone, Ph.D. | | Issuer | | Y | | For | | For |
| | | | | | | | Richard B. Hancock | | Issuer | | Y | | For | | For |
| | | | | | | | Catherine Mackey, Ph.D. | | Issuer | | Y | | For | | For |
| | | | | | | | Gregory P. Sargen | | Issuer | | Y | | For | | For |
| | | | | | | | Patrick D. Walsh | | Issuer | | Y | | For | | For |
| | | | | | | | 2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending April 30, 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. To approve, on an advisory basis, a non-binding resolution approving the compensation of the Company's named executive officers. | | Issuer | | Y | | For | | For |
| | | | | | | | 4. To approve an amendment to the Company's 2010 Employee Stock Purchase Plan to extend its term for an additional five years to October 21, 2025 and make certain other changes as described in proposal No. 4. | | Issuer | | Y | | For | | For |
| LANDEC CORPORATION | | LNDC | | 514766104 | | 10/16/2019 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Albert D. Bolles | | Issuer | | Y | | For | | For |
| | | | | | | | Deborah Carosella | | Issuer | | Y | | For | | For |
| | | | | | | | Tonia Pankopf | | Issuer | | Y | | For | | For |
| | | | | | | | Craig A. Barbarosh | | Issuer | | Y | | For | | For |
| | | | | | | | Charles Macaluso | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. Approval of the 2019 Stock Incentive Plan. | | Issuer | | Y | | For | | For |
| | | | | | | | Advisory vote to approve named executive officer compensation. | | Issuer | | Y | | For | | For |
| CHASE CORPORATION | | CCF | | 16150R104 | | 2/4/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Adam P. Chase | | Issuer | | Y | | For | | For |
| | | | | | | | Peter R. Chase | | Issuer | | Y | | For | | For |
| | | | | | | | Mary Claire Chase | | Issuer | | Y | | For | | For |
| | | | | | | | Thomas D. DeByle | | Issuer | | Y | | For | | For |
| | | | | | | | John H. Derby III | | Issuer | | Y | | For | | For |
| | | | | | | | Lewis P. Gack | | Issuer | | Y | | For | | For |
| | | | | | | | Chad A. McDaniel | | Issuer | | Y | | For | | For |
| | | | | | | | Dana Mohler-Faria | | Issuer | | Y | | For | | For |
| | | | | | | | Thomas Wroe, Jr. | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Advisory vote on the compensation of our named executive officers. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. To ratify the appointment of Grant Thornton LLP as the corporation's independent registered public accounting firm for the fiscal year ending August 31, 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| IES HOLDINGS, INC. | | IESC | | 44951W106 | | 2/19/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | TODD M. CLEVELAND | | Issuer | | Y | | For | | For |
| | | | | | | | JOSEPH L. DOWLING III | | Issuer | | Y | | For | | For |
| | | | | | | | DAVID B. GENDELL | | Issuer | | Y | | For | | For |
| | | | | | | | JEFFREY L. GENDELL | | Issuer | | Y | | For | | For |
| | | | | | | | JOE D. KOSHKIN | | Issuer | | Y | | For | | For |
| | | | | | | | DONALD L. LUKE | | Issuer | | Y | | For | | For |
| | | | | | | | GARY S. MATTHEWS | | Issuer | | Y | | For | | For |
| | | | | | | | 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Issuer | | Y | | For | | For |
| BRYN MAWR BANK CORPORATION | | BMTC | | 117665109 | | 4/16/2020 | | 1A Election of Class II Director: Andrea F. Gilbert | | Issuer | | Y | | For | | For |
| | | | | | | | 1B Election of Class II Director: Lynn B. McKee | | Issuer | | Y | | For | | For |
| | | | | | | | 1CElection of Class II Director: F. Kevin Tylus | | Issuer | | Y | | For | | For |
| | | | | | | | 2. SAY-ON-PAY: To approve a non-binding advisory vote on Executive Officer Compensation. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. RATIFICATION OF AUDITORS: To ratify the appointment of KPMG LLP as the independent registered public accounting firm for Bryn Mawr Bank Corporation for the fiscal year ending December 31, 2020. | | Issuer | | Y | | For | | For |
| WINMARK CORPORATION | | WINA | | 974250102 | | 4/29/2020 | | 1. Set the number of directors at six (6). | | Issuer | | Y | | For | | For |
| | | | | | | | 2. DIRECTOR: | | Issuer | | Y | | For | | For |
| | | | | | | | Brett D. Heffes | | Issuer | | Y | | For | | For |
| | | | | | | | Lawrence A. Barbetta | | Issuer | | Y | | For | | For |
| | | | | | | | Jenele C. Grassle | | Issuer | | Y | | For | | For |
| | | | | | | | Kirk A. MacKenzie | | Issuer | | Y | | For | | For |
| | | | | | | | Paul C. Reyelts | | Issuer | | Y | | For | | For |
| | | | | | | | Mark L. Wilson | | Issuer | | Y | | For | | For |
| | | | | | | | 3. Approval of 2020 Stock Plan. | | Issuer | | Y | | For | | For |
| | | | | | | | 4. Advisory vote to approve executive compensation. | | Issuer | | Y | | For | | For |
| | | | | | | | 5. Ratify the appointment of GRANT THORNTON LLP as independent registered public accounting firm for the 2020 fiscal year. | | Issuer | | Y | | For | | For |
| THE HACKETT GROUP INC | | HCKT | | 404609109 | | 5/1/2020 | | 1. Election of Director: John R. Harris | | Issuer | | Y | | For | | For |
| | | | | | | | 2. To approve an amendment to the Company's 1998 Stock Option and Incentive Plan (the "Plan") to (i) increase the sublimit under the Plan for restricted stock and restricted stock unit issuances by 1,200,000 shares; and (ii) increase the total number of shares authorized under the Plan by 1,200,000 shares | | Issuer | | Y | | For | | For |
| | | | | | | | 3. To approve, in an advisory vote, the Company executive compensation | | Issuer | | Y | | For | | For |
| | | | | | | | 4. To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2021 | | Issuer | | Y | | For 3 Years | | For |
| | | | | | | | | | | | | | | | |
| PAR PACIFIC HOLDINGS, INC. | | PARR | | 69888T207 | | 5/5/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Robert Silberman | | Issuer | | Y | | For | | For |
| | | | | | | | Melvyn Klein | | Issuer | | Y | | For | | For |
| | | | | | | | Curtis Anastasio | | Issuer | | Y | | For | | For |
| | | | | | | | Timothy Clossey | | Issuer | | Y | | For | | For |
| | | | | | | | L. Melvin Cooper | | Issuer | | Y | | For | | For |
| | | | | | | | Walter Dods | | Issuer | | Y | | For | | For |
| | | | | | | | Katherine Hatcher | | Issuer | | Y | | For | | For |
| | | | | | | | Joseph Israel | | Issuer | | Y | | For | | For |
| | | | | | | | William Monteleone | | Issuer | | Y | | For | | For |
| | | | | | | | William Pate | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021 | | Issuer | | Y | | For | | For |
| | | | | | | | 3. Hold an advisory vote to approve the Company's executive compensation | | Issuer | | Y | | For | | For |
| | | | | | | | 4. Hold an advisory vote on the frequency of holding future advisory votes on the Company's executive compensation | | Issuer | | Y | | For | | For |
| NORTHRIM BANCORP, INC. | | NRIM | | 666762109 | | 5/28/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Larry S. Cash | | Issuer | | Y | | For | | For |
| | | | | | | | Anthony Drabek | | Issuer | | Y | | For | | For |
| | | | | | | | Karl L. Hanneman | | Issuer | | Y | | For | | For |
| | | | | | | | David W. Karp | | Issuer | | Y | | For | | For |
| | | | | | | | David J. McCambridge | | Issuer | | Y | | For | | For |
| | | | | | | | Krystal M. Nelson | | Issuer | | Y | | For | | For |
| | | | | | | | Joseph M. Schierhorn | | Issuer | | Y | | For | | For |
| | | | | | | | Aaron M. Schutt | | Issuer | | Y | | For | | For |
| | | | | | | | John C. Swalling | | Issuer | | Y | | For | | For |
| | | | | | | | Linda C. Thomas | | Issuer | | Y | | For | | For |
| | | | | | | | David G. Wight | | Issuer | | Y | | For | | For |
| | | | | | | | 2. APPROVAL OF THE 2020 STOCK INCENTIVE PLAN. To approve the Northrim BanCorp, Inc. 2020 Stock Incentive Plan. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To approve, by nonbinding vote, the compensation of the named executive officers. | | Issuer | | Y | | For | | For |
| | | | | | | | 4. RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Moss Adams LLP as the independent registered accounting firm for Northrim BanCorp, Inc. for the fiscal year 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| STEWART INFORMATION SERVICES CORPORATION | | STC | | 860372101 | | 6/4/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Thomas G. Apel | | Issuer | | Y | | For | | For |
| | | | | | | | C. Allen Bradley, Jr. | | Issuer | | Y | | For | | For |
| | | | | | | | Robert L. Clarke | | Issuer | | Y | | For | | For |
| | | | | | | | William S. Corey, Jr. | | Issuer | | Y | | For | | For |
| | | | | | | | Frederick H Eppinger Jr | | Issuer | | Y | | For | | For |
| | | | | | | | Deborah J. Matz | | Issuer | | Y | | For | | For |
| | | | | | | | Matthew W. Morris | | Issuer | | Y | | For | | For |
| | | | | | | | Karen R. Pallotta | | Issuer | | Y | | For | | For |
| | | | | | | | Manuel Sánchez | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay) | | Issuer | | Y | | For | | For |
| | | | | | | | 3. Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2021 | | Issuer | | Y | | For | | For |
| | | | | | | | 4. Approval of the Stewart Information Services Corporation 2020 Incentive Plan. | | Issuer | | Y | | For | | For |
| | | | | | | | 5. Approval of the Stewart Information Services Corporation 2020 Employee Stock Purchase Plan. | | Issuer | | Y | | For | | For |
| UFP TECHNOLOGIES, INC. | | UFPT | | 902673102 | | 6/10/2020 | | 1. Director: | | | | | | | | |
| | | | | | | | Robert W. Pierce, Jr. | | Issuer | | Y | | For | | For |
| | | | | | | | Daniel C. Croteau | | Issuer | | Y | | For | | For |
| | | | | | | | Cynthia L. Feldmann | | Issuer | | Y | | For | | For |
| | | | | | | | 2. To amend the Company's Certificate of Incorporation to eliminate the classified structure of the Board of Directors and provide for the annual election of directors. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. A non-binding advisory resolution to approve our executive compensation. | | Issuer | | Y | | For | | For |
| | | | | | | | 4. To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | | Issuer | | Y | | For | | For |
| ROSETTA STONE INC. | | RST | | 777780107 | | 6/11/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Laurence Franklin | | Issuer | | Y | | For | | For |
| | | | | | | | A. John Hass III | | Issuer | | Y | | For | | For |
| | | | | | | | Aedhmar Hynes | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. Conduct an advisory vote on the compensation of the named executive officers. | | Issuer | | Y | | For | | For |
| | | | | | | | 4. Approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation in connection with the declassification of the Board of Directors. | | Issuer | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| QAD INC. | | QADA | | 74727D306 | | 6/11/2020 | | 1A. Election of Director: Scott J. Adelson | | Issuer | | Y | | For | | For |
| | | | | | | | 1B. Election of Director: Anton Chilton | | Issuer | | Y | | For | | For |
| | | | | | | | 1C. Election of Director: Kathleen M. Crusco | | Issuer | | Y | | For | | For |
| | | | | | | | 1D. Election of Director: Peter R. van Cuylenburg | | Issuer | | Y | | For | | For |
| | | | | | | | 1E. Election of Director: Pamela M. Lopker | | Issuer | | Y | | For | | For |
| | | | | | | | 1F. Election of Director: Lee D. Roberts | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Advisory vote to approve the compensation paid to our Named Executives. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. Ratify the selection of KPMG LLP as our independent registered public accounting firm for our current fiscal year. | | Issuer | | Y | | For | | For |
| SIGA TECHNOLOGIES, INC. | | SIGA | | 826917106 | | 6/16/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Eric A. Rose, M.D. | | Issuer | | Y | | For | | For |
| | | | | | | | James J. Antal | | Issuer | | Y | | For | | For |
| | | | | | | | Thomas E. Constance | | Issuer | | Y | | For | | For |
| | | | | | | | Jaymie A. Durnan | | Issuer | | Y | | For | | For |
| | | | | | | | Phillip L. Gomez, Ph.D. | | Issuer | | Y | | For | | For |
| | | | | | | | Julie M. Kane | | Issuer | | Y | | For | | For |
| | | | | | | | Joseph W. Marshall, III | | Issuer | | Y | | For | | For |
| | | | | | | | Michael C. Plansky | | Issuer | | Y | | For | | For |
| | | | | | | | Paul G. Savas | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Advisory vote to approve executive compensation. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of SIGA Technologies, Inc. for the fiscal year ending December 31, 2020. | | Issuer | | Y | | For | | For |
| B. RILEY FINANCIAL, INC. | | RILY | | 05580M108 | | 6/18/2020 | | 1.1 Election of Director: Bryant R. Riley | | Issuer | | Y | | For | | For |
| | | | | | | | 1.2 Election of Director: Robert D'Agostino | | Issuer | | Y | | For | | For |
| | | | | | | | 1.3 Election of Director: Randall E. Paulson | | Issuer | | Y | | For | | For |
| | | | | | | | 1.4 Election of Director: Todd D. Sims | | Issuer | | Y | | For | | For |
| | | | | | | | 1.5 Election of Director: Thomas J. Kelleher | | Issuer | | Y | | For | | For |
| | | | | | | | 1.6 Election of Director: Mikel H. Williams | | Issuer | | Y | | For | | For |
| | | | | | | | 1.7 Election of Director: Michael J. Sheldon | | Issuer | | Y | | For | | For |
| | | | | | | | 1.8 Election of Director: Robert L. Antin | | Issuer | | Y | | For | | For |
| | | | | | | | 1.9 Election of Director: Mimi K. Walters | | Issuer | | Y | | For | | For |
| | | | | | | | 2. To ratify the selection of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Issuer | | Y | | For | | For |
| ADVANSIX INC | | ASIX | | 00773T101 | | 6/23/2020 | | 1A. Election of Director: Erin N. Kane | | Issuer | | Y | | For | | For |
| | | | | | | | 1B. Election of Director: Michael L. Marberry | | Issuer | | Y | | For | | For |
| | | | | | | | 1C. Election of Director: Darrell K. Hughes | | Issuer | | Y | | For | | For |
| | | | | | | | 1D. Election of Director: Todd D. Karran | | Issuer | | Y | | For | | For |
| | | | | | | | 1E. Election of Director: Paul E. Huck | | Issuer | | Y | | For | | For |
| | | | | | | | 1F. Election of Director: Daniel F. Sansone | | Issuer | | Y | | For | | For |
| | | | | | | | 1G. Election of Director: Sharon S. Spurlin | | Issuer | | Y | | For | | For |
| | | | | | | | 1H. Election of Director: Patrick S. Williams | | Issuer | | Y | | For | | For |
| | | | | | | | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for 2020. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. An advisory vote to approve executive compensation. | | Issuer | | Y | | For | | For |
| | | | | | | | 4. Approval of the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated. | | Issuer | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| ARGAN, INC. | | AGX | | 04010E109 | | 6/23/2020 | | 1. DIRECTOR: | | | | | | | | |
| | | | | | | | Rainer H. Bosselmann | | Issuer | | Y | | For | | For |
| | | | | | | | Cynthia A. Flanders | | Issuer | | Y | | For | | For |
| | | | | | | | Peter W. Getsinger | | Issuer | | Y | | For | | For |
| | | | | | | | William F. Griffin, Jr. | | Issuer | | Y | | For | | For |
| | | | | | | | John R. Jeffrey, Jr. | | Issuer | | Y | | For | | For |
| | | | | | | | Mano S. Koilpillai | | Issuer | | Y | | For | | For |
| | | | | | | | William F. Leimkuhler | | Issuer | | Y | | For | | For |
| | | | | | | | W.G. Champion Mitchell | | Issuer | | Y | | For | | For |
| | | | | | | | James W. Quinn | | Issuer | | Y | | For | | For |
| | | | | | | | 2. The approval of the Argan, Inc. 2020 Stock Plan and the allocation of 500,000 shares of our common stock reserved for issuance under the plan. | | Issuer | | Y | | For | | For |
| | | | | | | | 3. The non-binding advisory approval of our executive compensation (the "say-on-pay" vote). | | Issuer | | Y | | For | | For |
| | | | | | | | 4. The ratification of the appointment of Grant Thornton LLP as our independent registered public accountants for the fiscal year ending January 31, 2021. | | Issuer | | Y | | For | | For |
Meros Investment Management, L.P./Acuitas US Microcap Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter
(Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Nancy E. Calderon | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Sarah E. Kemp | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Soo-Keong Koh | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Sunggyu Lee | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director G. Patrick Lynch | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Ramani Narayan | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Richard J. Nigon | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Elect Director Konstantin von Falkenhausen | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | For | | For |
| Northern Technologies International Corporation | | NTIC | | 665809109 | | 01/17/2020 | | Ratify Baker Tilly Virchow Krause, LLP as Auditors | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Elect Director John E. Anderson | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Elect Director Edward L. Baker | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Elect Director Thompson S. Baker, II | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Elect Director Luke E. Fichthorn, III | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Elect Director Charles D. Hyman | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Ratify Hancock Askew & Co., LLP as Auditors | | Issuer | | Yes | | For | | For |
| Patriot Transportation Holding, Inc. | | PATI | | 70338W105 | | 01/29/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Insteel Industries, Inc. | | IIIN | | 45774W108 | | 02/11/2020 | | Elect Director Abney S. Boxley, III | | Issuer | | Yes | | For | | For |
| Insteel Industries, Inc. | | IIIN | | 45774W108 | | 02/11/2020 | | Elect Director Anne H. Lloyd | | Issuer | | Yes | | For | | For |
| Insteel Industries, Inc. | | IIIN | | 45774W108 | | 02/11/2020 | | Elect Director W. Allen Rogers, II | | Issuer | | Yes | | For | | For |
| Insteel Industries, Inc. | | IIIN | | 45774W108 | | 02/11/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Insteel Industries, Inc. | | IIIN | | 45774W108 | | 02/11/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Insteel Industries, Inc. | | IIIN | | 45774W108 | | 02/11/2020 | | Ratify Grant Thornton LLP as Auditors | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Elect Director Walter M. Fiederowicz | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Elect Director Peter S. Kirlin | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Elect Director Constantine S. Macricostas | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Elect Director George Macricostas | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Elect Director Mary Paladino | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Elect Director Mitchell G. Tyson | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Approve NOL Rights Plan | | Issuer | | Yes | | For | | For |
| Photronics, Inc. | | PLAB | | 719405102 | | 03/16/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Telaria, Inc. | | TLRA | | 879181105 | | 03/30/2020 | | Approve Merger Agreement | | Issuer | | Yes | | For | | For |
| Telaria, Inc. | | TLRA | | 879181105 | | 03/30/2020 | | Advisory Vote on Golden Parachutes | | Issuer | | Yes | | Against | | Against |
| Telaria, Inc. | | TLRA | | 879181105 | | 03/30/2020 | | Adjourn Meeting | | Issuer | | Yes | | For | | For |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Mark S. Berg | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Scott A. Gieselman | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Craig S. Glick | | Issuer | | Yes | | Abstain | | Against |
| | | | | | | | | | | | | | | | |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Lori A. Lancaster | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Jim W. Mogg | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Edmund P. Segner, III | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director Randy I. Stein | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Elect Director R. Scot Woodall | | Issuer | | Yes | | Abstain | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | Against | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | Against | | Against |
| HighPoint Resources Corporation | | HPR | | 43114K108 | | 04/28/2020 | | Approve Reverse Stock Split | | Issuer | | Yes | | For | | For |
| IntriCon Corporation | | IIN | | 46121H109 | | 04/28/2020 | | Elect Director Robert N. Masucci | | Issuer | | Yes | | For | | For |
| IntriCon Corporation | | IIN | | 46121H109 | | 04/28/2020 | | Elect Director Philip I. Smith | | Issuer | | Yes | | For | | For |
| IntriCon Corporation | | IIN | | 46121H109 | | 04/28/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| IntriCon Corporation | | IIN | | 46121H109 | | 04/28/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Midland States Bancorp, Inc. | | MSBI | | 597742105 | | 05/04/2020 | | Elect Director Jennifer L. DiMotta | | Issuer | | Yes | | Against | | Against |
| Midland States Bancorp, Inc. | | MSBI | | 597742105 | | 05/04/2020 | | Elect Director Richard T. Ramos | | Issuer | | Yes | | Against | | Against |
| Midland States Bancorp, Inc. | | MSBI | | 597742105 | | 05/04/2020 | | Elect Director Jeffrey C. Smith | | Issuer | | Yes | | Against | | Against |
| Midland States Bancorp, Inc. | | MSBI | | 597742105 | | 05/04/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Midland States Bancorp, Inc. | | MSBI | | 597742105 | | 05/04/2020 | | Ratify Crowe LLP as Auditors | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Roy V. Armes | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Anne E. Belec | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Robert G. Bohn | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Donald M. Condon, Jr. | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Anne M. Cooney | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Kenneth W. Krueger | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director C. David Myers | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director Barry L. Pennypacker | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Elect Director John C. Pfeifer | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| The Manitowoc Company, Inc. | | MTW | | 563571405 | | 05/05/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director Linda P. Duch | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director Robert B. Engel | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director Richard D. Federico | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director Gerald J. (Bud) Laber | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director James J. Tanous | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director Richard S. Warzala | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Elect Director Michael R. Winter | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Allied Motion Technologies Inc. | | AMOT | | 019330109 | | 05/06/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Ducommun Incorporated | | DCO | | 264147109 | | 05/06/2020 | | Elect Director Richard A. Baldridge | | Issuer | | Yes | | For | | For |
| Ducommun Incorporated | | DCO | | 264147109 | | 05/06/2020 | | Elect Director Stephen G. Oswald | | Issuer | | Yes | | For | | For |
| Ducommun Incorporated | | DCO | | 264147109 | | 05/06/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Ducommun Incorporated | | DCO | | 264147109 | | 05/06/2020 | | Approve Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Ducommun Incorporated | | DCO | | 264147109 | | 05/06/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| Great Elm Capital Corp. | | GECC | | 390320109 | | 05/07/2020 | | Elect Director Mark Kuperschmid | | Issuer | | Yes | | Abstain | | Against |
| Great Elm Capital Corp. | | GECC | | 390320109 | | 05/07/2020 | | Elect Director Michael C. Speller | | Issuer | | Yes | | Abstain | | Against |
| | | | | | | | | | | | | | | | |
| Great Elm Capital Corp. | | GECC | | 390320109 | | 05/07/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 05/12/2020 | | Elect Director Laura Black | | Issuer | | Yes | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 05/12/2020 | | Elect Director Iain MacKenzie | | Issuer | | Yes | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 05/12/2020 | | Elect Director Thomas Rohrs | | Issuer | | Yes | | For | | For |
| Ichor Holdings, Ltd. | | ICHR | | G4740B105 | | 05/12/2020 | | Ratify KPMG LLP as Auditors | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Joseph Alutto | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director John E. Bachman | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Marla Malcolm Beck | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Elizabeth J. Boland | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Jane Elfers | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Joseph Gromek | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Norman Matthews | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Robert L. Mettler | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Elect Director Debby Reiner | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Ratify Ernst & Young LLP as Auditor | | Issuer | | Yes | | For | | For |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | Against | | Against |
| The Children's Place, Inc. | | PLCE | | 168905107 | | 05/14/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Rosehill Resources Inc. | | ROSE | | 777385105 | | 05/19/2020 | | Elect Director Frank Rosenberg | | Issuer | | Yes | | Abstain | | Against |
| Rosehill Resources Inc. | | ROSE | | 777385105 | | 05/19/2020 | | Elect Director William E. Mayer | | Issuer | | Yes | | Abstain | | Against |
| Rosehill Resources Inc. | | ROSE | | 777385105 | | 05/19/2020 | | Elect Director Gary C. Hanna | | Issuer | | Yes | | Abstain | | Against |
| Rosehill Resources Inc. | | ROSE | | 777385105 | | 05/19/2020 | | Amend Certificate of Incorporation to Clarify Certain Rights of Holders of Class B Common Stock | | Issuer | | Yes | | For | | For |
| Rosehill Resources Inc. | | ROSE | | 777385105 | | 05/19/2020 | | Ratify BDO USA, LLP as Auditors | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Elect Director Christopher W. Hamm | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Elect Director Scott L. Hoffman | | Issuer | | Yes | | Against | | Against |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Elect Director Randal T. Klein | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Elect Director Evan S. Lederman | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Elect Director David H. Proman | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Elect Director Todd R. Snyder | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Amplify Energy Corp. | | AMPY | | 03212B103 | | 05/20/2020 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Michael H. Carrel | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Mark A. Collar | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Scott W. Drake | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Daniel P. Florin | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Regina E. Groves | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director B. Kristine Johnson | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Mark R. Lanning | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Karen N. Prange | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Sven A. Wehrwein | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Elect Director Robert S. White | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| AtriCure, Inc. | | ATRC | | 04963C209 | | 05/20/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Elect Director Karel K. Czanderna | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Elect Director Dominic DiNapoli | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Elect Director Kim S. Fennebresque | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Elect Director Mitchell B. Lewis | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Elect Director Alan H. Schumacher | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Elect Director J. David Smith | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Ratify BDO USA, LLP as Auditors | | Issuer | | Yes | | For | | For |
| BlueLinx Holdings Inc. | | BXC | | 09624H208 | | 05/21/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director James R. Abrahamson | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Glenn Alba | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Jean M. Birch | | Issuer | | Yes | | Abstain | | Against |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Alan J. Bowers | | Issuer | | Yes | | Abstain | | Against |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Keith A. Cline | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Giovanni Cutaia | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Alice E. Gould | | Issuer | | Yes | | Abstain | | Against |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director B. Anthony Isaac | | Issuer | | Yes | | Abstain | | Against |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Brian Kim | | Issuer | | Yes | | Abstain | | Against |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director David Loeb | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Elect Director Mitesh B. Shah | | Issuer | | Yes | | For | | For |
| CorePoint Lodging Inc. | | CPLG | | 21872L104 | | 05/21/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director John P. Burke | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director Dwight Gibson | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director Daniel T. Hendrix | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director Christopher G. Kennedy | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director Joseph Keough | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director Catherine M. Kilbane | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director K. David Kohler | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Elect Director Sheryl D. Palmer | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Approve Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Interface, Inc. | | TILE | | 458665304 | | 05/22/2020 | | Ratify BDO USA, LLP as Auditors | | Issuer | | Yes | | For | | For |
| TransAct Technologies Incorporated | | TACT | | 892918103 | | 05/26/2020 | | Elect Director Thomas R. Schwarz | | Issuer | | Yes | | Abstain | | Against |
| TransAct Technologies Incorporated | | TACT | | 892918103 | | 05/26/2020 | | Elect Director Bart C. Shuldman | | Issuer | | Yes | | For | | For |
| TransAct Technologies Incorporated | | TACT | | 892918103 | | 05/26/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| TransAct Technologies Incorporated | | TACT | | 892918103 | | 05/26/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | Against | | Against |
| TransAct Technologies Incorporated | | TACT | | 892918103 | | 05/26/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Elect Director Derek Dubner | | Issuer | | Yes | | For | | For |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Elect Director Peter Benz | | Issuer | | Yes | | For | | For |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Elect Director Steven Rubin | | Issuer | | Yes | | Abstain | | Against |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Elect Director Robert Swayman | | Issuer | | Yes | | For | | For |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Ratify Grant Thornton LLP as Auditors | | Issuer | | Yes | | For | | For |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | Against | | Against |
| Red Violet, Inc. | | RDVT | | 75704L104 | | 06/03/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | Against | | Against |
| Sportsman's Warehouse Holdings, Inc. | | SPWH | | 84920Y106 | | 06/03/2020 | | Elect Director Gregory P. Hickey | | Issuer | | Yes | | For | | For |
| Sportsman's Warehouse Holdings, Inc. | | SPWH | | 84920Y106 | | 06/03/2020 | | Elect Director Jon Barker | | Issuer | | Yes | | For | | For |
| Sportsman's Warehouse Holdings, Inc. | | SPWH | | 84920Y106 | | 06/03/2020 | | Ratify KPMG LLP as Auditors | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Sportsman's Warehouse Holdings, Inc. | | SPWH | | 84920Y106 | | 06/03/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Sportsman's Warehouse Holdings, Inc. | | SPWH | | 84920Y106 | | 06/03/2020 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | For | | For |
| Hill International, Inc. | | HIL | | 431466101 | | 06/04/2020 | | Elect Director Paul J. Evans | | Issuer | | Yes | | For | | For |
| Hill International, Inc. | | HIL | | 431466101 | | 06/04/2020 | | Elect Director James B. Renacci | | Issuer | | Yes | | For | | For |
| Hill International, Inc. | | HIL | | 431466101 | | 06/04/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Hill International, Inc. | | HIL | | 431466101 | | 06/04/2020 | | Ratify Grant Thornton LLP as Auditors | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Elect Director Hezy Shaked | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Elect Director Doug Collier | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Elect Director Seth Johnson | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Elect Director Janet E. Kerr | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Elect Director Edmond Thomas | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Elect Director Bernard Zeichner | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Ratify BDO USA, LLP as Auditors | | Issuer | | Yes | | For | | For |
| Tilly's, Inc. | | TLYS | | 886885102 | | 06/10/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Elect Director Peter R. Huntsman | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Elect Director Simon Turner | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Elect Director Robert J. Margetts | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Elect Director Douglas D. Anderson | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Elect Director Daniele Ferrari | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Elect Director Kathy D. Patrick | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Approve Remuneration Policy | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Approve Remuneration Report | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Ratify Deloitte LLP as Auditors | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Reappoint Deloitte LLP as U.K. Statutory Auditor | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Authorise Directors or the Audit Committee to Fix Remuneration of Auditors | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Authorise EU Political Donations and Expenditure | | Issuer | | Yes | | For | | For |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | Against | | Against |
| Venator Materials PLC | | VNTR | | G9329Z100 | | 06/18/2020 | | Amend Articles of Association | | Issuer | | Yes | | Against | | Against |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Elect Director Michael Koby | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Elect Director Paul LaViolette | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Elect Director Thomas M. Patton | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Elect Director Stavros G. Vizirgianakis | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Elect Director Gwendolyn A. Watanabe | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Misonix, Inc. | | MSON | | 604871103 | | 06/30/2020 | | Ratify Deloitte & Touche LLP as Auditor | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Kerry A. Galvin as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Paul Huck as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Mary Lindsey as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Didier Miraton as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Yi Hyon Paik as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Corning F. Painter as Director | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Dan F. Smith as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Hans-Dietrich Winkhaus as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Elect Michel Wurth as Director | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Approve Remuneration of Board of Directors | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Approve Annual Accounts | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Approve Consolidated Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Approve Allocation of Income and Interim Dividends | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Approve Discharge of Directors | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Approve Discharge of Auditors | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Appointment of Ernst & Young, Luxembourg as Auditor | | Issuer | | Yes | | For | | For |
| Orion Engineered Carbons SA | | OEC | | L72967109 | | 06/30/2020 | | Appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft as Auditor | | Issuer | | Yes | | For | | For |
Acuitas US Microcap Fund - Proxy Report-Quantum - Proxy
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Company Name | | Country
Name | | Meeting Date | | Meeting Type | | Primary
Ticker
Symbol | | Record Date | | Security ID | | Proposal
Label | | Proposal
Number | | Director
Number | | Proposal Long Text | | Proposal
Short Text | | Committee
Name | | Recommended
Vote | | Vote | | Comments |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 1 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 2 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 3 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 4 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 5 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 6 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 7 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 1. | | 1 | | 8 | | DIRECTOR | | Election of Directors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 2. | | 2 | | | | Approve the issuance of shares of Midstates common stock to stockholders of Amplify Energy Corp. ("Amplify") in connection with the Agreement and Plan of Merger, dated as of May 5, 2019, by and among Midstates, Midstates Holdings, Inc., a direct wholly owned subsidiary of Midstates ("Merger Sub") and Amplify (the "merger agreement"), a copy of which is attached as Annex A to the joint proxy statement/prospectus (the "stock issuance proposal"). | | Stock Issuance | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 3. | | 3 | | | | Approve, on a non-binding advisory basis, the compensation of Midstates' named executive officers, including the compensation that may be paid or become payable to Midstates' named executive officers in connection with the merger (the "executive compensation proposal"). | | 14A Executive Compensation | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 4. | | 4 | | | | Ratify the appointment of Grant Thornton LLP as the Midstates' independent registered public accountants for 2019 (the "auditor ratification proposal"). | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| MIDSTATES PETROLEUM COMPANY, INC. | | United States | | 02-Aug-2019 | | Annual | | MPO | | 28-Jun-2019 | | 59804T407 | | 5. | | 5 | | | | Approve the adjournment of the Midstates annual meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes cast at the Midstates annual meeting to approve the issuance of Midstates common stock to current Amplify stockholders pursuant to the merger agreement (the "Midstates adjournment proposal"). | | Approve Motion to Adjourn Meeting | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 1a | | 1 | | | | To re-elect Mr. Alon Lumbroso for a three-year term as a Class I director of the Company, until the Company's annual general meeting of shareholders in 2022 and until his successor is duly elected and qualified. | | Election of Directors (Full Slate) | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 1b | | 2 | | | | To re-elect Mr. Dov Ofer for a three-year term as a Class I director of the Company, until the Company's annual general meeting of shareholders in 2022 and until his successor is duly elected and qualified. | | Election of Directors (Full Slate) | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 2a | | 3 | | | | To elect Mr. Stephen Nigro for an initial two-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | | Election of Directors (Majority Voting) | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 2b | | 4 | | | | To elect Mr. Ronen Samuel (our chief executive officer) for an initial two-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | | Election of Directors (Majority Voting) | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 3 | | 5 | | | | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2019 and until the Company's 2020 annual general meeting of shareholders, and to authorize the Company's board of directors to fix such accounting firm's annual compensation. | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 4a | | 6 | | | | To ratify and clarify certain employment terms of Mr. Ronen Samuel, our chief executive officer, consisting of: A special bonus of up to three (3) months' of base salary that may be granted to Mr. Samuel annually based on achievements to be determined by the Company's board of directors that are not included in Mr. Samuel's annual bonus plan (which, for 2018, yields a bonus of NIS 137,000 (approximately US $38,600 as of July 15, 2019)) | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 4aa | | 7 | | | | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a conflict of interest in the approval of Proposal 4a. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 4aa]. Please confirm you are a controlling shareholder/have a personal interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the corresponding proposal will not count. | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 4b | | 8 | | | | To ratify and clarify certain employment terms of Mr. Ronen Samuel, our chief executive officer, consisting of: Acceleration of 50% of Mr. Samuel's unvested equity grants upon a change of control of the Company that is followed by termination of Mr. Samuel's employment under certain circumstances, as described in the Proxy Statement. | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 4ba | | 9 | | | | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a conflict of interest in the approval of Proposal 4b. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 4ba]. Please confirm you are a controlling shareholder/have a personal interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the corresponding proposal will not count. | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 5 | | 10 | | | | To approve a one-time grant of options to purchase 100,000 ordinary shares to Mr. Ronen Samuel, our chief executive officer, subject to a four-year vesting schedule and certain other provisions, as described in the Proxy Statement. | | Approve Option Grants | | Management | | F | | F | | |
| KORNIT DIGITAL LTD. | | United States | | 22-Aug-2019 | | Annual | | KRNT | | 19-Jul-2019 | | M6372Q113 | | 5a | | 11 | | | | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a conflict of interest in the approval of Proposal 5. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 5a]. Please confirm you are a controlling shareholder/have a personal interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the corresponding proposal will not count. | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S1 | | 1 | | | | Repurchases of securities | | Stock Repurchase Plan | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S2 | | 2 | | | | Financial assistance to related and inter-related companies | | Adopt Accounts for Past Year | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3A | | 3 | | | | Approval of fees payable to non-executive directors: Director's fee—current directors and future SA resident directors—R363 000 | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3B | | 4 | | | | Approval of fees payable to non-executive directors: Director's fee—future US resident director—Up to $100000 | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3C | | 5 | | | | Approval of fees payable to non-executive directors: Board—R396 000 (Chairperson (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3D | | 6 | | | | Approval of fees payable to non-executive directors: Lead Independent Director—R264 000 (Chairperson (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3E | | 7 | | | | Approval of fees payable to non-executive directors: Audit and Risk—R264 000 (Chairperson (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3F | | 8 | | | | Approval of fees payable to non-executive directors: Nomination and remuneration—R115 500 (Chairperson (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3G | | 9 | | | | Approval of fees payable to non-executive directors: Social and ethics—R110 000 (Chairperson (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3H | | 10 | | | | Approval of fees payable to non-executive directors: Audit and risk—R187 000 (Committee fees (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3I | | 11 | | | | Approval of fees payable to non-executive directors: Nomination and remuneration—R77 000 (Committee fees (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | S3J | | 12 | | | | Approval of fees payable to non-executive directors: Social and ethics—R60 500 (Committee fees (in addition to director's fee)) | | Director Fees | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | 1 | | 13 | | | | Endorsement of Remuneration Policy (non-binding resolution) | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | 2 | | 14 | | | | Endorsement of Remuneration Implementation Report (non-binding resolution) | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O1 | | 15 | | | | Adoption of annual financial statements | | Adopt Accounts for Past Year | | Management | | F | | F | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O2 | | 16 | | | | Placing shares under the control of directors | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O3 | | 17 | | | | Confirmation of J Granara as a director of the Company | | Election of Directors (Majority Voting) | | Management | | F | | N | | Board is not majority independent. |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O4 | | 18 | | | | Re-election of R Frew as a director of the Company | | Election of Directors (Full Slate) | | Management | | F | | N | | Board is not majority independent. |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O5 | | 19 | | | | Re-election of F Roji-Maplanka as a director of the Company | | Election of Directors (Full Slate) | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O6 | | 20 | | | | Not filling the vacancy created by the pending retirement of A Welton | | Authorize Board to Fill Vacancies | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O7A | | 21 | | | | Re-appointment of members of the Audit and Risk Committee: A Welton (Chairperson and member of the Audit and Risk Committee until his retirement on 30 September 2019) | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O7B | | 22 | | | | Re-appointment of members of the Audit and Risk Committee: R Bruyns | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O7C | | 23 | | | | Re-appointment of members of the Audit and Risk Committee: F Roji-Maplanka (Chairperson of the Audit and Risk Committee with effect from 1 October 2019), subject to the passing of ordinary resolution 5 above | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | O7D | | 24 | | | | Re-appointment of members of the Audit and Risk Committee: F Futwa | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | 8 | | 25 | | | | Re-appointment of External Auditors | | Ratify Appointment of Independent Auditors | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | 9 | | 26 | | | | General authority to issue shares for cash | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
| MIX TELEMATICS LIMITED | | United States | | 11-Sep-2019 | | Annual | | MIXT | | 12-Jul-2019 | | 60688N102 | | 10 | | 27 | | | | Signature of documentation | | Miscellaneous Corporate Actions | | Management | | F | | F | | |
SKBA Capital Management,
LLC/Baywood SociallyResponsible Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter (Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| OAKTREE CAPITAL GROUP, LLC | | OAK | | 674001201 | | 23-Jul-19 | | Approve Merger Agreement | | Management | | Y | | For | | For |
| OAKTREE CAPITAL GROUP, LLC | | OAK | | 674001201 | | 23-Jul-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| BROOKFIELD PROPERTY PARTNERS L.P. | | BPY | | G16249107 | | 24-Oct-19 | | Adopt Stock Option Plan | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Stock Issuance | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| BECTON, DICKINSON AND COMPANY | | BDX | | 075887109 | | 28-Jan-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| SEASPAN CORPORATION | | SSW | | Y75638109 | | 27-Feb-20 | | Approve Merger Agreement | | Management | | Y | | For | | For |
| SEASPAN CORPORATION | | SSW | | Y75638109 | | 27-Feb-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| SEASPAN CORPORATION | | SSW | | Y75638109 | | 27-Feb-20 | | Approve Motion to Adjourn Meeting | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| THE WALT DISNEY COMPANY | | DIS | | 254687106 | | 11-Mar-20 | | S/H Proposal - Political/Government | | Shareholder | | Y | | Against | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Receive Consolidated Financial Statements | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | Election of Directors | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| BANK OF AMERICA CORPORATION | | BAC | | 060505104 | | 22-Apr-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| TRI POINTE GROUP, INC. | | TPH | | 87265H109 | | 22-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| APTIV PLC | | APTV | | G6095L109 | | 23-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| BOK FINANCIAL CORPORATION | | BOKF | | 05561Q201 | | 28-Apr-20 | | Election of Directors | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| BOK FINANCIAL CORPORATION | | BOKF | | 05561Q201 | | 28-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| BOK FINANCIAL CORPORATION | | BOKF | | 05561Q201 | | 28-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Dividends | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CORNING INCORPORATED | | GLW | | 219350105 | | 30-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| AMERICAN EXPRESS COMPANY | | AXP | | 025816109 | | 5-May-20 | | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AIR LEASE CORPORATION | | AL | | 00912X302 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| NUTRIEN LTD. (THE "CORPORATION") | | NTR | | 67077M108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NUTRIEN LTD. (THE "CORPORATION") | | NTR | | 67077M108 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| NUTRIEN LTD. (THE "CORPORATION") | | NTR | | 67077M108 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | S/H Proposal - Health Issues | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Political/Government | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| | | | | | | | | | | | | | | | |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| LABORATORY CORP. OF AMERICA HOLDINGS | | LH | | 50540R409 | | 13-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| RADIAN GROUP INC. | | RDN | | 750236101 | | 13-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Amend Employee Stock Purchase Plan | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Stock Repurchase Plan | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Stock Issuance | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| CORE LABORATORIES N.V. | | CLB | | N22717107 | | 20-May-20 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| THE MOSAIC COMPANY | | MOS | | 61945C103 | | 21-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Approve Financial Statements, Allocation of Income, and Discharge Directors | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Stock Issuance | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Approve Financial Statements, Allocation of Income, and Discharge Directors | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Stock Issuance | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| NXP SEMICONDUCTORS NV. | | NXPI | | N6596X109 | | 27-May-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Election of Directors | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Amend Stock Option Plan | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Amend Restricted Stock Award Plan | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | S/H Proposal - Political/Government | | Shareholder | | Y | | Against | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 3-Jun-20 | | Election of Directors | | Management | | Y | | For | | For |
| DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 3-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| DEVON ENERGY CORPORATION | | DVN | | 25179M103 | | 3-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| BROOKFIELD ASSET MANAGEMENT INC. | | BAM | | 112585104 | | 12-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| BROOKFIELD ASSET MANAGEMENT INC. | | BAM | | 112585104 | | 12-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| BROOKFIELD ASSET MANAGEMENT INC. | | BAM | | 112585104 | | 12-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| BROOKFIELD ASSET MANAGEMENT INC. | | BAM | | 112585104 | | 12-Jun-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| BROOKFIELD ASSET MANAGEMENT INC. | | BAM | | 112585104 | | 12-Jun-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| REGENERON PHARMACEUTICALS, INC. | | REGN | | 75886F107 | | 12-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 26-Jun-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
SKBA Capital Management, LLC/Baywood ValuePlus Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issurer/
Shareholder | | Did Fund
Cast Vote on
Matter
(Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/Against
Management |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Amend Stock Option Plan | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Amend Employee Stock Purchase Plan | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| NETAPP, INC | | NTAP | | 64110D104 | | 12-Sep-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 29-Oct-19 | | Approve Merger Agreement | | Management | | Y | | For | | For |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 29-Oct-19 | | Approve Motion to Adjourn Meeting | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CARDINAL HEALTH, INC. | | CAH | | 14149Y108 | | 6-Nov-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TAPESTRY, INC. | | TPR | | 876030107 | | 7-Nov-19 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Stock Issuance | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| MEDTRONIC PLC | | MDT | | G5960L103 | | 6-Dec-19 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CISCO SYSTEMS, INC. | | CSCO | | 17275R102 | | 10-Dec-19 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| OCCIDENTAL PETROLEUM CORPORATION | | OXY | | 674599105 | | 31-Dec-19 | | Miscellaneous Corporate Governance | | Management | | Y | | Against | | Against |
| SEASPAN CORPORATION | | SSW | | Y75638109 | | 27-Feb-20 | | Approve Merger Agreement | | Management | | Y | | For | | For |
| SEASPAN CORPORATION | | SSW | | Y75638109 | | 27-Feb-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| SEASPAN CORPORATION | | SSW | | Y75638109 | | 27-Feb-20 | | Approve Motion to Adjourn Meeting | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Allot Securities | | Management | | Y | | For | | For |
| JOHNSON CONTROLS INTERNATIONAL PLC | | JCI | | G51502105 | | 4-Mar-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Receive Consolidated Financial Statements | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Director Removal Without Cause | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Compensation Plans | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Dividends | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Dividends | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Approve Motion to Adjourn Meeting | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Receive Consolidated Financial Statements | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Director Removal Without Cause | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Compensation Plans | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Dividends | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Dividends | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| TE CONNECTIVITY LTD | | TEL | | H84989104 | | 11-Mar-20 | | Approve Motion to Adjourn Meeting | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Receive Consolidated Financial Statements | | Management | | Y | | For | | For |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | SLB | | 806857108 | | 1-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| DOW INC. | | DOW | | 260557103 | | 9-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | Amend Stock Compensation Plan | | Management | | Y | | For | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| CITIGROUP INC. | | C | | 172967424 | | 21-Apr-20 | | S/H Proposal—Political/Government | | Shareholder | | Y | | Against | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | Election of Directors | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| KONTOOR BRANDS, INC. | | KTB | | 50050N103 | | 21-Apr-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 21-Apr-20 | | Election of Directors | | Management | | Y | | For | | For |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 21-Apr-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 21-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 21-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| U.S. BANCORP | | USB | | 902973304 | | 21-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Approve Option Grants | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| EATON CORPORATION PLC | | ETN | | G29183103 | | 22-Apr-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| BOK FINANCIAL CORPORATION | | BOKF | | 05561Q201 | | 28-Apr-20 | | Election of Directors | | Management | | Y | | For | | For |
| BOK FINANCIAL CORPORATION | | BOKF | | 05561Q201 | | 28-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| BOK FINANCIAL CORPORATION | | BOKF | | 05561Q201 | | 28-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CORTEVA INC. | | CTVA | | 22052L104 | | 28-Apr-20 | | Adopt Employee Stock Purchase Plan | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| AMERIPRISE FINANCIAL, INC. | | AMP | | 03076C106 | | 29-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Dividends | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Eliminate Pre-Emptive Rights | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| ASTRAZENECA PLC | | AZN | | 046353108 | | 29-Apr-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| KIMBERLY-CLARK CORPORATION | | KMB | | 494368103 | | 29-Apr-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 30-Apr-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | N/A |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VALERO ENERGY CORPORATION | | VLO | | 91913Y100 | | 30-Apr-20 | | Adopt Omnibus Stock Option Plan | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VICI PROPERTIES INC. | | VICI | | 925652109 | | 30-Apr-20 | | Eliminate Supermajority Requirements | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| DOMINION ENERGY, INC. | | D | | 25746U109 | | 6-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| GILEAD SCIENCES, INC. | | GILD | | 375558103 | | 6-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| NUTRIEN LTD. (THE "CORPORATION") | | NTR | | 67077M108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| NUTRIEN LTD. (THE "CORPORATION") | | NTR | | 67077M108 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| NUTRIEN LTD. (THE "CORPORATION") | | NTR | | 67077M108 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| PEPSICO, INC. | | PEP | | 713448108 | | 6-May-20 | | S/H Proposal—Health Issues | | Shareholder | | Y | | Against | | For |
| PHILLIPS 66 | | PSX | | 718546104 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PHILLIPS 66 | | PSX | | 718546104 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PHILLIPS 66 | | PSX | | 718546104 | | 6-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| PHILLIPS 66 | | PSX | | 718546104 | | 6-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| PHILLIPS 66 | | PSX | | 718546104 | | 6-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| PHILLIPS 66 | | PSX | | 718546104 | | 6-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | For | | Against |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Political/Government | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| VERIZON COMMUNICATIONS INC. | | VZ | | 92343V104 | | 7-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | Election of Directors | | Management | | Y | | For | | For |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | Eliminate Supermajority Requirements | | Management | | Y | | For | | For |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | S/H Proposal - Political/Government | | Shareholder | | Y | | Against | | For |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | S/H Proposal - Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| ABBVIE INC. | | ABBV | | 00287Y109 | | 8-May-20 | | S/H Proposal - Corporate Governance | | Shareholder | | Y | | Against | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CONOCOPHILLIPS | | COP | | 20825C104 | | 12-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CUMMINS INC. | | CMI | | 231021106 | | 12-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Approve Charter Amendment | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 13-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| MONDELEZ INTERNATIONAL, INC. | | MDLZ | | 609207105 | | 13-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | Amend Employee Stock Purchase Plan | | Management | | Y | | For | | For |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| CVS HEALTH CORPORATION | | CVS | | 126650100 | | 14-May-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Approve Minutes of Previously Held Meeting | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Adopt Accounts for Past Year | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Dividends | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Amend Articles/Charter to Reflect Changes in Capital | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| | | | | | | | | | | | | | | | |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | S/H Proposal—Adopt Conservation Policy | | Shareholder | | Y | | Against | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Receive Directors' Report | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Election of Directors (Full Slate) | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Approve Remuneration of Directors and Auditors | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Miscellaneous Corporate Actions | | Management | | Y | | For | | For |
| EQUINOR ASA | | EQNR | | 29446M102 | | 14-May-20 | | Authorize Directors to Repurchase Shares | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | Amend Employee Stock Purchase Plan | | Management | | Y | | For | | For |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| INTEL CORPORATION | | INTC | | 458140100 | | 14-May-20 | | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| | | | | | | | | | | | | | | | |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| UNION PACIFIC CORPORATION | | UNP | | 907818108 | | 14-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| WEYERHAEUSER COMPANY | | WY | | 962166104 | | 15-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| AMGEN INC. | | AMGN | | 031162100 | | 19-May-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| MOLSON COORS BEVERAGE CO. | | TAP | | 60871R209 | | 20-May-20 | | Election of Directors | | Management | | Y | | For | | For |
| MOLSON COORS BEVERAGE CO. | | TAP | | 60871R209 | | 20-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| LEAR CORPORATION | | LEA | | 521865204 | | 21-May-20 | | S/H Proposal—Human Rights Related | | Shareholder | | Y | | Against | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| MORGAN STANLEY | | MS | | 617446448 | | 21-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | �� | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| VEREIT, INC. | | VER | | 92339V100 | | 21-May-20 | | 14A Executive Compensation Vote Frequency | | Management | | Y | | 1 Year | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Political/Government | | Shareholder | | Y | | Against | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Human Rights Related | | Shareholder | | Y | | Against | | For |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | For | | Against |
| CHEVRON CORPORATION | | CVX | | 166764100 | | 27-May-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Election of Directors | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Amend Stock Option Plan | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | Amend Restricted Stock Award Plan | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | S/H Proposal—Political/Government | | Shareholder | | Y | | Against | | For |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | S/H Proposal—Establish Independent Chairman | | Shareholder | | Y | | For | | Against |
| COMCAST CORPORATION | | CMCSA | | 20030N101 | | 3-Jun-20 | | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | S/H Proposal—Environmental | | Shareholder | | Y | | Against | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | S/H Proposal—Corporate Governance | | Shareholder | | Y | | Against | | For |
| WALMART INC. | | WMT | | 931142103 | | 3-Jun-20 | | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | | Shareholder | | Y | | Against | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| | | | | | | | | | | | | | | | |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| TARGET CORPORATION | | TGT | | 87612E106 | | 10-Jun-20 | | Approve Stock Compensation Plan | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Election of Directors (Majority Voting) | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | Ratify Appointment of Independent Auditors | | Management | | Y | | For | | For |
| METLIFE, INC. | | MET | | 59156R108 | | 16-Jun-20 | | 14A Executive Compensation | | Management | | Y | | For | | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | PHG | | 500472303 | | 26-Jun-20 | | Miscellaneous Corporate Governance | | Management | | Y | | For | | For |
Caravan Capital Management,
LLC/Caravan Frontier Markets Opportunities Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
| | | | | | | | | | | | | | | | |
Issuer Name | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Proposal/Description of the Matter Voted | | Proposed by
Issuer/
Shareholder | | Did Fund
Cast Vote on Matter (Y/N) | | How Vote
was Cast
(For/Against
Proposal or
Abstain) | | Fund Vote
For/ Against
Management |
| Obour Land For Food Industries | | OLFI | | M7S172107 | | 7/29/2019 | | Amend Articles 3, 4, and 21 of Bylaws | | Management | | N | | N/A | | N/A |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 9/4/2019 | | Elect Florian Munteanu as Member of the Board of Nominees | | Management | | Y | | Abstain | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 9/4/2019 | | Elect Vivian Nicoli as Member of the Board of Nominees | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 9/4/2019 | | Reelect Mark Henry Gitenstein as Member of the Board of Nominees | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 9/4/2019 | | Ratify Deloitte Audit SRL as Auditor | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 9/4/2019 | | Approve Meeting's Record Date and Ex-Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 9/4/2019 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| Lucky Cement Ltd. | | LUCK | | Y53498104 | | 9/27/2019 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Lucky Cement Ltd. | | LUCK | | Y53498104 | | 9/27/2019 | | Approve Final Cash Dividend | | Management | | Y | | For | | No |
| Lucky Cement Ltd. | | LUCK | | Y53498104 | | 9/27/2019 | | Approve A.F. Ferguson and Co. as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Y | | Against | | Yes |
| Lucky Cement Ltd. | | LUCK | | Y53498104 | | 9/27/2019 | | Approve Related Party Transactions for Year Ended June 30, 2019 | | Management | | Y | | Against | | Yes |
| Lucky Cement Ltd. | | LUCK | | Y53498104 | | 9/27/2019 | | Approve Related Party Transactions for Year Ended June 30, 2020 | | Management | | Y | | Against | | Yes |
| Lucky Cement Ltd. | | LUCK | | Y53498104 | | 9/27/2019 | | Other Business | | Management | | Y | | Against | | Yes |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Approve Final Dividend of KES 1.25 Per Share | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Approve Special Dividend of KES 0.62 Per Share | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Bitange Ndemo as Director | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Rose Ogega as Director | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Bitange Ndemo as Member of Audit Committee | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Esther Koimett as Member of Audit Committee | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Mohamed Joosub as Member of Audit Committee | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Till Streichert as Member of Audit Committee | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Reelect Rose Ogega as Member of Audit Committee | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Approve Remuneration of Directors and Approve Director's Remuneration Report | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Ratify Pricewaterhousecoopers as Auditors and Fix Their Remuneration | | Management | | Y | | For | | No |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Other Business | | Management | | Y | | Against | | Yes |
| Safaricom Plc | | SCOM | | V74587102 | | 8/30/2019 | | Amend Article 89 (a) of Bylaws Re: Board Size | | Management | | Y | | For | | No |
| Almacenes Exito SA | | EXITO | | P3782F107 | | 9/12/2019 | | Verify Quorum | | Management | | Y | | Abstain | | No |
| Almacenes Exito SA | | EXITO | | P3782F107 | | 9/12/2019 | | Approve Meeting Agenda | | Management | | Y | | For | | No |
| Almacenes Exito SA | | EXITO | | P3782F107 | | 9/12/2019 | | Elect Meeting Approval Committee | | Management | | Y | | For | | No |
| Almacenes Exito SA | | EXITO | | P3782F107 | | 9/12/2019 | | Authorize Board to Deliberate about Related-Party Transaction Re: Sale of Shares of Segisor SAS to Casino Guichard-Perrachon SA | | Management | | Y | | For | | No |
| Almacenes Exito SA | | EXITO | | P3782F107 | | 9/12/2019 | | Approve Related-Party Transaction Re: Sale of Shares of Segisor SAS to Casino Guichard-Perrachon SA | | Management | | Y | | For | | No |
| Almacenes Exito SA | | EXITO | | P3782F107 | | 9/12/2019 | | Authorize Board to Ratify and Execute Approved Resolutions | | Management | | Y | | For | | No |
| Oil & Gas Development Company Ltd. | | OGDC | | Y6448X107 | | 10/24/2019 | | Approve Minutes of Previous Meeting | | Management | | Y | | For | | No |
| Oil & Gas Development Company Ltd. | | OGDC | | Y6448X107 | | 10/24/2019 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Oil & Gas Development Company Ltd. | | OGDC | | Y6448X107 | | 10/24/2019 | | Approve Final Cash Dividend | | Management | | Y | | For | | No |
| Oil & Gas Development Company Ltd. | | OGDC | | Y6448X107 | | 10/24/2019 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | Management | | Y | | Against | | Yes |
| Oil & Gas Development Company Ltd. | | OGDC | | Y6448X107 | | 10/24/2019 | | Other Business | | Management | | Y | | Against | | Yes |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Consider the Annual Report | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Receive the Auditors' Report | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Reelect Gilbert Gnany as Director | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Reelect Jean Michel Ng Tseung as Director | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Reelect Sunil Banymandhub as Director | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Reelect Jean-Louis Mattei as Director | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Elect Constantine Chikosi as Director | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Approve Remuneration of Directors | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Approve PricewaterhouseCoopers (PwC) as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Y | | For | | No |
| MCB Group Limited | | MCBG | | V58013109 | | 11/15/2019 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | Y | | Against | | Yes |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Approve Provisionary Budget for Fiscal Year 2020 | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Approve Meeting's Record Date and Ex-Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Authorize Share Repurchase Program | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Approve Meeting's Record Date and Ex-Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Amend Article 19 of Bylaws | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Approve Meeting's Record Date and Ex-Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 11/15/2019 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 11/21/2019 | | Approve Sale of MCB Financial Services to ISE Tower REIT Management Company Limited and InfoTech (Private) Limited | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 12/2/2019 | | Ratify Auditors and Fix Their Remuneration for FY 2019 | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Call to Order | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Certificate of Notice and Quorum | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve the Minutes of the October 26, 2018 Annual Stockholders' Meeting | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Management Report | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Audited Financial Statements as of March 31, 2019 | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Amendment of Articles of Incorporation in Relation to Change of Address (Article III) | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Amendment of By-Laws in Relation to Change of Address (Article II) | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Amendment of By-Laws in Relation to Date of Annual Stockholders' Meeting (Article VI, Section 6) | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Amendment of By-Laws in Relation to Fiscal Year (Article VII) | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Approve Delegation to the Board of Directors of the Power to Amend the By-Laws | | Management | | Y | | Against | | Yes |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Ratify All Legal Acts, Resolutions and Proceedings of the Board of Directors and of Management, Done in the Ordinary Course of Business from October 26, 2018 to December 6, 2019 | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Eusebio H. Tanco as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Monico V. Jacob as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Joseph Augustin L. Tanco as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Ma. Vanessa Rose L. Tanco as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Martin K. Tanco as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Rainerio M. Borja as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Paolo Martin O. Bautista as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Jesli A. Lapus as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Robert G. Vergara as Director | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Ma. Leonora Vasquez-De Jesus as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Elect Raymund N. Alimurung as Director | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Appoint External Auditor | | Management | | Y | | For | | No |
| STI Education Systems Holdings, Inc. | | STI | | Y8171Y104 | | 12/6/2019 | | Adjournment | | Management | | Y | | For | | No |
| Taseco Air Services JSC | | AST | | Y8524C106 | | 12/6/2019 | | Amend Article of Association in relation to Board of Directors | | Management | | Y | | For | | No |
| Taseco Air Services JSC | | AST | | Y8524C106 | | 12/6/2019 | | Elect Seon Han Bae as Independent Director | | Management | | Y | | For | | No |
| Taseco Air Services JSC | | AST | | Y8524C106 | | 12/6/2019 | | Elect Le Duc Long as Independent Director | | Management | | Y | | For | | No |
| CP Pokphand Co. Ltd. | | 43 | | G71507134 | | 12/18/2019 | | Approve 2019 Master HOEL Supply Agreement and Related Annual Caps | | Management | | Y | | For | | No |
| CP Pokphand Co. Ltd. | | 43 | | G71507134 | | 12/18/2019 | | Approve 2019 Master HOEL Purchase Agreement and Related Annual Caps | | Management | | Y | | For | | No |
| CP Pokphand Co. Ltd. | | 43 | | G71507134 | | 12/18/2019 | | Elect Narong Chearavanont as Director | | Management | | Y | | For | | No |
| Beximco Pharmaceuticals Ltd. | | BXPHARMA | | 088579206 | | 12/21/2019 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Beximco Pharmaceuticals Ltd. | | BXPHARMA | | 088579206 | | 12/21/2019 | | Approve Cash Dividend | | Management | | Y | | For | | No |
| Beximco Pharmaceuticals Ltd. | | BXPHARMA | | 088579206 | | 12/21/2019 | | Elect Directors (bundled) | | Management | | Y | | For | | No |
| Beximco Pharmaceuticals Ltd. | | BXPHARMA | | 088579206 | | 12/21/2019 | | Reappoint Nazmul Hassan as Managing Director | | Management | | Y | | For | | No |
| Beximco Pharmaceuticals Ltd. | | BXPHARMA | | 088579206 | | 12/21/2019 | | Approve M.J. Abedin and Co. as Auditors and Authorize Board to Fix their Remuneration | | Management | | Y | | For | | No |
| Beximco Pharmaceuticals Ltd. | | BXPHARMA | | 088579206 | | 12/21/2019 | | Appoint Corporate Governance Compliance Auditors for FY 2019-2020 and Authorize Board to Fix Their remuneration | | Management | | Y | | For | | No |
| Golden Harvest Agro Industries Limited | | GHAIL | | Y2728X107 | | 12/28/2019 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Golden Harvest Agro Industries Limited | | GHAIL | | Y2728X107 | | 12/28/2019 | | Approve Dividend | | Management | | Y | | For | | No |
| Golden Harvest Agro Industries Limited | | GHAIL | | Y2728X107 | | 12/28/2019 | | Elect Directors | | Management | | Y | | Against | | Yes |
| Golden Harvest Agro Industries Limited | | GHAIL | | Y2728X107 | | 12/28/2019 | | Approve Auditors and Authorize Board to Fix their Remuneration | | Management | | Y | | For | | No |
| Golden Harvest Agro Industries Limited | | GHAIL | | Y2728X107 | | 12/28/2019 | | Appoint Corporate Governance Compliance Professionals for Fiscal Year 2020 and Authorize Board to Fix Their remuneration | | Management | | Y | | For | | No |
| Golden Harvest Agro Industries Limited | | GHAIL | | Y2728X107 | | 12/28/2019 | | Other Business | | Management | | Y | | Against | | Yes |
| Kcell JSC | | KCEL | | 48668G205 | | 1/15/2020 | | Elect Members of Vote Counting Commission; Approve Their Size and Term of Office | | Management | | Y | | For | | No |
| Kcell JSC | | KCEL | | 48668G205 | | 1/15/2020 | | Approve New Edition of Company's Corporate Governance Code | | Management | | Y | | For | | No |
| Kcell JSC | | KCEL | | 48668G205 | | 1/15/2020 | | Approve Dividend Policy | | Management | | Y | | For | | No |
| Kcell JSC | | KCEL | | 48668G205 | | 1/15/2020 | | Elect Jere Calmes as Independent Director and Approve His Remuneration | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Receive Report of Board | | Management | | Y | | Against | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve Allocation of Income and Dividends of ISK 0.4138 Per Share | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve ISK 24.6 Million Reduction of Share Capital; Amend Articles Accordingly | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Amend Articles Re: Remove Deputy Member of Board | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve Monthly Remuneration of Directors in the Amount of ISK 595,000 for Chairman and ISK 275,000 for Other Directors; Approve Remuneration for Committee Work | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | Y | | Against | | Yes |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve Stock Option Plan for Key Employees | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve Equity Plan Financing; Approve Creation of ISK 18.4 Million Pool of Capital to Guarantee Conversion Rights | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Elect Directors | | Management | | Y | | Against | | Yes |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Ratify KPMG as Auditors | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Elect Two Members of Nominating Committee | | Management | | Y | | Against | | Yes |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Proposals from Shareholders | | Management | | Y | | Against | | Yes |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Approve Dividend Policy | | Management | | Y | | For | | No |
| Origo hf | | ORIGO | | X5908L109 | | 3/6/2020 | | Other Business (Voting) | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Special Report on Violations and Penalties for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Discontinuing the Statutory Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Dividends of KWD 0.035 per Share | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Bonus Shares Issue Representing 5 Percent of the Share Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Issuance of Bonds/Debentures/Sukuk and Authorize Board to Set Terms of Issuance | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Related Party Transactions for FY 2020 | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Directors' Loans for FY 2020 | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Discharge of Directors and Absence of their Remuneration for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Capitalization of Reserves for Bonus Issue Representing 5% of Share Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Amend Article 5 of Bylaws to Reflect Changes in Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Amend Article 25 of Bylaws Re: Board Composition, Election and Term | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Amend Article 38 of Bylaws Re: General Assembly Voting | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Special Report on Violations and Penalties for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Discontinuing the Statutory Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Dividends of KWD 0.035 per Share | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Bonus Shares Issue Representing 5 Percent of the Share Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Issuance of Bonds/Debentures/Sukuk and Authorize Board to Set Terms of Issuance | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Related Party Transactions for FY 2020 | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Directors' Loans for FY 2020 | | Management | | Y | | Against | | Yes |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Approve Discharge of Directors and Absence of their Remuneration for FY 2019 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Authorize Capitalization of Reserves for Bonus Issue Representing 5% of Share Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Amend Article 5 of Bylaws to Reflect Changes in Capital | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Amend Article 25 of Bylaws Re: Board Composition, Election and Term | | Management | | Y | | For | | No |
| National Bank of Kuwait SAK | | NBK | | M7103V108 | | 3/7/2020 | | Amend Article 38 of Bylaws Re: General Assembly Voting | | Management | | Y | | For | | No |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Authorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | N | | N/A | | N/A |
| | | | | | | | | | | | | | | | |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Allocation of Income for FY 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Authorize Capitalization of Reserves for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Amin Al Arab as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Hussein Abaza as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Bijan Khosrowshahi as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Amani Abou Zeid as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Magda Habib as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Paresh Sukthankar as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Rajeev Kakar as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Elect Sherif Samy as Director | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Remuneration of Directors for FY 2020 | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Remuneration of Audit Committee for FY 2020 | | Management | | N | | N/A | | N/A |
| Commercial International Bank (Egypt) SAE | | COMI | | M25561107 | | 3/15/2020 | | Approve Charitable Donations for FY 2019 and 2020 | | Management | | N | | N/A | | N/A |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Approve Dividend of NGN 2.50 Per Share | | Management | | Y | | For | | No |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Ratify Appointment of Al-Mujtaba Abubakar as Independent Director and Henry Oro as Executive Director | | Management | | Y | | For | | No |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Reelect Oyewusi Ibidapo-Obe as Director | | Management | | Y | | For | | No |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Reelect Umar Shuaib as Director | | Management | | Y | | Against | | Yes |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Reelect Temitope Fasoranti as Director | | Management | | Y | | Against | | Yes |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Authorize Board to Fix Remuneration of Auditors | | Management | | Y | | For | | No |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Elect Members of Audit Committee | | Management | | Y | | Against | | Yes |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Approve Remuneration of Directors | | Management | | Y | | For | | No |
| Zenith Bank Plc | | ZENITHBANK | | V9T871109 | | 3/16/2020 | | Elect Jeffrey Efeyini as Non-Executive Director and Oyewusi Ibidapo-Obe as Independent Non-Executive Director | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Consider Consolidated and Individual Financial Statements and Statutory Reports | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Consider Discharge of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Approve Distribution of 1.58 Million Treasury Shares to Shareholders | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Consider Allocation of Income and Remuneration of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Approve Auditors and Fix Their Remuneration | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Designate Four Shareholders as Scrutineers | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Elect Four Directors and their Alternates for a Three-Year Term | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Elect Alternate Director to Replace Sebastian Porcel for a One-Year Term | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Elect Three Members and their Alternates of Internal Statutory Auditors Committee (Comision Fiscalizadora) for a One-Year Term | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Consider Consolidated and Individual Financial Statements and Statutory Reports | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Consider Discharge of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Approve Distribution of 1.58 Million Treasury Shares to Shareholders | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Consider Allocation of Income and Remuneration of Directors and Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Approve Auditors and Fix Their Remuneration | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Designate Four Shareholders as Scrutineers | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Elect Four Directors and their Alternates for a Three-Year Term | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Elect Alternate Director to Replace Sebastian Porcel for a One-Year Term | | Management | | N | | N/A | | N/A |
| Bolsas y Mercados Argentinos SA | | BYMA | | P17552103 | | 3/19/2020 | | Elect Three Members and their Alternates of Internal Statutory Auditors Committee (Comision Fiscalizadora) for a One-Year Term | | Management | | N | | N/A | | N/A |
| | | | | | | | | | | | | | | | |
| LS Cable & System Asia Ltd. | | 229640 | | Y5S4B9102 | | 3/19/2020 | | Approve Financial Statements and Allocation of Income | | Management | | Y | | For | | No |
| LS Cable & System Asia Ltd. | | 229640 | | Y5S4B9102 | | 3/19/2020 | | Amend Articles of Incorporation | | Management | | Y | | For | | No |
| LS Cable & System Asia Ltd. | | 229640 | | Y5S4B9102 | | 3/19/2020 | | Elect Kim Yang-woo as Non-Independent Non-Executive Director | | Management | | Y | | For | | No |
| LS Cable & System Asia Ltd. | | 229640 | | Y5S4B9102 | | 3/19/2020 | | Elect Lee Sang-ho as Non-Independent Non-Executive Director | | Management | | Y | | For | | No |
| LS Cable & System Asia Ltd. | | 229640 | | Y5S4B9102 | | 3/19/2020 | | Elect Kim Yang-woo as a Member of Audit Committee | | Management | | Y | | For | | No |
| LS Cable & System Asia Ltd. | | 229640 | | Y5S4B9102 | | 3/19/2020 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Management | | Y | | Against | | Yes |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Approve Minutes of Previous Meeting | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Approve KPMG Taseer Hadi and Company as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Approve Final Cash Dividend | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Approve Remuneration Policy | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Approve Remuneration of Directors for Attending Board and Sub Committees Meetings | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Amend Articles of Association | | Management | | Y | | For | | No |
| MCB Bank Ltd. | | MCB | | Y61898105 | | 3/19/2020 | | Other Business | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Corporate Governance Report and Audit Committee Report for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | Against | | Yes |
| M7034R101 | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Discontinuing the Statutory Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Special Report on Penalties for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Annual Minimum of KWD 0.033 Dividend Distribution Policy for Three Years Starting FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Dividends of KWD 0.033 per Share | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Remuneration of Directors of KWD 510,000 for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Related Party Transactions for FY 2019 | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | Against | | Yes |
| | | | | | | | | | | | | | | | |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Elect Directors (Bundled) | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Amend Articles of Memorandum of Association | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Amend Articles of Bylaws | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Corporate Governance Report and Audit Committee Report for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Discontinuing the Statutory Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Special Report on Penalties for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Annual Minimum of KWD 0.033 Dividend Distribution Policy for Three Years Starting FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Dividends of KWD 0.033 per Share | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Remuneration of Directors of KWD 510,000 for FY 2019 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Related Party Transactions for FY 2019 | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Elect Directors (Bundled) | | Management | | Y | | Against | | Yes |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Amend Articles of Memorandum of Association | | Management | | Y | | For | | No |
| Mobile Telecommunications Co. KSC | | ZAIN | | M7034R101 | | 3/19/2020 | | Amend Articles of Bylaws | | Management | | Y | | For | | No |
| Youngone Corp. | | 111770 | | Y9849C102 | | 3/20/2020 | | Elect Two Inside Directors and One Outside Director (Bundled) | | Management | | Y | | For | | No |
| Youngone Corp. | | 111770 | | Y9849C102 | | 3/20/2020 | | Elect Moon Jong-park as a Member of Audit Committee | | Management | | Y | | For | | No |
| Youngone Corp. | | 111770 | | Y9849C102 | | 3/20/2020 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Management | | Y | | Against | | Yes |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Special Report on Violations and Penalties | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Corporate Governance Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Internal Audit Committee Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discontinuing the Optional Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Dividends of KWD 0.200 per Share | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Bonus Shares Issue Representing 10 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration Report for FY 2019 | | Management | | Y | | Against | | Yes |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration of Directors of KWD 200,000 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Capitalization of Reserves for Bonus Issue Representing 10% of Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Special Report on Violations and Penalties | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Corporate Governance Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Internal Audit Committee Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discontinuing the Optional Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Dividends of KWD 0.200 per Share | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Bonus Shares Issue Representing 10 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration Report for FY 2019 | | Management | | Y | | Against | | Yes |
| | | | | | | | | | | | | | | | |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration of Directors of KWD 200,000 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Capitalization of Reserves for Bonus Issue Representing 10% of Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Special Report on Violations and Penalties | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Corporate Governance Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Internal Audit Committee Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discontinuing the Optional Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Dividends of KWD 0.200 per Share | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Bonus Shares Issue Representing 10 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration Report for FY 2019 | | Management | | Y | | Against | | Yes |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration of Directors of KWD 200,000 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Capitalization of Reserves for Bonus Issue Representing 10% of Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Special Report on Violations and Penalties | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Corporate Governance Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Internal Audit Committee Report for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discontinuing the Optional Reserve Transfer for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Dividends of KWD 0.200 per Share | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Bonus Shares Issue Representing 10 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration Report for FY 2019 | | Management | | Y | | Against | | Yes |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Remuneration of Directors of KWD 200,000 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Authorize Capitalization of Reserves for Bonus Issue Representing 10% of Share Capital | | Management | | Y | | For | | No |
| Human Soft Holding Co. KSCC | | HUMANSOFT | | M5299Z107 | | 3/23/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| MHP SE | | MHPC | | 55302T204 | | 3/24/2020 | | Elect Philip Wilkinson as Director | | Management | | Y | | Against | | Yes |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Corporate Governance Report and Related Auditors' Report for FY 2019 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Accept Financial Statements and Statutory Reports for FY 2019 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Allocation of Income for FY 2019 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Sitting Fees and Travel Allowances of Directors | | Management | | N | | N/A | | N/A |
| | | | | | | | | | | | | | | | |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Changes in the Composition of the Board | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Charitable Donations for More Than EGP 1000 | | Management | | N | | N/A | | N/A |
| Egyptian International Pharmaceutical Industries Co. | | PHAR | | M3391Y102 | | 3/28/2020 | | Approve Related Party Transactions for FY 2020 | | Management | | N | | N/A | | N/A |
| Guaranty Trust Bank Plc | | GUARANTY | | V41619103 | | 3/30/2020 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Guaranty Trust Bank Plc | | GUARANTY | | V41619103 | | 3/30/2020 | | Approve Dividend of NGN 2.50 Per Share | | Management | | Y | | For | | No |
| Guaranty Trust Bank Plc | | GUARANTY | | V41619103 | | 3/30/2020 | | Authorize Board to Fix Remuneration of Auditors | | Management | | Y | | For | | No |
| Guaranty Trust Bank Plc | | GUARANTY | | V41619103 | | 3/30/2020 | | Elect Member of Audit Committee | | Management | | Y | | Against | | Yes |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Board Report on Company Operations for FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Accept Standalone and Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Corporate Governance Report for FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Allocation of Income for FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Minutes of Previous Meeting Held During FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Discharge of Chairman and Directors for FY 2019 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Sitting Fees and Travel Allowances of Directors for FY 2020 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | N | | N/A | | N/A |
| Elsewedy Electric Co. | | SWDY | | M398AL106 | | 3/31/2020 | | Approve Charitable Donations for FY 2019 and FY 2020 | | Management | | N | | N/A | | N/A |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Receive Consolidated Annual Report | | Management | | Y | | Abstain | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Receive Auditor's Report | | Management | | Y | | Abstain | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Receive Supervisory Board Report | | Management | | Y | | Abstain | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Approve Financial Statements | | Management | | Y | | For | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Approve Allocation of Income and Dividends of EUR 0.028 per Share | | Management | | Y | | For | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Ratify KPMG Baltics UAB as Auditor and Approve Terms of Auditor's Remuneration | | Management | | Y | | For | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Approve Remuneration Policy | | Management | | Y | | Against | | Yes |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Authorize Share Repurchase Program | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Arvydas Salda as Member of Supervisory Board | | Management | | Y | | Against | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Gintaras Kateiva as Member of Supervisory Board | | Management | | Y | | Against | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Darius Sulnis as Member of Supervisory Board | | Management | | Y | | Against | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Ramune Vilija Zabuliene as Member of Supervisory Board | | Management | | Y | | For | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Martynas Cesnavicius as Member of Supervisory Board | | Management | | Y | | Against | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Miha Kosak as Member of Supervisory Board | | Management | | Y | | Against | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Elect Adriano Arietti as Member of Supervisory Board | | Management | | Y | | For | | No |
| Siauliu Bankas AB | | SAB1L | | X0639R103 | | 3/31/2020 | | Amend Articles of Association | | Management | | Y | | For | | No |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Approve Audited Financial Statements of Financial Year 2019, Report of Board of Directors of Financial Year 2019 and Plan and Strategy for the Upcoming Period, and Report of Supervisory Board of Financial Year 2019 | | Management | | Y | | For | | No |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Approve Financial Year 2019 Income Allocation and Expected Dividend of Financial Year 2020 | | Management | | Y | | For | | No |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Approve Employee Stock Ownership Plan for Period from 2020 to 2022 | | Management | | Y | | Against | | Yes |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Approve Share Issuance Plan for Top Executives for Period from 2020 to 2025 | | Management | | Y | | For | | No |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Approve Remuneration of Board of Directors and Supervisory Board in Financial Year 2020 | | Management | | Y | | For | | No |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Ratify Auditors | | Management | | Y | | For | | No |
| FPT Corp. | | FPT | | Y26333107 | | 4/8/2020 | | Other Business | | Management | | Y | | Against | | Yes |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Corporate Governance, Remuneration, and Audit Committee Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Special Report on Penalties and Violations for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | Against | | Yes |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of Treasury Reserve Balance to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Dividends of KWD 0.014 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Bonus Shares Issue Representing 6 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve the Time Table of Allocation of Income for FY 2019 and Authorize Board to Distribute Bonus Share and Dispose of Fraction Shares | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Remuneration of Directors of KWD 550,500 for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Capitalization of Reserves for Bonus Issue of KWD 0.100 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Corporate Governance, Remuneration, and Audit Committee Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Special Report on Penalties and Violations for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | Against | | Yes |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of Treasury Reserve Balance to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Dividends of KWD 0.014 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Bonus Shares Issue Representing 6 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve the Time Table of Allocation of Income for FY 2019 and Authorize Board to Distribute Bonus Share and Dispose of Fraction Shares | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Remuneration of Directors of KWD 550,500 for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Capitalization of Reserves for Bonus Issue of KWD 0.100 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Corporate Governance, Remuneration, and Audit Committee Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Special Report on Penalties and Violations for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | Against | | Yes |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of Treasury Reserve Balance to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Dividends of KWD 0.014 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Bonus Shares Issue Representing 6 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve the Time Table of Allocation of Income for FY 2019 and Authorize Board to Distribute Bonus Share and Dispose of Fraction Shares | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Remuneration of Directors of KWD 550,500 for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Capitalization of Reserves for Bonus Issue of KWD 0.100 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
17
| | | | | | | | | | | | | | | | |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Board Report on Company Operations and Financial Position for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Auditors' Report on Company Financial Statements for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Corporate Governance, Remuneration, and Audit Committee Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Special Report on Penalties and Violations for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Related Party Transactions for FY 2019 and FY 2020 | | Management | | Y | | Against | | Yes |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Statutory Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of 10 Percent of Net Income to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Transfer of Treasury Reserve Balance to Optional Reserve for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Dividends of KWD 0.014 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Bonus Shares Issue Representing 6 Percent of the Share Capital for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve the Time Table of Allocation of Income for FY 2019 and Authorize Board to Distribute Bonus Share and Dispose of Fraction Shares | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Remuneration of Directors of KWD 550,500 for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Share Repurchase Program of Up to 10 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Approve Discharge of Directors for FY 2019 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Ratify Auditors and Fix Their Remuneration for FY 2020 | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Authorize Capitalization of Reserves for Bonus Issue of KWD 0.100 per Share | | Management | | Y | | For | | No |
| Mabanee Co. SAK | | MABANEE | | M6782J113 | | 4/8/2020 | | Amend Articles to Reflect Changes in Capital | | Management | | Y | | For | | No |
| Fondo Bursatil iShares COLCAP | | ICOLCAP | | P5893Q104 | | 4/14/2020 | | Verify Quorum | | Management | | Y | | Abstain | | No |
| Fondo Bursatil iShares COLCAP | | ICOLCAP | | P5893Q104 | | 4/14/2020 | | Elect Chairman and Secretary of Meeting | | Management | | Y | | For | | No |
| Fondo Bursatil iShares COLCAP | | ICOLCAP | | P5893Q104 | | 4/14/2020 | | Approve Meeting Agenda | | Management | | Y | | For | | No |
| Fondo Bursatil iShares COLCAP | | ICOLCAP | | P5893Q104 | | 4/14/2020 | | Approve Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Fondo Bursatil iShares COLCAP | | ICOLCAP | | P5893Q104 | | 4/14/2020 | | Appoint Auditors | | Management | | Y | | For | | No |
| Fondo Bursatil iShares COLCAP | | ICOLCAP | | P5893Q104 | | 4/14/2020 | | Approve Minutes of Meeting | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Approve Consolidated Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Approve Financial Statements | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Approve Allocation of Income | | Management | | Y | | For | | No |
18
| | | | | | | | | | | | | | | | |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Approve Discharge of Directors | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Approve Remuneration of Directors for FY 2019 | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Appoint PricewaterhouseCoopers as Auditor | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Elect Plinio Musetti as Director | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Elect Daniel Gonzalez as Director | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Elect Mariano Bosch as Director | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Approve Remuneration of Directors for FY 2020 | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Share Capital | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Amend Article 5.1.1 of the Articles of Association | | Management | | Y | | For | | No |
| Adecoagro SA | | AGRO | | L00849106 | | 4/15/2020 | | Amend Article 12.2.3 of the Articles of Association | | Management | | Y | | For | | No |
| Grameenphone Ltd. | | GP | | Y2844C102 | | 4/21/2020 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Grameenphone Ltd. | | GP | | Y2844C102 | | 4/21/2020 | | Approve Dividend | | Management | | Y | | For | | No |
| Grameenphone Ltd. | | GP | | Y2844C102 | | 4/21/2020 | | Reelect M. Shahjahan as Director | | Management | | Y | | For | | No |
| Grameenphone Ltd. | | GP | | Y2844C102 | | 4/21/2020 | | Reelect Oivind Burdal as Director | | Management | | Y | | For | | No |
| Grameenphone Ltd. | | GP | | Y2844C102 | | 4/21/2020 | | Reelect Lars Erik Tellmann as Director | | Management | | Y | | For | | No |
| Grameenphone Ltd. | | GP | | Y2844C102 | | 4/21/2020 | | Approve A. Qasem and Co as Auditors Auditors and Authorize Board to Fix their Remuneration | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Elect Mariana Dinu to General Meeting Secretariat | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Financial Statements and Consolidated Financial Statements for Fiscal Year 2019 | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Discharge of Directors | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Allocation of Income and Dividends of RON 1.64 per Share (Management Proposal) | | Management | | Y | | Against | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Allocation of Income and Absence of Dividends (Shareholder Proposal Submitted by Societe Generale) | | Share Holder | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Provisionary Budget and Business Plan for Fiscal Year 2020 | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Remuneration of Non-Executive Directors for 2020 and General Limits for Additional Remuneration of Directors and Executives | | Management | | Y | | Against | | Yes |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Reelect Jean Pierre Georges Vigroux as Director, Empower Chairman to Sign Contract of Mandate | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Appoint Jean Pierre Georges Vigroux as Independent Director | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Elect Valerie Marcelle Paule Villafranca as Director, Empower Chairman to Sign Contract of Mandate | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Ratify Ernst & Young Assurance Services SRL as Auditor | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Meeting's Ex-Date | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Meeting's Record Date | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Elect Mariana Dinu to General Meeting Secretariat | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Amend Bylaws and Empower CEO to Sign Amended Bylaws | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Meeting's Ex-Date | | Management | | Y | | For | | No |
| BRD Groupe Societe Generale SA (Romania) | | BRD | | X0300N100 | | 4/23/2020 | | Approve Meeting's Record Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Receive Fund Manager's Presentation | | Management | | Y | | Abstain | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Financial Statements and Statutory Reports, and Discharge Sole Fund Manager | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Accounting Transfer to Cover Negative Reserves | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Allocation of Income and Dividends of RON 0.0642 per Share | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Continuation of the Mandate of Franklin Templeton International Services as Alternative Investment Fund Manager and Sole Director | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Subject to Rejection of Item 5.a, Approve Termination of Mandate of Franklin Templeton International Services Sarl as Alternative Investment Fund Manager and Sole Director and Launch Procedure for Selection of New Fund Manager and Sole Director | | Management | | Y | | Against | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Ratify Deloitte Audit SRL as Auditor | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Record Date, Ex-Date, and Payment Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Amend Bylaws | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Reduction in Capital Via Cancellation of Shares | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve New Investment Policy Statement | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Approve Meeting's Record Date and Ex-Date | | Management | | Y | | For | | No |
| S.C. Fondul Proprietatea SA | | FP | | X3072C104 | | 4/28/2020 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | N | | N/A | | N/A |
| | | | | | | | | | | | | | | | |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Consider Financial Statements and Statutory Reports Including English Version | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Approve Treatment of Net Loss of ARS 6.15 Billion | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Consider to Decrease Balance of Voluntary Reserve for Investments in Capital, Increasing Amount Coming from Reducing Discretionary Reserve for Future Cash Dividends | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Consider Discharge of Directors and Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Consider Remuneration of Directors in the Amount of ARS 164.5 Million | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Authorize Advance Remuneration to Directors | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Consider Remuneration of Internal Statutory Auditors Committee in the Amount of ARS 18.02 Million | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Authorize Advance Remuneration to Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Elect Five Principal Members of Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Fix Number of and Elect Alternate Members of Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Approve Remuneration of Auditors and Extend Remuneration Approved by AGM on April 24, 2019 for FY 2018 | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Approve Price Waterhouse & Co SRL as Auditors for FY 2020 and Fix Their Remuneration | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Consider Budget for Audit Committee in the Amount of ARS 6.95 Million | | Management | | N | | N/A | | N/A |
| Telecom Argentina SA | | TECO2 | | P9028N101 | | 4/28/2020 | | Elect Director and Alternate | | Management | | N | | N/A | | N/A |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Elect Meeting Secretariat | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Capital Increase in Maximum Amount of RON 521 Million Through Capitalization of Reserves | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Authorize Share Repurchase Program for the Purpose of Remuneration and Personnel Incentive Plans | | Management | | Y | | Against | | Yes |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Purchase of a Shareholding in OCN Microinvest SRL | | Management | | Y | | Against | | Yes |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Amend Article 14 of Bylaws Re: Leaders' Committee | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve October 15, 2020 as Meeting's Record Date and October 14, 2020 as Ex-Date | | Share Holder | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve August 7, 2020 as Meeting's Record Date and August 6, 2020 as Ex-Date | | Management | | Y | | Against | | No |
| | | | | | | | | | | | | | | | |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve October 16, 2020 as Payment Date for Distribution of Shares to Be Issued Pursuant to Item 2 | | Share Holder | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve August 10, 2020 as Payment Date for Distribution of Shares to Be Issued Pursuant to Item 2 | | Management | | Y | | Against | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Elect Meeting Secretariat | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Financial Statements and Statutory Reports for Fiscal Year 2019 | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Allocation of Income and Dividends | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Discharge of Directors | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Provisionary Budget and Investment Program for Fiscal Year 2020 | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve Remuneration of Directors and General Limits for Additional Remuneration of Directors | | Management | | Y | | Against | | Yes |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Ratify Auditor | | Management | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve October 5, 2020 as Meeting's Record Date and October 2, 2020 as Ex-Date | | Share Holder | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve June 9, 2020 as Meeting's Record Date and June 5, 2020, 2020 as Ex-Date | | Management | | Y | | Against | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve October 16, 2020 as Dividends' Distribution Date | | Share Holder | | Y | | For | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Approve June 22, 2020 as Dividends' Distribution Date | | Management | | Y | | Against | | No |
| Banca Transilvania SA | | TLV | | X0308Q105 | | 4/29/2020 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Discharge of Directors and Internal Statutory Auditors Committee | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Allocation of Non-Assigned Results in the Amount of ARS 40.59 Billion | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Cash Dividends Charged to Company's Reserve for Future Distributions in the Amount of ARS 12.79 Billion | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Remuneration of Directors | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Remuneration of Internal Statutory Auditors Committee | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Consider Remuneration of Auditors | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Elect Jorge Horacio Brito as Director for a Three-Year Term | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Elect Delfin Federico Ezequiel Carballo as Director for a Three-Year Term | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Elect Director for a Three-Year Term Nominated by FGS-ANSES | | Management | | Y | | Against | | Yes |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Elect Director to Replace Juan Martin Monge Varela for a One-Year Term | | Management | | Y | | Against | | Yes |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Elect Director to Replace Martin Estanislao Gorosito for a Two-Year Term | | Management | | Y | | Against | | Yes |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Elect Alternate Director to Replace Alejandro Guillermo Chiti for a Two-Year Term | | Management | | Y | | Against | | Yes |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Fix Number of and Elect Members and their Alternates of Internal Statutory Auditors for a One-Year Term | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Appoint Auditors | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Approve Budget of Audit Committee | | Management | | Y | | For | | No |
| Banco Macro SA | | BMA | | 05961W105 | | 4/30/2020 | | Authorize Filing of Required Documents/Other Formalities | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Consider Financial Statements and Statutory Reports | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Consider Discharge of Board | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Consider Remuneration of Directors in the Amount of ARS 37.78 Million | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Authorize Advance Remuneration of Directors | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Consider Discharge of Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Consider Remuneration of Internal Statutory Auditors Committee; Authorize Advance Remuneration of Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Approve Absorption of Net Loss of ARS 1.51 Billion | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Elect Directors and Their Alternates | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Elect Members and Their Alternates of Internal Statutory Auditors Committee | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Approve Budget of Audit Committee | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Consider Remuneration of Auditors | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | P4950A110 | | 4/30/2020 | | Appoint Price Waterhouse & Co SRL as Auditors | | Management | | N | | N/A | | N/A |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Consider Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Consider Discharge of Board | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Consider Remuneration of Directors in the Amount of ARS 37.78 Million | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Authorize Advance Remuneration of Directors | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Consider Discharge of Internal Statutory Auditors Committee | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Consider Remuneration of Internal Statutory Auditors Committee; Authorize Advance Remuneration of Internal Statutory Auditors Committee | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Approve Absorption of Net Loss of ARS 1.51 Billion | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Elect Directors and Their Alternates | | Management | | Y | | Against | | Yes |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Elect Members and Their Alternates of Internal Statutory Auditors Committee | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Approve Budget of Audit Committee | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Consider Remuneration of Auditors | | Management | | Y | | For | | No |
| Grupo Clarin SA | | GCLA | | 40052A407 | | 4/30/2020 | | Appoint Price Waterhouse & Co SRL as Auditors | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Holding of Shareholders' Meeting Remotely | | Management | | Y | | Abstain | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Designate Two Shareholders to Sign Minutes of Meeting | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Consider Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Consider Discharge of Directors, General Manager and Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Consider Allocation of Income; Treatment of Unassigned Results of ARS 31 Billion; Allocate ARS 6.2 Billion to Legal Reserve and ARS 24.81 Billion to Discretionary Reserve | | Management | | Y | | Against | | Yes |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Approve Partial Decrease of Discretionary Reserve to Distribute Cash Dividends in the Amount of ARS 2.5 Billion | | Management | | Y | | Against | | Yes |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Approve Remuneration of Directors | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Fix Number of and Elect Directors | | Management | | Y | | Against | | Yes |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Elect Three Members and Three Alternate Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Approve Remuneration of Auditors | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Appoint Auditors | | Management | | Y | | For | | No |
| Banco BBVA Argentina SA | | BBAR | | 058934100 | | 5/15/2020 | | Approve Budget of Audit Committee | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Approve Meeting Agenda | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Approve Financial Statements | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Approve Allocation of Income and Omission of Dividends | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Approve Board of Directors' Report | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Fix Number of Directors at Seven | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Fix Board Terms for Directors at Three Years | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Arman Dunayev as Director | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Mazhit Yessenbay Director | | Management | | Y | | Against | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Christof Ruehl as Director | | Management | | Y | | Against | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Alexander Pavlov as Director | | Management | | Y | | Against | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Piotr Romanowski as Director | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Franciscus Kuijlaars as Director | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Elect Umut Shayakhmetova as Director | | Management | | Y | | Against | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Amend Charter | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Amend Company's Corporate Governance Code | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Amend Regulations on Board of Directors | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Approve Information on Remuneration of Management Board and Board of Directors | | Management | | Y | | For | | No |
| Halyk Savings Bank of Kazakhstan JSC | | HSBK | | 46627J302 | | 5/22/2020 | | Approve Results of Shareholders Appeals on Actions of Company and Its Officials | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Accept Financial Statements and Statutory Reports | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Board to Fix Remuneration of Auditors | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Approve Remuneration of Directors | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Efstratios-Georgios (Takis) Arapoglou as Director | | Management | | Y | | Against | | Yes |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Maksim Goldman as Director | | Management | | Y | | Abstain | | Yes |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Arne Berggren as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Lyn Grobler as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Michael Heger as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Christodoulos Patsalides as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Ioannis Zographakis as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Maria Philippou as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Re-elect Paula Hadjisotiriou as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Elect Panicos Nicolaou as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Elect Nicos Sofianos as Director | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Issue of Equity | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Issue of Equity in Relation to Additional Tier 1 Contingent Equity Conversion Notes | | Management | | Y | | For | | No |
| | | | | | | | | | | | | | | | |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise Market Purchase of Ordinary Shares | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | Y | | For | | No |
| Bank of Cyprus Holdings Plc | | BOCH | | G07564100 | | 5/26/2020 | | Approve Reduction of Capital | | Management | | Y | | For | | No |
| Kcell JSC | | KCEL | | 48668G205 | | 5/28/2020 | | Approve Financial Statements | | Management | | Y | | For | | No |
| Kcell JSC | | KCEL | | 48668G205 | | 5/28/2020 | | Approve Allocation of Income and Dividends | | Management | | Y | | For | | No |
| Kcell JSC | | KCEL | | 48668G205 | | 5/28/2020 | | Approve Regulations on Board of Directors | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Report of Board of Directors for Financial Year 2019 and Plan for Financial Year 2020 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Report on Business Performance of Financial Year 2019 and Business Plan for Financial Year 2020 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Report of Supervisory Board for Financial Year 2019 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Audited Financial Statements of Financial Year 2019 and Income Allocation of Financial Year 2019 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Issuance of Shares as Stock Dividend to Increase Charter Capital and Reissuance of Repurchased Shares to Existing Shareholders | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Use of Owner's Equity for Financial Year 2020 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Remuneration of Board of Directors and Supervisory Board for Financial Year 2020 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Approve Increase in Size of Supervisory Board and Election of Additional Supervisor | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Elect Nguyen Thi An Binh as Supervisor | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Dividend for Financial Year 2020 | | Management | | Y | | For | | No |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Various Contracts and Transactions | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Matters in relation to Exemption and Reduction Of Loan Principal, Capital Contribution, Purchase Of Shares, Redemption Of The Company's Contributed Capital In Case Of Debt Settlement for Customers | | Management | | Y | | Against | | Yes |
| | | | | | | | | | | | | | | | |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Amendment to Business Lines | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Change Location of Headquarters | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Amend Articles of Association | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Update Operating License, Charter, Business Certificate | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve the Implementation of Solutions to Overcome Major Financial Fluctuations | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Investment, Acquisition and Sale of Company's Assets | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve the Searching for and Implementation of Merger and Acquisition Opportunities | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve the Establishment of 100 Percent Owned or Joint Venture or Joint Stock Company in Laos and Cambodia | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Approve Acquisition of Shares not Exceeding 10 Percent of Company's Charter Capital | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Make Advance Appropriation for Fund | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Authorize Board of Directors to Make Decisions on and Approve Changes to Financial Management Regulations | | Management | | Y | | Against | | Yes |
| Military Commercial Joint Stock Bank | | MBB | | Y6050Q101 | | 6/24/2020 | | Other Business | | Management | | Y | | Against | | Yes |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Approve Report of Board of Directors, Report on Business Performance of Financial Year 2019 and Plan for Financial Year 2020, and Report of Supervisory Board | | Management | | Y | | For | | No |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Approve Business Plan for Financial Year 2020 | | Management | | Y | | For | | No |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Approve Audited Financial Statements of Financial Year 2019 | | Management | | Y | | For | | No |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Approve Income Allocation of Financial Year 2019 and Expected Financial Plan for Financial Year 2020 | | Management | | Y | | For | | No |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Ratify Auditors | | Management | | Y | | For | | No |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Approve Remuneration of Board of Directors and Supervisory Board in Financial Year 2020 | | Management | | Y | | For | | No |
| PetroVietnam Technical Services Corp. | | PVS | | Y6807J103 | | 6/24/2020 | | Other Business | | Management | | Y | | Against | | Yes |
CVR Portfolio Funds LLC/CVR Dynamic Allocation Fund
Proxy Voting Record
July 1, 2019-October 31, 2019
| | | | | | | | | | | | | | |
Issuer Name | | Primary
Ticker
Symbol | | Security ID | | Meeting Date | | Committee Name | | For/Against
Recommended
Vote | | Proposal Long Text | | Vote |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | �� | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | DIRECTOR | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Prestige Consumer Healthcare Inc. for the fiscal year ending March 31, 2020. | | F |
| PRESTIGE CONSUMER HEALTHCARE INC. | | PBH | | 74112D101 | | 30-Jul-2019 | | Management | | F | | Say on Pay—An advisory vote on the resolution to approve the compensation of Prestige Consumer Healthcare Inc.'s named executive officers. | | F |
| ENERSYS | | ENS | | 29275Y102 | | 01-Aug-2019 | | Management | | F | | Election of Class III Director: Howard I. Hoffen | | F |
| ENERSYS | | ENS | | 29275Y102 | | 01-Aug-2019 | | Management | | F | | Election of Class III Director: David M. Shaffer | | F |
| ENERSYS | | ENS | | 29275Y102 | | 01-Aug-2019 | | Management | | F | | Election of Class III Director: Ronald P. Vargo | | F |
| ENERSYS | | ENS | | 29275Y102 | | 01-Aug-2019 | | Management | | F | | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year ending March 31, 2020. | | F |
| ENERSYS | | ENS | | 29275Y102 | | 01-Aug-2019 | | Management | | F | | An advisory vote to approve the compensation of EnerSys' named executive officers. | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | DIRECTOR | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 28, 2020. | | F |
| CIRRUS LOGIC, INC. | | CRUS | | 172755100 | | 02-Aug-2019 | | Management | | F | | Advisory vote to approve executive compensation. | | F |
| LIVERAMP HOLDINGS, INC. | | RAMP | | 53815P108 | | 13-Aug-2019 | | Management | | F | | Election of Director: Richard P. Fox | | F |
| LIVERAMP HOLDINGS, INC. | | RAMP | | 53815P108 | | 13-Aug-2019 | | Management | | F | | Election of Director: Clark M. Kokich | | F |
| LIVERAMP HOLDINGS, INC. | | RAMP | | 53815P108 | | 13-Aug-2019 | | Management | | F | | Advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | | F |
| LIVERAMP HOLDINGS, INC. | | RAMP | | 53815P108 | | 13-Aug-2019 | | Management | | F | | Ratification of KPMG LLP as the Company's independent registered public accountant for Fiscal Year 2020. | | F |
| | | | | | | | | | | | | | |
| MEDIDATA SOLUTIONS, INC. | | MDSO | | 58471A105 | | 16-Aug-2019 | | Management | | F | | A proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. | | F |
| MEDIDATA SOLUTIONS, INC. | | MDSO | | 58471A105 | | 16-Aug-2019 | | Management | | F | | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.'s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. | | F |
| MEDIDATA SOLUTIONS, INC. | | MDSO | | 58471A105 | | 16-Aug-2019 | | Management | | F | | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | | F |
| CYPRESS SEMICONDUCTOR CORPORATION | | CY | | 232806109 | | 27-Aug-2019 | | Management | | F | | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. | | F |
| CYPRESS SEMICONDUCTOR CORPORATION | | CY | | 232806109 | | 27-Aug-2019 | | Management | | F | | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. | | F |
| CYPRESS SEMICONDUCTOR CORPORATION | | CY | | 232806109 | | 27-Aug-2019 | | Management | | F | | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Michael Burns | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Gordon Crawford | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Arthur Evrensel | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Jon Feltheimer | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Emily Fine | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Michael T. Fries | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Sir Lucian Grainge | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Susan McCaw | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Mark H. Rachesky, M.D. | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Daniel Sanchez | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Daryl Simm | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: Hardwick Simmons | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Election of Director: David M. Zaslav | | F |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | F | | Appointment of Auditors: To reappoint Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending March 31, 2020 at a remuneration to be determined by the Audit & Risk Committee. See the section entitled "Proposal 2: Re-Appointment of Independent Registered Public Accounting Firm" in the Notice and Proxy Statement. | | F |
| | | | | | | | | | | | | | |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | N | | Advisory Vote on Executive Compensation: To pass a non-binding advisory resolution to approve the compensation paid to the Company's Named Executive Officers. See the section entitled "Proposal 3: Advisory Vote to Approve Executive Compensation" in the Notice and Proxy Statement. | | N |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | N | | Lions Gate Entertainment Corp. 2019 Performance Incentive Plan: To approve the Lions Gate Entertainment 2019 Performance Incentive Plan. See the section entitled "Proposal 4: Proposal to Approve Lions Gate Entertainment Corp. 2019 Performance Incentive Plan" in the Notice and Proxy Statement. | | N |
| LIONS GATE ENTERTAINMENT CORP. | | LGFA | | 535919401 | | 10-Sep-2019 | | Management | | N | | In their discretion, the proxies are authorized to vote upon such other business as may properly come before the Meeting and any continuations, adjournments or postponements thereof. | | N |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: John D. Buck | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Alex N. Blanco | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Jody H. Feragen | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Robert C. Frenzel | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Francis J. Malecha | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Ellen A. Rudnick | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Neil A. Schrimsher | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Election of Director: Mark S. Walchirk | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | Approval of amendment to Amended and Restated Employee Stock Purchase Plan. | | F |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | N | | Advisory approval of executive compensation. | | N |
| PATTERSON COMPANIES, INC. | | PDCO | | 703395103 | | 16-Sep-2019 | | Management | | F | | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. | | F |
| GENESEE & WYOMING INC. | | GWR | | 371559105 | | 03-Oct-2019 | | Management | | F | | To adopt the Agreement and Plan of Merger, dated as of July 1, 2019, among Genesee & Wyoming Inc., DJP XX, LLC and MKM XXII Corp., as amended or modified from time to time. | | F |
| GENESEE & WYOMING INC. | | GWR | | 371559105 | | 03-Oct-2019 | | Management | | F | | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Genesee & Wyoming Inc. to its named executive officers that is based on or otherwise relates to the merger. | | F |
| GENESEE & WYOMING INC. | | GWR | | 371559105 | | 03-Oct-2019 | | Management | | F | | To adjourn the special meeting of stockholders of Genesee & Wyoming Inc. from time to time, if necessary or appropriate, for the purpose of soliciting additional votes if there are insufficient votes at the time of the special meeting to adopt the Agreement and Plan of Merger. | | F |
| HERMAN MILLER, INC. | | MLHR | | 600544100 | | 14-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| HERMAN MILLER, INC. | | MLHR | | 600544100 | | 14-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| HERMAN MILLER, INC. | | MLHR | | 600544100 | | 14-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| HERMAN MILLER, INC. | | MLHR | | 600544100 | | 14-Oct-2019 | | Management | | F | | Proposal to ratify the appointment of KPMG LLP as our independent registered public accounting firm. | | F |
| HERMAN MILLER, INC. | | MLHR | | 600544100 | | 14-Oct-2019 | | Management | | F | | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | To set the number of Directors at nine. | | F |
| | | | | | | | | | | | | | |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Robert V. Baumgartner | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: John L. Higgins | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Joseph D. Keegan | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Charles R. Kummeth | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Roeland Nusse | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Alpna Seth | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Randolph Steer | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Rupert Vessey | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Election of Director: Harold J. Wiens | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Cast a non-binding vote on named executive officer compensation. | | F |
| BIO-TECHNE CORP | | TECH | | 09073M104 | | 24-Oct-2019 | | Management | | F | | Ratify the appointment of the Company's independent registered public accounting firm for the 2020 fiscal year. | | F |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 29-Oct-2019 | | Management | | F | | THE PROSPERITY MERGER PROPOSAL: To approve the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Prosperity Bancshares, Inc. and LegacyTexas Financial Group, Inc., as it may be amended, supplemented or modified from time to time, the transactions contemplated thereby, and the issuance of Prosperity Common Stock in connection with the merger. | | F |
| PROSPERITY BANCSHARES, INC. | | PB | | 743606105 | | 29-Oct-2019 | | Management | | F | | THE PROSPERITY ADJOURNMENT PROPOSAL: To approve the adjournment of the Prosperity Bancshares, Inc. special meeting to a later date or dates, if the board of directors of Prosperity Bancshares, Inc. determines it is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Prosperity merger proposal listed above. | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2020. | | F |
| KENNAMETAL INC. | | KMT | | 489170100 | | 29-Oct-2019 | | Management | | F | | NON-BINDING (ADVISORY) VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| | | | | | | | | | | | | | |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | DIRECTOR | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | Ratify the appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent certified public accountants for fiscal year 2019. | | F |
| CARS.COM INC. | | CARS | | 14575E105 | | 30-Oct-2019 | | Management | | F | | Frequency on advisory vote to approve the compensation of our Named Executive Officers. | | 1 |
| CATALENT, INC. | | CTLT | | 148806102 | | 30-Oct-2019 | | Management | | F | | Election of Director: Madhavan Balachandran | | F |
| CATALENT, INC. | | CTLT | | 148806102 | | 30-Oct-2019 | | Management | | F | | Election of Director: J. Martin Carroll | | F |
| CATALENT, INC. | | CTLT | | 148806102 | | 30-Oct-2019 | | Management | | F | | Election of Director: John J. Greisch | | F |
| CATALENT, INC. | | CTLT | | 148806102 | | 30-Oct-2019 | | Management | | F | | Ratify the appointment of Ernst & Young LLP as our independent auditor for Fiscal 2020. | | F |
| CATALENT, INC. | | CTLT | | 148806102 | | 30-Oct-2019 | | Management | | F | | To approve, by non-binding vote, the compensation of our named executive officers (say-on-pay). | | F |
ABR Dynamic Blend Equity & Volatility Fund
During the period July 1, 2019– June 30, 2020, ABR Dynamic Funds, LLC did not vote any proxies on behalf of the ABR Dynamic Blend Equity & Volatility Fund.
ABR Dynamic Short Volatility Fund
During the period July 1, 2019 – June 30, 2020, ABR Dynamic Funds, LLC did not vote any proxies on behalf of the ABR Dynamic Short Volatility Fund.
Acuitas International Small Cap Fund
During the period July 1, 2019 – June 30, 2020, Acuitas Investments, LLC did not vote any proxies on behalf of the Acuitas International Small Cap Fund.
Acuitas US Microcap Fund
During the period July 1, 2019 – June 30, 2020, Acuitas Investments, LLC did not vote any proxies on behalf of the Acuitas US Microcap Fund.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FORUM FUNDS II
| | |
By: | | /s/ Jessica Chase |
| | Jessica Chase, President and Principal Executive Officer |
| |
Date: | | August 27, 2020 |
