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SC 13G Filing
Criteo (CRTO) SC 13GCriteo S.A.
Filed: 21 Jan 14, 12:00am
UNITED STATES | |||
SECURITIES AND EXCHANGE COMMISSION | |||
Washington, D.C. 20549 | |||
Criteo S.A. |
Ordinary Shares, €0.025 nominal value per share |
226718104 |
December 31, 2013 |
(Date of Event which Requires Filing of this Statement) |
CUSIP No. 226718104 | 13G | Page 2 of 13 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Index Ventures IV (Jersey) LP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 7,316,326 (A) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 7,316,326 (A) | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,316,326 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.9% | ||||
12 | TYPE OF REPORTING PERSON PN | ||||
CUSIP No. 226718104 | 13G | Page 3 of 13 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 694,444 (A) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 694,444 (A) | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 694,444 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.2% | ||||
12 | TYPE OF REPORTING PERSON PN | ||||
CUSIP No. 226718104 | 13G | Page 4 of 13 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Fourvest Sàrl | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 2,869,566 (A) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 2,869,566 (A) | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,869,566 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% | ||||
12 | TYPE OF REPORTING PERSON CO | ||||
CUSIP No. 226718104 | 13G | Page 5 of 13 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Yucca (Jersey) SLP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 157,514 (A) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 157,514 (A) | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,514 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3% | ||||
12 | TYPE OF REPORTING PERSON PN | ||||
CUSIP No. 226718104 | 13G | Page 6 of 13 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Index Venture Associates IV Limited | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 11,037,850 (A) | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 11,037,850 (A) |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,037,850 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 19.5% | ||||
12 | TYPE OF REPORTING PERSON CO | ||||
CUSIP No. 226718104 | 13G | Page 7 of 13 Pages |
Item 1. | (a) | Name of Issuer: |
Criteo S.A. | ||
(b) | Address of Issuer’s Principal Executive Offices: | |
32 Rue Blance 75009 Paris, France | ||
Item 2. | (a) | Name of Persons Filing: |
(i) Index Ventures IV (Jersey) LP | ||
(ii) Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | ||
(iii) Fourvest Sàrl | ||
(iv) Yucca (Jersey) SLP | ||
(v) Index Venture Associates IV Limited | ||
(b) | Address of Principal Business Office: | |
(i) Ogier House, The Esplanade, St Helier, JE4 9WG | ||
(ii) Ogier House, The Esplanade, St Helier, JE4 9WG | ||
(iii) 1, Boulevard de la Foire, L - 1528 Luxembourg | ||
(iv) Ogier House, The Esplanade, St Helier, JE4 9WG | ||
(v) Ogier House, The Esplanade, St Helier, JE4 9WG | ||
(c) | Citizenship: | |
(i) Jersey | ||
(ii) Jersey | ||
(iii) Luxembourg | ||
(iv) Jersey | ||
(v) Jersey | ||
(d) | Title of Class of Securities: | |
Ordinary shares, €0.025 nominal value per share | ||
(e) | CUSIP Number: | |
226718104 |
CUSIP No. 226718104 | 13G | Page 8 of 13 Pages |
Item 3. | If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
[ ] | Broker or dealer registered under Section 15 of the Act; | ||
[ ] | Bank as defined in Section 3(a)(6) of the Act; | ||
[ ] | Insurance company as defined in Section 3(a)(19) of the Act; | ||
[ ] | Investment company registered under Section 8 of the Investment Company Act of 1940; | ||
[ ] | An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); | ||
[ ] | An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); | ||
[ ] | A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); | ||
[ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; | ||
[ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; | ||
[ ] | A non-U.S. institution in accordance with Section 240.240.13d–1(b)(1)(ii)(J); | ||
[ ] | Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). | ||
If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _____ |
CUSIP No. 226718104 | 13G | Page 9 of 13 Pages |
Item 4. | Ownership. | |
The information requested hereinafter is set forth in items 5 through 9 and 11 of the cover pages to this Schedule 13G. Ownership is stated as of December 31, 2013 and the ownership percentages are based on 56,510,605 ordinary shares outstanding as of September 3, 2013, after giving effect to the conversion of preferred shares into ordinary shares and adding the number of shares issued in the Issuer’s public offering, as set forth on the Issuer’s prospectus filed under Rule 424(b)(4) with the SEC on October 30, 2013. | ||
(A) Index Ventures IV (Jersey) LP (“Index Ventures IV”) is the record owner of 7,316,326 ordinary shares and Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP (Index Ventures IV Parallel” and together with Index Ventures IV, the “Funds”) is the record owner of 694,444 ordinary shares. As the general partner of the Funds, Index Venture Associates IV Limited (“Index Limited”) may be deemed to have shared dispositive power and shared voting power over the shares owned by the Funds. | ||
Fourvest Sàrl (“Fourvest”) is the record owner of 2,869,566 ordinary shares. The Funds collectively own Fourvest, and as general partner of the Funds, Index Limited may be deemed to have shared dispositive and shared voting power over the shares owned by Fourvest. | ||
Yucca (Jersey) SLP (“Yucca”) is the record owner of 157,514 ordinary shares. Yucca is a co-investment vehicle that is contractually required to mirror the Funds’ investment. As a result, Index Limited may be deemed to have shared dispositive and shared voting power over Yucca’s shares by virtue of its shared dispositive power over and shared voting power over the shares owned by the Funds. | ||
The investment adviser of Index Limited is also an investment advisor to Pentavest Sàrl (“Pentavest”) and provides advice on a non-binding basis, but Pentavest retains sole voting and dispositive power over its shares. As a result, the shares beneficially owned by Pentavest are not included in the shares over which Index Limited, any of the Funds or Yucca or Fourvest have voting or dispositive power. |
CUSIP No. 226718104 | 13G | Page 10 of 13 Pages |
Item 5. | Ownership of Five Percent or Less of a Class: |
Not applicable. | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable. | |
Item 7. | Identification and Classification of Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
Not applicable. | |
Item 8. | Identification and Classification of Members of the Group. |
See Exhibit 2. | |
Item 9. | Notice of Dissolution of Group. |
Not applicable. | |
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
CUSIP No. 226718104 | 13G | Page 11 of 13 Pages |
Date: January 20, 2014 | ||
INDEX VENTURES IV (JERSEY) LP By: /s/ Charles Le Comu Name: Charles Le Comu Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV (Jersey) LP | ||
INDEX VENTURES IV PARALLEL ENTREPRENEUR FUND (JERSEY) LP By: /s/ Charles Le Comu Name: Charles Le Comu Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | ||
FOURVEST SARL By: /s/ Emilie Bordaneil Name: Emilie Bordaneil Title: Manager By: /s/ Alberto Morandini Name: Alberto Morandini Title: Manager | ||
YUCCA (JERSEY) SLP By: Ogier Employee Benefit Services Limited as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Invest Scheme By: /s/ Giles Johnstone-Scott Name: Giles Johnstone-Scott Title: Authorized Signatory By: /s/ Charles Le Comu Name: Charles Le Comu Title: Authorized Signatory | ||
INDEX VENTURE ASSOCIATES IV LIMITED By: /s/ Charles Le Comu Name: Charles Le Comu Title: Alternate Director |
CUSIP No. 226718104 | 13G | Page 12 of 13 Pages |
Date: January 20, 2014 | ||
INDEX VENTURES IV (JERSEY) LP By: /s/ Charles Le Comu Name: Charles Le Comu Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV (Jersey) LP | ||
INDEX VENTURES IV PARALLEL ENTREPRENEUR FUND (JERSEY) LP By: /s/ Charles Le Comu Name: Charles Le Comu Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | ||
FOURVEST SARL By: /s/ Emilie Bordaneil Name: Emilie Bordaneil Title: Manager By: /s/ Alberto Morandini Name: Alberto Morandini Title: Manager | ||
YUCCA (JERSEY) SLP By: Ogier Employee Benefit Services Limited as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Invest Scheme By: /s/ Giles Johnstone-Scott Name: Giles Johnstone-Scott Title: Authorized Signatory By: /s/ Charles Le Comu Name: Charles Le Comu Title: Authorized Signatory | ||
INDEX VENTURE ASSOCIATES IV LIMITED By: /s/ Charles Le Comu Name: Charles Le Comu Title: Alternate Director |
CUSIP No. 226718104 | 13G | Page 13 of 13 Pages |