The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLERGAN PLC | SHS | G0177J108 | 36,165 | 216,000 | SH | DFND | Omni Partners US LLC | 216,000 | 0 | 0 | |
| ANADARKO PETE CORP | COM | 032511107 | 267,965 | 3,797,692 | SH | DFND | Omni Partners US LLC | 3,797,692 | 0 | 0 | |
| ARRAY BIOPHARMA INC | COM | 04269X105 | 73,433 | 1,585,000 | SH | DFND | Omni Partners US LLC | 1,585,000 | 0 | 0 | |
| BOX INC | CL A | 10316T104 | 431 | 24,476 | SH | DFND | Omni Partners US LLC | 24,476 | 0 | 0 | |
| BANCO SANTANDER MEXICO | S ASPONSORED ADSB | 05969B103 | 1,272 | 166,267 | SH | DFND | Omni Partners US LLC | 166,267 | 0 | 0 | |
| CARS COM INC | COM | 14575E105 | 8,331 | 422,485 | SH | DFND | Omni Partners US LLC | 422,485 | 0 | 0 | |
| CELGENE CORP | COM | 151020104 | 170,295 | 1,842,219 | SH | DFND | Omni Partners US LLC | 1,842,219 | 0 | 0 | |
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 83,909 | 3,772,900 | SH | DFND | Omni Partners US LLC | 3,772,900 | 0 | 0 | |
| CAESARS ENTMT CORP | COM | 127686103 | 86,908 | 7,352,585 | SH | DFND | Omni Partners US LLC | 7,352,585 | 0 | 0 | |
| TABLEAU SOFTWARE INC | CL A | 87336U105 | 76,152 | 458,690 | SH | DFND | Omni Partners US LLC | 458,690 | 0 | 0 | |
| FIRST DATA CORP NEW | COM CLA | 32008D106 | 267,253 | 9,872,681 | SH | DFND | Omni Partners US LLC | 9,872,681 | 0 | 0 | |
| GCP APPLIED TECHNOLOGIES | INCCOM | 36164Y101 | 7,414 | 327,485 | SH | DFND | Omni Partners US LLC | 327,485 | 0 | 0 | |
| GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 23,545 | 2,288,144 | SH | DFND | Omni Partners US LLC | 2,288,144 | 0 | 0 | |
| GRIFOLS S A | SP ADR REP B NVT | 398438408 | 538 | 25,500 | SH | DFND | Omni Partners US LLC | 25,500 | 0 | 0 | |
| LEO HOLDINGS CORP | COM CL A | G5463L105 | 5,316 | 517,648 | SH | DFND | Omni Partners US LLC | 517,648 | 0 | 0 | |
| MAGELLAN HEALTH INC | COM NEW | 559079207 | 32,978 | 444,262 | SH | DFND | Omni Partners US LLC | 444,262 | 0 | 0 | |
| MELLANOX TECHNOLOGIES LTD | PUT | M51363953 | 77,469 | 7,000 | SH | DFND | Omni Partners US LLC | 0 | 0 | 7,000 | |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 116,118 | 1,049,229 | SH | DFND | Omni Partners US LLC | 1,049,229 | 0 | 0 | |
| PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 8,041 | 752,242 | SH | DFND | Omni Partners US LLC | 752,242 | 0 | 0 | |
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 112 | 103,534 | SH | DFND | Omni Partners US LLC | 103,534 | 0 | 0 | |
| PIVOTAL ACQUISITION CORP | CL A COM | 72583A101 | 7,546 | 743,479 | SH | DFND | Omni Partners US LLC | 743,479 | 0 | 0 | |
| PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 9,875 | 851,251 | SH | DFND | Omni Partners US LLC | 851,251 | 0 | 0 | |
| RED HAT INC | COM | 756577102 | 219,803 | 1,170,658 | SH | DFND | Omni Partners US LLC | 1,170,658 | 0 | 0 | |
| SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 11,065 | 1,090,193 | SH | DFND | Omni Partners US LLC | 1,090,193 | 0 | 0 | |
| SHUTTERFLY INC | COM | 82568P304 | 29,515 | 583,873 | SH | DFND | Omni Partners US LLC | 583,873 | 0 | 0 | |
| TRINITY MERGER CORP | COM CL A | 89653L106 | 6,727 | 653,147 | SH | DFND | Omni Partners US LLC | 653,147 | 0 | 0 | |
| TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 22,196 | 2,197,577 | SH | DFND | Omni Partners US LLC | 2,197,577 | 0 | 0 | |
| VERSUM MATLS INC | COM | 92532W103 | 38,482 | 746,059 | SH | DFND | Omni Partners US LLC | 746,059 | 0 | 0 | |
| WABCO HLDGS INC | COM | 92927K102 | 12,045 | 90,837 | SH | DFND | Omni Partners US LLC | 90,837 | 0 | 0 | |
| WELLCARE HEALTH | PLANSINCCOM | 94946T106 | 60,511 | 212,267 | SH | DFND | Omni Partners US LLC | 212,267 | 0 | 0 | |
| WORLDPAY INC | CL A | 981558109 | 34,368 | 280,441 | SH | DFND | Omni Partners US LLC | 280,441 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 101,066 | 3,070,990 | SH | DFND | Omni Partners US LLC | 3,070,990 | 0 | 0 | |