The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | MRGSTR SM CP ETF | 464288505 | 496 | 2,848 | SH | SOLE | 0 | 0 | 2,848 | ||
PFIZER INC | COM | 717081103 | 303 | 8,354 | SH | SOLE | 0 | 0 | 8,354 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,243 | 11,224 | SH | SOLE | 0 | 0 | 11,224 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,633 | 21,110 | SH | SOLE | 0 | 0 | 21,110 | ||
CVS HEALTH CORP | COM | 126650100 | 201 | 2,768 | SH | SOLE | 0 | 0 | 2,768 | ||
ARCA BIOPHARMA INC | COM PAR$.001 | 00211Y407 | 126 | 93,258 | SH | SOLE | 0 | 0 | 93,258 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 253 | 1,360 | SH | SOLE | 0 | 0 | 1,360 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 884 | 16,746 | SH | SOLE | 0 | 0 | 16,746 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 530 | 4,650 | SH | SOLE | 0 | 0 | 4,650 | ||
PEPSICO INC | COM | 713448108 | 555 | 4,628 | SH | SOLE | 0 | 0 | 4,628 | ||
KINROSS GOLD CORP | COM NO PAR | 496902404 | 66 | 15,298 | SH | SOLE | 0 | 0 | 15,298 | ||
TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | 539 | 11,757 | SH | SOLE | 0 | 0 | 11,757 | ||
ISHARES TR | CORE MSCI PAC | 46434V696 | 354 | 5,929 | SH | SOLE | 0 | 0 | 5,929 | ||
TARGET CORP | COM | 87612E106 | 231 | 3,537 | SH | SOLE | 0 | 0 | 3,537 | ||
ENDO INTL PLC | SHS | G30401106 | 105 | 13,583 | SH | SOLE | 0 | 0 | 13,583 | ||
AMAZON COM INC | COM | 023135106 | 239 | 204 | SH | SOLE | 0 | 0 | 204 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 617 | 58,277 | SH | SOLE | 0 | 0 | 58,277 | ||
AT&T INC | COM | 00206R102 | 472 | 12,142 | SH | SOLE | 0 | 0 | 12,142 | ||
APPLE INC | COM | 037833100 | 1,126 | 6,655 | SH | SOLE | 0 | 0 | 6,655 | ||
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 269 | 4,140 | SH | SOLE | 0 | 0 | 4,140 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 2,005 | 11,555 | SH | SOLE | 0 | 0 | 11,555 | ||
IBIO INC | COM | 451033104 | 13 | 72,200 | SH | SOLE | 0 | 0 | 72,200 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,881 | 13,375 | SH | SOLE | 0 | 0 | 13,375 | ||
POWERSHARES ETF TRUST | DYNM LRG CP GR | 73935X609 | 287 | 6,913 | SH | SOLE | 0 | 0 | 6,913 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 894 | 15,745 | SH | SOLE | 0 | 0 | 15,745 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 276 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 777 | 8,459 | SH | SOLE | 0 | 0 | 8,459 | ||
NORTHERN LTS FD TR IV | QUTX RSK MGDML | 66538H724 | 11,014 | 428,875 | SH | SOLE | 0 | 0 | 428,875 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 459 | 17,327 | SH | SOLE | 0 | 0 | 17,327 | ||
ISHARES TR | INDIA 50 ETF | 464289529 | 2,017 | 54,336 | SH | SOLE | 0 | 0 | 54,336 | ||
US BANCORP DEL | COM NEW | 902973304 | 225 | 4,208 | SH | SOLE | 0 | 0 | 4,208 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 225 | 1,761 | SH | SOLE | 0 | 0 | 1,761 | ||
NIKE INC | CL B | 654106103 | 367 | 5,871 | SH | SOLE | 0 | 0 | 5,871 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 704 | 6,067 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 6,067 | |
V F CORP | COM | 918204108 | 221 | 2,987 | SH | SOLE | 0 | 0 | 2,987 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 228 | 5,756 | SH | SOLE | 0 | 0 | 5,756 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 1,280 | 10,718 | SH | SOLE | 0 | 0 | 10,718 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 254 | 10,944 | SH | SOLE | 0 | 0 | 10,944 | ||
BROADCOM LTD | SHS | Y09827109 | 917 | 3,568 | SH | SOLE | 0 | 0 | 3,568 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 331 | 3,092 | SH | SOLE | 0 | 0 | 3,092 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 244 | 15,257 | SH | SOLE | 0 | 0 | 15,257 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,540 | 20,047 | SH | SOLE | 0 | 0 | 20,047 | ||
EXXON MOBIL CORP | COM | 30231G102 | 729 | 8,713 | SH | SOLE | 0 | 0 | 8,713 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 405 | 4,834 | SH | SOLE | 0 | 0 | 4,834 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 335 | 5,890 | SH | SOLE | 0 | 0 | 5,890 | ||
SYSCO CORP | COM | 871829107 | 501 | 8,245 | SH | SOLE | 0 | 0 | 8,245 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 324 | 3,906 | SH | SOLE | 0 | 0 | 3,906 | ||
ISHARES TR | AGENCY BOND ETF | 464288166 | 249 | 2,205 | SH | SOLE | 0 | 0 | 2,205 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,291 | 23,590 | SH | SOLE | 0 | 0 | 23,590 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 220 | 1,108 | SH | SOLE | 0 | 0 | 1,108 | ||
ABBVIE INC | COM | 00287Y109 | 249 | 2,576 | SH | SOLE | 0 | 0 | 2,576 | ||
ONEOK INC NEW | COM | 682680103 | 423 | 7,909 | SH | SOLE | 0 | 0 | 7,909 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 8,266 | 78,297 | SH | SOLE | 0 | 0 | 78,297 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 369 | 34,187 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 34,187 | |
AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | 151 | 24,995 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 24,995 | |
CHEVRON CORP NEW | COM | 166764100 | 731 | 5,840 | SH | SOLE | 0 | 0 | 5,840 | ||
NORTHERN LTS FD TR IV | QUTX RSK MNDRE | 66538H682 | 9,024 | 354,158 | SH | SOLE | 0 | 0 | 354,158 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,977 | 18,595 | SH | SOLE | 0 | 0 | 18,595 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 518 | 14,115 | SH | SOLE | 0 | 0 | 14,115 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,291 | 27,074 | SH | SOLE | 0 | 0 | 27,074 | ||
ISHARES TR | GRWT ALLOCAT ETF | 464289867 | 2,922 | 65,038 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 65,038 | |
ISHARES TR | US CR BD ETF | 464288620 | 1,959 | 17,490 | SH | SOLE | 0 | 0 | 17,490 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,261 | 14,609 | SH | SOLE | 0 | 0 | 14,609 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 266 | 1,653 | SH | SOLE | 0 | 0 | 1,653 | ||
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 2,072 | 18,859 | SH | SOLE | 0 | 0 | 18,859 | ||
ISHARES TR | CONSER ALLOC ETF | 464289883 | 262 | 7,565 | SH | SOLE | 0 | 0 | 7,565 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 7,826 | 62,944 | SH | SOLE | 0 | 0 | 62,944 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 441 | 3,608 | SH | SOLE | 0 | 0 | 3,608 | ||
EOG RES INC | COM | 26875P101 | 281 | 2,606 | SH | SOLE | 0 | 0 | 2,606 | ||
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 397 | 10,695 | SH | SOLE | 0 | 0 | 10,695 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 774 | 5,237 | SH | SOLE | 0 | 0 | 5,237 | ||
FACEBOOK INC | CL A | 30303M102 | 202 | 1,147 | SH | SOLE | 0 | 0 | 1,147 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 7,225 | 118,171 | SH | SOLE | 0 | 0 | 118,171 | ||
ISHARES TR | PHLX SEMICND ETF | 464287523 | 2,033 | 11,971 | SH | SOLE | 0 | 0 | 11,971 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 10,470 | 95,764 | SH | SOLE | 0 | 0 | 95,764 | ||
ALTRIA GROUP INC | COM | 02209S103 | 412 | 5,771 | SH | SOLE | 0 | 0 | 5,771 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 289 | 11,857 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 11,857 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 4,048 | 29,496 | SH | SOLE | 0 | 0 | 29,496 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,122 | 12,858 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 12,858 | |
CITIGROUP INC | COM NEW | 172967424 | 260 | 3,488 | SH | SOLE | 0 | 0 | 3,488 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 509 | 40,712 | SH | SOLE | 0 | 0 | 40,712 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 595 | 2 | SH | SOLE | 0 | 0 | 2 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 684 | 7,235 | SH | SOLE | 0 | 0 | 7,235 | ||
HOME DEPOT INC | COM | 437076102 | 356 | 1,876 | SH | SOLE | 0 | 0 | 1,876 | ||
ISHARES TR | AGGRES ALLOC ETF | 464289859 | 993 | 18,426 | SH | SOLE | 0 | 0 | 18,426 | ||
NORTHERN LTS FD TR IV | QUTX DYAMIC BT | 66538H690 | 1,873 | 67,047 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 67,047 | |
AMGEN INC | COM | 031162100 | 686 | 3,947 | SH | SOLE | 0 | 0 | 3,947 | ||
COCA COLA CO | COM | 191216100 | 247 | 5,379 | SH | SOLE | 0 | 0 | 5,379 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 218 | 991 | SH | SOLE | 0 | 0 | 991 | ||
CORPORATE CAP TR INC | COM | 219880101 | 1,868 | 116,914 | SH | SOLE | 0 | 0 | 116,914 | ||
3M CO | COM | 88579Y101 | 218 | 926 | SH | SOLE | 0 | 0 | 926 | ||
BARCLAYS BK PLC | IPSP CROIL ETN | 06738C786 | 178 | 27,274 | SH | SOLE | 0 | 0 | 27,274 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 541 | 10,217 | SH | SOLE | 0 | 0 | 10,217 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 231 | 2,079 | SH | SOLE | 0 | 0 | 2,079 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 37 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 314 | 979 | SH | SOLE | 0 | 0 | 979 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 468 | 1,909 | SH | SOLE | 0 | 0 | 1,909 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 443 | 6,709 | SH | SOLE | 0 | 0 | 6,709 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 458 | 2,412 | SH | SOLE | 0 | 0 | 2,412 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,377 | 29,228 | SH | SOLE | 0 | 0 | 29,228 | ||
MICROSOFT CORP | COM | 594918104 | 227 | 2,649 | SH | SOLE | 0 | 0 | 2,649 | ||
WHITING PETE CORP NEW | COM NEW | 966387409 | 306 | 11,571 | SH | SOLE | 0 | 0 | 11,571 | ||
ETFS GOLD TR | SHS | 26922Y105 | 2,752 | 21,817 | SH | SOLE | 0 | 0 | 21,817 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 413 | 2,707 | SH | SOLE | 0 | 0 | 2,707 | ||
ISHARES TR | U.S. UTILITS ETF | 464287697 | 2,065 | 15,544 | SH | SOLE | 0 | 0 | 15,544 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 215 | 1,450 | SH | SOLE | 0 | 0 | 1,450 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 3,551 | 49,256 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 49,256 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 497 | 17,310 | SH | SOLE | 0 | 0 | 17,310 | ||
MIRAGEN THERAPEUTICS INC | COM | 60463E103 | 279 | 26,732 | SH | SOLE | 0 | 0 | 26,732 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 261 | 3,417 | SH | SOLE | 0 | 0 | 3,417 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 292 | 7,650 | SH | SOLE | 0 | 0 | 7,650 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,813 | 62,707 | SH | SOLE | 0 | 0 | 62,707 | ||
RITE AID CORP | COM | 767754104 | 41 | 21,000 | SH | SOLE | 0 | 0 | 21,000 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 308 | 292 | SH | SOLE | 0 | 0 | 292 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 333 | 6,814 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 6,814 | |
POWERSHARES ETF TR II | INSUR NATL MUN | 73936T474 | 275 | 10,648 | SH | SOLE | 0 | 0 | 10,648 | ||
NEWMONT MINING CORP | COM | 651639106 | 650 | 17,315 | SH | SOLE | 0 | 0 | 17,315 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 316 | 302 | SH | SOLE | 0 | 0 | 302 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 2,155 | 21,218 | SH | SOLE | 0 | 0 | 21,218 | ||
KROGER CO | COM | 501044101 | 556 | 20,267 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 20,267 | |
ALPHA ARCHITECT ETF TR | MOMETUMSHS ETF | 02072L409 | 264 | 9,243 | SH | SOLE | 0 | 0 | 9,243 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 5,523 | 78,556 | SH | SOLE | 0 | 0 | 78,556 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,781 | 11,432 | SH | SOLE | 0 | 0 | 11,432 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 617 | 19,469 | SH | SOLE | 0 | 0 | 19,469 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,905 | 41,489 | SH | SOLE | 0 | 0 | 41,489 | ||
SPDR SER TR | PORTFOLIO SM ETF | 78468R853 | 201 | 6,651 | SH | SOLE | 0 | 0 | 6,651 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 464 | 4,085 | SH | SOLE | 0 | 0 | 4,085 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,526 | 12,030 | SH | SOLE | 0 | 0 | 12,030 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 433 | 25,100 | SH | SOLE | 0 | 0 | 25,100 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,925 | 23,842 | SH | SOLE | 0 | 0 | 23,842 | ||
CONOCOPHILLIPS | COM | 20825C104 | 324 | 5,905 | SH | SOLE | 0 | 0 | 5,905 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 596 | 7,360 | SH | SOLE | 0 | 0 | 7,360 | ||
BANK AMER CORP | COM | 060505104 | 269 | 9,105 | SH | SOLE | 0 | 0 | 9,105 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,910 | 18,261 | SH | SOLE | 0 | 0 | 18,261 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,239 | 10,398 | SH | SOLE | 0 | 0 | 10,398 | ||
NORTHERN LTS FD TR IV | QUTX RSK MNDGW | 66538H732 | 62,368 | 2,244,253 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 2,244,253 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 281 | 5,173 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 5,173 | |
NORTHERN LTS FD TR IV | QUTX RSK MGDML | 66538H716 | 65,415 | 2,514,985 | SH | SOLE | 0 | 0 | 2,514,985 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 753 | 19,801 | SH | SOLE | 0 | 0 | 19,801 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 260 | 3,189 | SH | SOLE | 0 | 0 | 3,189 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,391 | 19,334 | SH | SOLE | 0 | 0 | 19,334 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 310 | 6,179 | SH | DFND | BLUE SKY ASSET MANAGEMENT, LLC | 0 | 0 | 6,179 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 563 | 4,242 | SH | SOLE | 0 | 0 | 4,242 | ||
JOHNSON & JOHNSON | COM | 478160104 | 795 | 5,689 | SH | SOLE | 0 | 0 | 5,689 |