The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,039 | 9,597 | SH | SOLE | 0 | 0 | 9,597 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 5,611 | 167,604 | SH | SOLE | 0 | 0 | 167,604 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 56 | 10,012 | SH | SOLE | 0 | 0 | 10,012 | ||
POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | 1,861 | 63,422 | SH | SOLE | 0 | 0 | 63,422 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 12,986 | 557,397 | SH | SOLE | 0 | 0 | 557,397 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 2,155 | 101,552 | SH | SOLE | 0 | 0 | 101,552 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 1,686 | 66,594 | SH | SOLE | 0 | 0 | 66,594 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 3,918 | 160,499 | SH | SOLE | 0 | 0 | 160,499 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 3,954 | 160,522 | SH | SOLE | 0 | 0 | 160,522 | ||
CLAYMORE EXCHANGE TRD FD TR | 2021 HG YLD CB | 18383M225 | 3,082 | 123,395 | SH | SOLE | 0 | 0 | 123,395 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 542 | 20,682 | SH | SOLE | 0 | 0 | 20,682 | ||
CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | 59 | 5,163 | SH | SOLE | 0 | 0 | 5,163 | ||
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 65 | 5,895 | SH | SOLE | 0 | 0 | 5,895 | ||
BLACKROCK ENH CAP & INC FD I | COM NEW | 09256A109 | 189 | 13,413 | SH | SOLE | 0 | 0 | 13,413 | ||
ISHARES TR | CMBS ETF | 46429B366 | 277 | 5,407 | SH | SOLE | 0 | 0 | 5,407 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 3,253 | 30,957 | SH | SOLE | 0 | 0 | 30,957 | ||
SPDR SERIES TRUST | BRCLYS CAP CONV | 78464A359 | 10,220 | 214,968 | SH | SOLE | 0 | 0 | 214,968 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 97 | 6,185 | SH | SOLE | 0 | 0 | 6,185 | ||
DELAWARE INVTS DIV & INCOME | COM | 245915103 | 184 | 18,036 | SH | SOLE | 0 | 0 | 18,036 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 573 | 14,205 | SH | SOLE | 0 | 0 | 14,205 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 3 | 28 | SH | SOLE | 0 | 0 | 28 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,108 | 22,633 | SH | SOLE | 0 | 0 | 22,633 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 188 | 18,359 | SH | SOLE | 0 | 0 | 18,359 | ||
GABELLI CONV&INCOM SECS FD I | COM | 36240B109 | 66 | 13,368 | SH | SOLE | 0 | 0 | 13,368 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 186 | 1,534 | SH | SOLE | 0 | 0 | 1,534 | ||
ETFS PRECIOUS METALS BASKET | PHYS PM BASKET | 26922W109 | 353 | 5,979 | SH | SOLE | 0 | 0 | 5,979 | ||
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 56 | 3,421 | SH | SOLE | 0 | 0 | 3,421 | ||
MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | 730 | 30,197 | SH | SOLE | 0 | 0 | 30,197 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 4,913 | 415,972 | SH | SOLE | 0 | 0 | 415,972 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 2 | 72 | SH | SOLE | 0 | 0 | 72 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1 | 14 | SH | SOLE | 0 | 0 | 14 | ||
ISHARES TR | BARCLYS 3-7 YR | 464288661 | 13 | 105 | SH | SOLE | 0 | 0 | 105 | ||
ISHARES TR | INTL TREA BD ETF | 464288117 | 1 | 10 | SH | SOLE | 0 | 0 | 10 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,008 | 23,301 | SH | SOLE | 0 | 0 | 23,301 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 6,949 | 99,461 | SH | SOLE | 0 | 0 | 99,461 | ||
VOYA RISK MANAGED NAT RES FD | COM | 92913C106 | 61 | 9,168 | SH | SOLE | 0 | 0 | 9,168 | ||
ISHARES TR | S&P 500 INDEX | 464287200 | 9,750 | 42,487 | SH | SOLE | 0 | 0 | 42,487 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 12,271 | 332,226 | SH | SOLE | 0 | 0 | 332,226 | ||
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 68 | 3,819 | SH | SOLE | 0 | 0 | 3,819 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 182 | 10,917 | SH | SOLE | 0 | 0 | 10,917 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 76 | 12,263 | SH | SOLE | 0 | 0 | 12,263 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 55 | 4,196 | SH | SOLE | 0 | 0 | 4,196 | ||
PUTNAM HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 188 | 21,632 | SH | SOLE | 0 | 0 | 21,632 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 8,086 | 278,650 | SH | SOLE | 0 | 0 | 278,650 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 181 | 8,986 | SH | SOLE | 0 | 0 | 8,986 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 2,694 | 71,092 | SH | SOLE | 0 | 0 | 71,092 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 52 | 2,087 | SH | SOLE | 0 | 0 | 2,087 | ||
ISHARES TR | MRG RL ES CP ETF | 464288539 | 1,266 | 28,702 | SH | SOLE | 0 | 0 | 28,702 | ||
ROYCE VALUE TR INC | COM | 780910105 | 68 | 4,764 | SH | SOLE | 0 | 0 | 4,764 | ||
SPDR INDEX SHS FDS | DJ GLD RL ES ETF | 78463X749 | 7,832 | 164,686 | SH | SOLE | 0 | 0 | 164,686 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 2,099 | 56,149 | SH | SOLE | 0 | 0 | 56,149 | ||
ISHARES TR | MSCI SMALL CAP | 464288273 | 9 | 180 | SH | SOLE | 0 | 0 | 180 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 8 | 89 | SH | SOLE | 0 | 0 | 89 | ||
ISHARES TR | BARLYS 1-3 YR | 464287457 | 919 | 10,870 | SH | SOLE | 0 | 0 | 10,870 | ||
SPDR SER TR | CAP S/T HI YLD | 78468R408 | 1,710 | 61,417 | SH | SOLE | 0 | 0 | 61,417 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 65 | 3,634 | SH | SOLE | 0 | 0 | 3,634 | ||
CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 187 | 18,854 | SH | SOLE | 0 | 0 | 18,854 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 1,111 | 21,139 | SH | SOLE | 0 | 0 | 21,139 | ||
ISHARES TR | BRCLYS TIPS BD | 464287176 | 833 | 7,322 | SH | SOLE | 0 | 0 | 7,322 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 84 | 15,191 | SH | SOLE | 0 | 0 | 15,191 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 709 | 5,922 | SH | SOLE | 0 | 0 | 5,922 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,713 | 21,243 | SH | SOLE | 0 | 0 | 21,243 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 11,573 | 134,574 | SH | SOLE | 0 | 0 | 134,574 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,436 | 16,021 | SH | SOLE | 0 | 0 | 16,021 | ||
VANGUARD INDEX FDS | CONSUM DIS ETF | 92204A108 | 1,023 | 7,575 | SH | SOLE | 0 | 0 | 7,575 | ||
VANGUARD SCOTTSDALE FDS | SHRT-TERM CORP | 92206C409 | 5,956 | 74,816 | SH | SOLE | 0 | 0 | 74,816 | ||
VANGUARD INDEX FDS | CONSUM STP ETF | 92204A207 | 1,061 | 7,671 | SH | SOLE | 0 | 0 | 7,671 | ||
VANGUARD INDEX FDS | ENERGY ETF | 92204A306 | 1,338 | 13,184 | SH | SOLE | 0 | 0 | 13,184 | ||
VANGUARD TAX MANAGED INTL FD | MSCI EAFE ETF | 921943858 | 17,494 | 458,961 | SH | SOLE | 0 | 0 | 458,961 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 515 | 11,019 | SH | SOLE | 0 | 0 | 11,019 | ||
VANGUARD INDEX FDS | FINANCIALS ETF | 92204A405 | 1,245 | 20,323 | SH | SOLE | 0 | 0 | 20,323 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM GOV | 92206C706 | 3,072 | 47,902 | SH | SOLE | 0 | 0 | 47,902 | ||
VANGUARD INDEX FDS | INF TECH ETF | 92204A702 | 2,004 | 15,269 | SH | SOLE | 0 | 0 | 15,269 | ||
VANGUARD INDEX FDS | HEALTH CAR ETF | 92204A504 | 1,838 | 13,750 | SH | SOLE | 0 | 0 | 13,750 | ||
VANGUARD INDEX FDS | INDUSTRIAL ETF | 92204A603 | 1,195 | 9,607 | SH | SOLE | 0 | 0 | 9,607 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 2,227 | 42,456 | SH | SOLE | 0 | 0 | 42,456 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,719 | 20,505 | SH | SOLE | 0 | 0 | 20,505 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2 | 40 | SH | SOLE | 0 | 0 | 40 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,478 | 18,841 | SH | SOLE | 0 | 0 | 18,841 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 11,644 | 114,455 | SH | SOLE | 0 | 0 | 114,455 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 6,458 | 57,560 | SH | SOLE | 0 | 0 | 57,560 | ||
VANGUARD INDEX FDS | UTILITIES ETF | 92204A876 | 393 | 3,607 | SH | SOLE | 0 | 0 | 3,607 | ||
POWERSHARES ETF TR II | VAR RATE PFD POR | 73937B597 | 8,206 | 323,830 | SH | SOLE | 0 | 0 | 323,830 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 9,699 | 97,459 | SH | SOLE | 0 | 0 | 97,459 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,164 | 9,690 | SH | SOLE | 0 | 0 | 9,690 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 9,098 | 95,466 | SH | SOLE | 0 | 0 | 95,466 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 11,398 | 96,116 | SH | SOLE | 0 | 0 | 96,116 | ||
VANGUARD INTL EQUITY INDEX F | MSCI EMF MKT ETF | 922042858 | 9,527 | 246,638 | SH | SOLE | 0 | 0 | 246,638 | ||
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 182 | 15,935 | SH | SOLE | 0 | 0 | 15,935 | ||
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 73 | 1,347 | SH | SOLE | 0 | 0 | 1,347 |