The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,261 | 11,621 | SH | SOLE | 0 | 0 | 11,621 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 7,406 | 229,697 | SH | SOLE | 0 | 0 | 229,697 | ||
LIBERTY ALL STAR GROWTH FD I | COM | 529900102 | 461 | 101,609 | SH | SOLE | 0 | 0 | 101,609 | ||
POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | 2,105 | 71,701 | SH | SOLE | 0 | 0 | 71,701 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 511 | 54,934 | SH | SOLE | 0 | 0 | 54,934 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 14,515 | 623,934 | SH | SOLE | 0 | 0 | 623,934 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 2,585 | 121,767 | SH | SOLE | 0 | 0 | 121,767 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 1,969 | 77,716 | SH | SOLE | 0 | 0 | 77,716 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 4,665 | 190,493 | SH | SOLE | 0 | 0 | 190,493 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 4,687 | 190,220 | SH | SOLE | 0 | 0 | 190,220 | ||
CLAYMORE EXCHANGE TRD FD TR | 2021 HG YLD CB | 18383M225 | 3,852 | 154,135 | SH | SOLE | 0 | 0 | 154,135 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 567 | 21,250 | SH | SOLE | 0 | 0 | 21,250 | ||
BLACKROCK ENH CAP & INC FD I | COM NEW | 09256A109 | 679 | 47,402 | SH | SOLE | 0 | 0 | 47,402 | ||
ISHARES TR | CMBS ETF | 46429B366 | 320 | 6,254 | SH | SOLE | 0 | 0 | 6,254 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 894 | 8,676 | SH | SOLE | 0 | 0 | 8,676 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 4,084 | 38,811 | SH | SOLE | 0 | 0 | 38,811 | ||
SPDR SERIES TRUST | BRCLYS CAP CONV | 78464A359 | 11,453 | 238,868 | SH | SOLE | 0 | 0 | 238,868 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 350 | 10,271 | SH | SOLE | 0 | 0 | 10,271 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 79 | 5,148 | SH | SOLE | 0 | 0 | 5,148 | ||
DELAWARE INVTS DIV & INCOME | COM | 245915103 | 215 | 20,805 | SH | SOLE | 0 | 0 | 20,805 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 738 | 18,058 | SH | SOLE | 0 | 0 | 18,058 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 3 | 28 | SH | SOLE | 0 | 0 | 28 | ||
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 453 | 27,871 | SH | SOLE | 0 | 0 | 27,871 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,276 | 25,360 | SH | SOLE | 0 | 0 | 25,360 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 214 | 21,193 | SH | SOLE | 0 | 0 | 21,193 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 102 | 901 | SH | SOLE | 0 | 0 | 901 | ||
CLEARBRIDGE ENERGY MLP OPP F | COM PAR | 18469P100 | 456 | 33,844 | SH | SOLE | 0 | 0 | 33,844 | ||
FIDELITY | TOTAL BD ETF | 316188309 | 29 | 592 | SH | SOLE | 0 | 0 | 592 | ||
FIDELITY | MSCI CONSM DIS | 316092204 | 44 | 1,265 | SH | SOLE | 0 | 0 | 1,265 | ||
FIDELITY | MSCI ENERGY IDX | 316092402 | 58 | 2,975 | SH | SOLE | 0 | 0 | 2,975 | ||
FIDELITY | MSCI HLTH CARE I | 316092600 | 81 | 2,263 | SH | SOLE | 0 | 0 | 2,263 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 97 | 3,687 | SH | SOLE | 0 | 0 | 3,687 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 146 | 5,447 | SH | SOLE | 0 | 0 | 5,447 | ||
FIDELITY | MSCI RL EST ETF | 316092857 | 242 | 10,135 | SH | SOLE | 0 | 0 | 10,135 | ||
FIDELITY | CONSMR STAPLES | 316092303 | 38 | 1,156 | SH | SOLE | 0 | 0 | 1,156 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 73 | 1,763 | SH | SOLE | 0 | 0 | 1,763 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 14 | 435 | SH | SOLE | 0 | 0 | 435 | ||
NEW GERMANY FD INC | COM | 644465106 | 481 | 32,551 | SH | SOLE | 0 | 0 | 32,551 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 275 | 2,252 | SH | SOLE | 0 | 0 | 2,252 | ||
ETFS PRECIOUS METALS BASKET | PHYS PM BASKET | 26922W109 | 395 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
GABELLI HLTHCARE & WELLNESS | SHS BEN INT | 36246K103 | 452 | 45,283 | SH | SOLE | 0 | 0 | 45,283 | ||
MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | 766 | 31,256 | SH | SOLE | 0 | 0 | 31,256 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 129 | 1,466 | SH | SOLE | 0 | 0 | 1,466 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 79 | 778 | SH | SOLE | 0 | 0 | 778 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 5,164 | 429,952 | SH | SOLE | 0 | 0 | 429,952 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 341 | 5,887 | SH | SOLE | 0 | 0 | 5,887 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 272 | 5,685 | SH | SOLE | 0 | 0 | 5,685 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 463 | 44,202 | SH | SOLE | 0 | 0 | 44,202 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,499 | 26,279 | SH | SOLE | 0 | 0 | 26,279 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 300 | 2,018 | SH | SOLE | 0 | 0 | 2,018 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 178 | 934 | SH | SOLE | 0 | 0 | 934 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 7,025 | 101,583 | SH | SOLE | 0 | 0 | 101,583 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 10 | 182 | SH | SOLE | 0 | 0 | 182 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 181 | 1,740 | SH | SOLE | 0 | 0 | 1,740 | ||
ISHARES TR | S&P 500 INDEX | 464287200 | 9,391 | 40,170 | SH | SOLE | 0 | 0 | 40,170 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 304 | 2,312 | SH | SOLE | 0 | 0 | 2,312 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 12,736 | 344,859 | SH | SOLE | 0 | 0 | 344,859 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 209 | 12,712 | SH | SOLE | 0 | 0 | 12,712 | ||
ISHARES TR | IBOXX INV CPBD | 464287242 | 134 | 1,134 | SH | SOLE | 0 | 0 | 1,134 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 628 | 4,512 | SH | SOLE | 0 | 0 | 4,512 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 1,121 | 11,633 | SH | SOLE | 0 | 0 | 11,633 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 695 | 59,851 | SH | SOLE | 0 | 0 | 59,851 | ||
PUTNAM HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 216 | 24,930 | SH | SOLE | 0 | 0 | 24,930 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 9,044 | 311,201 | SH | SOLE | 0 | 0 | 311,201 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 203 | 10,460 | SH | SOLE | 0 | 0 | 10,460 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 2,713 | 70,612 | SH | SOLE | 0 | 0 | 70,612 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 108 | 7,320 | SH | SOLE | 0 | 0 | 7,320 | ||
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 972 | 51,655 | SH | SOLE | 0 | 0 | 51,655 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 54 | 2,125 | SH | SOLE | 0 | 0 | 2,125 | ||
RYDEX ETF TRUST | GUG S&P SC500 EQ | 78355W882 | 197 | 2,115 | SH | SOLE | 0 | 0 | 2,115 | ||
ISHARES TR | MRG RL ES CP ETF | 464288539 | 1,133 | 25,027 | SH | SOLE | 0 | 0 | 25,027 | ||
COHEN & STEERS TOTAL RETURN | COM | 19247R103 | 452 | 36,728 | SH | SOLE | 0 | 0 | 36,728 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W833 | 221 | 2,120 | SH | SOLE | 0 | 0 | 2,120 | ||
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 203 | 1,631 | SH | SOLE | 0 | 0 | 1,631 | ||
RYDEX ETF TRUST | GUG S&P500EQWTMA | 78355W825 | 103 | 1,072 | SH | SOLE | 0 | 0 | 1,072 | ||
SPDR INDEX SHS FDS | DJ GLD RL ES ETF | 78463X749 | 8,740 | 185,375 | SH | SOLE | 0 | 0 | 185,375 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 2,684 | 71,768 | SH | SOLE | 0 | 0 | 71,768 | ||
RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | 243 | 4,114 | SH | SOLE | 0 | 0 | 4,114 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 221 | 5,874 | SH | SOLE | 0 | 0 | 5,874 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 371 | 2,319 | SH | SOLE | 0 | 0 | 2,319 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 348 | 2,883 | SH | SOLE | 0 | 0 | 2,883 | ||
RYDEX ETF TRUST | GUG S&P500EQWTUT | 78355W791 | 69 | 817 | SH | SOLE | 0 | 0 | 817 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 711 | 11,289 | SH | SOLE | 0 | 0 | 11,289 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 864 | 15,135 | SH | SOLE | 0 | 0 | 15,135 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 637 | 20,325 | SH | SOLE | 0 | 0 | 20,325 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 749 | 31,257 | SH | SOLE | 0 | 0 | 31,257 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,271 | 42,545 | SH | SOLE | 0 | 0 | 42,545 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,149 | 19,004 | SH | SOLE | 0 | 0 | 19,004 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 449 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 11 | 234 | SH | SOLE | 0 | 0 | 234 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 415 | 8,220 | SH | SOLE | 0 | 0 | 8,220 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 5 | 84 | SH | SOLE | 0 | 0 | 84 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 40 | 753 | SH | SOLE | 0 | 0 | 753 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 990 | 19,934 | SH | SOLE | 0 | 0 | 19,934 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 23 | 417 | SH | SOLE | 0 | 0 | 417 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 938 | 18,118 | SH | SOLE | 0 | 0 | 18,118 | ||
ISHARES TR | MSCI SMALL CAP | 464288273 | 133 | 2,454 | SH | SOLE | 0 | 0 | 2,454 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 2 | 24 | SH | SOLE | 0 | 0 | 24 | ||
ETFS GOLD TR | SHS BEN INT | 26922Y105 | 459 | 3,787 | SH | SOLE | 0 | 0 | 3,787 | ||
ISHARES TR | BARLYS 1-3 YR | 464287457 | 594 | 7,017 | SH | SOLE | 0 | 0 | 7,017 | ||
SPDR SER TR | CAP S/T HI YLD | 78468R408 | 1,789 | 64,121 | SH | SOLE | 0 | 0 | 64,121 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 122 | 6,904 | SH | SOLE | 0 | 0 | 6,904 | ||
CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 207 | 21,963 | SH | SOLE | 0 | 0 | 21,963 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 1,181 | 22,356 | SH | SOLE | 0 | 0 | 22,356 | ||
TEKLA WORLD HEALTHCARE FD | BEN INT SHS | 87911L108 | 456 | 31,786 | SH | SOLE | 0 | 0 | 31,786 | ||
ISHARES TR | BRCLYS TIPS BD | 464287176 | 804 | 7,012 | SH | SOLE | 0 | 0 | 7,012 | ||
SPDR SERIES TRUST | BLOOMBERG LNG TR | 78464A664 | 917 | 13,152 | SH | SOLE | 0 | 0 | 13,152 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 195 | 1,616 | SH | SOLE | 0 | 0 | 1,616 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 511 | 93,649 | SH | SOLE | 0 | 0 | 93,649 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 826 | 6,947 | SH | SOLE | 0 | 0 | 6,947 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,650 | 20,504 | SH | SOLE | 0 | 0 | 20,504 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 11,643 | 134,786 | SH | SOLE | 0 | 0 | 134,786 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,835 | 20,408 | SH | SOLE | 0 | 0 | 20,408 | ||
VANGUARD INDEX FDS | CONSUM DIS ETF | 92204A108 | 1,183 | 8,542 | SH | SOLE | 0 | 0 | 8,542 | ||
VANGUARD SCOTTSDALE FDS | SHRT-TERM CORP | 92206C409 | 5,021 | 62,957 | SH | SOLE | 0 | 0 | 62,957 | ||
VANGUARD INDEX FDS | CONSUM STP ETF | 92204A207 | 1,191 | 8,469 | SH | SOLE | 0 | 0 | 8,469 | ||
VANGUARD INDEX FDS | ENERGY ETF | 92204A306 | 1,555 | 16,079 | SH | SOLE | 0 | 0 | 16,079 | ||
VANGUARD TAX MANAGED INTL FD | MSCI EAFE ETF | 921943858 | 18,121 | 463,749 | SH | SOLE | 0 | 0 | 463,749 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 647 | 13,532 | SH | SOLE | 0 | 0 | 13,532 | ||
VANGUARD INDEX FDS | FINANCIALS ETF | 92204A405 | 1,377 | 22,766 | SH | SOLE | 0 | 0 | 22,766 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM GOV | 92206C706 | 3,187 | 49,559 | SH | SOLE | 0 | 0 | 49,559 | ||
VANGUARD INDEX FDS | INF TECH ETF | 92204A702 | 2,284 | 16,842 | SH | SOLE | 0 | 0 | 16,842 | ||
VANGUARD INDEX FDS | HEALTH CAR ETF | 92204A504 | 2,208 | 16,019 | SH | SOLE | 0 | 0 | 16,019 | ||
VANGUARD INDEX FDS | INDUSTRIAL ETF | 92204A603 | 1,335 | 10,790 | SH | SOLE | 0 | 0 | 10,790 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 1,620 | 30,780 | SH | SOLE | 0 | 0 | 30,780 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,992 | 24,115 | SH | SOLE | 0 | 0 | 24,115 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,422 | 18,011 | SH | SOLE | 0 | 0 | 18,011 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 11,684 | 114,637 | SH | SOLE | 0 | 0 | 114,637 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 6,386 | 56,540 | SH | SOLE | 0 | 0 | 56,540 | ||
VANGUARD INDEX FDS | UTILITIES ETF | 92204A876 | 408 | 3,623 | SH | SOLE | 0 | 0 | 3,623 | ||
POWERSHARES ETF TR II | VAR RATE PFD POR | 73937B597 | 9,390 | 368,943 | SH | SOLE | 0 | 0 | 368,943 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 9,288 | 91,320 | SH | SOLE | 0 | 0 | 91,320 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,545 | 12,739 | SH | SOLE | 0 | 0 | 12,739 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 9,265 | 97,151 | SH | SOLE | 0 | 0 | 97,151 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 11,595 | 95,304 | SH | SOLE | 0 | 0 | 95,304 | ||
VANGUARD INTL EQUITY INDEX F | MSCI EMF MKT ETF | 922042858 | 11,403 | 288,927 | SH | SOLE | 0 | 0 | 288,927 | ||
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 212 | 18,456 | SH | SOLE | 0 | 0 | 18,456 | ||
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 44 | 804 | SH | SOLE | 0 | 0 | 804 |