The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,624 | 14,807 | SH | SOLE | 0 | 0 | 14,807 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 9,246 | 311,951 | SH | SOLE | 0 | 0 | 311,951 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 1,295 | 146,177 | SH | SOLE | 0 | 0 | 146,177 | ||
LIBERTY ALL STAR GROWTH FD I | COM | 529900102 | 1,346 | 268,185 | SH | SOLE | 0 | 0 | 268,185 | ||
POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | 2,068 | 68,562 | SH | SOLE | 0 | 0 | 68,562 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 1,357 | 157,758 | SH | SOLE | 0 | 0 | 157,758 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 1,469 | 147,177 | SH | SOLE | 0 | 0 | 147,177 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 15,672 | 675,350 | SH | SOLE | 0 | 0 | 675,350 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 2,803 | 132,263 | SH | SOLE | 0 | 0 | 132,263 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 2,390 | 94,343 | SH | SOLE | 0 | 0 | 94,343 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 5,467 | 221,552 | SH | SOLE | 0 | 0 | 221,552 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 5,511 | 221,789 | SH | SOLE | 0 | 0 | 221,789 | ||
CLAYMORE EXCHANGE TRD FD TR | 2021 HG YLD CB | 18383M225 | 4,735 | 188,272 | SH | SOLE | 0 | 0 | 188,272 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 1,614 | 57,090 | SH | SOLE | 0 | 0 | 57,090 | ||
CLEARBRIDGE AMERN ENERG MLP | COM | 184691103 | 1,240 | 139,338 | SH | SOLE | 0 | 0 | 139,338 | ||
ISHARES TR | CMBS ETF | 46429B366 | 1,285 | 24,847 | SH | SOLE | 0 | 0 | 24,847 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 1,110 | 10,520 | SH | SOLE | 0 | 0 | 10,520 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 4,382 | 41,591 | SH | SOLE | 0 | 0 | 41,591 | ||
SPDR SERIES TRUST | BRCLYS CAP CONV | 78464A359 | 13,393 | 266,594 | SH | SOLE | 0 | 0 | 266,594 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 459 | 12,376 | SH | SOLE | 0 | 0 | 12,376 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 115 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 1,002 | 23,226 | SH | SOLE | 0 | 0 | 23,226 | ||
WISDOMTREE TRUST | SMALLCAP DIVID | 97717W604 | 0 | 4 | SH | SOLE | 0 | 0 | 4 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 3 | 28 | SH | SOLE | 0 | 0 | 28 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,472 | 27,426 | SH | SOLE | 0 | 0 | 27,426 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 237 | 2,055 | SH | SOLE | 0 | 0 | 2,055 | ||
FIDELITY | TOTAL BD ETF | 316188309 | 30 | 592 | SH | SOLE | 0 | 0 | 592 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 159 | 5,623 | SH | SOLE | 0 | 0 | 5,623 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 187 | 6,422 | SH | SOLE | 0 | 0 | 6,422 | ||
FIDELITY | MSCI RL EST ETF | 316092857 | 400 | 16,327 | SH | SOLE | 0 | 0 | 16,327 | ||
FIDELITY | CONSMR STAPLES | 316092303 | 111 | 3,352 | SH | SOLE | 0 | 0 | 3,352 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 111 | 2,474 | SH | SOLE | 0 | 0 | 2,474 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 111 | 3,174 | SH | SOLE | 0 | 0 | 3,174 | ||
NEW GERMANY FD INC | COM | 644465106 | 1,415 | 80,384 | SH | SOLE | 0 | 0 | 80,384 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 425 | 3,531 | SH | SOLE | 0 | 0 | 3,531 | ||
ETFS PRECIOUS METALS BASKET | PHYS PM BASKET | 26922W109 | 576 | 9,255 | SH | SOLE | 0 | 0 | 9,255 | ||
GABELLI HLTHCARE & WELLNESS | SHS BEN INT | 36246K103 | 1,256 | 120,166 | SH | SOLE | 0 | 0 | 120,166 | ||
MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | 1,149 | 46,844 | SH | SOLE | 0 | 0 | 46,844 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 310 | 3,507 | SH | SOLE | 0 | 0 | 3,507 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 6 | 64 | SH | SOLE | 0 | 0 | 64 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 5,425 | 447,982 | SH | SOLE | 0 | 0 | 447,982 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 649 | 10,282 | SH | SOLE | 0 | 0 | 10,282 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 517 | 9,749 | SH | SOLE | 0 | 0 | 9,749 | ||
ISHARES TR | INTL TREA BD ETF | 464288117 | 11 | 111 | SH | SOLE | 0 | 0 | 111 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,309 | 24,672 | SH | SOLE | 0 | 0 | 24,672 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 573 | 3,841 | SH | SOLE | 0 | 0 | 3,841 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 326 | 1,653 | SH | SOLE | 0 | 0 | 1,653 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 7,427 | 105,886 | SH | SOLE | 0 | 0 | 105,886 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 10 | 182 | SH | SOLE | 0 | 0 | 182 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 347 | 3,258 | SH | SOLE | 0 | 0 | 3,258 | ||
ISHARES TR | S&P 500 INDEX | 464287200 | 13,442 | 55,147 | SH | SOLE | 0 | 0 | 55,147 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 572 | 4,062 | SH | SOLE | 0 | 0 | 4,062 | ||
ISHARES TR | CORE MSCITOTAL | 46432F834 | 3 | 45 | SH | SOLE | 0 | 0 | 45 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 13,418 | 360,493 | SH | SOLE | 0 | 0 | 360,493 | ||
ISHARES TR | IBOXX INV CPBD | 464287242 | 336 | 2,784 | SH | SOLE | 0 | 0 | 2,784 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 814 | 5,661 | SH | SOLE | 0 | 0 | 5,661 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 1,436 | 14,854 | SH | SOLE | 0 | 0 | 14,854 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 886 | 81,843 | SH | SOLE | 0 | 0 | 81,843 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 9,532 | 322,647 | SH | SOLE | 0 | 0 | 322,647 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 3,649 | 93,136 | SH | SOLE | 0 | 0 | 93,136 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 129 | 8,528 | SH | SOLE | 0 | 0 | 8,528 | ||
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 1,339 | 70,236 | SH | SOLE | 0 | 0 | 70,236 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 79 | 2,995 | SH | SOLE | 0 | 0 | 2,995 | ||
ISHARES TR | MRG RL ES CP ETF | 464288539 | 1,270 | 27,235 | SH | SOLE | 0 | 0 | 27,235 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W833 | 291 | 2,680 | SH | SOLE | 0 | 0 | 2,680 | ||
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 636 | 5,074 | SH | SOLE | 0 | 0 | 5,074 | ||
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 1,297 | 59,259 | SH | SOLE | 0 | 0 | 59,259 | ||
RYDEX ETF TRUST | GUG S&P500EQWTMA | 78355W825 | 2 | 17 | SH | SOLE | 0 | 0 | 17 | ||
SPDR INDEX SHS FDS | DJ GLD RL ES ETF | 78463X749 | 10,584 | 218,523 | SH | SOLE | 0 | 0 | 218,523 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 2,963 | 75,294 | SH | SOLE | 0 | 0 | 75,294 | ||
RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | 1 | 26 | SH | SOLE | 0 | 0 | 26 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 409 | 10,047 | SH | SOLE | 0 | 0 | 10,047 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 2 | 11 | SH | SOLE | 0 | 0 | 11 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 637 | 4,937 | SH | SOLE | 0 | 0 | 4,937 | ||
RYDEX ETF TRUST | GUG S&P500EQWTUT | 78355W791 | 655 | 7,431 | SH | SOLE | 0 | 0 | 7,431 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 863 | 13,439 | SH | SOLE | 0 | 0 | 13,439 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,093 | 18,301 | SH | SOLE | 0 | 0 | 18,301 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 931 | 26,781 | SH | SOLE | 0 | 0 | 26,781 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,216 | 45,957 | SH | SOLE | 0 | 0 | 45,957 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,828 | 55,643 | SH | SOLE | 0 | 0 | 55,643 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,540 | 23,672 | SH | SOLE | 0 | 0 | 23,672 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 410 | 9,905 | SH | SOLE | 0 | 0 | 9,905 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 11 | 234 | SH | SOLE | 0 | 0 | 234 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 683 | 13,532 | SH | SOLE | 0 | 0 | 13,532 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 38 | 681 | SH | SOLE | 0 | 0 | 681 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 2 | 31 | SH | SOLE | 0 | 0 | 31 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,258 | 24,674 | SH | SOLE | 0 | 0 | 24,674 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 256 | 4,330 | SH | SOLE | 0 | 0 | 4,330 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 1,105 | 21,105 | SH | SOLE | 0 | 0 | 21,105 | ||
ISHARES TR | MSCI SMALL CAP | 464288273 | 269 | 4,479 | SH | SOLE | 0 | 0 | 4,479 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 2 | 24 | SH | SOLE | 0 | 0 | 24 | ||
ETFS GOLD TR | SHS BEN INT | 26922Y105 | 586 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
ISHARES TR | BARLYS 1-3 YR | 464287457 | 3,198 | 37,839 | SH | SOLE | 0 | 0 | 37,839 | ||
SPDR SER TR | CAP S/T HI YLD | 78468R408 | 1,277 | 45,700 | SH | SOLE | 0 | 0 | 45,700 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 180 | 10,943 | SH | SOLE | 0 | 0 | 10,943 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 659 | 12,622 | SH | SOLE | 0 | 0 | 12,622 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 1,346 | 63,475 | SH | SOLE | 0 | 0 | 63,475 | ||
TEKLA WORLD HEALTHCARE FD | BEN INT SHS | 87911L108 | 1,236 | 85,399 | SH | SOLE | 0 | 0 | 85,399 | ||
ISHARES TR | BRCLYS TIPS BD | 464287176 | 1,767 | 15,531 | SH | SOLE | 0 | 0 | 15,531 | ||
SPDR SERIES TRUST | BLOOMBERG LNG TR | 78464A664 | 1,332 | 18,508 | SH | SOLE | 0 | 0 | 18,508 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 459 | 3,673 | SH | SOLE | 0 | 0 | 3,673 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 1,463 | 253,997 | SH | SOLE | 0 | 0 | 253,997 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 181 | 1,471 | SH | SOLE | 0 | 0 | 1,471 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 3,998 | 29,940 | SH | SOLE | 0 | 0 | 29,940 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 11,820 | 134,458 | SH | SOLE | 0 | 0 | 134,458 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 2,141 | 22,933 | SH | SOLE | 0 | 0 | 22,933 | ||
VANGUARD SCOTTSDALE FDS | SHRT-TERM CORP | 92206C409 | 4,543 | 56,707 | SH | SOLE | 0 | 0 | 56,707 | ||
VANGUARD INDEX FDS | CONSUM STP ETF | 92204A207 | 3,570 | 25,333 | SH | SOLE | 0 | 0 | 25,333 | ||
VANGUARD INDEX FDS | ENERGY ETF | 92204A306 | 165 | 1,841 | SH | SOLE | 0 | 0 | 1,841 | ||
VANGUARD TAX MANAGED INTL FD | MSCI EAFE ETF | 921943858 | 21,528 | 509,351 | SH | SOLE | 0 | 0 | 509,351 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 908 | 17,441 | SH | SOLE | 0 | 0 | 17,441 | ||
VANGUARD INDEX FDS | FINANCIALS ETF | 92204A405 | 1,549 | 24,155 | SH | SOLE | 0 | 0 | 24,155 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM GOV | 92206C706 | 2,334 | 35,996 | SH | SOLE | 0 | 0 | 35,996 | ||
VANGUARD INDEX FDS | INF TECH ETF | 92204A702 | 2,620 | 17,772 | SH | SOLE | 0 | 0 | 17,772 | ||
VANGUARD INDEX FDS | HEALTH CAR ETF | 92204A504 | 187 | 1,269 | SH | SOLE | 0 | 0 | 1,269 | ||
VANGUARD INDEX FDS | INDUSTRIAL ETF | 92204A603 | 1,471 | 11,350 | SH | SOLE | 0 | 0 | 11,350 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 2,186 | 41,409 | SH | SOLE | 0 | 0 | 41,409 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,029 | 12,256 | SH | SOLE | 0 | 0 | 12,256 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 3,686 | 26,251 | SH | SOLE | 0 | 0 | 26,251 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 12,560 | 120,090 | SH | SOLE | 0 | 0 | 120,090 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 7,012 | 59,017 | SH | SOLE | 0 | 0 | 59,017 | ||
VANGUARD INDEX FDS | UTILITIES ETF | 92204A876 | 3,719 | 31,433 | SH | SOLE | 0 | 0 | 31,433 | ||
POWERSHARES ETF TR II | VAR RATE PFD POR | 73937B597 | 10,544 | 401,067 | SH | SOLE | 0 | 0 | 401,067 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 11,279 | 102,184 | SH | SOLE | 0 | 0 | 102,184 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,170 | 17,096 | SH | SOLE | 0 | 0 | 17,096 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 10,262 | 104,204 | SH | SOLE | 0 | 0 | 104,204 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 12,821 | 98,385 | SH | SOLE | 0 | 0 | 98,385 | ||
VANGUARD INTL EQUITY INDEX F | MSCI EMF MKT ETF | 922042858 | 14,275 | 333,778 | SH | SOLE | 0 | 0 | 333,778 | ||
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 65 | 1,160 | SH | SOLE | 0 | 0 | 1,160 |