The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE US AGGBD ET | 464287226 | 29 | 266 | SH | SOLE | 0 | 0 | 266 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 1,730 | 60,415 | SH | SOLE | 0 | 0 | 60,415 | ||
LIBERTY ALL STAR GROWTH FD I | COM | 529900102 | 2,178 | 367,842 | SH | SOLE | 0 | 0 | 367,842 | ||
POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | 101 | 3,372 | SH | SOLE | 0 | 0 | 3,372 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 2,253 | 226,443 | SH | SOLE | 0 | 0 | 226,443 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 2,275 | 197,661 | SH | SOLE | 0 | 0 | 197,661 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 3,989 | 172,179 | SH | SOLE | 0 | 0 | 172,179 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 14 | 682 | SH | SOLE | 0 | 0 | 682 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 30 | 1,175 | SH | SOLE | 0 | 0 | 1,175 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 6,366 | 260,684 | SH | SOLE | 0 | 0 | 260,684 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 6,509 | 265,361 | SH | SOLE | 0 | 0 | 265,361 | ||
CLAYMORE EXCHANGE TRD FD TR | 2021 HG YLD CB | 18383M225 | 5,909 | 236,927 | SH | SOLE | 0 | 0 | 236,927 | ||
CLAYMORE EXCHANGE TRD FD TR | 2022 HG YLD CB | 18383M217 | 4,462 | 178,768 | SH | SOLE | 0 | 0 | 178,768 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGENHIM 2023 | 18383M183 | 4,406 | 166,877 | SH | SOLE | 0 | 0 | 166,877 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 249 | 8,672 | SH | SOLE | 0 | 0 | 8,672 | ||
CLEARBRIDGE AMERN ENERG MLP | COM | 184691103 | 1,819 | 198,102 | SH | SOLE | 0 | 0 | 198,102 | ||
ISHARES TR | CMBS ETF | 46429B366 | 1,095 | 21,537 | SH | SOLE | 0 | 0 | 21,537 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 213 | 2,036 | SH | SOLE | 0 | 0 | 2,036 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 41 | 391 | SH | SOLE | 0 | 0 | 391 | ||
SPDR SERIES TRUST | BRCLYS CAP CONV | 78464A359 | 15,487 | 293,772 | SH | SOLE | 0 | 0 | 293,772 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 2 | 38 | SH | SOLE | 0 | 0 | 38 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 63 | 4,022 | SH | SOLE | 0 | 0 | 4,022 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 41 | 842 | SH | SOLE | 0 | 0 | 842 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 2 | 60 | SH | SOLE | 0 | 0 | 60 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 129 | 2,196 | SH | SOLE | 0 | 0 | 2,196 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 11,016 | 95,630 | SH | SOLE | 0 | 0 | 95,630 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 12,419 | 507,942 | SH | SOLE | 0 | 0 | 507,942 | ||
FIDELITY | TOTAL BD ETF | 316188309 | 836 | 16,827 | SH | SOLE | 0 | 0 | 16,827 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 34 | 1,046 | SH | SOLE | 0 | 0 | 1,046 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 32 | 1,004 | SH | SOLE | 0 | 0 | 1,004 | ||
FIDELITY | MSCI RL EST ETF | 316092857 | 696 | 29,511 | SH | SOLE | 0 | 0 | 29,511 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 190 | 3,565 | SH | SOLE | 0 | 0 | 3,565 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 19 | 580 | SH | SOLE | 0 | 0 | 580 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 98 | 1,311 | SH | SOLE | 0 | 0 | 1,311 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 9,149 | 165,144 | SH | SOLE | 0 | 0 | 165,144 | ||
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 89 | 5,871 | SH | SOLE | 0 | 0 | 5,871 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 5,509 | 170,836 | SH | SOLE | 0 | 0 | 170,836 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 3,920 | 93,435 | SH | SOLE | 0 | 0 | 93,435 | ||
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 1,080 | 42,625 | SH | SOLE | 0 | 0 | 42,625 | ||
FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 | 87 | 1,921 | SH | SOLE | 0 | 0 | 1,921 | ||
NEW GERMANY FD INC | COM | 644465106 | 2,118 | 104,039 | SH | SOLE | 0 | 0 | 104,039 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 127 | 1,045 | SH | SOLE | 0 | 0 | 1,045 | ||
ETFS PRECIOUS METALS BASKET | PHYS PM BASKET | 26922W109 | 330 | 5,216 | SH | SOLE | 0 | 0 | 5,216 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 185 | 16,218 | SH | SOLE | 0 | 0 | 16,218 | ||
GABELLI HLTHCARE & WELLNESS | SHS BEN INT | 36246K103 | 1,959 | 183,763 | SH | SOLE | 0 | 0 | 183,763 | ||
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 8,447 | 226,192 | SH | SOLE | 0 | 0 | 226,192 | ||
MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | 668 | 26,926 | SH | SOLE | 0 | 0 | 26,926 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 441 | 5,063 | SH | SOLE | 0 | 0 | 5,063 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 6 | 64 | SH | SOLE | 0 | 0 | 64 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 74 | 1,419 | SH | SOLE | 0 | 0 | 1,419 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 6,496 | 506,335 | SH | SOLE | 0 | 0 | 506,335 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 745 | 10,685 | SH | SOLE | 0 | 0 | 10,685 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 937 | 15,360 | SH | SOLE | 0 | 0 | 15,360 | ||
INDIA FD INC | COM | 454089103 | 160 | 5,900 | SH | SOLE | 0 | 0 | 5,900 | ||
ISHARES TR | INTL TREA BD ETF | 464288117 | 23 | 450 | SH | SOLE | 0 | 0 | 450 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 648 | 3,315 | SH | SOLE | 0 | 0 | 3,315 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 1,035 | 6,368 | SH | SOLE | 0 | 0 | 6,368 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 582 | 2,579 | SH | SOLE | 0 | 0 | 2,579 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,786 | 22,565 | SH | SOLE | 0 | 0 | 22,565 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 898 | 5,727 | SH | SOLE | 0 | 0 | 5,727 | ||
ISHARES TR | SP SMCP600GR ETF | 464287887 | 319 | 1,802 | SH | SOLE | 0 | 0 | 1,802 | ||
SPDR SERIES TRUST | BLOMBRG BRC TIPS | 78464A656 | 9,705 | 174,356 | SH | SOLE | 0 | 0 | 174,356 | ||
NEW IRELAND FUND INC | COM | 645673104 | 163 | 12,648 | SH | SOLE | 0 | 0 | 12,648 | ||
SPDR SERIES TRUST | BLMBRG BRC INTRM | 78464A672 | 90 | 1,520 | SH | SOLE | 0 | 0 | 1,520 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 641 | 5,385 | SH | SOLE | 0 | 0 | 5,385 | ||
ISHARES TR | S&P 500 INDEX | 464287200 | 4,375 | 17,218 | SH | SOLE | 0 | 0 | 17,218 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 842 | 5,157 | SH | SOLE | 0 | 0 | 5,157 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 243 | 6,628 | SH | SOLE | 0 | 0 | 6,628 | ||
ISHARES TR | IBOXX INV CPBD | 464287242 | 71 | 596 | SH | SOLE | 0 | 0 | 596 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 8,310 | 51,132 | SH | SOLE | 0 | 0 | 51,132 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 14,488 | 138,774 | SH | SOLE | 0 | 0 | 138,774 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 1,853 | 177,007 | SH | SOLE | 0 | 0 | 177,007 | ||
NEUBERGER BERMAN MLP INCOME | COM | 64129H104 | 2,136 | 217,036 | SH | SOLE | 0 | 0 | 217,036 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 3,723 | 127,213 | SH | SOLE | 0 | 0 | 127,213 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 1,717 | 44,310 | SH | SOLE | 0 | 0 | 44,310 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 430 | 29,949 | SH | SOLE | 0 | 0 | 29,949 | ||
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 1,721 | 91,491 | SH | SOLE | 0 | 0 | 91,491 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 2,487 | 58,691 | SH | SOLE | 0 | 0 | 58,691 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 40 | 1,480 | SH | SOLE | 0 | 0 | 1,480 | ||
ISHARES TR | MRG RL ES CP ETF | 464288539 | 2,983 | 69,981 | SH | SOLE | 0 | 0 | 69,981 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W833 | 1,610 | 12,746 | SH | SOLE | 0 | 0 | 12,746 | ||
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 178 | 10,239 | SH | SOLE | 0 | 0 | 10,239 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 2,283 | 239,083 | SH | SOLE | 0 | 0 | 239,083 | ||
ROYCE MICRO-CAP TR INC | COM | 780910105 | 180 | 10,889 | SH | SOLE | 0 | 0 | 10,889 | ||
SPDR INDEX SHS FDS | DJ GLD RL ES ETF | 78463X749 | 4,594 | 96,241 | SH | SOLE | 0 | 0 | 96,241 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 427 | 10,270 | SH | SOLE | 0 | 0 | 10,270 | ||
RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | 150 | 2,517 | SH | SOLE | 0 | 0 | 2,517 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 1,628 | 35,134 | SH | SOLE | 0 | 0 | 35,134 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 95 | 486 | SH | SOLE | 0 | 0 | 486 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 2,732 | 17,738 | SH | SOLE | 0 | 0 | 17,738 | ||
RYDEX ETF TRUST | GUG S&P500EQWTUT | 78355W791 | 329 | 3,953 | SH | SOLE | 0 | 0 | 3,953 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 860 | 11,945 | SH | SOLE | 0 | 0 | 11,945 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 6 | 92 | SH | SOLE | 0 | 0 | 92 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,718 | 44,691 | SH | SOLE | 0 | 0 | 44,691 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,469 | 81,768 | SH | SOLE | 0 | 0 | 81,768 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,389 | 66,874 | SH | SOLE | 0 | 0 | 66,874 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,343 | 30,994 | SH | SOLE | 0 | 0 | 30,994 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 2,910 | 74,114 | SH | SOLE | 0 | 0 | 74,114 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 762 | 13,830 | SH | SOLE | 0 | 0 | 13,830 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 588 | 11,777 | SH | SOLE | 0 | 0 | 11,777 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 1,903 | 34,740 | SH | SOLE | 0 | 0 | 34,740 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,870 | 32,827 | SH | SOLE | 0 | 0 | 32,827 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,572 | 23,375 | SH | SOLE | 0 | 0 | 23,375 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 2,578 | 50,145 | SH | SOLE | 0 | 0 | 50,145 | ||
ISHARES TR | MSCI SMALL CAP | 464288273 | 472 | 6,936 | SH | SOLE | 0 | 0 | 6,936 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 2 | 16 | SH | SOLE | 0 | 0 | 16 | ||
ETFS GOLD TR | SHS BEN INT | 26922Y105 | 977 | 7,481 | SH | SOLE | 0 | 0 | 7,481 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 5 | 99 | SH | SOLE | 0 | 0 | 99 | ||
ISHARES TR | BARLYS 1-3 YR | 464287457 | 469 | 5,549 | SH | SOLE | 0 | 0 | 5,549 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 7,912 | 167,561 | SH | SOLE | 0 | 0 | 167,561 | ||
SPDR SER TR | CAP S/T HI YLD | 78468R408 | 738 | 26,380 | SH | SOLE | 0 | 0 | 26,380 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 42 | 2,661 | SH | SOLE | 0 | 0 | 2,661 | ||
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 5,974 | 25,250 | SH | SOLE | 0 | 0 | 25,250 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 13,813 | 107,640 | SH | SOLE | 0 | 0 | 107,640 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 2,063 | 181,421 | SH | SOLE | 0 | 0 | 181,421 | ||
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 12,045 | 424,716 | SH | SOLE | 0 | 0 | 424,716 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 9,487 | 285,240 | SH | SOLE | 0 | 0 | 285,240 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 14,720 | 356,932 | SH | SOLE | 0 | 0 | 356,932 | ||
ISHARES TR | BRCLYS TIPS BD | 464287176 | 657 | 5,789 | SH | SOLE | 0 | 0 | 5,789 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,299 | 16,266 | SH | SOLE | 0 | 0 | 16,266 | ||
VANGUARD SCOTTSDALE FDS | SHRT-TERM CORP | 92206C409 | 1,855 | 23,145 | SH | SOLE | 0 | 0 | 23,145 | ||
VANGUARD TAX MANAGED INTL FD | MSCI EAFE ETF | 921943858 | 2,807 | 64,652 | SH | SOLE | 0 | 0 | 64,652 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 1,063 | 20,134 | SH | SOLE | 0 | 0 | 20,134 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,157 | 14,675 | SH | SOLE | 0 | 0 | 14,675 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 2,197 | 19,119 | SH | SOLE | 0 | 0 | 19,119 | ||
VANGUARD INTL EQUITY INDEX F | MSCI EMF MKT ETF | 922042858 | 1,290 | 29,602 | SH | SOLE | 0 | 0 | 29,602 | ||
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 31 | 536 | SH | SOLE | 0 | 0 | 536 |