The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | CORE US AGGBD ET | 464287226 | 13 | 121 | SH | SOLE | 0 | 0 | 121 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 892 | 33,795 | SH | SOLE | 0 | 0 | 33,795 | ||
LIBERTY ALL STAR GROWTH FD I | COM | 529900102 | 2,117 | 355,171 | SH | SOLE | 0 | 0 | 355,171 | ||
POWERSHARES ETF TR II | BUILD AMER ETF | 73937B407 | 1,800 | 60,898 | SH | SOLE | 0 | 0 | 60,898 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 2,231 | 230,470 | SH | SOLE | 0 | 0 | 230,470 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 2,070 | 189,027 | SH | SOLE | 0 | 0 | 189,027 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 2,860 | 123,815 | SH | SOLE | 0 | 0 | 123,815 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 186 | 3,397 | SH | SOLE | 0 | 0 | 3,397 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 20 | 779 | SH | SOLE | 0 | 0 | 779 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 4,718 | 195,124 | SH | SOLE | 0 | 0 | 195,124 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 4,835 | 199,293 | SH | SOLE | 0 | 0 | 199,293 | ||
CLAYMORE EXCHANGE TRD FD TR | 2021 HG YLD CB | 18383M225 | 4,490 | 182,291 | SH | SOLE | 0 | 0 | 182,291 | ||
CLAYMORE EXCHANGE TRD FD TR | 2022 HG YLD CB | 18383M217 | 3,598 | 146,906 | SH | SOLE | 0 | 0 | 146,906 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGENHIM 2023 | 18383M183 | 3,101 | 119,282 | SH | SOLE | 0 | 0 | 119,282 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 1,715 | 60,732 | SH | SOLE | 0 | 0 | 60,732 | ||
CLEARBRIDGE AMERN ENERG MLP | COM | 184691103 | 1,436 | 190,199 | SH | SOLE | 0 | 0 | 190,199 | ||
ISHARES TR | CMBS ETF | 46429B366 | 1,582 | 31,939 | SH | SOLE | 0 | 0 | 31,939 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 472 | 4,712 | SH | SOLE | 0 | 0 | 4,712 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 22 | 212 | SH | SOLE | 0 | 0 | 212 | ||
SPDR SERIES TRUST | BRCLYS CAP CONV | 78464A359 | 10,503 | 198,891 | SH | SOLE | 0 | 0 | 198,891 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 5 | 277 | SH | SOLE | 0 | 0 | 277 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 166 | 3,618 | SH | SOLE | 0 | 0 | 3,618 | ||
WISDOMTREE TR | EM MKTS QTLY DIV | 97717W323 | 165 | 6,276 | SH | SOLE | 0 | 0 | 6,276 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 0 | 12 | SH | SOLE | 0 | 0 | 12 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 1,039 | 9,068 | SH | SOLE | 0 | 0 | 9,068 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 78 | 958 | SH | SOLE | 0 | 0 | 958 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 78 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 8,929 | 83,175 | SH | SOLE | 0 | 0 | 83,175 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 10,910 | 484,694 | SH | SOLE | 0 | 0 | 484,694 | ||
SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | 113 | 2,243 | SH | SOLE | 0 | 0 | 2,243 | ||
FIDELITY | TOTAL BD ETF | 316188309 | 965 | 19,830 | SH | SOLE | 0 | 0 | 19,830 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 32 | 1,046 | SH | SOLE | 0 | 0 | 1,046 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 31 | 1,004 | SH | SOLE | 0 | 0 | 1,004 | ||
FIDELITY | MSCI RL EST ETF | 316092857 | 810 | 34,448 | SH | SOLE | 0 | 0 | 34,448 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 12 | 372 | SH | SOLE | 0 | 0 | 372 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 61 | 865 | SH | SOLE | 0 | 0 | 865 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 584 | 10,283 | SH | SOLE | 0 | 0 | 10,283 | ||
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 67 | 4,047 | SH | SOLE | 0 | 0 | 4,047 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 4,151 | 131,314 | SH | SOLE | 0 | 0 | 131,314 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 2,886 | 72,990 | SH | SOLE | 0 | 0 | 72,990 | ||
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 828 | 32,764 | SH | SOLE | 0 | 0 | 32,764 | ||
FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 | 6,498 | 152,610 | SH | SOLE | 0 | 0 | 152,610 | ||
NEW GERMANY FD INC | COM | 644465106 | 1,981 | 101,034 | SH | SOLE | 0 | 0 | 101,034 | ||
ETFS PRECIOUS METALS BASKET | PHYS PM BASKET | 26922W109 | 59 | 913 | SH | SOLE | 0 | 0 | 913 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 306 | 28,064 | SH | SOLE | 0 | 0 | 28,064 | ||
GABELLI HLTHCARE & WELLNESS | SHS BEN INT | 36246K103 | 1,809 | 188,610 | SH | SOLE | 0 | 0 | 188,610 | ||
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 6,340 | 177,282 | SH | SOLE | 0 | 0 | 177,282 | ||
MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | 136 | 5,652 | SH | SOLE | 0 | 0 | 5,652 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,954 | 22,829 | SH | SOLE | 0 | 0 | 22,829 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 6 | 64 | SH | SOLE | 0 | 0 | 64 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 2,445 | 46,608 | SH | SOLE | 0 | 0 | 46,608 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 5,257 | 417,246 | SH | SOLE | 0 | 0 | 417,246 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 761 | 11,339 | SH | SOLE | 0 | 0 | 11,339 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,027 | 18,255 | SH | SOLE | 0 | 0 | 18,255 | ||
INDIA FD INC | COM | 454089103 | 261 | 10,497 | SH | SOLE | 0 | 0 | 10,497 | ||
ISHARES TR | INTL TREA BD ETF | 464288117 | 51 | 1,029 | SH | SOLE | 0 | 0 | 1,029 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 38 | 195 | SH | SOLE | 0 | 0 | 195 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 934 | 5,863 | SH | SOLE | 0 | 0 | 5,863 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 536 | 2,410 | SH | SOLE | 0 | 0 | 2,410 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 90 | 1,118 | SH | SOLE | 0 | 0 | 1,118 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 853 | 5,379 | SH | SOLE | 0 | 0 | 5,379 | ||
ISHARES TR | SP SMCP600GR ETF | 464287887 | 372 | 2,057 | SH | SOLE | 0 | 0 | 2,057 | ||
SPDR SERIES TRUST | BLOMBRG BRC TIPS | 78464A656 | 10,698 | 194,466 | SH | SOLE | 0 | 0 | 194,466 | ||
NEW IRELAND FUND INC | COM | 645673104 | 265 | 22,015 | SH | SOLE | 0 | 0 | 22,015 | ||
SPDR SERIES TRUST | BLMBRG BRC INTRM | 78464A672 | 64 | 1,099 | SH | SOLE | 0 | 0 | 1,099 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 992 | 8,988 | SH | SOLE | 0 | 0 | 8,988 | ||
ISHARES TR | S&P 500 INDEX | 464287200 | 2,054 | 7,691 | SH | SOLE | 0 | 0 | 7,691 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 781 | 4,868 | SH | SOLE | 0 | 0 | 4,868 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 1 | 26 | SH | SOLE | 0 | 0 | 26 | ||
ISHARES TR | IBOXX INV CPBD | 464287242 | 75 | 656 | SH | SOLE | 0 | 0 | 656 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 8,242 | 51,465 | SH | SOLE | 0 | 0 | 51,465 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 14,719 | 143,767 | SH | SOLE | 0 | 0 | 143,767 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 2,307 | 250,231 | SH | SOLE | 0 | 0 | 250,231 | ||
NEUBERGER BERMAN MLP INCOME | COM | 64129H104 | 1,986 | 225,700 | SH | SOLE | 0 | 0 | 225,700 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 2,357 | 87,702 | SH | SOLE | 0 | 0 | 87,702 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 313 | 8,411 | SH | SOLE | 0 | 0 | 8,411 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 527 | 36,671 | SH | SOLE | 0 | 0 | 36,671 | ||
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 2,439 | 132,128 | SH | SOLE | 0 | 0 | 132,128 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 1,755 | 41,176 | SH | SOLE | 0 | 0 | 41,176 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 0 | 12 | SH | SOLE | 0 | 0 | 12 | ||
ISHARES TR | MRG RL ES CP ETF | 464288539 | 2,306 | 53,648 | SH | SOLE | 0 | 0 | 53,648 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W833 | 1,825 | 15,572 | SH | SOLE | 0 | 0 | 15,572 | ||
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 316 | 18,147 | SH | SOLE | 0 | 0 | 18,147 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 5,647 | 576,851 | SH | SOLE | 0 | 0 | 576,851 | ||
ROYCE MICRO-CAP TR INC | COM | 780910105 | 308 | 19,167 | SH | SOLE | 0 | 0 | 19,167 | ||
SPDR INDEX SHS FDS | DJ GLD RL ES ETF | 78463X749 | 2,482 | 52,362 | SH | SOLE | 0 | 0 | 52,362 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 160 | 3,960 | SH | SOLE | 0 | 0 | 3,960 | ||
RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | 156 | 2,517 | SH | SOLE | 0 | 0 | 2,517 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 2,112 | 47,804 | SH | SOLE | 0 | 0 | 47,804 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 86 | 486 | SH | SOLE | 0 | 0 | 486 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 108 | 682 | SH | SOLE | 0 | 0 | 682 | ||
RYDEX ETF TRUST | GUG S&P500EQWTUT | 78355W791 | 428 | 5,267 | SH | SOLE | 0 | 0 | 5,267 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,100 | 30,195 | SH | SOLE | 0 | 0 | 30,195 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,610 | 43,393 | SH | SOLE | 0 | 0 | 43,393 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 4,429 | 158,510 | SH | SOLE | 0 | 0 | 158,510 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,479 | 101,754 | SH | SOLE | 0 | 0 | 101,754 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,583 | 34,710 | SH | SOLE | 0 | 0 | 34,710 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 5,743 | 146,420 | SH | SOLE | 0 | 0 | 146,420 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 2,226 | 41,970 | SH | SOLE | 0 | 0 | 41,970 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 2,643 | 53,250 | SH | SOLE | 0 | 0 | 53,250 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 4,756 | 87,248 | SH | SOLE | 0 | 0 | 87,248 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 169 | 3,264 | SH | SOLE | 0 | 0 | 3,264 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 2,675 | 50,185 | SH | SOLE | 0 | 0 | 50,185 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 3,045 | 47,822 | SH | SOLE | 0 | 0 | 47,822 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 3,194 | 63,465 | SH | SOLE | 0 | 0 | 63,465 | ||
ISHARES TR | MSCI SMALL CAP | 464288273 | 1,320 | 20,127 | SH | SOLE | 0 | 0 | 20,127 | ||
ETFS GOLD TR | SHS BEN INT | 26922Y105 | 1,133 | 8,937 | SH | SOLE | 0 | 0 | 8,937 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 5 | 99 | SH | SOLE | 0 | 0 | 99 | ||
ISHARES TR | BARLYS 1-3 YR | 464287457 | 178 | 2,142 | SH | SOLE | 0 | 0 | 2,142 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 8,485 | 181,769 | SH | SOLE | 0 | 0 | 181,769 | ||
SPDR SER TR | CAP S/T HI YLD | 78468R408 | 147 | 5,363 | SH | SOLE | 0 | 0 | 5,363 | ||
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 6,315 | 26,104 | SH | SOLE | 0 | 0 | 26,104 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 14,679 | 113,161 | SH | SOLE | 0 | 0 | 113,161 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 1,920 | 189,201 | SH | SOLE | 0 | 0 | 189,201 | ||
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 11,006 | 397,038 | SH | SOLE | 0 | 0 | 397,038 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 8,818 | 275,547 | SH | SOLE | 0 | 0 | 275,547 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 13,114 | 347,932 | SH | SOLE | 0 | 0 | 347,932 | ||
ISHARES TR | BRCLYS TIPS BD | 464287176 | 122 | 1,086 | SH | SOLE | 0 | 0 | 1,086 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 469 | 3,231 | SH | SOLE | 0 | 0 | 3,231 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,283 | 15,127 | SH | SOLE | 0 | 0 | 15,127 | ||
VANGUARD SCOTTSDALE FDS | SHRT-TERM CORP | 92206C409 | 382 | 4,865 | SH | SOLE | 0 | 0 | 4,865 | ||
VANGUARD TAX MANAGED INTL FD | MSCI EAFE ETF | 921943858 | 676 | 15,279 | SH | SOLE | 0 | 0 | 15,279 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 200 | 3,877 | SH | SOLE | 0 | 0 | 3,877 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 469 | 3,060 | SH | SOLE | 0 | 0 | 3,060 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 483 | 4,086 | SH | SOLE | 0 | 0 | 4,086 | ||
VANGUARD INTL EQUITY INDEX F | MSCI EMF MKT ETF | 922042858 | 276 | 5,917 | SH | SOLE | 0 | 0 | 5,917 | ||
VANGUARD WHITEHALL FDS INC | EMERG MKT BD ETF | 921946885 | 614 | 7,824 | SH | SOLE | 0 | 0 | 7,824 |