UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22845
Barings Funds Trust
(Exact Name of Registrant as Specified in Charter)
300 S. Tryon Street, Suite 2500
Charlotte, NC 28202
(Address of Principal Executive Offices)
Corporation Service Company (CSC)
251 Little Falls Drive
Wilmington DE 19808
United States
(Name and Address of Agent for Service)
(704) 805-7200
(Registrant’s telephone number, including area code)
Date of fiscal year end: June 30
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record.
Barings Active Short Duration Bond Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Diversified Income Fund
The Barings Diversified Income Fund liquidated as of June 8, 2021.
Barings Emerging Markets Debt Blended Total Return Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Global Emerging Markets Equity Fund
Vote Summary Report - Barings Global Emerging Markets Equity Fund
Reporting Period: 07/01/2020 to 06/30/2021
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 2 | Approve Final Dividend | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a1 | Elect Yu Wu as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a2 | Elect Sheng Baijiao as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a3 | Elect Sheng Fang as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a4 | Elect Chow Kyan Mervyn as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a5 | Elect Yung Josephine Yuen Ching as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a6 | Elect Hu Xiaoling as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a7 | Elect Lam Yiu Kin as Director | For | Against | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a8 | Elect Hua Bin as Director | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4a9 | Elect Huang Victor as Director | For | Against | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 4b | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 6 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| Topsports International Holdings Limited | 6110 | 07/20/2020 | Cayman Islands | G8924B104 | Annual | 07/14/2020 | 142,000 | 142,000 | 7 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | For | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 2 | Approve Allocation of Income | For | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 3 | Fix Number of Fiscal Council Members at Five | For | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 4.1 | Elect Luis Claudio Rapparini Soares as Fiscal Council Member and Carla Alessandra Trematore as Alternate | For | Abstain | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 4.2 | Elect Francisco Silverio Morales Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate | For | Abstain | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 4.3 | Elect Cristina Anne Betts as Fiscal Council Member and Guido Barbosa de Oliveira as Alternate | For | Abstain | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 4.4 | Elect Marcelo Curti as Fiscal Council Member and Joao Marcelo Peixoto Torres as Alternate | For | Abstain | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 5.1 | Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder | None | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 5.2 | Elect Marcos Tadeu de Siqueira as Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholder | None | Abstain | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 6 | Elect Luis Claudio Rapparini Soares as Fiscal Council Chairman | For | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 7 | Approve Remuneration of Company’s Management | For | Against | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 8 | Approve Remuneration of Fiscal Council Members | For | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Annual | 22,985 | 22,985 | 9 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Special | 22,985 | 22,985 | 1 | Amend Restricted Stock Plan | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Special | 22,985 | 22,985 | 2 | Amend Articles and Consolidate Bylaws | For | For | |||||||||||||
| RUMO SA | RAIL3 | 07/22/2020 | Brazil | P8S114104 | Special | 22,985 | 22,985 | 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 1.1 | Elect Joaquim Jose Xavier da Silveira as Independent Director | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 1.2 | Elect Jose Guimaraes Monforte as Independent Director | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 2 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED—If You Vote FOR on Item 2, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | ||||||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 3.1 | Percentage of Votes to Be Assigned—Elect Joaquim Jose Xavier da Silveira as Independent Director | None | Abstain | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 3.2 | Percentage of Votes to Be Assigned—Elect Jose Guimaraes Monforte as Independent Director | None | Abstain | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 4.1 | Elect Paulo Antonio Spencer Uebel as Fiscal Council Member | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 4.2 | Elect Samuel Yoshiaki Oliveira Kinoshita as Fiscal Council Member | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 4.3 | Elect Lena Oliveira de Carvalho as Alternate Fiscal Council Member | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 4.4 | Elect Rodrigo Brandao de Almeida as Alternate Fiscal Council Member | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 5 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 6 | Approve Allocation of Income and Dividends | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 7 | Approve Remuneration of Company’s Management | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 8 | Approve Remuneration of Fiscal Council Members | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Annual | 8,300 | 8,300 | 9 | Approve Remuneration of Audit Committee Members | For | Against | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Special | 8,300 | 8,300 | 1 | Authorize Capitalization of Reserves | For | For | |||||||||||||
| Banco do Brasil SA | BBAS3 | 07/30/2020 | Brazil | P11427112 | Special | 8,300 | 8,300 | 2 | Amend Articles | For | Against | |||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | Annual Meeting Agenda | |||||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 1 | Receive Report of Management Board (Non-Voting) | ||||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 2 | Approve Remuneration Report | For | Against | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 3 | Adopt Financial Statements | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 4.a | Approve Dividends of EUR 0.602 Per Share | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 4.b | Approve Capital Increase and Capital Reduction | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 5 | Approve Remuneration Policy for Executive Directors | For | Against | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 6 | Approve Remuneration Policy for Non-Executive Directors | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 7 | Approve Discharge of Executive Directors | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 8 | Approve Discharge of Non-Executive Directors | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 9 | Elect Y Xu as Non-Executive Director | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 10.1 | Reelect D G Eriksson as Non-Executive Director | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 10.2 | Reelect M R Sorour as Non-Executive Director | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 10.3 | Reelect E M Choi as Non-Executive Director | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 10.4 | Reelect M Girotra as Non-Executive Director | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 10.5 | Reelect R C C Jafta as Non-Executive Director | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 13 | Authorize Repurchase of Shares | For | For | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 14 | Amend Prosus Share Award Plan | For | Against | ||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 15 | Other Business (Non-Voting) | ||||||||||||||
| Prosus NV | PRX | 08/18/2020 | Netherlands | N7163R103 | Annual | 07/21/2020 | 2,331 | 2,331 | 16 | Voting Results | ||||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | EGM BALLOT FOR HOLDERS OF H SHARES | |||||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | 1 | Amend Articles of Association | For | For | ||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | 2 | Approve Establishment of CPIC Fintech Co., Ltd. | For | For | ||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | ELECT DIRECTORS | |||||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | 3.1 | Elect Chen Ran as Director | For | For | ||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | 3.2 | Elect John Robert Dacey as Director | For | For | ||||||||||||
| China Pacific Insurance (Group) Co., Ltd. | 2601 | 08/21/2020 | China | Y1505Z103 | Special | 08/17/2020 | 41,800 | 41,800 | 3.3 | Elect Liang Hong as Director | For | For | ||||||||||||
| RUMO SA | RAIL3 | 08/21/2020 | Brazil | P8S114104 | Special | 22,985 | 22,985 | 1 | Approve Increase in Authorized Capital | For | For | |||||||||||||
| RUMO SA | RAIL3 | 08/21/2020 | Brazil | P8S114104 | Special | 22,985 | 22,985 | 2 | Amend Article 6 to Reflect Changes in Capital and Consolidate Bylaws | For | For | |||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 09/02/2020 | Indonesia | Y74568166 | Special | 08/10/2020 | 443,700 | 443,700 | 1 | Approve Changes in Boards of Company | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | Meeting for ADR/GDR Holders | |||||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 1 | Approve Annual Report | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 3 | Ratify PricewaterhouseCoopers as Auditor | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | Elect 14 Directors by Cumulative Voting | |||||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.1 | Elect Esko Tapani Aho as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.2 | Elect Leonid Boguslavskii as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.3 | Elect Herman Gref as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.4 | Elect Bella Zlatkis as Director | None | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.5 | Elect Sergei Ignatev as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.6 | Elect Mikhail Kovalchuk as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.7 | Elect Vladimir Kolychev as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.8 | Elect Nikolai Kudriavtsev as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.9 | Elect Aleksandr Kuleshov as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.10 | Elect Gennadii Melikian as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.11 | Elect Maksim Oreshkin as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.12 | Elect Anton Siluanov as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.13 | Elect Dmitrii Chernyshenko as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 4.14 | Elect Nadya Wells as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 5 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 09/25/2020 | Russia | X76317100 | Annual | 08/25/2020 | 10,509 | 10,509 | 6 | Amend Charter | For | For | ||||||||||||
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 4,570 | 4,570 | Meeting for ADR Holders | |||||||||||||||
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 4,570 | 4,570 | 1 | Amend Articles of Association | For | For | ||||||||||||
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 4,570 | 4,570 | 2.1 | Elect Maggie Wei Wu as Director | For | Against | ||||||||||||
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 4,570 | 4,570 | 2.2 | Elect Kabir Misra as Director | For | Against | ||||||||||||
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 4,570 | 4,570 | 2.3 | Elect Walter Teh Ming Kwauk as Director | For | For | ||||||||||||
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 4,570 | 4,570 | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | ||||||||||||
| LG Chem Ltd. | 051910 | 10/30/2020 | South Korea | Y52758102 | Special | 10/05/2020 | 438 | 438 | 1 | Approve Split-Off Agreement | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | EGM BALLOT FOR HOLDERS OF H SHARES | |||||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 1 | Elect Lyu Jiajin as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 2 | Elect Shao Min as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 3 | Elect Liu Fang as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 4 | Elect William (Bill) Coen as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 5 | Approve Remuneration Distribution and Settlement Plan for Directors | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 6 | Approve Remuneration Distribution and Settlement Plan for Supervisors | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 11/12/2020 | China | Y1397N101 | Special | 10/12/2020 | 454,000 | 454,000 | 7 | Approve Issuance of Qualified Write-Down Tier 2 Capital Instruments | For | For | ||||||||||||
| CNOOC Limited | 883 | 11/20/2020 | Hong Kong | Y1662W117 | Special | 11/13/2020 | 154,000 | 154,000 | 1 | Approve Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking and Related Transactions | For | For | ||||||||||||
| Magnit PJSC | MGNT | 12/24/2020 | Russia | X51729105 | Special | 12/01/2020 | 2,328 | 2,328 | 1 | Approve Interim Dividends of RUB 245.31 per Share for First Nine Months of Fiscal 2020 | For | For | ||||||||||||
| Magnit PJSC | MGNT | 12/24/2020 | Russia | X51729105 | Special | 12/01/2020 | 2,328 | 2,328 | 2 | Approve New Edition of Charter | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Magnit PJSC | MGNT | 12/24/2020 | Russia | X51729105 | Special | 12/01/2020 | 2,328 | 2,328 | 3 | Approve New Edition of Regulations on Management | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 12/30/2020 | China | Y1501T101 | Special | 12/23/2020 | 80,000 | 80,000 | 1 | Approve Framework Agreement for Purchase and Sale of Comprehensive Products and Services and Proposed Annual Caps | For | For | ||||||||||||
| New Oriental Education & Technology Group, Inc. | 9901 | 03/08/2021 | Cayman Islands | G6470A116 | Special | 02/01/2021 | 786 | 786 | Meeting for ADR Holders | |||||||||||||||
| New Oriental Education & Technology Group, Inc. | 9901 | 03/08/2021 | Cayman Islands | G6470A116 | Special | 02/01/2021 | 786 | 786 | 1 | Approve Share Subdivision | For | For | ||||||||||||
| New Oriental Education & Technology Group, Inc. | 9901 | 03/08/2021 | Cayman Islands | G6470A116 | Special | 02/01/2021 | 786 | 786 | 2 | Adopt Chinese Name as Dual Foreign Name of the Company | For | For | ||||||||||||
| New Oriental Education & Technology Group, Inc. | 9901 | 03/08/2021 | Cayman Islands | G6470A116 | Special | 02/01/2021 | 786 | 786 | 3 | Adopt Amended and Restated Memorandum and Articles of Association | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 03/12/2021 | Bermuda | G5320C108 | Special | 03/05/2021 | 154,000 | 154,000 | 1 | Approve Equity Transfer Agreement and Related Transactions | For | For | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 1 | Approve Financial Statements and Allocation of Income | For | For | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 2.1.1 | Elect Park Byung-gook as Outside Director | For | Against | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 2.1.2 | Elect Kim Jeong as Outside Director | For | Against | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 2.2.1 | Elect Kim Kinam as Inside Director | For | For | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 2.2.2 | Elect Kim Hyun-suk as Inside Director | For | For | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 2.2.3 | Elect Koh Dong-jin as Inside Director | For | For | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | For | Against | ||||||||||||
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 16,780 | 16,780 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | ||||||||||||
| LG Chem Ltd. | 051910 | 03/25/2021 | South Korea | Y52758102 | Annual | 12/31/2020 | 438 | 438 | 1 | Approve Financial Statements and Allocation of Income | For | For | ||||||||||||
| LG Chem Ltd. | 051910 | 03/25/2021 | South Korea | Y52758102 | Annual | 12/31/2020 | 438 | 438 | 2 | Amend Articles of Incorporation | For | For | ||||||||||||
| LG Chem Ltd. | 051910 | 03/25/2021 | South Korea | Y52758102 | Annual | 12/31/2020 | 438 | 438 | 3 | Elect Cha Dong Seok as Inside Director | For | Against | ||||||||||||
| LG Chem Ltd. | 051910 | 03/25/2021 | South Korea | Y52758102 | Annual | 12/31/2020 | 438 | 438 | 4 | Elect Kim Mun-Su as Outside Director to Serve as an Audit Committee Member | For | For | ||||||||||||
| LG Chem Ltd. | 051910 | 03/25/2021 | South Korea | Y52758102 | Annual | 12/31/2020 | 438 | 438 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | AGM BALLOT FOR HOLDERS OF H SHARES | |||||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 1 | Approve 2020 Report of the Board of Directors | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 2 | Approve 2020 Report of the Supervisory Committee | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 3 | Approve 2020 Annual Report and Its Summary | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 4 | Approve 2020 Financial Statements and Statutory Reports | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 5 | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 7 | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | ELECT DIRECTORS | |||||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.01 | Elect Ma Mingzhe as Director | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.02 | Elect Xie Yonglin as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.03 | Elect Tan Sin Yin as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.04 | Elect Yao Jason Bo as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.05 | Elect Cai Fangfang as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.06 | Elect Soopakij Chearavanont as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.07 | Elect Yang Xiaoping as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.08 | Elect Wang Yongjian as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.09 | Elect Huang Wei as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.10 | Elect Ouyang Hui as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.11 | Elect Ng Sing Yip as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.12 | Elect Chu Yiyun as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.13 | Elect Liu Hong as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.14 | Elect Jin Li as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 8.15 | Elect Ng Kong Ping Albert as Director | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | ELECT SUPERVISORS | |||||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 9.01 | Elect Gu Liji as Supervisor | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 9.02 | Elect Huang Baokui as Supervisor | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 9.03 | Elect Zhang Wangjin as Supervisor | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 10 | Approve Issuance of Debt Financing Instruments | For | For | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | ||||||||||||
| Ping An Insurance (Group) Company of China, Ltd. | 2318 | 03/25/2021 | China | Y69790106 | Annual | 03/17/2021 | 27,500 | 27,500 | 12 | Amend Articles of Association | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 03/26/2021 | China | Y1397N101 | Special | 02/23/2021 | 407,000 | 407,000 | EGM BALLOT FOR HOLDERS OF H SHARES | |||||||||||||||
| China Construction Bank Corporation | 939 | 03/26/2021 | China | Y1397N101 | Special | 02/23/2021 | 407,000 | 407,000 | 1 | Elect Wang Jiang as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 03/26/2021 | China | Y1397N101 | Special | 02/23/2021 | 407,000 | 407,000 | 2 | Approve Confirmation of the Donations of Anti-Pandemic Materials Made in 2020 | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 03/26/2021 | China | Y1397N101 | Special | 02/23/2021 | 407,000 | 407,000 | 3 | Approve Additional Limit on Poverty Alleviation Donations | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 1 | Approve Financial Statements and Allocation of Income | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 2 | Amend Articles of Incorporation | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.1 | Elect Park Won-koo as Outside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.2 | Elect Kim Hong-jin as Outside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.3 | Elect Yang Dong-hoon as Outside Director | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.4 | Elect Heo Yoon as Outside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.5 | Elect Lee Jung-won as Outside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.6 | Elect Kwon Suk-gyo as Outside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.7 | Elect Park Dong-moon as Outside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.8 | Elect Park Seong-ho as Non-Independent Non-Executive Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 3.9 | Elect Kim Jung-tai as Inside Director | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 4 | Elect Paik Tae-seung as Outside Director to Serve as an Audit Committee Member | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 5.1 | Elect Yang Dong-hoon as a Member of Audit Committee | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 5.2 | Elect Lee Jung-won as a Member of Audit Committee | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 5.3 | Elect Park Dong-moon as a Member of Audit Committee | For | For | ||||||||||||
| Hana Financial Group, Inc. | 086790 | 03/26/2021 | South Korea | Y29975102 | Annual | 12/31/2020 | 6,409 | 6,409 | 6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 2 | Approve Allocation of Income | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 3 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 4 | Approve Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 5 | Amend Articles of Association | For | Against | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 6 | Approve Transfer of Treasury Stock | For | Against | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 7 | Approve Updates in the Company’s Recovery Plan | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 8 | Affirm the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 | For | For | ||||||||||||
| PT Bank Negara Indonesia (Persero) Tbk | BBNI | 03/29/2021 | Indonesia | Y74568166 | Annual | 03/04/2021 | 443,700 | 443,700 | 9 | Approve Changes in the Boards of the Company | For | Against | ||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 2 | Accept Management Statements for Fiscal Year Ended Dec. 31, 2020 | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 3 | Approve Allocation of Income and Dividends | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 5 | Fix Number of Directors at Ten | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 6 | Elect Directors | For | Against | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 7 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 8 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | IF CUMULATIVE VOTE IS ADOPTED—If Voting FOR Item 8: Votes Are Distributed in Equal % Amongst Nominees Voted FOR. An AGAINST Vote Is Required If Supporting Candidate(s) Under Cumulative and Not Supporting Any Director(s)/Slate Under Majority Voting | ||||||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.1 | Percentage of Votes to Be Assigned—Elect Matthieu Dominique Marie Malige as Director | None | Abstain |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.2 | Percentage of Votes to Be Assigned—Elect Edouard Balthazard Bertrand de Chavagnac as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.3 | Percentage of Votes to Be Assigned—Elect Noel Frederic Georges Prioux as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.4 | Percentage of Votes to Be Assigned—Elect Claire Marie Du Payrat as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.5 | Percentage of Votes to Be Assigned—Elect Jerome Alexis Louis Nanty as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.6 | Percentage of Votes to Be Assigned—Elect Eduardo Pongracz Rossi as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.7 | Percentage of Votes to Be Assigned—Elect Abilio dos Santos Diniz as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.8 | Percentage of Votes to Be Assigned—Elect Luiz Fernando Vendramini Fleury as Independent Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.9 | Percentage of Votes to Be Assigned—Elect Marcelo Pavao Lacerda as Independent Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 9.10 | Percentage of Votes to Be Assigned—Elect Marc-Olivier Pierre Jean Francois Rochu as Director | None | Abstain | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 10 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 11 | Approve Classification of Marcelo Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 12 | Approve Remuneration of Company’s Management | For | Against | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 13 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Against | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Annual | 36,000 | 36,000 | 14 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Special | 36,000 | 36,000 | 1 | Amend Article 5 to Reflect Changes in Capital | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Special | 36,000 | 36,000 | 2 | Consolidate Bylaws | For | For | |||||||||||||
| Atacadao SA | CRFB3 | 04/13/2021 | Brazil | P0565P138 | Special | 36,000 | 36,000 | 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | |||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | Ordinary Business | |||||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 1.a | Approve CEO’s Report on Financial Statements and Statutory Reports | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 1.b | Approve Board’s Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 1.c | Approve Board’s Report on Operations and Activities Undertaken by Board | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 2 | Approve Allocation of Income | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 3 | Receive Auditor’s Report on Tax Position of Company | ||||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a1 | Elect Carlos Hank Gonzalez as Board Chairman | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a2 | Elect Juan Antonio Gonzalez Moreno as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a3 | Elect David Juan Villarreal Montemayor as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a4 | Elect Jose Marcos Ramirez Miguel as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a5 | Elect Carlos de la Isla Corry as Director | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a6 | Elect Everardo Elizondo Almaguer as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a7 | Elect Carmen Patricia Armendariz Guerra as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a8 | Elect Clemente Ismael Reyes Retana Valdes as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a9 | Elect Alfredo Elias Ayub as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a10 | Elect Adrian Sada Cueva as Director | For | Against | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a11 | Elect David Penaloza Alanis as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a12 | Elect Jose Antonio Chedraui Eguia as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a13 | Elect Alfonso de Angoitia Noriega as Director | For | Against | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a14 | Elect Thomas Stanley Heather Rodriguez as Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a17 | Elect Alberto Halabe Hamui as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a18 | Elect Gerardo Salazar Viezca as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a19 | Elect Alberto Perez-Jacome Friscione as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a20 | Elect Diego Martinez Rueda-Chapital as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a21 | Elect Roberto Kelleher Vales as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a22 | Elect Cecilia Goya de Riviello Meade as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a23 | Elect Isaac Becker Kabacnik as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a24 | Elect Jose Maria Garza Trevino as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a26 | Elect Humberto Tafolla Nunez as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a27 | Elect Guadalupe Phillips Margain as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.b | Elect Hector Avila Flores (Non-Member) as Board Secretary | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 4.c | Approve Directors Liability and Indemnification | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 5 | Approve Remuneration of Directors | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 6 | Elect Thomas Stanley Heather Rodriguez as Chairman of Audit and Corporate Practices Committee | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 7.1 | Approve Report on Share Repurchase | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Annual | 04/12/2021 | 33,227 | 33,227 | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Special | 04/12/2021 | 33,227 | 33,227 | Extraordinary Business | |||||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Special | 04/12/2021 | 33,227 | 33,227 | 1 | Amend Article 2; Approve Certification of the Company’s Bylaws | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Special | 04/12/2021 | 33,227 | 33,227 | 2 | Approve Modifications of Sole Responsibility Agreement | For | For | ||||||||||||
| Grupo Financiero Banorte SAB de CV | GFNORTEO | 04/23/2021 | Mexico | P49501201 | Special | 04/12/2021 | 33,227 | 33,227 | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | Meeting for ADR/GDR Holders | |||||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 1 | Approve Annual Report | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 3 | Ratify PricewaterhouseCoopers as Auditor | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | Elect 14 Directors by Cumulative Voting | |||||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.1 | Elect Esko Tapani Aho as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.2 | Elect Natalie Alexandra Braginsky Mounier as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.3 | Elect Herman Gref as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.4 | Elect Bella Zlatkis as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.5 | Elect Sergei Ignatev as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.6 | Elect Mikhail Kovalchuk as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.7 | Elect Vladimir Kolychev as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.8 | Elect Nikolai Kudriavtsev as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.9 | Elect Aleksandr Kuleshov as Director | None | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.10 | Elect Gennadii Melikian as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.11 | Elect Maksim Oreshkin as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.12 | Elect Anton Siluanov as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.13 | Elect Dmitrii Chernyshenko as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 4.14 | Elect Nadya Wells as Director | None | Against | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 5 | Approve New Edition of Charter | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 6 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 7 | Approve Remuneration of Directors | For | For | ||||||||||||
| Sberbank Russia PJSC | SBER | 04/23/2021 | Russia | X76317100 | Annual | 03/23/2021 | 11,527 | 11,527 | 8 | Amend Regulations on Remuneration of Directors | For | For | ||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Special | 58,700 | 58,700 | 1 | Re-Ratify Remuneration of Company’s Management Approved at the June 4, 2020 AGM | For | Against | |||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Special | 58,700 | 58,700 | 2 | Approve Treatment of Net Loss | For | For | |||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Special | 58,700 | 58,700 | 3 | Approve Stock Option Plan and Restricted Stock Plan | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Special | 58,700 | 58,700 | 4 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | |||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Annual | 58,700 | 58,700 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | |||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Annual | 58,700 | 58,700 | 2 | Approve Remuneration of Company’s Management | For | Against | |||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Annual | 58,700 | 58,700 | 3 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Abstain | For | |||||||||||||
| Via Varejo SA | VVAR3 | 04/27/2021 | Brazil | P9783A104 | Annual | 58,700 | 58,700 | 4 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | |||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 04/28/2021 | China | Y1501T101 | Special | 04/22/2021 | 112,000 | 112,000 | 1 | Elect Tian Shaolin as Director | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 04/28/2021 | China | Y1501T101 | Special | 04/22/2021 | 112,000 | 112,000 | 2 | Elect Shao Junjie as Supervisor | For | For | ||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 2 | Approve Allocation of Income and Dividends | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 3 | Fix Number of Directors at 11 | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 4 | Elect Directors | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 5 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | IF CUMULATIVE VOTE IS ADOPTED—If Voting FOR Item 6: Votes Are Distributed in Equal % Amongst Nominees Voted FOR. An AGAINST Vote Is Required If Supporting Candidate(s) Under Cumulative and Not Supporting Any Director(s)/Slate Under Majority Voting | ||||||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.1 | Percentage of Votes to Be Assigned—Elect Alberto Monteiro de Queiroz Netto as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.2 | Percentage of Votes to Be Assigned—Elect Ana Carla Abrao Costa as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.3 | Percentage of Votes to Be Assigned—Elect Antonio Carlos Quintella as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.4 | Percentage of Votes to Be Assigned—Elect Claudia Farkouh Prado as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.5 | Percentage of Votes to Be Assigned—Elect Cristina Anne Betts as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.6 | Percentage of Votes to Be Assigned—Elect Eduardo Mazzilli de Vassimon as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.7 | Percentage of Votes to Be Assigned—Elect Florian Bartunek as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.8 | Percentage of Votes to Be Assigned—Elect Guilherme Affonso Ferreira as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.9 | Percentage of Votes to Be Assigned—Elect Jose de Menezes Berenguer Neto as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.10 | Percentage of Votes to Be Assigned—Elect Mauricio Machado de Minas as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 7.11 | Percentage of Votes to Be Assigned—Elect Pedro Paulo Giubbina Lorenzini as Independent Director | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 8 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 9 | Approve Remuneration of Company’s Management | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 10 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 11 | Elect Fiscal Council Members | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 12 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 04/29/2021 | Brazil | P1909G107 | Annual | 15,807 | 15,807 | 13 | Approve Remuneration of Fiscal Council Members | For | For | |||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 2 | Approve Final Dividend | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 3 | Elect Elisabeth Brinton as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 4 | Elect Hilary Maxson as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 5 | Re-elect Ian Ashby as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 6 | Re-elect Marcelo Bastos as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 7 | Re-elect Stuart Chambers as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 8 | Re-elect Mark Cutifani as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 9 | Re-elect Byron Grote as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 10 | Re-elect Hixonia Nyasulu as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 11 | Re-elect Nonkululeko Nyembezi as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 12 | Re-elect Tony O’Neill as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 13 | Re-elect Stephen Pearce as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 14 | Re-elect Anne Stevens as Director | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 16 | Authorise Board to Fix Remuneration of Auditors | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 17 | Approve Remuneration Report | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 18 | Authorise Issue of Equity | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 20 | Authorise Market Purchase of Ordinary Shares | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 21 | Adopt New Articles of Association | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Annual | 04/30/2021 | 8,807 | 8,807 | 22 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Court | 04/30/2021 | 8,807 | 8,807 | Court Meeting | |||||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Court | 04/30/2021 | 8,807 | 8,807 | 1 | Approve Scheme of Arrangement | For | For | ||||||||||||
| Anglo American Plc | AAL | 05/05/2021 | United Kingdom | G03764134 | Special | 04/30/2021 | 8,807 | 8,807 | 1 | Approve Matters Relating to the Demerger of Thungela Resources Limited | For | For | ||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 1 | Approve 3-for-1 Stock Split | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 2 | Amend Article 3 Re: Corporate Purpose | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 3 | Amend Articles 5 and 8 to Reflect Changes in Capital and Authorized Capital and Consolidate Bylaws | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 4 | Amend Articles Re: Competences of Board of Directors and General Meeting | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 5 | Amend Articles Re: Board Composition | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 6 | Amend Article 32 Re: Increase Number of Vice-Chairmen and Executives | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 7 | Amend Articles Re: Statutory Committees Composition | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 8 | Amend Article 76 Re: Indemnity Provision | For | Against | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 9 | Amend Article 76 Re: Indemnity Provision | For | Against | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 10 | Amend Articles Re: Financing Restructuring Unit, Remote Voting and Renumbering | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 11 | Consolidate Bylaws | For | For | |||||||||||||
| B3 SA-Brasil, Bolsa, Balcao | B3SA3 | 05/10/2021 | Brazil | P1909G107 | Special | 15,807 | 15,807 | 12 | Amend Long-Term Incentive Plan | For | Against | |||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 2 | Approve Final Dividend | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 3a1 | Elect Wang Yusuo as Director | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 3a2 | Elect Zheng Hongtao as Director | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 3a3 | Elect Wang Zizheng as Director | For | �� | For | |||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 3a4 | Elect Ma Zhixiang as Director | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 3a5 | Elect Yuen Po Kwong as Director | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 3b | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | ||||||||||||
| ENN Energy Holdings Ltd. | 2688 | 05/10/2021 | Cayman Islands | G3066L101 | Annual | 05/04/2021 | 12,000 | 12,000 | 6 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | Meeting for GDR Holders | |||||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 1 | Open Meeting | ||||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 2 | Receive Report of Management Board (Non-Voting) | ||||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 3.A | Approve Remuneration Report | For | Against | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 3.B | Receive Explanation on Company’s Dividend Policy | ||||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 3.C | Adopt Financial Statements and Statutory Reports | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 3.D | Approve Dividends of RUB 184.13 Per Share | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 4.A | Approve Discharge of Management Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 4.B | Approve Discharge of Supervisory Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 5 | Reelect Igor Shekhterman to Management Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 6 | Amend Remuneration Policy for Management Board | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 7.A | Reelect Stephan DuCharme to Supervisory Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 7.B | Reelect Mikhail Fridman to Supervisory Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 7.C | Elect Richard Brasher to Supervisory Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 7.D | Elect Alexander Tynkovan to Supervisory Board | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 8.A | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 8.B | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 8.C | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 9 | Appoint Ernst & Young Accountants LLP as Auditors | For | For | ||||||||||||
| X5 Retail Group NV | FIVE | 05/12/2021 | Netherlands | 98387E205 | Annual | 04/14/2021 | 3,532 | 3,532 | 10 | Close Meeting | ||||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 2 | Approve Final Dividend | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 3.1 | Elect Li Fuli as Director | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 3.2 | Elect Chen Ying as Director | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 3.3 | Elect Wang Yan as Director | For | Against | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 3.4 | Elect Wan Suet Fei as Director | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 3.5 | Elect Jing Shiqing as Director | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 3.6 | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 4 | Appoint Ernst and Young as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 5 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| China Resources Cement Holdings Ltd. | 1313 | 05/14/2021 | Cayman Islands | G2113L106 | Annual | 05/07/2021 | 124,000 | 124,000 | 7 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 1 | Approve Report of the Board of Directors | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 2 | Approve Report of the Board of Supervisors | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 3 | Approve Financial Statements | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 4 | Approve Annual Report and Summary | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 5 | Approve Profit Distribution | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 6 | Approve Report of the Independent Directors | �� | For | For | |||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 7 | Approve Appointment of Auditor | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 8 | Approve Amendments to Articles of Association | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 9 | Amend External Investment Management System | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 10 | Approve Provision of Guarantees | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | |||||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 11.1 | Elect Wang Laichun as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 11.2 | Elect Wang Laisheng as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 11.3 | Elect Li Wei as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 11.4 | Elect Wang Tao as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | |||||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 12.1 | Elect Zhang Ying as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 12.2 | Elect Liu Zhonghua as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 12.3 | Elect Song Yuhong as Director | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | ELECT SUPERVISORS VIA CUMULATIVE VOTING | |||||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 13.1 | Elect Xia Yanrong as Supervisor | For | For | ||||||||||||
| Luxshare Precision Industry Co. Ltd. | 002475 | 05/18/2021 | China | Y7744X106 | Annual | 05/11/2021 | 21,900 | 21,900 | 13.2 | Elect Mo Rongying as Supervisor | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 2 | Approve Final Dividend | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 3 | Elect Lee Yuan Siong as Director | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 4 | Elect Chung-Kong Chow as Director | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 5 | Elect John Barrie Harrison as Director | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 6 | Elect Lawrence Juen-Yee Lau as Director | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 7 | Elect Cesar Velasquez Purisima as Director | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | ||||||||||||
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 21,000 | 21,000 | 9B | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 2 | Approve Final Dividend | For | For | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 3a | Elect Yang Siu Shun as Director | For | For | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 3b | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 6 | Authorize Repurchase of Issued Share Capital | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 14,600 | 14,600 | 7 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Special | 05/13/2021 | 14,600 | 14,600 | 1 | Adopt Share Option Plan of China Literature Limited | For | Against | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 1 | Approve Financial Statements | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 2 | Approve Profit Distribution and Capitalization of Capital Reserves | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 3 | Approve Report of the Independent Directors | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 4 | Approve Report of the Board of Directors | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 5 | Approve Report of the Board of Supervisors | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 6 | Approve Annual Report and Summary | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 7 | Approve Financial Budget Report | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 8 | Approve Daily Related Party Transactions | For | Against | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 9 | Approve Entrusted Loan Application | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 10 | Approve Entrusted Loans Application and Related Party Transactions | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 11 | Approve Appointment of Financial and Internal Control Auditor | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 12 | Approve Change in Implementing Entity of Raised Funds Investment Project | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 13 | Approve Registration and Issuance of Debt Financing Instruments | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 14 | Approve Company’s Eligibility for Corporate Bond Issuance | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | APPROVE ISSUANCE OF CORPORATE BONDS | |||||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.1 | Approve Issuance Scale, Issuance Manner and Par Value | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.2 | Approve Bond Maturity | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.3 | Approve Payment of Capital and Interest | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.4 | Approve Bond Interest Rate and Determination Method | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.5 | Approve Target Subscribers | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.6 | Approve Use of Proceeds | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.7 | Approve Guarantee Arrangement | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.8 | Approve Terms of Redemption or Terms of Sell-Back | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.9 | Approve Credit Status and Safeguard Measures of Debts Repayment | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.10 | Approve Listing Arrangement | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.11 | Approve Underwriting Manner | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 15.12 | Approve Resolution Validity Period | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 16 | Approve Authorization of the Board to Handle All Related Matters | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 17 | Approve Amendments to Articles of Association | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | |||||||||||||||
| NARI Technology Co., Ltd. | 600406 | 05/25/2021 | China | Y6S99Q112 | Annual | 05/18/2021 | 26,200 | 26,200 | 18.1 | Elect Dou Xiaobo as Director | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 2 | Approve Final Dividend | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 3a | Elect Sun Yang as Director | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 3b | Elect Feng Hua Jun as Director | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 3c | Elect Shao Yang Dong as Director | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 3d | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 6 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| Sunny Optical Technology (Group) Company Limited | 2382 | 05/25/2021 | Cayman Islands | G8586D109 | Annual | 05/18/2021 | 5,400 | 5,400 | 7 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 2 | Approve Final Dividend | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 3 | Approve Special Dividend | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 4A | Elect Fu Bin as Director | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 4B | Elect Qian Zhijia as Director | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 4C | Elect Zhou Yuanhong as Director | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 4D | Elect Miao Yong as Director | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 5 | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 8 | Authorize Share Repurchase Program | For | For | ||||||||||||
| Kunlun Energy Company Limited | 135 | 05/26/2021 | Bermuda | G5320C108 | Annual | 05/20/2021 | 154,000 | 154,000 | 9 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 1 | Approve Report of the Board of Directors | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 2 | Approve Report of the Supervisory Board | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 3 | Approve Independent Auditor’s Report and Audited Financial Statements | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 4 | Approve Final Financial Accounts Report | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 5 | Approve Profit Distribution Plan | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 6 | Approve Financial Budget Plan | For | Against | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 7 | Elect Tang Jian as Director | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 8 | Approve Remuneration of Directors and Supervisors | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 9 | Approve Ernst & Young as International Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 10 | Approve Application for Registration and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 11 | Approve General Mandate to Apply for Registration and Issuance of Debt Financing Instruments Overseas | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 12 | Approve General Mandate to Carry Out Financial Derivative Business | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 05/28/2021 | China | Y1501T101 | Annual | 05/24/2021 | 112,000 | 112,000 | 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | AGM BALLOT FOR HOLDERS OF H SHARES | |||||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 1 | Approve 2020 Report of the Board of Directors | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 2 | Approve 2020 Report of the Board of Supervisors | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 3 | Approve 2020 Annual Reports | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 4 | Approve 2020 Financial Statements and Report | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 5 | Approve 2020 Profit Distribution Plan | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 7 | Approve 2020 Due Diligence Report | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 8 | Approve 2020 Report on Performance of Independent Directors | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 9 | Approve 2021 Donations | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 10 | Approve Change of Registered Capital | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 11 | Approve Amendments to Articles of Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 12 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | ||||||||||||
| China Pacific Insurance (Group) Co. Ltd. | 2601 | 05/28/2021 | China | Y1505Z103 | Annual | 05/24/2021 | 46,800 | 46,800 | 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 2 | Elect Su Hua as Director | For | For | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 3 | Elect Cheng Yixiao as Director | For | For | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 4 | Elect Zhang Fei as Director | For | For | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 5 | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 6 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 8 | Authorize Reissuance of Repurchased Shares | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Kuaishou Technology | 1024 | 05/28/2021 | China | G53263102 | Annual | 05/24/2021 | 4,200 | 4,200 | 9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 1 | Accept Annual Report and Statutory Reports | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 2 | Approve Report of the Partnership and Community Development Program (PCDP) | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 3 | Approve Allocation of Income and Dividends | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 5 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 6 | Amend Articles of Association | For | Against | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 7 | Approve Ratification of State-Owned Enterprises Regulations | For | For | ||||||||||||
| PT Telkom Indonesia (Persero) Tbk | TLKM | 05/28/2021 | Indonesia | Y71474145 | Annual | 05/05/2021 | 634,000 | 634,000 | 8 | Approve Changes in the Boards of the Company | For | Against | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1a | Elect Director Fred Hu | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1b | Elect Director Joey Wat | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1c | Elect Director Peter A. Bassi | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1d | Elect Director Edouard Ettedgui | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1e | Elect Director Cyril Han | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1f | Elect Director Louis T. Hsieh | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1g | Elect Director Ruby Lu | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1h | Elect Director Zili Shao | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1i | Elect Director William Wang | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 1j | Elect Director Min (Jenny) Zhang | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 2 | Ratify KPMG Huazhen LLP as Auditor | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||
| Yum China Holdings, Inc. | YUMC | 05/28/2021 | USA | 98850P109 | Annual | 03/29/2021 | 3,206 | 3,206 | 4 | Provide Right to Call Special Meeting | For | For | ||||||||||||
| Powertech Technology, Inc. | 6239 | 05/31/2021 | Taiwan | Y7083Y103 | Annual | 04/01/2021 | 44,000 | 44,000 | 1 | Approve Business Report and Financial Statements | For | For | ||||||||||||
| Powertech Technology, Inc. | 6239 | 05/31/2021 | Taiwan | Y7083Y103 | Annual | 04/01/2021 | 44,000 | 44,000 | 2 | Approve Plan on Profit Distribution | For | For | ||||||||||||
| Powertech Technology, Inc. | 6239 | 05/31/2021 | Taiwan | Y7083Y103 | Annual | 04/01/2021 | 44,000 | 44,000 | 3 | Approve Amendments to Articles of Association | For | For | ||||||||||||
| Powertech Technology, Inc. | 6239 | 05/31/2021 | Taiwan | Y7083Y103 | Annual | 04/01/2021 | 44,000 | 44,000 | 4 | Approve Amendment to Rules and Procedures for Election of Directors | For | For | ||||||||||||
| Powertech Technology, Inc. | 6239 | 05/31/2021 | Taiwan | Y7083Y103 | Annual | 04/01/2021 | 44,000 | 44,000 | 5 | Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | For | For | ||||||||||||
| Powertech Technology, Inc. | 6239 | 05/31/2021 | Taiwan | Y7083Y103 | Annual | 04/01/2021 | 44,000 | 44,000 | 6 | Approve Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 2 | Approve Allocation of Results for the Year 2020 | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 3.1 | Elect Jerome Squire Griffith as Director | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 3.2 | Elect Keith Hamill as Director | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 4 | Renew Mandate Granted to KPMG Luxembourg as Statutory Auditor | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 5 | Approve KPMG LLP as External Auditor | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 7 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 8 | Approve Discharge of Directors and Auditors | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 9 | Approve Remuneration of Directors | For | For | ||||||||||||
| Samsonite International S.A. | 1910 | 06/03/2021 | Luxembourg | L80308106 | Annual | 05/28/2021 | 96,900 | 96,900 | 10 | Authorize Board to Fix the Remuneration of KPMG Luxembourg | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 1 | Approve Business Operations Report and Financial Statements | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 2 | Approve Amendment to Rules and Procedures for Election of Directors | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 3 | Approve Issuance of Restricted Stocks | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | |||||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | For | For | ||||||||||||
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 60,000 | 60,000 | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 1 | Approve Business Report and Financial Statements | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 2 | Approve Profit Distribution | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 3 | Approve Issuance Plan of Private Placement for Common Shares, DRs or Euro/Domestic Convertible Bonds | For | Against | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | ELECT INDEPENDENT DIRECTORS AND NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | |||||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.1 | Elect Wenyi Chu with ID No. E221624XXX as Independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.2 | Elect Lih J. Chen with ID No. J100240XXX as Independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.3 | Elect Jyuo-Min Shyu with ID No. F102333XXX as Independent Director | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.4 | Elect Kuang Si Shiu with ID No. F102841XXX as Independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.5 | Elect Wen-Hsin Hsu with ID No. R222816XXX as Independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.6 | Elect Ting-Yu Lin with Shareholder No. 5015 as Non-independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.7 | Elect Stan Hung with Shareholder No. 111699 as Non-independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.8 | Elect SC Chien, a Representative of Hsun Chieh Investment Co., Ltd. with Shareholder No. 195818 as Non-independent Director | For | For | ||||||||||||
| United Microelectronics Corp. | 2303 | 06/08/2021 | Taiwan | Y92370108 | Annual | 04/09/2021 | 76,000 | 76,000 | 4.9 | Elect Jason Wang, a Representative of Silicon Integrated Systems Corp. with Shareholder No. 1569628 as Non-independent Director | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 2 | Approve Final Dividend | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.1 | Elect Chen Rong as Director | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.2 | Elect Wang Yan as Director | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.3 | Elect Li Xin as Director | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.4 | Elect Guo Shiqing as Director | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.5 | Elect Wan Kam To, Peter as Director | For | Against | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.6 | Elect Yan Y. Andrew as Director | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 3.7 | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 5 | Authorize Repurchase of Issued Share Capital | For | For | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||
| China Resources Land Limited | 1109 | 06/09/2021 | Cayman Islands | G2108Y105 | Annual | 06/01/2021 | 36,000 | 36,000 | 7 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 1 | Approve Business Report and Financial Statements | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 2 | Approve Profit Distribution | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 3 | Approve Cash Distribution from Capital Reserve | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 4 | Approve Issuance of Restricted Stock Awards | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | |||||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.1 | Elect Ming-Kai Tsai with Shareholder No. 1 as Non-independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.2 | Elect Rick Tsai (Rick Tsa) with Shareholder No. 374487 as Non-independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.3 | Elect Cheng-Yaw Sun with Shareholder No. 109274 as Non-independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.4 | Elect Kenneth Kin with ID No. F102831XXX as Non-independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.5 | Elect Joe Chen with Shareholder No. 157 as Non-independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.6 | Elect Chung-Yu Wu with Shareholder No. 1512 as Independent Director | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.7 | Elect Peng-Heng Chang with ID No. A102501XXX as Independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 5.8 | Elect Ming-Je Tang with ID No. A100065XXX as Independent Director | For | For | ||||||||||||
| MediaTek, Inc. | 2454 | 06/10/2021 | Taiwan | Y5945U103 | Annual | 04/09/2021 | 6,000 | 6,000 | 6 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | ||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | Meeting for GDR Holders | ||||||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 1 | Receive Annual Report | |||||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.1 | Re-elect Dmitry Grishin as Director | For | Abstain | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.2 | Re-elect Dmitry Sergeev as Director | For | For | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.3 | Re-elect Vladimir Gabrielyan as Director | For | For | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.4 | Elect Alexandra Buriko as Director | For | For | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.5 | Re-elect Uliana Antonova as Director | For | For | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.6 | Re-elect Mark Remon Sorour as Director | For | For | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.7 | Re-elect Charles St. Leger Searle as Director | For | Against | |||||||||||||
| Mail.ru Group Ltd. | 06/11/2021 | Virgin Isl (UK) | 560317208 | Annual | 05/17/2021 | 5,891 | 5,891 | 2.8 | Re-elect Jaco van der Merwe as Director | For | Against | |||||||||||||
| NARI Technology Co., Ltd. | 600406 | 06/17/2021 | China | Y6S99Q112 | Special | 06/09/2021 | 26,200 | 26,200 | ELECT NON-INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | |||||||||||||||
| NARI Technology Co., Ltd. | 600406 | 06/17/2021 | China | Y6S99Q112 | Special | 06/09/2021 | 26,200 | 26,200 | 1.1 | Elect Hu Jiangyi as Director | For | For | ||||||||||||
| NARI Technology Co., Ltd. | 600406 | 06/17/2021 | China | Y6S99Q112 | Special | 06/09/2021 | 26,200 | 26,200 | ELECT SUPERVISOR VIA CUMULATIVE VOTING | |||||||||||||||
| NARI Technology Co., Ltd. | 600406 | 06/17/2021 | China | Y6S99Q112 | Special | 06/09/2021 | 26,200 | 26,200 | 2.1 | Elect Zheng Zongqiang as Supervisor | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | Meeting for ADR Holders | |||||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 2 | Approve Final Dividend | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 3 | Reelect U.B. Pravin Rao as Director | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 4 | Approve Buyback of Equity Shares | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 5 | Reelect Michael Gibbs as Director | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 6 | Elect Bobby Parikh as Director | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 7 | Elect Chitra Nayak as Director | For | For | ||||||||||||
| Infosys Limited | 500209 | 06/19/2021 | India | Y4082C133 | Annual | 05/17/2021 | 15,336 | 15,336 | 8 | Approve Changing the Terms of Remuneration of U.B. Pravin Rao as Chief OperatingOfficer and Whole-time Director | For | For | ||||||||||||
| Hon Hai Precision Industry Co., Ltd. | 2317 | 06/23/2021 | Taiwan | Y36861105 | Annual | 04/23/2021 | 52,000 | 52,000 | 1 | Approve Business Operations Report and Financial Statements | For | For | ||||||||||||
| Hon Hai Precision Industry Co., Ltd. | 2317 | 06/23/2021 | Taiwan | Y36861105 | Annual | 04/23/2021 | 52,000 | 52,000 | 2 | Approve Plan on Profit Distribution | For | For | ||||||||||||
| Hon Hai Precision Industry Co., Ltd. | 2317 | 06/23/2021 | Taiwan | Y36861105 | Annual | 04/23/2021 | 52,000 | 52,000 | 3 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | ||||||||||||
| JD.com, Inc. | 9618 | 06/23/2021 | Cayman Islands | G8208B101 | Annual | 05/20/2021 | 2,354 | 2,354 | Meeting for ADR Holders |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| JD.com, Inc. | 9618 | 06/23/2021 | Cayman Islands | G8208B101 | Annual | 05/20/2021 | 2,354 | 2,354 | 1 | Adopt Chinese Name as Dual Foreign Name of the Company | For | For | ||||||||||||
| JD.com, Inc. | 9618 | 06/23/2021 | Cayman Islands | G8208B101 | Annual | 05/20/2021 | 2,354 | 2,354 | 2 | Amend Memorandum of Association and Articles of Association | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | Meeting for ADR Holders | |||||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 1a | Elect William Lei Ding as Director | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 1b | Elect Alice Yu-Fen Cheng as Director | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 1c | Elect Denny Ting Bun Lee as Director | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 1d | Elect Joseph Tze Kay Tong as Director | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 1e | Elect Lun Feng as Director | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 1f | Elect Michael Man Kit Leung as Director | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | For | For | ||||||||||||
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 1,528 | 1,528 | 3 | Amend Memorandum and Articles of Association | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | AGM BALLOT FOR HOLDERS OF H SHARES | |||||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 1 | Approve Report of the Board of Directors | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 2 | Approve Report of the Board of Supervisors | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 3 | Approve Final Financial Accounts | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 4 | Approve Profit Distribution Plan | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 5 | Approve Budget for Fixed Assets Investment | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 6 | Elect Kenneth Patrick Chung as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 7 | Elect Leung Kam Chung, Antony as Director | For | For | ||||||||||||
| China Construction Bank Corporation | 939 | 06/25/2021 | China | Y1397N101 | Annual | 05/25/2021 | 358,000 | 358,000 | 8 | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 06/29/2021 | China | Y1501T101 | Extraordinary Shareholders | 06/23/2021 | 112,000 | 112,000 | 1 | Elect Li Zhongjun as Director | For | For | ||||||||||||
| China Longyuan Power Group Corporation Limited | 916 | 06/29/2021 | China | Y1501T101 | Extraordinary Shareholders | 06/23/2021 | 112,000 | 112,000 | 2 | Elect Tang Chaoxiong as Director | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | Meeting for ADR Holders | |||||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 1 | Elect Director Lim Ah Doo | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 2 | Elect Director Chang Sun | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 3 | Elect Director Judy Qing Ye | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 4 | Ratify KPMG Huazhen LLP as Auditors | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 6 | Amend Certificate of Incorporation | For | For | ||||||||||||
| GDS Holdings Limited | 9698 | 06/29/2021 | Cayman Islands | G3902L109 | Annual | 06/04/2021 | 1,695 | 1,695 | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
Barings Global Floating Rate Fund
Vote Summary Report - Barings Global Floating Rate Fund
Reporting Period: 07/01/2020 to 06/30/2021
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | Ordinary Business | |||||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 1 | Approve Financial Statements and Statutory Reports | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 3 | Approve Treatment of Losses | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 4 | Approve Transaction with Bpifrance Participations | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 5 | Reelect Melinda J. Mount as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 6 | Reelect Bpifrance Participations as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 7 | Elect Richard Moat as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 8 | Elect Luigi Rizzo as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 9 | Approve Compensation Report of Corporate Officers | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 10 | Approve Compensation of Anne Bouverot, Chairman of the Board | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 11 | Approve Compensation of Richard Moat, CEO | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 12 | Approve Remuneration Policy of Directors | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 13 | Approve Remuneration Policy of Chairman of the Board | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 14 | Approve Remuneration Policy of CEO | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | Extraordinary Business | |||||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 17 | Amend Article 11.2 of Bylaws Re: Directors Holding of Shares | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 18 | Amend Article 13 of Bylaws Re: Written Consultation | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | Ordinary Business | |||||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 88,751 | 88,751 | 19 | Authorize Filing of Required Documents/Other Formalities | For | For |
Barings Global Credit Income Opportunities Fund
Vote Summary Report - Barings Global Credit Income Opportunities Fund
Reporting Period: 07/01/2020 to 06/30/2021
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | Ordinary Business | |||||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 1 | Approve Financial Statements and Statutory Reports | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 3 | Approve Treatment of Losses | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 4 | Approve Transaction with Bpifrance Participations | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 5 | Reelect Melinda J. Mount as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 6 | Reelect Bpifrance Participations as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 7 | Elect Richard Moat as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 8 | Elect Luigi Rizzo as Director | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 9 | Approve Compensation Report of Corporate Officers | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 10 | Approve Compensation of Anne Bouverot, Chairman of the Board | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 11 | Approve Compensation of Richard Moat, CEO | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 12 | Approve Remuneration Policy of Directors | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 13 | Approve Remuneration Policy of Chairman of the Board | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 14 | Approve Remuneration Policy of CEO | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | Extraordinary Business | |||||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 17 | Amend Article 11.2 of Bylaws Re: Directors Holding of Shares | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 18 | Amend Article 13 of Bylaws Re: Written Consultation | For | For | ||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | Ordinary Business | |||||||||||||||
| Technicolor SA | TCH | 05/12/2021 | France | F9062J322 | Annual/Special | 05/10/2021 | 14,662 | 14,662 | 19 | Authorize Filing of Required Documents/Other Formalities | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.1 | Elect Director Michael L. Rose | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.2 | Elect Director Brian G. Robinson | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.3 | Elect Director Jill T. Angevine | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.4 | Elect Director William D. Armstrong | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.5 | Elect Director Lee A. Baker | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.6 | Elect Director John W. Elick | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.7 | Elect Director Andrew B. MacDonald | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.8 | Elect Director Lucy M. Miller | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.9 | Elect Director Janet L. Weiss | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 1.10 | Elect Director Ronald C. Wigham | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 28,412 | 28,412 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Barings U.S. High Yield Fund
Vote Summary Report - Barings U.S. High Yield Fund
Reporting Period: 07/01/2020 to 06/30/2021
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Votable Shares | Proposal Number | Proposal Text | Mgmt Rec | Vote Instruction | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.1 | Elect Director Michael L. Rose | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.2 | Elect Director Brian G. Robinson | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.3 | Elect Director Jill T. Angevine | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.4 | Elect Director William D. Armstrong | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.5 | Elect Director Lee A. Baker | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.6 | Elect Director John W. Elick | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.7 | Elect Director Andrew B. MacDonald | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.8 | Elect Director Lucy M. Miller | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.9 | Elect Director Janet L. Weiss | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 1.10 | Elect Director Ronald C. Wigham | For | For | ||||||||||||
| Tourmaline Oil Corp. | TOU | 06/02/2021 | Canada | 89156V106 | Annual | 04/16/2021 | 9,384 | 9,384 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant): | Barings Funds Trust | |
| By: | /s/ Daniel McGee | |
| Daniel McGee | ||
| President (Principal Executive Officer) | ||
| Date: | August 31, 2021 | |
