The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 40,295 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 68 | 140,660 | SH | SOLE | 140,660 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,552 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 165,152 | 50,486,000 | PRN | SOLE | 50,486,000 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 1,057 | 117,300 | SH | Put | SOLE | 117,300 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 18,530 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 1,453 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 53,236 | 280,220 | SH | SOLE | 280,220 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 160,139 | 843,100 | SH | Put | SOLE | 843,100 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 5,740 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ARRIS INTERNATIONAL PLC | SHS | G0551A103 | 8,563 | 270,900 | SH | SOLE | 270,900 | 0 | 0 | ||
ATTUNITY LTD | SHS NEW | M15332121 | 10,553 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 22,088 | 474,695 | SH | SOLE | 474,695 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 2,927 | 359,600 | SH | Put | SOLE | 359,600 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 2,896 | 355,800 | SH | Call | SOLE | 355,800 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 81,953 | 346,700 | SH | SOLE | 346,700 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 81,956 | 346,800 | SH | Put | SOLE | 346,800 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,967 | 33,400 | SH | SOLE | 33,400 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,442 | 27,500 | SH | Put | SOLE | 27,500 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 300 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 2,094 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 1,745 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 14,316 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 870 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 2,814 | 323,500 | SH | Put | SOLE | 323,500 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 68,935 | 48,262,000 | PRN | SOLE | 48,262,000 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 6,927 | 352,700 | SH | Call | SOLE | 352,700 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 33,019 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 308 | 99,200 | SH | SOLE | 99,200 | 0 | 0 | ||
CONATUS PHARMACEUTICALS INC | COM | 20600T108 | 1,113 | 1,030,200 | SH | Call | SOLE | 1,030,200 | 0 | 0 | |
DISCOVERY INC | COM SER C | 25470F302 | 1,601 | 63,000 | SH | SOLE | 63,000 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,759 | 24,845 | SH | SOLE | 24,845 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 4,237 | 42,935 | SH | SOLE | 42,935 | 0 | 0 | ||
ENTEGRIS INC | COM | 29362U104 | 535 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ENTERA BIO LTD | *W EXP 06/27/202 | M40527117 | 279 | 310,023 | SH | Call | SOLE | 310,023 | 0 | 0 | |
ENTERA BIO LTD | SHS | M40527109 | 1,436 | 332,026 | SH | SOLE | 332,026 | 0 | 0 | ||
EURONET WORLDWIDE INC | COM | 298736109 | 642 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 30,211 | 1,150,000 | SH | SOLE | 1,150,000 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,125 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
FOX CORP | CL A COM | 35137L105 | 3,023 | 82,349 | SH | SOLE | 82,349 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 13,728 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 6,232 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 583 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 15,339 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
IMMUNE DESIGN CORP | COM | 45252L103 | 3,510 | 600,030 | SH | SOLE | 600,030 | 0 | 0 | ||
IMMUNOGEN INC | COM | 45253H101 | 3,215 | 1,186,300 | SH | SOLE | 1,186,300 | 0 | 0 | ||
IMMUNOGEN INC | COM | 45253H101 | 270 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 3,347 | 1,239,500 | SH | Put | SOLE | 1,239,500 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 1,584 | 54,500 | SH | Put | SOLE | 54,500 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 13,227 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 162,200 | 1,449,900 | SH | Put | SOLE | 1,449,900 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 29,820 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 18,308 | 1,503,100 | SH | Call | SOLE | 1,503,100 | 0 | 0 | |
KBR INC | COM | 48242W106 | 842 | 44,100 | SH | Put | SOLE | 44,100 | 0 | 0 | |
L3 TECHNOLOGIES INC | COM | 502413107 | 46,652 | 226,058 | SH | SOLE | 226,058 | 0 | 0 | ||
LIBERTY EXPEDIA HLDGS INC | SER A COM | 53046P109 | 10,058 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 7,476 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 65,258 | 2,334,800 | SH | Put | SOLE | 2,334,800 | 0 | 0 | |
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 29,998 | 35,500,000 | PRN | SOLE | 35,500,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 8,285 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 238,099 | 69,793,000 | PRN | SOLE | 69,793,000 | 0 | 0 | ||
MULTI COLOR CORP | COM | 625383104 | 599 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
NAVIGATORS GROUP INC | COM | 638904102 | 7,440 | 106,478 | SH | SOLE | 106,478 | 0 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 4,594 | 181,075 | SH | SOLE | 181,075 | 0 | 0 | ||
NOVAVAX INC | COM | 670002104 | 531 | 964,100 | SH | Call | SOLE | 964,100 | 0 | 0 | |
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 10,129 | 204,000 | SH | SOLE | 204,000 | 0 | 0 | ||
OSIRIS THERAPEUTICS INC NEW | COM | 68827R108 | 1,900 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 10,050 | 1,390,000 | SH | SOLE | 1,390,000 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 1,846 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS IN | COM | 74373B109 | 64 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 19,462 | 341,251 | SH | SOLE | 341,251 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 61,182 | 1,072,800 | SH | Call | SOLE | 1,072,800 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 179,445 | 3,146,500 | SH | Put | SOLE | 3,146,500 | 0 | 0 | |
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 2,317 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 31,059 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 6,008 | 265,600 | SH | Put | SOLE | 265,600 | 0 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 19,830 | 21,006,000 | PRN | SOLE | 21,006,000 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 293 | 644,000 | SH | SOLE | 644,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 115,720 | 64,000,000 | PRN | SOLE | 64,000,000 | 0 | 0 | ||
SI FINL GROUP INC MD | COM | 78425V104 | 4,176 | 323,436 | SH | SOLE | 323,436 | 0 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 14,804 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 339,144 | 1,200,000 | SH | Put | SOLE | 1,200,000 | 0 | 0 | |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 121,144 | 36,920,000 | PRN | SOLE | 36,920,000 | 0 | 0 | ||
STEWART INFORMATION SVCS COR | COM | 860372101 | 4,424 | 103,638 | SH | SOLE | 103,638 | 0 | 0 | ||
SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 1,245 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 2,319 | 75,464 | SH | SOLE | 75,464 | 0 | 0 | ||
TIER REIT INC | COM NEW | 88650V208 | 2,866 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 636 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 10,382 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
U S G CORP | COM NEW | 903293405 | 18,186 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 23,109 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 2,831 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VERSUM MATLS INC | COM | 92532W103 | 2,012 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 3,442 | 26,112 | SH | SOLE | 26,112 | 0 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,698 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 150,689 | 42,500,000 | PRN | SOLE | 42,500,000 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 11,849 | 104,400 | SH | SOLE | 104,400 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 3,878 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 2,190 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 |