The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 8,112 | 554,086 | SH | SOLE | 554,086 | 0 | 0 | ||
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 2,497 | 4,559,000 | PRN | SOLE | 4,559,000 | 0 | 0 | ||
TECH DATA CORP | COM | 878237106 | 418 | 3,200 | SH | Call | SOLE | 3,200 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 380 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 9,806 | 263,662 | SH | SOLE | 263,662 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 1,252 | 75,855 | SH | SOLE | 75,855 | 0 | 0 | ||
SPRINT CORPORATION | COM | 85207U105 | 25,860 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,585 | 30,600 | SH | Put | SOLE | 30,600 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 2,606 | 385,500 | SH | SOLE | 385,500 | 0 | 0 | ||
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 6,887 | 855,500 | SH | SOLE | 855,500 | 0 | 0 | ||
TAUBMAN CTRS INC | COM | 876664103 | 5,863 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 778 | 29,300 | SH | Put | SOLE | 29,300 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 1,319 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 15,333 | 8,350,000 | PRN | SOLE | 8,350,000 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 3,335 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 2,758 | 96,200 | SH | Put | SOLE | 96,200 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 1,974 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 2.000% 5/1 | 45845PAB4 | 11,219 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
BJS RESTAURANTS INC | COM | 09180C106 | 4,533 | 327,700 | SH | Call | SOLE | 327,700 | 0 | 0 | |
MR COOPER GROUP INC | COM | 62482R107 | 183 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 2,426 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 682,905 | 2,650,000 | SH | Put | SOLE | 2,650,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 3,386 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 10,617 | 645,000 | SH | SOLE | 645,000 | 0 | 0 | ||
SEA LTD | NOTE 2.250% 7/0 | 81141RAB6 | 39,483 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 20,509 | 13,296,000 | PRN | SOLE | 13,296,000 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 2,545 | 175,000 | SH | Put | SOLE | 175,000 | 0 | 0 | |
DISCOVERY INC | COM SER C | 25470F302 | 3,508 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ANIXTER INTL INC | COM | 035290105 | 33,118 | 376,900 | SH | SOLE | 376,900 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 2,560 | 322,400 | SH | Call | SOLE | 322,400 | 0 | 0 | |
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 2,730 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 66,944 | 378,000 | SH | SOLE | 378,000 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 666 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 5,372 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 53,849 | 1,879,557 | SH | SOLE | 1,879,557 | 0 | 0 | ||
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 49,488 | 1,508,792 | SH | SOLE | 1,508,792 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 2,533 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 5,287 | 3,305,000 | PRN | SOLE | 3,305,000 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 6,359 | 5,900,000 | PRN | SOLE | 5,900,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 10,062 | 10,100,000 | PRN | SOLE | 10,100,000 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 7,287 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 4,861 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 671 | 99,300 | SH | Put | SOLE | 99,300 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 2,618 | 945,000 | SH | Put | SOLE | 945,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 3,969 | 63,200 | SH | Put | SOLE | 63,200 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 32,422 | 240,074 | SH | SOLE | 240,074 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 10,811 | 83,481 | SH | SOLE | 83,481 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 1,864 | 1,784,000 | PRN | SOLE | 1,784,000 | 0 | 0 | ||
WESCO INTL INC | COM | 95082P105 | 913 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 7,914 | 472,172 | SH | SOLE | 472,172 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 57,845 | 851,163 | SH | SOLE | 851,163 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 196 | 208,400 | SH | Put | SOLE | 208,400 | 0 | 0 | |
TECH DATA CORP | COM | 878237106 | 54,957 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,004 | 23,720 | SH | SOLE | 23,720 | 0 | 0 | ||
KBR INC | COM | 48242W106 | 1,551 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 294 | 201,100 | SH | Call | SOLE | 201,100 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 2,332 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,695 | 31,900 | SH | Call | SOLE | 31,900 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 5,983 | 122,480 | SH | SOLE | 122,480 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 7,992 | 536,355 | SH | SOLE | 536,355 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 26,589 | 774,749 | SH | SOLE | 774,749 | 0 | 0 | ||
MEET GROUP INC | COM | 58513U101 | 7,338 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
MUTUALFIRST FINL INC | COM | 62845B104 | 6,020 | 213,466 | SH | SOLE | 213,466 | 0 | 0 | ||
LOGMEIN INC | COM | 54142L109 | 4,320 | 51,872 | SH | SOLE | 51,872 | 0 | 0 | ||
TELADOC HEALTH INC | NOTE 1.375% 5/1 | 87918AAC9 | 29,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
ANTERIX INC | COM | 03676C100 | 6,377 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 7,312 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MR COOPER GROUP INC | COM | 62482R107 | 1,050 | 144,000 | SH | Call | SOLE | 144,000 | 0 | 0 | |
FGL HLDGS | ORD SHS | G3402M102 | 23,467 | 2,394,584 | SH | SOLE | 2,394,584 | 0 | 0 | ||
FORTY SEVEN INC | COM | 34983P104 | 23,855 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 2,043 | 23,500 | SH | Call | SOLE | 23,500 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 39,213 | 302,800 | SH | Call | SOLE | 302,800 | 0 | 0 | |
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 12,037 | 11,450,000 | PRN | SOLE | 11,450,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 19,809 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 1,891 | 480,000 | SH | Put | SOLE | 480,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 977 | 123,000 | SH | Put | SOLE | 123,000 | 0 | 0 | |
LIBERTY MEDIA CORP DEL | NOTE 1.375%10/1 | 531229AB8 | 39,373 | 40,588,000 | PRN | SOLE | 40,588,000 | 0 | 0 | ||
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 9,662 | 3,040,000 | PRN | SOLE | 3,040,000 | 0 | 0 | ||
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 8,979 | 11,438,000 | PRN | SOLE | 11,438,000 | 0 | 0 |