As filed with the Securities and Exchange Commission on March 30, 2015
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
Permal Hedge Strategies Portfolio
(Name of Subject Company (issuer))
Permal Hedge Strategies Portfolio
(Name of Filing Person (offeror))
Beneficial Interests
(Title of Class of Securities)
N/A
(CUSIP Number of Class of Securities)
ROBERT I. FRENKEL
SECRETARY
PERMAL HEDGE STRATEGIES PORTFOLIO
100 FIRST STAMFORD PLACE, 6TH FLOOR
STAMFORD, CONNECTICUT 06902
(203)703-7046
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications on Behalf of the Person(s) Filing Statement)
Copy to:
Sarah E. Cogan, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York, 10017
(212)455-2000
This Amendment No. 1 to the Issuer Tender Offer Statement on Schedule TO of Permal Hedge Strategies Portfolio (the “Fund”) relating to an offer to purchase (the “Offer”) up to $11,093,365 of beneficial interests (“Interests”) in the Fund pursuant to tenders by shareholders of the Fund at their estimated net asset value as of December 31, 2014 and originally filed with the Securities and Exchange Commission on September 29, 2014, constitutes the final amendment pursuant to Rule 13e-4(c)(4) under the Securities Exchange Act of 1934, as amended.
The Offer terminated at 11:59 P.M., Eastern Standard Time, on November 3, 2014. Pursuant to the Offer, $0 of Interests were tendered.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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PERMAL HEDGE STRATEGIES PORTFOLIO |
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By: | | /s/ Kenneth D. Fuller |
Name: | | Kenneth D. Fuller |
Title: | | Chairman, President and Chief Executive Officer |
Dated: March 30, 2015
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