UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 3, 2021 (November 3, 2021)
Investcorp Credit Management BDC, Inc.
(Exact name of registrant as specified in its charter)
| | | | |
| Maryland | | 814-01054 | | 46-2883380 |
(State or other jurisdiction
of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification
No.) |
280 Park Avenue
39th Floor
New York, NY 10017
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (212) 257-5199
|
| |
| Former name or former address, if changed since last report |
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| | | | |
| Title of Each Class | | Trading symbol(s) | | Name of Each Exchange on Which Registered |
Common Stock, par value $0.001 per share | | ICMB | | The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On November 3, 2021, Investcorp Credit Management BDC, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company submitted one proposal to the vote of the Company’s stockholders, which is described in detail in the Company’s proxy statement dated September 24, 2021 (the “Proxy Statement”). As of September 15, 2021, the record date for the Annual Meeting, 14,383,340 shares of common stock were eligible to be voted. Of the shares eligible to be voted, 7,928,597 shares were voted in person or by proxy in connection with the proposal.
Below is a description of the proposal voted on at the Annual Meeting and the final results of such voting.
Proposal 1: Election of Directors
The Company’s stockholders elected one director to serve for a three-year term expiring in 2024, or until his successor is duly elected and qualified. The voting results were as follows:
| | | | | | | | |
| | | Votes For | | | Votes Withheld | |
Thomas Sullivan | | | 7,672,434 | | | | 256,163 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Date: November 3, 2021 | | | | INVESTCORP CREDIT MANAGEMENT BDC,
INC. |
| | | |
| | | | By: | | /s/ Rocco DelGuercio |
| | | | | | Name: Rocco DelGuercio |
| | | | | | Title: Chief Financial Officer |
