UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22883
ARK ETF Trust
(Exact name of registrant as specified in charter)
c/o ARK Investment Management LLC
155 West 19th Street, Fifth Floor
New York, NY 10011
(Address of principal executive offices) (Zip code)
Corporation Service Company
2711 Centerville Road
Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 426-7040
Date of fiscal year end: July 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
ARK Genomic Revolution ETF
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ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 934760566
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Security: 02043Q107
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: ALNY
ISIN: US02043Q1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Dennis A. Mgmt For For
Ausiello, M.D.
1b. Election of Class II Director: John K. Mgmt For For
Clarke
1c. Election of Class II Director: Marsha H. Mgmt For For
Fanucci
1d. Election of Class II Director: David E.I. Mgmt For For
Pyott
2. To approve the 2018 Stock Incentive Plan. Mgmt For For
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of Alnylam's named
executive officers.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
Alnylam's independent auditors for the
fiscal year ending December 31, 2018.
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APPLE INC. Agenda Number: 934716068
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Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
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AQUABOUNTY TECHNOLOGIES INC Agenda Number: 934749358
--------------------------------------------------------------------------------------------------------------------------
Security: 03842K200
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: AQB
ISIN: US03842K2006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Clothier Mgmt For For
Christine St.Clare Mgmt For For
Rick Sterling Mgmt For For
Richard Huber Mgmt For For
Jack Bobo Mgmt For For
Ronald Stotish Mgmt For For
James Turk Mgmt For For
2. To ratify the appointment of Wolf & Mgmt For For
Company, P.C. as our independent registered
public accounting firm for the fiscal year
ended December 31, 2018.
3. To approve an amendment to the Third Mgmt For For
Amended and Restated Certificate of
Incorporation, as amended, to reduce the
number of authorized shares of common
stock, $0.001 par value per share, from
200,000,000 to 50,000,000 and the number of
authorized shares of preferred stock, par
value $0.01 per share, from 40,000,000 to
5,000,000.
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ARCTURUS THERAPEUTICS LTD. Agenda Number: 934727186
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Security: M1492T105
Meeting Type: Special
Meeting Date: 26-Feb-2018
Ticker: ARCT
ISIN: IL0011280240
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent, external
auditors of the Company for the audit of
the Company's consolidated financial
statements for the year ended December 31,
2017 and for such subsequent period prior
to the Company's 2018 extraordinary general
meeting of shareholders, and authorization
of the Company's Board of Directors to fix
the remuneration of the foregoing
independent auditors in accordance with the
volume and nature of their services.
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ATHENAHEALTH INC Agenda Number: 934801134
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: ATHN
ISIN: US04685W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Jacqueline Mgmt For For
B. Kosecoff
1b. Election of Class II Director: Thomas J. Mgmt For For
Szkutak
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. Approve the amendment and restatement of Mgmt For For
our 2007 Employee Stock Purchase Plan.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
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BIOGEN INC. Agenda Number: 934806069
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: BIIB
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander J. Denner Mgmt For For
1b. Election of Director: Caroline D. Dorsa Mgmt For For
1c. Election of Director: Nancy L. Leaming Mgmt For For
1d. Election of Director: Richard C. Mulligan Mgmt For For
1e. Election of Director: Robert W. Pangia Mgmt For For
1f. Election of Director: Stelios Papadopoulos Mgmt For For
1g. Election of Director: Brian S. Posner Mgmt For For
1h. Election of Director: Eric K. Rowinsky Mgmt For For
1i. Election of Director: Lynn Schenk Mgmt For For
1j. Election of Director: Stephen A. Sherwin Mgmt For For
1k. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. Stockholder proposal requesting certain Shr Against For
proxy access bylaw amendments.
5. Stockholder proposal requesting a report on Shr Against For
the extent to which risks related to public
concern over drug pricing strategies are
integrated into incentive compensation
arrangements.
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BLUEBIRD BIO, INC. Agenda Number: 934810347
--------------------------------------------------------------------------------------------------------------------------
Security: 09609G100
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: BLUE
ISIN: US09609G1004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: John O. Mgmt For For
Agwunobi, M.D.
1b. Election of Class II Director: Mary Lynne Mgmt For For
Hedley, Ph.D
1c. Election of Class II Director: Daniel S. Mgmt For For
Lynch
2. To hold a non-binding advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
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CELGENE CORPORATION Agenda Number: 934805637
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
R W Barker, D.Phil, OBE Mgmt For For
Hans E. Bishop Mgmt For For
Michael W. Bonney Mgmt For For
Michael D. Casey Mgmt For For
Carrie S. Cox Mgmt For For
Michael A. Friedman, MD Mgmt For For
Julia A. Haller, M.D. Mgmt For For
P. A. Hemingway Hall Mgmt For For
James J. Loughlin Mgmt For For
Ernest Mario, Ph.D. Mgmt For For
John H. Weiland Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation of the Company's named
executive officers.
4. Advisory vote on stockholder proposal to Shr Against For
request the Company's Board of Directors to
amend the Company's proxy access by-law
provision to eliminate the limit on the
number of stockholders that can aggregate
their shares to achieve the holding
requirement for nomination of directors,
described in more detail in the proxy
statement.
5. Advisory vote on stockholder proposal to Shr Against For
request the Company's Board of Directors to
adopt a policy and amend the Company's
governing documents to require that the
Chairman of the Board be an independent
member, described in more detail in the
proxy statement.
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CELLECTIS S.A. Agenda Number: 934848637
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the financial statements for Mgmt For For
the financial year ended December 31, 2017
2. Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2017
3. Allocation of income for the financial year Mgmt For For
ended December 31, 2017
4. Approval of the agreements referred to in Mgmt Against Against
articles L. 225-38 and the following
sections of the French commercial code
5. Setting the amount of the attendance fees Mgmt For For
to be granted to the non-executive
directors
6. Renewal of the term of office of director Mgmt For For
of Mr. Andre Choulika
7. Renewal of the term of office of director Mgmt For For
of Mr. David Sourdive
8. Renewal of the term of office of director Mgmt For For
of Mr. Alain-Paul Godard, independent
director according to the rules of the U.S.
Securities Exchange Act of 1934 (the
"Exchange Act") and Nasdaq Stock Market
9. Renewal of the term of office of J.M.H. Mgmt For For
Conseil, as Company's Statutory Auditors
10. Renewal of the term of office of Ernst & Mgmt For For
Young et Autres, as Company's Statutory
Auditors
11. Approval of 2017 Stock Option Plan and Mgmt For For
payment for the stock options or stock
purchase plan adopted by the Board of
Directors on October 11, 2017
12. Authorization to be given to the Board of Mgmt Against Against
Directors to buy back Company shares
13. Authorization to be given to the Board of Mgmt For For
Directors for the purpose of reducing the
share capital through the cancellation of
shares in the context of the authorization
to buy back its own shares
14. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors for the purpose of
increasing the share capital by issuing
ordinary shares and/or any securities, with
a waiver of the preferential subscription
rights of the shareholders, in favor of a
category of persons meeting specified
characteristics
15. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors for the purpose of
increasing the share capital through the
issuance of ordinary shares or of any
securities with a waiver of the
preferential subscription rights of the
shareholders, in favor of a category of
persons ensuring the underwriting of the
Company's equity securities that may arise
as part of an equity line financing or bond
financing
16. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors for the purpose of
increasing the share capital immediately or
in the future by issuing ordinary shares or
any securities, while maintaining the
preferential subscription rights of
shareholders
17. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors for the purpose of
increasing the share capital through the
issuance of ordinary shares and/or any
securities, with waiver of the preferential
subscription rights of the shareholders,
through a public offering
18. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors for the purpose of
increasing the share capital through the
issuance of ordinary shares and/or of any
securities, with waiver of the preferential
subscription rights of the shareholders,
through an offer to qualified investors or
a restricted circle of investors within the
meaning of paragraph II of article L. 411-2
of the French monetary and financial code
19. Delegation granted to the Board of Mgmt Against Against
Directors to increase the number of
securities to be issued in case of share
capital increase with or without
preferential subscription rights
20. Overall limitations to the amount of Mgmt For For
issuances made under the 14th resolution,
the 15th resolution, the 16th resolution,
the 17th resolution, the 18th resolution,
and the 19th resolution above
21. Delegation of authority to be granted to Mgmt For For
the Board of Directors for the purpose of
increasing the share capital by
incorporation of premiums, reserves,
profits or others
22. Authorization to be given to the Board of Mgmt Against Against
Directors to grant options to subscribe or
purchase Company's shares
23. Authorization be given to the Board of Mgmt Against Against
Directors for the allocation of free shares
existing and/or to be issued in the future
24. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to issue warrants
giving the right to subscribe ordinary
shares of the Company - Cancellation of the
preferential right of subscription to the
benefit of a category of persons meeting
specific characteristics
25. Delegation of authority to be granted to Mgmt Against Against
the Board of Directors for the purpose of
issuing warrants to subscribe to and/or
acquire redeemable shares (BSAAR) or share
subscription warrants - with a waiver of
the preferential subscription rights in
favor of the following category of
beneficiaries: employees and corporate
officers of the Company and its
subsidiaries
26. Authorization for the Board of Directors to Mgmt For For
freely allocate preferred shares of the
Company to the employees and and/or the
executive officers of the Company and its
subsidiaries entailing the waiver by the
shareholders of their preferential
subscription rights
27. Overall limitations to the amount of issues Mgmt For For
made under the 22nd resolution, the 23rd
resolution, the 24th resolution, the 25th
resolution and the 26th resolution above
28. Removal of the obligation to submit certain Mgmt Abstain Against
decisions to the Board of Directors'
approval, as listed in Article 14.1.1.
Section 4 of the bylaws
29. Delegation to be granted to the Board of Mgmt For
Directors for the purpose of an increase in
the share capital whose subscription would
be reserved to members of a company savings
plan established pursuant to articles L.
3332-1 and following of the French labor
code
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CERUS CORPORATION Agenda Number: 934798919
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Swisher Jr. Mgmt For For
Frank Witney, Ph.D. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2018.
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COMPUGEN LTD. Agenda Number: 934647693
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH ARNON Mgmt For For
1B. ELECTION OF DIRECTOR: ANAT COHEN-DAYAG Mgmt For For
1C. ELECTION OF DIRECTOR: MARTIN S. GERSTEL Mgmt For For
1D. ELECTION OF DIRECTOR: DOV HERSHBERG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAL PREMINGER - Mgmt For For
ELECTION AND COMPENSATION
2. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION.
3. TO APPROVE AN ANNUAL CASH BONUS PLAN, AND Mgmt For For
RELATED OBJECTIVES AND TERMS THEREOF,
INCLUDING THE SPECIAL REQUIREMENT, FOR
CALENDAR YEAR 2017 TO THE COMPANY'S
PRESIDENT AND CHIEF EXECUTIVE OFFICER AND
DIRECTOR.
3A. WITH RESPECT TO PROPOSAL 3, PLEASE INDICATE Mgmt For
BY CHECKING THE "FOR" BOX THAT YOU ARE NOT
A CONTROLLING SHAREHOLDER AND THAT YOU DO
NOT HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. IF YOU DO NOT RESPOND OR MARK
ABSTAIN, YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION AND
PROPOSAL 3 WILL NOT COUNT. FOR = I HAVE NO
PERSONAL INTEREST IN THIS RESOLUTION
ABSTAIN = I HAVE A PERSONAL INTEREST IN
THIS RESOLUTION
4. TO APPROVE AN ANNUAL CASH BONUS PLAN, AND Mgmt For For
RELATED OBJECTIVES AND TERMS THEREOF,
INCLUDING THE SPECIAL REQUIREMENT, FOR
CALENDAR YEAR 2017 TO THE ACTIVE CHAIRMAN
OF THE BOARD OF DIRECTORS.
5. TO APPROVE AN EQUITY AWARD FOR CALENDAR Mgmt For For
YEAR 2017 TO THE COMPANY'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER AND DIRECTOR.
5A. WITH RESPECT TO PROPOSAL 5, PLEASE INDICATE Mgmt For
BY CHECKING THE 'FOR' BOX THAT YOU ARE NOT
A CONTROLLING SHAREHOLDER AND THAT YOU DO
NOT HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. IF YOU DO NOT RESPOND OR MARK
ABSTAIN, YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION AND
PROPOSAL 5 WILL NOT COUNT. FOR = I HAVE NO
PERSONAL INTEREST IN THIS RESOLUTION
ABSTAIN = I HAVE A PERSONAL INTEREST IN
THIS RESOLUTION
6A. TO APPROVE AN EQUITY AWARD FOR CALENDAR Mgmt For For
YEAR 2017 TO THE ACTIVE CHAIRMAN OF THE
BOARD OF DIRECTORS.
6B. TO APPROVE ACCELERATION OF VESTING FOR Mgmt For For
MARTIN S. GERSTEL UPON CERTAIN EVENTS.
7. TO RE-APPOINT KOST FORER GABBAY & KASIERER Mgmt For For
(A MEMBER OF ERNST AND YOUNG GLOBAL), AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017, AND
UNTIL THE NEXT ANNUAL GENERAL MEETING.
8A. TO ELECT NEW DIRECTOR PROPOSED BY AN Shr For Against
INDIVIDUAL PRIVATE SHAREHOLDER TO SERVE AS
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY: JEFFREY GROSSMAN
8B. TO ELECT NEW DIRECTOR PROPOSED BY AN Shr Against For
INDIVIDUAL PRIVATE SHAREHOLDER TO SERVE AS
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY: SAMUEL SOLOMON
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 934679183
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Special
Meeting Date: 19-Oct-2017
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
COMPENSATION POLICY FOR DIRECTORS AND
OFFICERS.
1A. WITH RESPECT TO ITEM NO. 1, PLEASE INDICATE Mgmt For
BY CHECKING WITHIN THE BOX TO THE RIGHT
THAT YOU ARE NOT A CONTROLLING SHAREHOLDER
AND THAT YOU DO NOT HAVE A PERSONAL
INTEREST IN THIS RESOLUTION. IF YOU DO NOT
VOTE ON THIS ITEM OR VOTE AGAINST THIS
ITEM, YOUR VOTE WILL NOT BE COUNTED FOR
PROPOSAL 1. FOR = I CERTIFY THAT I HAVE NO
PERSONAL INTEREST FOR THIS PROPOSAL.
AGAINST = I CERTIFY THAT I DO HAVE A
PERSONAL INTEREST FOR THIS PROPOSAL.
2A. TO APPROVE COMPENSATION TERMS FOR MR. PAUL Mgmt For For
SEKHRI, THE NEW CHAIRMAN OF THE BOARD OF
DIRECTORS, AS DESCRIBED UNDER ITEM NO. 2 OF
THE PROXY STATEMENT, INCLUDING: AN ANNUAL
CASH FEE IN THE SUM OF $150,000 AS OF
AUGUST 2, 2017 AND A ONE-TIME GRANT OF
OPTIONS TO PURCHASE 500,000 ORDINARY SHARES
IN ACCORDANCE WITH THE TERMS OF GRANT
DESCRIBED IN ITEM NO. 2 OF THE PROXY
STATEMENT.
2B. TO APPROVE COMPENSATION TERMS FOR MR. PAUL Mgmt For For
SEKHRI, THE NEW CHAIRMAN OF THE BOARD OF
DIRECTORS, AS DESCRIBED UNDER ITEM NO. 2 OF
THE PROXY STATEMENT, INCLUDING:
ACCELERATION OF VESTING FOR OPTIONS GRANTED
TO MR. PAUL SEKHRI UPON CERTAIN EVENTS
2C. WITH RESPECT TO ITEM 2, PLEASE INDICATE BY Mgmt For
CHECKING WITHIN THE BOX TO THE RIGHT THAT
YOU ARE NOT A CONTROLLING SHAREHOLDER AND
THAT YOU DO NOT HAVE A PERSONAL INTEREST IN
THIS RESOLUTION. IF YOU DO NOT VOTE ON THIS
ITEM OR VOTE AGAINST THIS ITEM, YOUR VOTE
WILL NOT BE COUNTED FOR PROPOSALS 2A AND
2B. FOR = I CERTIFY THAT I HAVE NO PERSONAL
INTEREST FOR THIS PROPOSAL. AGAINST = I
CERTIFY THAT I DO HAVE A PERSONAL INTEREST
FOR THIS PROPOSAL.
3. TO APPROVE TO MR. MARTIN GERSTEL, IN Mgmt For For
CONNECTION WITH HIS RETIREMENT FROM HIS
ROLE AS OUR ACTIVE CHAIRMAN OF THE BOARD, A
SEVERANCE PACKAGE IN AN AMOUNT OF $255,000
(NIS 913,000) AS DESCRIBED UNDER ITEM NO. 3
OF THE PROXY STATEMENT.
3A. WITH RESPECT TO ITEM 3, PLEASE INDICATE BY Mgmt For
CHECKING WITHIN THE BOX TO THE RIGHT THAT
YOU ARE NOT A CONTROLLING SHAREHOLDER AND
THAT YOU DO NOT HAVE A PERSONAL INTEREST IN
THIS RESOLUTION. IF YOU DO NOT VOTE ON THIS
ITEM OR VOTE AGAINST THIS ITEM, YOUR VOTE
WILL NOT BE COUNTED FOR PROPOSAL 3. FOR = I
CERTIFY THAT I HAVE NO PERSONAL INTEREST
FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT
I DO HAVE A PERSONAL INTEREST FOR THIS
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 934795420
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2017.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of the member to the Board of Mgmt For For
Director: Rodger Novak, M.D. (as member and
Chairman)
4b. Election of the member to the Board of Mgmt For For
Director: Samarth Kulkarni, Ph.D.
4c. Re-election of the member to the Board of Mgmt For For
Director: Bradley Bolzon, Ph.D.
4d. Re-election of the member to the Board of Mgmt For For
Director: Ali Behbahani, M.D.
4e. Re-election of the member to the Board of Mgmt For For
Director: Pablo Cagnoni, M.D.
4f. Re-election of the member to the Board of Mgmt For For
Director: Kurt von Emster
4g. Re-election of the member to the Board of Mgmt For For
Director: Simeon J. George, M.D.
4h. Re-election of the member to the Board of Mgmt For For
Director: Thomas Woiwode, Ph.D.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Thomas Woiwode,
Ph.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Pablo Cagnoni, M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2018 Annual General Meeting to the 2019
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2018 Annual
General Meeting to the 2019 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2018 to June 30, 2019.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2018.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2018 Annual
General Meeting to the 2019 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Benefit Plans.
8. The approval of the CRISPR Therapeutics AG Mgmt For For
2018 Stock Option and Incentive Plan.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase authorized share
capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 934741655
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lamberto Andreotti Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Edward D. Breen Mgmt For For
1d. Election of Director: Robert A. Brown Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Jeff M. Fettig Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Lois D. Juliber Mgmt For For
1i. Election of Director: Andrew N. Liveris Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Paul Polman Mgmt For For
1l. Election of Director: Dennis H. Reilley Mgmt For For
1m. Election of Director: James M. Ringler Mgmt For For
1n. Election of Director: Ruth G. Shaw Mgmt For For
1o. Election of Director: Lee M. Thomas Mgmt For For
1p. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
5. Elimination of Supermajority Voting Shr Against For
Thresholds
6. Preparation of an Executive Compensation Shr Against For
Report
7. Preparation of a Report on Sustainability Shr Against For
Metrics in Performance-based Pay
8. Preparation of a Report on Investment in Shr Against For
India
9. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE INC Agenda Number: 934806110
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Hirsch Mgmt For For
Boris Nikolic, M.D. Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC. Agenda Number: 934764300
--------------------------------------------------------------------------------------------------------------------------
Security: 33830X104
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: FPRX
ISIN: US33830X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sheila Gujrathi, M.D. Mgmt For For
1b. Election of Director: Peder K. Jensen, M.D. Mgmt For For
1c. Election of Director: Aron M. Knickerbocker Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the proxy
statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FOUNDATION MEDICINE, INC. Agenda Number: 934805726
--------------------------------------------------------------------------------------------------------------------------
Security: 350465100
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: FMI
ISIN: US3504651007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexis Borisy Mgmt For For
Troy Cox Mgmt For For
Michael Dougherty Mgmt For For
Sandra Horning, M.D. Mgmt For For
Evan Jones Mgmt For For
Daniel O'Day Mgmt For For
Michael Pellini, M.D. Mgmt For For
Michael Varney, Ph.D. Mgmt For For
Krishna Yeshwant, M.D. Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 934776696
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jay T. Flatley Mgmt For For
1b. Election of Director: John W. Thompson Mgmt For For
1c. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 30, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr Against For
stockholder proposal to elect each director
annually.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934750250
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul A. Brooke Mgmt For For
1.4 Election of Director: Paul J. Clancy Mgmt For For
1.5 Election of Director: Wendy L. Dixon Mgmt For For
1.6 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.7 Election of Director: Paul A. Friedman Mgmt For For
1.8 Election of Director: Herve Hoppenot Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve amendments to the Company's Mgmt For For
Amended and Restated 2010 Stock Incentive
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS,INC. Agenda Number: 934760883
--------------------------------------------------------------------------------------------------------------------------
Security: 45773H201
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: INO
ISIN: US45773H2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Avtar S. Dhillon, M.D. Mgmt For For
J. Joseph Kim, Ph.D. Mgmt For For
Simon X. Benito Mgmt For For
Morton Collins, Ph.D. Mgmt For For
Adel A. F. Mahmoud M.D. Mgmt For For
Angel Cabrera, Ph.D. Mgmt For For
David B. Weiner, Ph.D. Mgmt For For
Wendy Yarno Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of Inovio for the fiscal
year ending December 31, 2018.
3. To approve, on a non-binding advisory Mgmt For For
basis, the resolution regarding
compensation of Inovio's named executive
officers described in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 934795204
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Frank Mgmt For For
Verwiel
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 934769413
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randal W. Scott Mgmt For For
2. The ratification of Ernst & Young LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 934776711
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick T. Muto Mgmt For For
Breaux B. Castleman Mgmt For For
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 934803215
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D. Mgmt For For
Michael Weiser, MD, PhD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To approve the Iovance Biotherapeutics, Mgmt For For
Inc. 2018 Equity Incentive Plan.
4. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
JOUNCE THERAPEUTICS, INC. Agenda Number: 934812771
--------------------------------------------------------------------------------------------------------------------------
Security: 481116101
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: JNCE
ISIN: US4811161011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Duncan Higgons Mgmt For For
Robert Tepper, M.D. Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 934793274
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tarek A. Sherif Mgmt For For
1b. Election of Director: Glen M. de Vries Mgmt For For
1c. Election of Director: Carlos Dominguez Mgmt For For
1d. Election of Director: Neil M. Kurtz Mgmt For For
1e. Election of Director: George W. McCulloch Mgmt For For
1f. Election of Director: Lee A. Shapiro Mgmt For For
1g. Election of Director: Robert B. Taylor Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation (the "say on
pay vote").
3. To approve an amendment to our 2017 Mgmt For For
Long-Term Incentive Plan to increase by
1,300,000 the number of shares of common
stock.
4. To approve an amendment to our Second Mgmt For For
Amended and Restated 2014 Employee Stock
Purchase Plan ("ESPP") to increase by
1,000,000 the number of shares of common
stock authorized for issuance under the
ESPP.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 934806209
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elisha W. Finney Mgmt For For
Gregory Norden Mgmt For For
Charles P. Waite Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt For For
1j. Election of Director: A. Brooke Seawell Mgmt For For
1k. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA INC Agenda Number: 934790076
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Michael Mgmt For For
Hunkapiller
1.2 Election of Class II Director: Randy Mgmt For For
Livingston
1.3 Election of Class II Director: Marshall Mgmt For For
Mohr
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPEUTICS, INC. Agenda Number: 934774818
--------------------------------------------------------------------------------------------------------------------------
Security: 72940R102
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: PSTI
ISIN: US72940R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Zami Aberman Mgmt For For
1.2 Election of Director: Israel Ben-Yoram Mgmt For For
1.3 Election of Director: Isaac Braun Mgmt For For
1.4 Election of Director: Mark Germain Mgmt For For
1.5 Election of Director: Moria Kwiat Mgmt For For
1.6 Election of Director: Hava Meretzki Mgmt For For
1.7 Election of Director: Nachum Rosman Mgmt For For
1.8 Election of Director: Doron Shorrer Mgmt For For
1.9 Election of Director: Yaky Yanay Mgmt For For
2. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as independent registered
public accounting firm of the Company for
the fiscal year ending June 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 934797892
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 08-Jun-2018
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Arthur F. Ryan Mgmt For For
1.2 Election of Director: George L. Sing Mgmt For For
1.3 Election of Director: Marc Tessier-Lavigne Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SERES THERAPEUTICS, INC. Agenda Number: 934822619
--------------------------------------------------------------------------------------------------------------------------
Security: 81750R102
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: MCRB
ISIN: US81750R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Noubar B. Afeyan, Ph.D. Mgmt For For
Gregory Behar Mgmt For For
Kurt C. Graves Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 934804825
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Srinivas Akkaraju Mgmt For For
Vicki L. Sato, Ph.D. Mgmt For For
Phillip A. Sharp, Ph.D. Mgmt For For
Richard A. Young, Ph.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 934796939
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Bishop Mgmt For For
Fred E. Cohen Mgmt For For
Tina S. Nova Mgmt For For
2. To ratification of the appointment of Ernst Mgmt For For
& Young LLP as independent registered
public accounting firm for 2018.
ARK Industrial Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934816832
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Robert M. Stavis Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2018 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
4. Stockholder proposal regarding a director Shr Against For
election majority vote standard, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 934671567
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 28-Sep-2017
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CATHARINE MERIGOLD Mgmt For For
WAHID NAWABI Mgmt For For
STEPHEN F. PAGE Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 934755286
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2a. Election of Director: Mary Lauren Brlas Mgmt For For
2b. Election of Director: William H. Hernandez Mgmt For For
2c. Election of Director: Luther C. Kissam IV Mgmt For For
2d. Election of Director: Douglas L. Maine Mgmt For For
2e. Election of Director: J. Kent Masters Mgmt For For
2f. Election of Director: James J. O'Brien Mgmt For For
2g. Election of Director: Diarmuid O'Connell Mgmt For For
2h. Election of Director: Dean L. Seavers Mgmt For For
2i. Election of Director: Gerald A. Steiner Mgmt For For
2j. Election of Director: Harriett Tee Taggart Mgmt For For
2k. Election of Director: Amb. Alejandro Wolff Mgmt For For
3. To approve the amendment and restatement of Mgmt For For
the Amended and Restated Articles of
Incorporation to adopt a majority
shareholder vote standard for extraordinary
transactions.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 934756567
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin J. Dallas Mgmt For For
1b. Election of Director: Joseph M. Hogan Mgmt For For
1c. Election of Director: Joseph Lacob Mgmt For For
1d. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1e. Election of Director: George J. Morrow Mgmt For For
1f. Election of Director: Thomas M. Prescott Mgmt For For
1g. Election of Director: Andrea L. Saia Mgmt For For
1h. Election of Director: Greg J. Santora Mgmt For For
1i. Election of Director: Susan E. Siegel Mgmt For For
1j. Election of Director: Warren S. Thaler Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC. Agenda Number: 934774123
--------------------------------------------------------------------------------------------------------------------------
Security: 019330109
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AMOT
ISIN: US0193301092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R.D. Federico Mgmt For For
1B. Election of Director: G.J. Laber Mgmt For For
1C. Election of Director: R.D. Smith Mgmt For For
1D. Election of Director: J.J. Tanous Mgmt For For
1E. Election of Director: T. T. Tevens Mgmt For For
1F. Election of Director: R.S. Warzala Mgmt For For
1G. Election of Director: M.R. Winter Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2018.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr For Against
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr For Against
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr For Against
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 934762065
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Guy E. Dubois Mgmt For For
1b. Election of Director: Alec D. Gallimore Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm.
3. The compensation of our named executive Mgmt For For
officers, to be voted on a non-binding,
advisory basis.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 934736224
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Frank J. Dellaquila Mgmt For For
4. Election of Director: Nicholas M. Donofrio Mgmt For For
5. Election of Director: Mark P. Frissora Mgmt For For
6. Election of Director: Rajiv L. Gupta Mgmt For For
7. Election of Director: Sean O. Mahoney Mgmt For For
8. Election of Director: Colin J. Parris Mgmt For For
9. Election of Director: Ana G. Pinczuk Mgmt For For
10. Election of Director: Thomas W. Sidlik Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
14. Say-When-on-Pay - To determine, by advisory Mgmt 1 Year For
vote, the frequency of shareholder votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 934810183
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Crawford W. Beveridge Mgmt For For
1c. Election of Director: Karen Blasing Mgmt For For
1d. Election of Director: Reid French Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Lorrie M. Norrington Mgmt For For
1g. Election of Director: Betsy Rafael Mgmt For For
1h. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 934740134
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term ending in Mgmt For For
2021: Eugene Banucci
1.2 Election of Director for a term ending in Mgmt For For
2021: Jerry A. Schneider
1.3 Election of Director for a term ending in Mgmt For For
2020: Dianne M. Parrotte
2. To amend the Articles of Organization of Mgmt For For
Cognex Corporation to increase the number
of shares of Common Stock which the
corporation has the authority to issue from
200,000,000 shares to 300,000,000 shares.
3. To approve the Cognex Corporation 2001 Mgmt For For
General Stock Option Plan, as Amended and
Restated.
4. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2018.
5. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 934806374
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert Cavanaugh Mgmt For For
1b. Election of Director: Kristina Salen Mgmt For For
1c. Election of Director: Marcus S. Ryu Mgmt For For
1d. Election of Director: Elisa A. Steele Mgmt For For
1e. Election of Director: Richard Haddrill Mgmt For For
2. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
declassify our board of directors.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cornerstone
OnDemand, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 934718959
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 28-Feb-2018
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Vance D. Coffman Mgmt For For
1C. Election of Director: Alan C. Heuberger Mgmt For For
1D. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1E. Election of Director: Dipak C. Jain Mgmt For For
1F. Election of Director: Michael O. Johanns Mgmt For For
1G. Election of Director: Clayton M. Jones Mgmt For For
1H. Election of Director: Brian M. Krzanich Mgmt For For
1I. Election of Director: Gregory R. Page Mgmt For For
1J. Election of Director: Sherry M. Smith Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Re-approve the John Deere Long-Term Mgmt For For
Incentive Cash Plan
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2018
5. Stockholder Proposal - Special Shareowner Shr Against For
Meetings
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 934688055
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Special
Meeting Date: 07-Nov-2017
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT THE NAME OF THE COMPANY BE CHANGED TO Mgmt For For
APTIV PLC, EFFECTIVE UPON COMPLETION OF THE
SPIN-OFF OF OUR POWERTRAIN SYSTEMS SEGMENT,
AND AT SUCH TIME, ALL REFERENCES IN THE
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY TO THE EXISTING NAME OF THE
COMPANY BE CHANGED TO APTIV PLC.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 934699161
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Consent
Meeting Date: 30-Nov-2017
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL FEDERMANN Mgmt For For
1B. ELECTION OF DIRECTOR: RINA BAUM Mgmt For For
1C. ELECTION OF DIRECTOR: YORAM BEN-ZEEV Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID FEDERMANN Mgmt For For
1E. ELECTION OF DIRECTOR: DOV NINVEH Mgmt For For
1F. ELECTION OF DIRECTOR: EHOOD (UDI) NISAN Mgmt For For
1G. ELECTION OF DIRECTOR: YULI TAMIR Mgmt For For
2. APPROVAL OF DIRECTORS' COMPENSATION FEES Mgmt For For
2A. PLEASE INDICATE IF YOU ARE A CONTROLLING Mgmt Against
SHAREHOLDER OF THE COMPANY OR HAVE A
"PERSONAL INTEREST" (AS DEFINED IN THE
COMPANY'S PROXY STATEMENT OF OCTOBER 25,
2017) IN THE APPROVAL OF THE DIRECTORS'
COMPENSATION FEES TO BE PAID TO THE
COMPANY'S DIRECTORS. (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO, YOUR SHARES
WILL NOT BE VOTED). MARK "FOR" = YES OR
"AGAINST" = NO.
3. APPROVAL OF THE FRAMEWORK RESOLUTION FOR Mgmt For For
THE PURCHASE BY THE COMPANY FROM TIME TO
TIME DURING A THREE-YEAR PERIOD OF
DIRECTORS AND OFFICERS LIABILITY INSURANCE
3A. PLEASE INDICATE IF YOU ARE A CONTROLLING Mgmt Against
SHAREHOLDER OF THE COMPANY OR HAVE A
"PERSONAL INTEREST" (AS DEFINED IN THE
COMPANY'S PROXY STATEMENT OF OCTOBER 25,
2017) IN THE APPROVAL OF THE FRAMEWORK
RESOLUTION FOR THE PURCHASE BY THE COMPANY
FROM TIME TO TIME DURING A THREE-YEAR
PERIOD OF DIRECTORS AND OFFICERS LIABILITY
INSURANCE. (PLEASE NOTE: IF YOU DO NOT MARK
EITHER YES OR NO, YOUR SHARES WILL NOT BE
VOTED). MARK "FOR" = YES OR "AGAINST" = NO.
4. APPROVAL OF THE RE-GRANTING BY THE COMPANY Mgmt For For
OF THE INDEMNIFICATION LETTERS TO MR. M.
FEDERMANN AND TO MR. D. FEDERMANN
4A. PLEASE INDICATE IF YOU ARE A CONTROLLING Mgmt Against
SHAREHOLDER OF THE COMPANY OR HAVE A
"PERSONAL INTEREST" (AS DEFINED IN THE
COMPANY'S PROXY STATEMENT OF OCTOBER 25,
2017) IN THE APPROVAL OF THE RE-GRANTING OF
THE INDEMNIFICATION LETTERS TO MR. M.
FEDERMANN AND MR. D. FEDERMANN. (PLEASE
NOTE: IF YOU DO NOT MARK EITHER YES OR NO,
YOUR SHARES WILL NOT BE VOTED). MARK "FOR"
= YES OR "AGAINST" = NO.
5. RE-APPOINTMENT OF KOST, FORER, GABBAY & Mgmt For For
KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR 2017 AND UNTIL THE CLOSE OF
THE NEXT SHAREHOLDERS' ANNUAL GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 934741174
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Special
Meeting Date: 11-Apr-2018
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE NEW COMPENSATION POLICY. Mgmt For For
1A. Please indicate if you are a controlling Mgmt Against
shareholder of the Company or have a
"personal interest" (as defined in the
Company's Proxy Statement of March 1, 2018)
in the approval of the New Compensation
Policy. (Please note: if you do not mark
either Yes or No, your shares will not be
voted). Mark "For" = Yes or "Against" = No.
2. APPROVAL OF THE GRANT OF THE OPTIONS TO THE Mgmt For For
COMPANY'S CEO UNDER THE COMPANY'S
EQUITY-BASED PLAN.
2A. Please indicate if you are a controlling Mgmt Against
shareholder of the Company or have a
"personal interest" (as defined in the
Company's Proxy Statement of March 1, 2018)
in the approval of the grant of the Options
to the Company's CEO under the Company's
Equity-Based Plan. (Please note: if you do
not mark either Yes or No, your shares will
not be voted). Mark "For" = Yes or
"Against" = No.
3. APPROVAL OF THE GRANT OF THE PO OPTIONS TO Mgmt For For
THE COMPANY'S CEO.
3A. Please indicate if you are a controlling Mgmt Against
shareholder of the Company or have a
"personal interest" (as defined in the
Company's Proxy Statement of March 1, 2018)
in the approval of the grant of the PO's
Options to the Company's CEO. (Please note:
if you do not mark either Yes or No, your
shares will not be voted). Mark "For" = Yes
or "Against" = No.
--------------------------------------------------------------------------------------------------------------------------
FLEX LTD. Agenda Number: 934655498
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573F102
Meeting Type: Annual
Meeting Date: 15-Aug-2017
Ticker: FLEX
ISIN: SG9999000020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF MR. MICHAEL D. CAPELLAS AS A Mgmt For For
DIRECTOR OF FLEX.
1B. RE-ELECTION OF MR. MARC A. ONETTO AS A Mgmt For For
DIRECTOR OF FLEX.
2. TO APPROVE THE RE-APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS FLEX'S INDEPENDENT AUDITORS
FOR THE 2018 FISCAL YEAR AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION.
3. TO APPROVE A GENERAL AUTHORIZATION FOR THE Mgmt For For
DIRECTORS OF FLEX TO ALLOT AND ISSUE
ORDINARY SHARES.
4. NON-BINDING, ADVISORY RESOLUTION. TO Mgmt For For
APPROVE THE COMPENSATION OF FLEX'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN FLEX'S PROXY
STATEMENT RELATING TO ITS 2017 ANNUAL
GENERAL MEETING.
5. NON-BINDING, ADVISORY RESOLUTION. TO Mgmt 1 Year For
RECOMMEND THAT A NON-BINDING, ADVISORY
RESOLUTION TO APPROVE THE COMPENSATION OF
FLEX'S NAMED EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION EVERY
ONE YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS.
6. TO APPROVE THE ADOPTION OF THE FLEX LTD. Mgmt For For
2017 EQUITY INCENTIVE PLAN.
7. TO APPROVE THE RENEWAL OF THE SHARE Mgmt For For
PURCHASE MANDATE RELATING TO ACQUISITIONS
BY FLEX OF ITS OWN ISSUED ORDINARY SHARES.
8. TO APPROVE CHANGES IN THE CASH COMPENSATION Mgmt For For
PAYABLE TO OUR DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934798577
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Linda R. Gooden Mgmt For For
1c. Election of Director: Joseph Jimenez Mgmt For For
1d. Election of Director: Jane L. Mendillo Mgmt For For
1e. Election of Director: Michael G. Mullen Mgmt For For
1f. Election of Director: James J. Mulva Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Theodore M. Solso Mgmt For For
1j. Election of Director: Carol M. Stephenson Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
2. Approval of, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as GM's Independent Registered
Public Accounting Firm for 2018
4. Shareholder Proposal Regarding Independent Shr Against For
Board Chairman
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent
6. Shareholder Proposal Regarding Report on Shr Against For
Greenhouse Gas Emissions and CAFE Standards
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 934831846
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Proposed resolution: approval of the Mgmt For For
statutory annual accounts relating to the
financial year ended on 31 December 2017.
4. Proposed resolution: approval to carry Mgmt For For
forward the loss of the financial year
(Euro-12,302,333), together with the
carried forward profit of the previous
financial year (Euro 9,117,961), being in
the aggregate Euro-3,184,372, in its
entirety.
5. Proposed resolution: granting discharge to Mgmt For For
the directors for the performance of their
mandate during the financial year ended on
31 December 2017.
6. Proposed resolution: granting discharge to Mgmt For For
the auditors for the performance of their
mandate during the financial year ended on
31 December 2017.
7a. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7b. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
7c. Proposed resolution: renewing the Mgmt For For
appointment as director of A TRE C cvoa,
represented by Mr Johan De Lille, for a
period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
7d. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7e. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Pol
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7f. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jurgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7g. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jos Van der
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7h. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7i. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
8. Proposed resolution: granting powers to Mgmt For For
Carla Van Steenbergen and Ben Schepers,
each with power to act alone and with power
of substitution and without prejudice to
other delegations of power to the extent
applicable, for any filings and publication
formalities in relation to the above
resolutions.
9. Proposed resolution: approval of the change Mgmt Against Against
of control clauses in the Finance Contract
dated December 20, 2017, between
Materialise N.V. and European Investment
Bank (the "Finance Contract"), including,
but not limited to the change of control
clause set out in Article 4.03A(3) of the
Finance Contract.
--------------------------------------------------------------------------------------------------------------------------
MAZOR ROBOTICS LTD. Agenda Number: 934710585
--------------------------------------------------------------------------------------------------------------------------
Security: 57886P103
Meeting Type: Annual
Meeting Date: 27-Dec-2017
Ticker: MZOR
ISIN: US57886P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE RE-APPOINTMENT OF SOMEKH
CHAIKIN, CERTIFIED PUBLIC ACCOUNTANTS
(ISRAEL), A MEMBER OF KPMG INTERNATIONAL,
AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2017, AND UNTIL THE NEXT ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS OF THE COMPANY,
AND TO RECEIVE INFORMATION REGARDING THEIR
REMUNERATION.
2. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RE-APPOINT MR. JONATHAN ADERETH, TO HOLD
OFFICE AS DIRECTOR FOR AN ADDITIONAL TERM,
COMMENCING ON THE DATE OF THE MEETING UNTIL
THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS OR UNTIL HIS SUCCESSOR HAS
BEEN DULY APPOINTED.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RE-APPOINT MR. ORI HADOMI ("HADOMI"), TO
HOLD OFFICE AS DIRECTOR FOR AN ADDITIONAL
TERM, COMMENCING ON THE DATE OF THE MEETING
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS OR UNTIL HIS SUCCESSOR HAS
BEEN DULY APPOINTED.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RE-APPOINT MR. MICHAEL BERMAN, TO HOLD
OFFICE AS DIRECTOR FOR AN ADDITIONAL TERM,
COMMENCING ON THE DATE OF THE MEETING UNTIL
THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS OR UNTIL HIS SUCCESSOR HAS
BEEN DULY APPOINTED.
5. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RE-APPOINT MS. SARIT SOCCARY BEN-YOCHANAN,
TO HOLD OFFICE AS DIRECTOR FOR AN
ADDITIONAL TERM, COMMENCING ON THE DATE OF
THE MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS OR UNTIL HER
SUCCESSOR HAS BEEN DULY APPOINTED.
6. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RE-APPOINT MR. GIL BIANCO AS AN EXTERNAL
DIRECTOR OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS OR
UNTIL HIS SUCCESSOR HAS BEEN DULY
APPOINTED.
6A. ARE YOU A CONTROLLING SHAREHOLDER OR DO YOU Mgmt For
HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. MARK "FOR" = YES OR "AGAINST" =
NO.
7. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE AN UPDATE OF THE EMPLOYMENT
AGREEMENT OF HADOMI AS THE COMPANY'S CHIEF
EXECUTIVE OFFICER ("CEO"), SO THAT AS OF
JANUARY 1, 2018, THE CEO MONTHLY FIXED
SALARY WILL BE INCREASED TO NIS 90,000.
7A. ARE YOU A CONTROLLING SHAREHOLDER OR DO YOU Mgmt For
HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. MARK "FOR" = YES OR "AGAINST" =
NO.
8. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE A GRANT OF OPTIONS TO PURCHASE UP
TO 50,000 OF THE COMPANY'S ORDINARY SHARES
TO THE COMPANY'S CEO.
8A. ARE YOU A CONTROLLING SHAREHOLDER OR DO YOU Mgmt For
HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. MARK "FOR" = YES OR "AGAINST" =
NO.
9. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE AN AMENDED COMPENSATION POLICY FOR
DIRECTORS AND OFFICERS.
9A. ARE YOU A CONTROLLING SHAREHOLDER OR DO YOU Mgmt For
HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. MARK "FOR" = YES OR "AGAINST" =
NO.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 934712010
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G104
Meeting Type: Special
Meeting Date: 31-Dec-2017
Ticker: NNDM
ISIN: US63008G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF ASSOCIATION AS SET FORTH IN ANNEX A TO
THE PROXY STATEMENT.
2. TO APPROVE THE REICHENTAL TERMS OF Mgmt For For
COMPENSATION AS SET FORTH IN THE PROXY
STATEMENT.
3. TO GRANT MR. ITZHAK SHREM OPTIONS TO Mgmt For For
PURCHASE 275,000 OF THE COMPANY'S ORDINARY
SHARES AS SET FORTH IN THE PROXY STATEMENT.
4. TO GRANT MR. SIMON FRIED OPTIONS TO Mgmt For For
PURCHASE 250,000 OF THE COMPANY'S ORDINARY
SHARES AS SET FORTH IN THE PROXY STATEMENT.
5. TO APPROVE THE FRIED TERMS OF COMPENSATION Mgmt For For
AS SET FORTH IN THE PROXY STATEMENT.
6. TO GRANT MR. AMIT DROR OPTIONS TO PURCHASE Mgmt For
275,000 OF THE COMPANY'S ORDINARY SHARES AS
SET FORTH IN THE PROXY STATEMENT.
6a. THE UNDERSIGNED CONFIRMS THAT THE Mgmt For
UNDERSIGNED IS NOT A CONTROLLING
SHAREHOLDER OF THE COMPANY (WHERE A HOLDER
OF 25% OF THE COMPANY'S SHARE CAPITAL IS
ASSUMED TO BE CLASSIFIED AS A CONTROLLING
SHAREHOLDER) AND DOES NOT HAVE A PERSONAL
INTEREST ...(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL). MARK "FOR" =
YES OR "ABSTAIN = NO.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt For For
1j. Election of Director: A. Brooke Seawell Mgmt For For
1k. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORBITAL ATK, INC. Agenda Number: 934652961
--------------------------------------------------------------------------------------------------------------------------
Security: 68557N103
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: OA
ISIN: US68557N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. ELECTION OF DIRECTOR: LENNARD A. FISK Mgmt For For
1D. ELECTION OF DIRECTOR: RONALD R. FOGLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD T. KADISH Mgmt For For
1F. ELECTION OF DIRECTOR: TIG H. KREKEL Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS L. MAINE Mgmt For For
1H. ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1I. ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES G. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: HARRISON H. SCHMITT Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID W. THOMPSON Mgmt For For
1M. ELECTION OF DIRECTOR: SCOTT L. WEBSTER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF ORBITAL ATK'S NAMED EXECUTIVE OFFICERS
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 934658216
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 24-Aug-2017
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BALTERA, JR. Mgmt For For
JAMES GLOVER Mgmt For For
RICHARD MAROUN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN P.C. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2018.
3. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 934681493
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Special
Meeting Date: 23-Oct-2017
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RATIFY THE FILING AND EFFECTIVENESS OF Mgmt For For
THE CERTIFICATE OF AMENDMENT TO OUR AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION
(OUR CERTIFICATE OF INCORPORATION) FILED
WITH THE SECRETARY OF STATE OF THE STATE OF
DELAWARE (THE SECRETARY OF STATE) ON JUNE
21, 2000 AND THE INCREASE IN THE NUMBER OF
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. TO RATIFY THE FILING AND EFFECTIVENESS OF Mgmt For For
THE CERTIFICATE OF AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION FILED WITH THE
SECRETARY OF STATE ON JULY 25, 2014 AND THE
INCREASE IN THE NUMBER OF SHARES OF OUR
AUTHORIZED COMMON STOCK EFFECTED THEREBY.
3. TO RATIFY THE FILING AND EFFECTIVENESS OF Mgmt For For
THE CERTIFICATE OF AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION FILED WITH THE
SECRETARY OF STATE ON JUNE 30, 2017 AND THE
INCREASE IN THE NUMBER OF SHARES OF OUR
AUTHORIZED COMMON STOCK EFFECTED THEREBY.
4. TO RATIFY THE FILING AND EFFECTIVENESS OF Mgmt For For
THE CERTIFICATE OF AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION FILED WITH THE
SECRETARY OF STATE ON MAY 19, 2011 AND THE
1-FOR-10 REVERSE STOCK SPLIT EFFECTED
THEREBY.
5. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF ANY OF
PROPOSALS 1-4.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 934764297
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victoria M. Holt Mgmt For For
Archie C. Black Mgmt For For
Rainer Gawlick Mgmt For For
John B. Goodman Mgmt For For
Donald G. Krantz Mgmt For For
Sven A. Wehrwein Mgmt For For
Sujeet Chand Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 934714292
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 06-Feb-2018
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
BETTY C. ALEWINE Mgmt For For
J. PHILLIP HOLLOMAN Mgmt For For
LAWRENCE D. KINGSLEY Mgmt For For
LISA A. PAYNE Mgmt For For
B TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SIGMA LABS, INC. Agenda Number: 934670096
--------------------------------------------------------------------------------------------------------------------------
Security: 826598302
Meeting Type: Annual
Meeting Date: 02-Oct-2017
Ticker: SGLB
ISIN: US8265983028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS DUITCH Mgmt For For
2. APPROVE THE SECOND AMENDMENT TO THE 2013 Mgmt For For
EQUITY INCENTIVE PLAN OF THE COMPANY TO FIX
AT 750,000 SHARES THE AGGREGATE NUMBER OF
SHARES OF THE COMPANY'S COMMON STOCK
SUBJECT TO THE 2013 EQUITY INCENTIVE PLAN.
3. APPROVE THE THIRD AMENDMENT TO THE 2013 Mgmt For For
EQUITY INCENTIVE PLAN OF THE COMPANY TO FIX
AT 300,000 SHARES THE LIMITATION ON AWARDS
OF STOCK OPTIONS AND STOCK APPRECIATION
RIGHTS UNDER THE 2013 EQUITY INCENTIVE PLAN
DURING ANY TWELVE-MONTH PERIOD TO ANY ONE
PARTICIPANT.
4. APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION OF THE
COMPANY TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF COMMON STOCK FROM 7,500,000 TO
30,000,000.
5. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF .. (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
6. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For
THE PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
7. TO RATIFY THE APPOINTMENT OF PRITCHETT, Mgmt For For
SILER & HARDY, P.C. AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SIGMA LABS, INC. Agenda Number: 934722770
--------------------------------------------------------------------------------------------------------------------------
Security: 826598302
Meeting Type: Special
Meeting Date: 01-Mar-2018
Ticker: SGLB
ISIN: US8265983028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Amended and Mgmt For For
Restated Articles of Incorporation of the
Company to increase the authorized number
of shares of common stock from 7,500,000 to
15,000,000.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 934802198
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Sara Baack Mgmt For For
1b. Election of Class III Director: Douglas Mgmt For For
Merritt
1c. Election of Class III Director: Graham Mgmt For For
Smith
1d. Election of Class III Director: Godfrey Mgmt For For
Sullivan
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 934654294
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 18-Jul-2017
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELCHANAN JAGLOM Mgmt For For
1B. ELECTION OF DIRECTOR: S. SCOTT CRUMP Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. FIERKO Mgmt For For
1D. ELECTION OF DIRECTOR: VICTOR LEVENTHAL Mgmt For For
1E. ELECTION OF DIRECTOR: ILAN LEVIN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN J. MCELENEY Mgmt For For
1G. ELECTION OF DIRECTOR: DOV OFER Mgmt For For
1H. ELECTION OF DIRECTOR: ZIVA PATIR Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID REIS Mgmt For For
1J. ELECTION OF DIRECTOR: YAIR SEROUSSI Mgmt For For
2A. APPROVAL OF ANNUAL COMPENSATION PACKAGES Mgmt For For
FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT
TO THEIR ELECTION): DOV OFER
2B. APPROVAL OF ANNUAL COMPENSATION PACKAGES Mgmt For For
FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT
TO THEIR ELECTION): YAIR SEROUSSI
3. APPROVAL OF ONGOING COMPENSATION PACKAGE Mgmt For For
AND 2016 BONUS FOR ILAN LEVIN, THE
COMPANY'S CEO
3A. THE UNDERSIGNED CONFIRMS IT DOES NOT HAVE A Mgmt For
CONFLICT OF INTEREST (REFERRED TO AS A
"PERSONAL INTEREST" UNDER THE COMPANIES
LAW, AS DESCRIBED IN THE PROXY STATEMENT)
IN THE APPROVAL OF PROPOSAL 3 CONFIRM YOU
DO NOT HAVE PERSONAL INTEREST IN PROP 3
MARK FOR= YES IF YOU DO NOT MARK FOR=YES,
YOUR VOTE FOR PROP 3 WILL NOT BE VALID
4. APPROVAL OF ONGOING CASH COMPENSATION FOR Mgmt For For
DAVID REIS, EXECUTIVE DIRECTOR AND VICE
CHAIRMAN OF THE BOARD
5. APPROVAL OF OPTION GRANT FOR S. SCOTT Mgmt For For
CRUMP, CHIEF INNOVATION OFFICER AND
DIRECTOR
6. APPROVAL OF RENEWAL OF COVERAGE UNDER THE Mgmt For For
COMPANY'S DIRECTOR & OFFICER LIABILITY
INSURANCE POLICY
7. REAPPOINTMENT OF KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934749928
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934727946
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Special
Meeting Date: 21-Mar-2018
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the grant of a performance-based Mgmt For For
stock option award to Elon Musk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934801160
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Antonio Mgmt For For
Gracias
1.2 Election of Class II Director: James Mgmt For For
Murdoch
1.3 Election of Class II Director: Kimbal Musk Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. A stockholder proposal to require that the Shr Against For
Chair of the Board of Directors be an
independent director.
4. A stockholder proposal regarding proxy Shr Against For
access.
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 934764576
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: John Irvin Mgmt For For
1C. Election of Director: Gregory F. Pashke Mgmt For For
1D. Election of Director: Lloyd A. Semple Mgmt For For
1E. Election of Director: William F. Strome Mgmt For For
1F. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 934834347
--------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Takeshi Uchiyamada Mgmt For
1.2 Election of Director: Shigeru Hayakawa Mgmt For
1.3 Election of Director: Akio Toyoda Mgmt For
1.4 Election of Director: Koji Kobayashi Mgmt For
1.5 Election of Director: Didier Leroy Mgmt For
1.6 Election of Director: Shigeki Terashi Mgmt For
1.7 Election of Director: Ikuro Sugawara Mgmt For
1.8 Election of Director: Philip Craven Mgmt For
1.9 Election of Director: Teiko Kudo Mgmt For
2.1 Election of Audit & Supervisory Board Mgmt Against
Member: Masahide Yasuda
2.2 Election of Audit & Supervisory Board Mgmt For
Member: Nobuyuki Hirano
3.1 Election of Substitute Audit & Supervisory Mgmt For
Board Member: Ryuji Sakai
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 934746934
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Merit E. Janow Mgmt For For
Ulf J. Johansson Mgmt For For
Meaghan Lloyd Mgmt For For
Ronald S. Nersesian Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for the current fiscal year ending
December 28, 2018.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 934654636
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 09-Aug-2017
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS SEGERS Mgmt For For
1.2 ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1.3 ELECTION OF DIRECTOR: SAAR GILLAI Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD S. JANKOV Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS H. LEE Mgmt For For
1.6 ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1.7 ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1.8 ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1.9 ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 1990 EMPLOYEE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. PROPOSAL TO RECOMMEND, ON AN ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL YEAR 2018.
ARK Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934816832
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Robert M. Stavis Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2018 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
4. Stockholder proposal regarding a director Shr Against For
election majority vote standard, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 934675476
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 18-Oct-2017
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE Mgmt For For
FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1B. ELECTION OF DIRECTOR: MASAYOSHI SON ( TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1C. ELECTION OF DIRECTOR: WALTER TEH MING KWAUK Mgmt For For
(TO SERVE FOR A THREE YEAR TERM OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr For Against
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr For Against
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr For Against
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 934736224
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Frank J. Dellaquila Mgmt For For
4. Election of Director: Nicholas M. Donofrio Mgmt For For
5. Election of Director: Mark P. Frissora Mgmt For For
6. Election of Director: Rajiv L. Gupta Mgmt For For
7. Election of Director: Sean O. Mahoney Mgmt For For
8. Election of Director: Colin J. Parris Mgmt For For
9. Election of Director: Ana G. Pinczuk Mgmt For For
10. Election of Director: Thomas W. Sidlik Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
14. Say-When-on-Pay - To determine, by advisory Mgmt 1 Year For
vote, the frequency of shareholder votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 934801134
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Jacqueline Mgmt For For
B. Kosecoff
1b. Election of Class II Director: Thomas J. Mgmt For For
Szkutak
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. Approve the amendment and restatement of Mgmt For For
our 2007 Employee Stock Purchase Plan.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 934810183
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Crawford W. Beveridge Mgmt For For
1c. Election of Director: Karen Blasing Mgmt For For
1d. Election of Director: Reid French Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Lorrie M. Norrington Mgmt For For
1g. Election of Director: Betsy Rafael Mgmt For For
1h. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BLUEBIRD BIO, INC. Agenda Number: 934810347
--------------------------------------------------------------------------------------------------------------------------
Security: 09609G100
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: BLUE
ISIN: US09609G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: John O. Mgmt For For
Agwunobi, M.D.
1b. Election of Class II Director: Mary Lynne Mgmt For For
Hedley, Ph.D
1c. Election of Class II Director: Daniel S. Mgmt For For
Lynch
2. To hold a non-binding advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 934798919
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Swisher Jr. Mgmt For For
Frank Witney, Ph.D. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 934647693
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH ARNON Mgmt For For
1B. ELECTION OF DIRECTOR: ANAT COHEN-DAYAG Mgmt For For
1C. ELECTION OF DIRECTOR: MARTIN S. GERSTEL Mgmt For For
1D. ELECTION OF DIRECTOR: DOV HERSHBERG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAL PREMINGER - Mgmt For For
ELECTION AND COMPENSATION
2. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION.
3. TO APPROVE AN ANNUAL CASH BONUS PLAN, AND Mgmt Take No Action
RELATED OBJECTIVES AND TERMS THEREOF,
INCLUDING THE SPECIAL REQUIREMENT, FOR
CALENDAR YEAR 2017 TO THE COMPANY'S
PRESIDENT AND CHIEF EXECUTIVE OFFICER AND
DIRECTOR.
3A. WITH RESPECT TO PROPOSAL 3, PLEASE INDICATE Mgmt Take No Action
BY CHECKING THE "FOR" BOX THAT YOU ARE NOT
A CONTROLLING SHAREHOLDER AND THAT YOU DO
NOT HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. IF YOU DO NOT RESPOND OR MARK
ABSTAIN, YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION AND
PROPOSAL 3 WILL NOT COUNT. FOR = I HAVE NO
PERSONAL INTEREST IN THIS RESOLUTION
ABSTAIN = I HAVE A PERSONAL INTEREST IN
THIS RESOLUTION
4. TO APPROVE AN ANNUAL CASH BONUS PLAN, AND Mgmt For For
RELATED OBJECTIVES AND TERMS THEREOF,
INCLUDING THE SPECIAL REQUIREMENT, FOR
CALENDAR YEAR 2017 TO THE ACTIVE CHAIRMAN
OF THE BOARD OF DIRECTORS.
5. TO APPROVE AN EQUITY AWARD FOR CALENDAR Mgmt Take No Action
YEAR 2017 TO THE COMPANY'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER AND DIRECTOR.
5A. WITH RESPECT TO PROPOSAL 5, PLEASE INDICATE Mgmt Take No Action
BY CHECKING THE 'FOR' BOX THAT YOU ARE NOT
A CONTROLLING SHAREHOLDER AND THAT YOU DO
NOT HAVE A PERSONAL INTEREST IN THIS
RESOLUTION. IF YOU DO NOT RESPOND OR MARK
ABSTAIN, YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION AND
PROPOSAL 5 WILL NOT COUNT. FOR = I HAVE NO
PERSONAL INTEREST IN THIS RESOLUTION
ABSTAIN = I HAVE A PERSONAL INTEREST IN
THIS RESOLUTION
6A. TO APPROVE AN EQUITY AWARD FOR CALENDAR Mgmt For For
YEAR 2017 TO THE ACTIVE CHAIRMAN OF THE
BOARD OF DIRECTORS.
6B. TO APPROVE ACCELERATION OF VESTING FOR Mgmt For For
MARTIN S. GERSTEL UPON CERTAIN EVENTS.
7. TO RE-APPOINT KOST FORER GABBAY & KASIERER Mgmt For For
(A MEMBER OF ERNST AND YOUNG GLOBAL), AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017, AND
UNTIL THE NEXT ANNUAL GENERAL MEETING.
8A. TO ELECT NEW DIRECTOR PROPOSED BY AN Shr Against For
INDIVIDUAL PRIVATE SHAREHOLDER TO SERVE AS
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY: JEFFREY GROSSMAN
8B. TO ELECT NEW DIRECTOR PROPOSED BY AN Shr Against For
INDIVIDUAL PRIVATE SHAREHOLDER TO SERVE AS
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY: SAMUEL SOLOMON
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 934679183
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Special
Meeting Date: 19-Oct-2017
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
COMPENSATION POLICY FOR DIRECTORS AND
OFFICERS.
1A. WITH RESPECT TO ITEM NO. 1, PLEASE INDICATE Mgmt For
BY CHECKING WITHIN THE BOX TO THE RIGHT
THAT YOU ARE NOT A CONTROLLING SHAREHOLDER
AND THAT YOU DO NOT HAVE A PERSONAL
INTEREST IN THIS RESOLUTION. IF YOU DO NOT
VOTE ON THIS ITEM OR VOTE AGAINST THIS
ITEM, YOUR VOTE WILL NOT BE COUNTED FOR
PROPOSAL 1. FOR = I CERTIFY THAT I HAVE NO
PERSONAL INTEREST FOR THIS PROPOSAL.
AGAINST = I CERTIFY THAT I DO HAVE A
PERSONAL INTEREST FOR THIS PROPOSAL.
2A. TO APPROVE COMPENSATION TERMS FOR MR. PAUL Mgmt For For
SEKHRI, THE NEW CHAIRMAN OF THE BOARD OF
DIRECTORS, AS DESCRIBED UNDER ITEM NO. 2 OF
THE PROXY STATEMENT, INCLUDING: AN ANNUAL
CASH FEE IN THE SUM OF $150,000 AS OF
AUGUST 2, 2017 AND A ONE-TIME GRANT OF
OPTIONS TO PURCHASE 500,000 ORDINARY SHARES
IN ACCORDANCE WITH THE TERMS OF GRANT
DESCRIBED IN ITEM NO. 2 OF THE PROXY
STATEMENT.
2B. TO APPROVE COMPENSATION TERMS FOR MR. PAUL Mgmt For For
SEKHRI, THE NEW CHAIRMAN OF THE BOARD OF
DIRECTORS, AS DESCRIBED UNDER ITEM NO. 2 OF
THE PROXY STATEMENT, INCLUDING:
ACCELERATION OF VESTING FOR OPTIONS GRANTED
TO MR. PAUL SEKHRI UPON CERTAIN EVENTS
2C. WITH RESPECT TO ITEM 2, PLEASE INDICATE BY Mgmt For
CHECKING WITHIN THE BOX TO THE RIGHT THAT
YOU ARE NOT A CONTROLLING SHAREHOLDER AND
THAT YOU DO NOT HAVE A PERSONAL INTEREST IN
THIS RESOLUTION. IF YOU DO NOT VOTE ON THIS
ITEM OR VOTE AGAINST THIS ITEM, YOUR VOTE
WILL NOT BE COUNTED FOR PROPOSALS 2A AND
2B. FOR = I CERTIFY THAT I HAVE NO PERSONAL
INTEREST FOR THIS PROPOSAL. AGAINST = I
CERTIFY THAT I DO HAVE A PERSONAL INTEREST
FOR THIS PROPOSAL.
3. TO APPROVE TO MR. MARTIN GERSTEL, IN Mgmt For For
CONNECTION WITH HIS RETIREMENT FROM HIS
ROLE AS OUR ACTIVE CHAIRMAN OF THE BOARD, A
SEVERANCE PACKAGE IN AN AMOUNT OF $255,000
(NIS 913,000) AS DESCRIBED UNDER ITEM NO. 3
OF THE PROXY STATEMENT.
3A. WITH RESPECT TO ITEM 3, PLEASE INDICATE BY Mgmt For
CHECKING WITHIN THE BOX TO THE RIGHT THAT
YOU ARE NOT A CONTROLLING SHAREHOLDER AND
THAT YOU DO NOT HAVE A PERSONAL INTEREST IN
THIS RESOLUTION. IF YOU DO NOT VOTE ON THIS
ITEM OR VOTE AGAINST THIS ITEM, YOUR VOTE
WILL NOT BE COUNTED FOR PROPOSAL 3. FOR = I
CERTIFY THAT I HAVE NO PERSONAL INTEREST
FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT
I DO HAVE A PERSONAL INTEREST FOR THIS
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE INC Agenda Number: 934806110
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Hirsch Mgmt For For
Boris Nikolic, M.D. Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934793034
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc L. Andreessen Mgmt For For
Erskine B. Bowles Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Reed Hastings Mgmt For For
Jan Koum Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. A stockholder proposal regarding change in Shr Against For
stockholder voting.
4. A stockholder proposal regarding a risk Shr Against For
oversight committee.
5. A stockholder proposal regarding simple Shr Against For
majority vote.
6. A stockholder proposal regarding a content Shr Against For
governance report.
7. A stockholder proposal regarding median pay Shr Against For
by gender.
8. A stockholder proposal regarding tax Shr Against For
principles.
--------------------------------------------------------------------------------------------------------------------------
HORTONWORKS, INC. Agenda Number: 934806057
--------------------------------------------------------------------------------------------------------------------------
Security: 440894103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: HDP
ISIN: US4408941031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bearden Mgmt For For
Kevin Klausmeyer Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Hortonworks, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 934776696
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jay T. Flatley Mgmt For For
1b. Election of Director: John W. Thompson Mgmt For For
1c. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 30, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr Against For
stockholder proposal to elect each director
annually.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 934795204
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Frank Mgmt For For
Verwiel
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 934769413
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randal W. Scott Mgmt For For
2. The ratification of Ernst & Young LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 934776711
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick T. Muto Mgmt For For
Breaux B. Castleman Mgmt For For
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 934791953
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A109
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: LC
ISIN: US52603A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Daniel Mgmt For For
Ciporin
1b. Election of Class I Director: Kenneth Mgmt For For
Denman
1c. Election of Class I Director: Timothy Mgmt For For
Mayopoulos
1d. Election of Class I Director: Patricia Mgmt For For
McCord
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in our Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
4. Approve an amendment to our Restated Mgmt For For
Certificate of Incorporation (the
Declassification Amendment) to phase in the
declassification of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 934831846
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Proposed resolution: approval of the Mgmt For For
statutory annual accounts relating to the
financial year ended on 31 December 2017.
4. Proposed resolution: approval to carry Mgmt For For
forward the loss of the financial year
(Euro-12,302,333), together with the
carried forward profit of the previous
financial year (Euro 9,117,961), being in
the aggregate Euro-3,184,372, in its
entirety.
5. Proposed resolution: granting discharge to Mgmt For For
the directors for the performance of their
mandate during the financial year ended on
31 December 2017.
6. Proposed resolution: granting discharge to Mgmt For For
the auditors for the performance of their
mandate during the financial year ended on
31 December 2017.
7a. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7b. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
7c. Proposed resolution: renewing the Mgmt For For
appointment as director of A TRE C cvoa,
represented by Mr Johan De Lille, for a
period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
7d. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7e. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Pol
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7f. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jurgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7g. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jos Van der
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7h. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7i. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
8. Proposed resolution: granting powers to Mgmt For For
Carla Van Steenbergen and Ben Schepers,
each with power to act alone and with power
of substitution and without prejudice to
other delegations of power to the extent
applicable, for any filings and publication
formalities in relation to the above
resolutions.
9. Proposed resolution: approval of the change Mgmt Against Against
of control clauses in the Finance Contract
dated December 20, 2017, between
Materialise N.V. and European Investment
Bank (the "Finance Contract"), including,
but not limited to the change of control
clause set out in Article 4.03A(3) of the
Finance Contract.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 934793274
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tarek A. Sherif Mgmt For For
1b. Election of Director: Glen M. de Vries Mgmt For For
1c. Election of Director: Carlos Dominguez Mgmt For For
1d. Election of Director: Neil M. Kurtz Mgmt For For
1e. Election of Director: George W. McCulloch Mgmt For For
1f. Election of Director: Lee A. Shapiro Mgmt For For
1g. Election of Director: Robert B. Taylor Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation (the "say on
pay vote").
3. To approve an amendment to our 2017 Mgmt For For
Long-Term Incentive Plan to increase by
1,300,000 the number of shares of common
stock.
4. To approve an amendment to our Second Mgmt For For
Amended and Restated 2014 Employee Stock
Purchase Plan ("ESPP") to increase by
1,000,000 the number of shares of common
stock authorized for issuance under the
ESPP.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MGT CAPITAL INVESTMENTS, INC. Agenda Number: 934733038
--------------------------------------------------------------------------------------------------------------------------
Security: 55302P202
Meeting Type: Special
Meeting Date: 23-Mar-2018
Ticker: MGTI
ISIN: US55302P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Board of Directors, Mgmt For For
without further action of the stockholders,
to amend the Company's Restated Certificate
of incorporation to increase the Company's
authorized common stock ("Common Stock")
from 75,000,000 shares to 125,000,000
shares.
2. To authorize the Board of Directors, Mgmt For For
without further action of the stockholders,
to implement a reverse split of the
Company's Common Stock, at a ratio of
1-for-2 at any time before the 2018 annual
meeting of stockholders.
3. To authorize the chairman of the Special Mgmt For For
Meeting to adjourn the meeting to a later
date or dates to allow further solicitation
in the event there are insufficient votes
to approve Proposal 1 or Proposal 2.
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 934806209
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elisha W. Finney Mgmt For For
Gregory Norden Mgmt For For
Charles P. Waite Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934797284
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard N. Mgmt For For
Barton
1b. Election of Class I Director: Rodolphe Mgmt For For
Belmer
1c. Election of Class I Director: Bradford L. Mgmt For For
Smith
1d. Election of Class I Director: Anne M. Mgmt For For
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal to allow holders of an Shr Against For
aggregate of 15% of outstanding common
stock to call special shareholder meeting,
if properly presented at the meeting.
5. Stockholder proposal regarding proxy access Shr Against For
bylaw for director nominees by
stockholders, if properly presented at the
meeting.
6. Stockholder proposal regarding clawback Shr Against For
policy, if properly presented at the
meeting.
7. Stockholder proposal regarding shareholder Shr Against For
right to act by written consent, if
properly presented at the meeting.
8. Stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
9. Stockholder proposal to amend Sections 2.8 Shr Against For
and 3.3 of the bylaws to provide for the
election of directors in uncontested
elections by a majority vote of shares
voted, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt For For
1j. Election of Director: A. Brooke Seawell Mgmt For For
1k. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 934658216
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 24-Aug-2017
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BALTERA, JR. Mgmt For For
JAMES GLOVER Mgmt For For
RICHARD MAROUN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN P.C. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2018.
3. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA INC Agenda Number: 934790076
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Michael Mgmt For For
Hunkapiller
1.2 Election of Class II Director: Randy Mgmt For For
Livingston
1.3 Election of Class II Director: Marshall Mgmt For For
Mohr
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934777787
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: David M. Moffett Mgmt For For
1i. Election of Director: Ann M. Sarnoff Mgmt For For
1j. Election of Director: Daniel H. Schulman Mgmt For For
1k. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated 2015 Equity Incentive
Award Plan.
4. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated Employee Stock
Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2018.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access enhancement.
7. Stockholder proposal regarding political Shr Against For
transparency.
8. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 934764297
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victoria M. Holt Mgmt For For
Archie C. Black Mgmt For For
Rainer Gawlick Mgmt For For
John B. Goodman Mgmt For For
Donald G. Krantz Mgmt For For
Sven A. Wehrwein Mgmt For For
Sujeet Chand Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934652517
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SOHAIB ABBASI Mgmt For For
1.2 ELECTION OF DIRECTOR: W. STEVE ALBRECHT Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: NARENDRA K. GUPTA Mgmt For For
1.5 ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM S. KAISER Mgmt For For
1.7 ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES M. WHITEHURST Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION
3. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2018
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 934788261
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Austin Ligon Mgmt For For
1b. Election of Class I Director: David H. Mgmt For For
Lissy
1c. Election of Class I Director: James Slavet Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934814939
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Alan Hassenfeld Mgmt For For
1e. Election of Director: Neelie Kroes Mgmt For For
1f. Election of Director: Colin Powell Mgmt For For
1g. Election of Director: Sanford Robertson Mgmt For For
1h. Election of Director: John V. Roos Mgmt For For
1i. Election of Director: Bernard Tyson Mgmt For For
1j. Election of Director: Robin Washington Mgmt For For
1k. Election of Director: Maynard Webb Mgmt For For
1l. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to allow
stockholders to request special meetings of
the stockholders.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 40 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
5. An advisory vote to approve the fiscal 2018 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
elimination of supermajority voting
requirements.
7. A stockholder proposal requesting a report Shr Against For
on Salesforce's criteria for investing in,
operating in and withdrawing from high-risk
regions.
--------------------------------------------------------------------------------------------------------------------------
SERES THERAPEUTICS, INC. Agenda Number: 934822619
--------------------------------------------------------------------------------------------------------------------------
Security: 81750R102
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: MCRB
ISIN: US81750R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Noubar B. Afeyan, Ph.D. Mgmt For For
Gregory Behar Mgmt For For
Kurt C. Graves Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 934802198
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Sara Baack Mgmt For For
1b. Election of Class III Director: Douglas Mgmt For For
Merritt
1c. Election of Class III Director: Graham Mgmt For For
Smith
1d. Election of Class III Director: Godfrey Mgmt For For
Sullivan
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 934810412
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Naveen Rao Mgmt For For
Lawrence Summers Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 934654294
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 18-Jul-2017
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELCHANAN JAGLOM Mgmt For For
1B. ELECTION OF DIRECTOR: S. SCOTT CRUMP Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. FIERKO Mgmt For For
1D. ELECTION OF DIRECTOR: VICTOR LEVENTHAL Mgmt For For
1E. ELECTION OF DIRECTOR: ILAN LEVIN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN J. MCELENEY Mgmt For For
1G. ELECTION OF DIRECTOR: DOV OFER Mgmt For For
1H. ELECTION OF DIRECTOR: ZIVA PATIR Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID REIS Mgmt For For
1J. ELECTION OF DIRECTOR: YAIR SEROUSSI Mgmt For For
2A. APPROVAL OF ANNUAL COMPENSATION PACKAGES Mgmt For For
FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT
TO THEIR ELECTION): DOV OFER
2B. APPROVAL OF ANNUAL COMPENSATION PACKAGES Mgmt For For
FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT
TO THEIR ELECTION): YAIR SEROUSSI
3. APPROVAL OF ONGOING COMPENSATION PACKAGE Mgmt For For
AND 2016 BONUS FOR ILAN LEVIN, THE
COMPANY'S CEO
3A. THE UNDERSIGNED CONFIRMS IT DOES NOT HAVE A Mgmt For
CONFLICT OF INTEREST (REFERRED TO AS A
"PERSONAL INTEREST" UNDER THE COMPANIES
LAW, AS DESCRIBED IN THE PROXY STATEMENT)
IN THE APPROVAL OF PROPOSAL 3 CONFIRM YOU
DO NOT HAVE PERSONAL INTEREST IN PROP 3
MARK FOR= YES IF YOU DO NOT MARK FOR=YES,
YOUR VOTE FOR PROP 3 WILL NOT BE VALID
4. APPROVAL OF ONGOING CASH COMPENSATION FOR Mgmt For For
DAVID REIS, EXECUTIVE DIRECTOR AND VICE
CHAIRMAN OF THE BOARD
5. APPROVAL OF OPTION GRANT FOR S. SCOTT Mgmt For For
CRUMP, CHIEF INNOVATION OFFICER AND
DIRECTOR
6. APPROVAL OF RENEWAL OF COVERAGE UNDER THE Mgmt For For
COMPANY'S DIRECTOR & OFFICER LIABILITY
INSURANCE POLICY
7. REAPPOINTMENT OF KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 934804825
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Srinivas Akkaraju Mgmt For For
Vicki L. Sato, Ph.D. Mgmt For For
Phillip A. Sharp, Ph.D. Mgmt For For
Richard A. Young, Ph.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934749928
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934727946
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Special
Meeting Date: 21-Mar-2018
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the grant of a performance-based Mgmt For For
stock option award to Elon Musk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934801160
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Antonio Mgmt For For
Gracias
1.2 Election of Class II Director: James Mgmt For For
Murdoch
1.3 Election of Class II Director: Kimbal Musk Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. A stockholder proposal to require that the Shr Against For
Chair of the Board of Directors be an
independent director.
4. A stockholder proposal regarding proxy Shr Against For
access.
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 934764576
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: John Irvin Mgmt For For
1C. Election of Director: Gregory F. Pashke Mgmt For For
1D. Election of Director: Lloyd A. Semple Mgmt For For
1E. Election of Director: William F. Strome Mgmt For For
1F. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 934787827
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martha Lane Fox Mgmt For For
1b. Election of Director: David Rosenblatt Mgmt For For
1c. Election of Director: Evan Williams Mgmt For For
1d. Election of Director: Debra Lee Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2018.
4. A stockholder proposal regarding the Shr Against For
formation of a public policy committee of
the Board of Directors.
5. A stockholder proposal regarding a report Shr Against For
on our content enforcement policies.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 934796939
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Bishop Mgmt For For
Fred E. Cohen Mgmt For For
Tina S. Nova Mgmt For For
2. To ratification of the appointment of Ernst Mgmt For For
& Young LLP as independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 934654636
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 09-Aug-2017
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS SEGERS Mgmt For For
1.2 ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1.3 ELECTION OF DIRECTOR: SAAR GILLAI Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD S. JANKOV Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS H. LEE Mgmt For For
1.6 ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1.7 ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1.8 ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1.9 ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 1990 EMPLOYEE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. PROPOSAL TO RECOMMEND, ON AN ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL YEAR 2018.
ARK Israel Innovation Tech ETF
--------------------------------------------------------------------------------------------------------------------------
AERONAUTICS LTD. Agenda Number: 709575673
--------------------------------------------------------------------------------------------------------------------------
Security: M0R84M115
Meeting Type: EGM
Meeting Date: 26-Jun-2018
Ticker:
ISIN: IL0011411423
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 RATIFY THE COMPANY'S MANAGEMENT SERVICES Mgmt For For
AGREEMENT WITH YAARI GROLL LTD., A PRIVATE
COMPANY WHOLLY OWNED BY MR. YEDIDIA YAARI
2 RE-ELECT MR. YEDIDIA YAARI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3 RE-ELECT MR. HEDI BEN SIRA AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 RE-ELECT MR. EMANUEL WASSERMAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 RE-ELECT MR. SHAI EILON AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 RE-ELECT MR. DANNY SHIRAZI AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 RE-ELECT MR. JONATHAN KOLBER AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 RE-ELECT MR. YITZHAK LEMPEL AS A DIRECTOR Mgmt For For
OF COMPANY
9 REAPPOINT KPMG SOMEKH CHAIKIN AS THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
AND AUTHORIZE THE BOARD OF DIRECTORS TO ITS
FEES
10 REVIEW THE COMPANY'S FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE YEAR ENDED
DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS LTD. Agenda Number: 934727186
--------------------------------------------------------------------------------------------------------------------------
Security: M1492T105
Meeting Type: Special
Meeting Date: 26-Feb-2018
Ticker: ARCT
ISIN: IL0011280240
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent, external
auditors of the Company for the audit of
the Company's consolidated financial
statements for the year ended December 31,
2017 and for such subsequent period prior
to the Company's 2018 extraordinary general
meeting of shareholders, and authorization
of the Company's Board of Directors to fix
the remuneration of the foregoing
independent auditors in accordance with the
volume and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 709296657
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: MIX
Meeting Date: 26-Apr-2018
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 912919 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 1 AND 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
1 DEBATE OF COMPANY FINANCIAL STATEMENTS FOR Non-Voting
2017
2 APPOINTMENT OF THE SOMECH HAIKIN CPA FIRM Mgmt For For
AS COMPANY AUDITING ACCOUNTANT AND
AUTHORIZATION OF THE BOARD TO DETERMINE ITS
COMPENSATION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU
3.1 DETERMINATION OF BOARD COMPOSITION AND ITS Mgmt For For
NUMBER OF MEMBERS OUT OF THE FOLLOWING
ALTERNATIVES (ONLY ONE ALTERNATIVE CAN BE
CHOSEN): COMPANY PROPOSAL: THE NUMBER OF
BOARD MEMBERS WILL BE 13. BOARD COMPOSITION
WILL INCLUDE: 3 SERVING EXTERNAL DIRECTORS
PLUS 2 EXTERNAL DIRECTORS TO BE ELECTED IN
THIS MEETING, TOTALING 5 EXTERNAL
DIRECTORS: 2 INDEPENDENT DIRECTORS: 1
DIRECTOR FROM AMONGST THE EMPLOYEES: 5
NON-EXTERNAL AND NOT NECESSARILY
INDEPENDENT DIRECTORS (COMPOSITION
ALTERNATIVE A )
3.2 DETERMINATION OF BOARD COMPOSITION AND ITS Mgmt No vote
NUMBER OF MEMBERS OUT OF THE FOLLOWING
ALTERNATIVES (ONLY ONE ALTERNATIVE CAN BE
CHOSEN): PROPOSAL DERIVED FROM THE
REQUIREMENT UNDER SECTION 63(B): THE NUMBER
OF BOARD MEMBERS WILL BE 15.BOARD
COMPOSITION WILL INCLUDE: 3 SERVING
EXTERNAL DIRECTORS PLUS 3 EXTERNAL
DIRECTORS TO BE ELECTED IN THIS MEETING,
TOTALING 6 EXTERNAL DIRECTORS: 2
INDEPENDENT DIRECTORS: 1DIRECTOR FROM
AMONGST THE EMPLOYEES: 6 NON-EXTERNAL AND
NOT NECESSARILY INDEPENDENT DIRECTORS
(COMPOSITION ALTERNATIVE B). ELECTED FROM
THE TWO ALTERNATIVES WILL BE THE ONE
RECEIVING THE MAJORITY OF AFFIRMATIVE VOTES
OF SHAREHOLDERS ATTENDING THE VOTE
CMMT PLEASE NOTE THAT IF RESOLUTION 3.1 HAS BEEN Non-Voting
PASSED, THEN ONLY 5 REGULAR DIRECTORS WHO
RECEIVE MAJORITY VOTES IN FAVOUR WILL BE
ELECTED AND IF 3.2 HAS BEEN PASSED, THEN
ALL THE 6 REGULAR DIRECTORS WILL BE
ELECTED. THANK YOU
4.1 APPOINTMENT OF MR SHLOMO RODAV AS A REGULAR Mgmt For For
DIRECTOR
4.2 APPOINTMENT OF MR DORON TURGEMAN AS A Mgmt For For
REGULAR DIRECTOR
4.3 APPOINTMENT OF MR AMI BARLEV AS A REGULAR Mgmt For For
DIRECTOR
4.4 APPOINTMENT OF MR ILAN BIRAN AS A REGULAR Mgmt For For
DIRECTOR
4.5 APPOINTMENT OF MR ORLY GUY AS A REGULAR Mgmt For For
DIRECTOR
4.6 APPOINTMENT OF MR AVITAL BAR-DAYAN AS A Mgmt For For
REGULAR DIRECTOR
5 APPOINTMENT OF A DIRECTOR FROM AMONGST THE Mgmt For For
EMPLOYEES - MR. RAMI NOMKIN
6.1 APPOINTMENT OF MR DAVID GRANOT AS Mgmt For For
INDEPENDENT DIRECTOR
6.2 APPOINTMENT OF MR DOV KOTLER AS INDEPENDENT Mgmt For For
DIRECTOR
CMMT PLEASE NOTE THAT IF RESOLUTION 3.1 HAS BEEN Non-Voting
PASSED, THEN ONLY 2 OUT OF 8 EXTERNAL
DIRECTORS WHO RECEIVE MAJORITY VOTES IN
FAVOUR WILL BE ELECTED AND IF RESOLUTION
3.2 HAS BEEN PASSED, THEN ONLY 3 OUT OF 8
EXTERNAL DIRECTORS WHO RECEIVE MAJORITY
VOTES IN FAVOUR WILL BE ELECTED. THANK YOU
7.1 APPOINTMENT OF DORON BIRGER AS AN EXTERNAL Mgmt For For
DIRECTOR
7.2 APPOINTMENT OF IDIT LUSKY AS AN EXTERNAL Mgmt For For
DIRECTOR
7.3 APPOINTMENT OF AMNON DICK AS AN EXTERNAL Mgmt For For
DIRECTOR
7.4 APPOINTMENT OF DAVID AVNER AS AN EXTERNAL Mgmt For For
DIRECTOR
7.5 APPOINTMENT OF JACOB GOLDMAN AS AN EXTERNAL Mgmt For For
DIRECTOR
7.6 APPOINTMENT OF SHLOMO ZOHAR AS AN EXTERNAL Mgmt For For
DIRECTOR
7.7 APPOINTMENT OF NAOMI ZANDEHAUS AS AN Mgmt For For
EXTERNAL DIRECTOR
7.8 APPOINTMENT OF YIGAL BAR YOSEF AS AN Mgmt For For
EXTERNAL DIRECTOR
8 APPROVAL OF DIVIDEND DISTRIBUTION Mgmt For For
CMMT PLEASE NOTE THAT BOARD DOES NOT MAKE ANY Non-Voting
RECOMMENDATION ON RESOLUTION 9
9 SHAREHOLDERS EXPRESS DISTRUST IN THE Mgmt For For
ABILITY OF EXTERNAL DIRECTORS, MS. TALI
SIMON AND MR. MORDECHAI KERET TO FAITHFULLY
REPRESENT THE SHAREHOLDERS AND COMPANY'S
INTERESTS AND CALL THE BOARD TO DEBATE THIS
RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 709320206
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: SGM
Meeting Date: 21-May-2018
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 AMEND COMPENSATION POLICY FOR THE DIRECTORS Mgmt For For
AND OFFICERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 934833941
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Re-Election of Director: Rafi Amit Mgmt For For
1b Re-Election of Director: Yotam Stern Mgmt For For
1c Re-Election of Director: Eran Bendoly Mgmt For For
(approval of appointment and equity grant)
1d Re-Election of Director: Moty Ben-Arie Mgmt For For
(approval of appointment and equity grant)
2a Re-Election of External Director: Gabi Mgmt For For
Heller (approval of appointment and equity
grant)
2b Re-Election of External Director: Rafi Mgmt For For
Koriat (approval of appointment and equity
grant)
2aa Do you have a "personal interest" in item Mgmt Against
2a and 2b above? Please note - you are not
deemed to have a personal interest in the
adoption of the proposal if your interest
in such proposal arises solely from your
ownership of shares. For further
information regarding "personal interest",
please see the explanation under Item B of
the Proxy Statement. Mark For= Yes,
No=Against
3a Re-approval of Rafi Amit the grant of Mgmt For For
indemnification and exemption letters to
our director who are also controlling
shareholders.
3aa Do you have a "personal interest" in item Mgmt Against
3a above? please find explanation regarding
"personal interest" under item 2 herein
Mark For= Yes, No=Against
3b Re-approval of Yotam Stern the grant of Mgmt For For
indemnification and exemption letters to
our director who are also controlling
shareholders.
3ba Do you have a "personal interest" in item Mgmt Against
3b above? please find explanation regarding
"personal interest" under item 2 herein
Mark For= Yes, No=Against
4 Approval of certain amendments to the Mgmt For For
Company's Compensation Policy
4a Do you have a "personal interest" in item 4 Mgmt Against
above? please find explanation regarding
"personal interest" under item 2 herein
Mark For= Yes, No=Against
5 Approval of the adoption of a special Mgmt For For
equity award for the Company's Office
Holders (excluding the CEO)
5a Do you have a "personal interest" in item 5 Mgmt Against
above? please find explanation regarding
"personal interest" under item 2 herein
Mark For= Yes, No=Against
6 Approval of the compensation to the Mgmt For For
Company's CEO.
6a Do you have a "personal interest" in item 6 Mgmt Against
above? please find explanation regarding
"personal interest" under item 2 herein
Mark For= Yes, No=Against
7 Approval of certain amendments to the Mgmt For For
Company's Articles of Association
8 Re-appointment of Somekh Chaikin, a member Mgmt For For
firm of KPMG International, and appointment
of Eli Goldstein & Co., Certified Public
Accountants, as the Company's joint
independent auditors until the conclusion
of the 2019 annual general meeting of
shareholders and authorization of the
Company's Board of Directors to set the
annual compensation of the independent
auditors, at the Audit Committee's
recommendation, in accordance with the
volume and nature of their services
8a Are you a "controlling shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "controlling
shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. Mark For= Yes, No=Against
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 934829738
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Zohar Zisapel to the Board Mgmt For For
of Directors and approve a grant of
options.
1b. Re-election of Yael Langer to the Board of Mgmt For For
Directors and approve a grant of options.
1c. Re-election of Shlomo Liran to the Board of Mgmt For For
Directors and approve a grant of options.
1d. Election of Ira Palti to the Board of Mgmt For For
Directors.
1e. Election of Avi Eizenman to the Board of Mgmt For For
Directors and approve a grant of options.
2a. Election of Avi Berger as External Director Mgmt For For
and approve a grant of options.
2b. Do you have a personal interest? Must be Mgmt Against
completed or else your vote will not count
for proposal 2a. For= Yes, No=Against.
2c. Are you a controlling shareholder? Must be Mgmt Against
completed or else your vote will not count
for proposal 2a. For= Yes, No=Against.
2d. Election of Meir Sperling as External Mgmt For For
Director and approve a grant of options.
2e. Do you have a personal interest? Must be Mgmt Against
completed or else your vote will not count
for proposal 2d. For= Yes, No=Against.
2f. Are you a controlling shareholder? Must be Mgmt Against
completed or else your vote will not count
for proposal 2d. For= Yes, No=Against.
3. To approve amendments to the Company's Mgmt For For
Executive & Directors Compensation Policy.
3a. Do you have a personal interest? Must be Mgmt Against
completed or else your vote will not count
for proposal 3. For= Yes, No=Against.
3b. Are you a controlling shareholder? Must be Mgmt Against
completed or else your vote will not count
for proposal 3. For= Yes, No=Against.
4. To approve a cash bonus plan and equity Mgmt For For
compensation to our Chief Executive Officer
for 2018.
4a. Do you have a personal interest? Must be Mgmt Against
completed or else your vote will not count
for proposal 4. For= Yes, No=Against.
4b. Are you a controlling shareholder? Must be Mgmt Against
completed or else your vote will not count
for proposal 4. For= Yes, No=Against.
5. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt For For
a member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2018 and
until immediately following the next annual
general meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 934832800
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect Ehud (Udi) Mokady for a term of Mgmt For For
approximately three years as a Class I
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2021 and until
his successor is duly elected and
qualified.
1b. To re-elect David Schaeffer for a term of Mgmt For For
approximately three years as a Class I
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2021 and until
his successor is duly elected and
qualified.
2. To approve, in accordance with the Mgmt For For
requirements of the Israeli Companies Law,
5759-1999, or the Companies Law, a grant
for 2018 of options to purchase ordinary
shares of the Company, par value NIS 0.01
per share, restricted share units and
performance share units, to the Company's
Chairman and Chief Executive Officer, Ehud
(Udi) Mokady.
3. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2018 and until the
Company's 2019 annual meeting and to
authorize the Company's Board to fix such
accounting firm's annual compensation.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD, HAIFA Agenda Number: 709013661
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: EGM
Meeting Date: 11-Apr-2018
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 APPROVE COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
2 APPROVE CEO GRANT OF OPTIONS Mgmt For For
3 APPROVE CEO GRANT OF POCELL TECH LTD. Mgmt For For
OPTIONS
--------------------------------------------------------------------------------------------------------------------------
FMS ENTERPRISES MIGUN LTD, PETAH TIKVA Agenda Number: 708820596
--------------------------------------------------------------------------------------------------------------------------
Security: M42619102
Meeting Type: AGM
Meeting Date: 25-Dec-2017
Ticker:
ISIN: IL0003150104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT SOMEKH CHAIKIN AS AUDITORS Mgmt For For
3.1 REELECT DANIEL BLUM AS DIRECTOR UNTIL THE Mgmt For For
END OF THE NEXT ANNUAL GENERAL MEETING
3.2 REELECT AVI BLUM AS DIRECTOR UNTIL THE END Mgmt For For
OF THE NEXT ANNUAL GENERAL MEETING
3.3 REELECT DVORAH FRENKENTHAL AS DIRECTOR Mgmt For For
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
3.4 REELECT YACOV YECHIELY AS DIRECTOR UNTIL Mgmt For For
THE END OF THE NEXT ANNUAL GENERAL MEETING
3.5 REELECT GERSHON BEN-BARUCH AS DIRECTOR Mgmt For For
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
FOAMIX PHARMACEUTICALS LTD Agenda Number: 934792094
--------------------------------------------------------------------------------------------------------------------------
Security: M46135105
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: FOMX
ISIN: IL0011334385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint Kesselman & Kesselman (a member Mgmt For For
firm of PricewaterhouseCoopers
International Limited, or PwC) an
independent registered public accounting
firm, as the Company's independent public
accountants for the fiscal year ending
December 31, 2018, and authorize the Board
(or the Audit Committee, if such authority
is delegated to it by the Board) to fix the
remuneration of such independent public
accountants in accordance with the volume
and nature of their services.
2 Ratify the election of Mr. David Domzalski Mgmt For For
as a director of the Company.
3 Approve the annual equity incentive awards Mgmt For For
to the Company's non- executive directors,
as set out under Proposal 3 in the
Company's proxy statement.
4a Approve the equity incentive grants to Mr. Mgmt For For
Domzalski for 2017, as set out under
Proposal 4(a) in the Company's proxy
statement.
4a1 Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest in the
approval of Proposal 4(a)? If you vote
FOR=YES or not at all your vote may not
count for the Corresponding Proposal For=
Yes, No=Against
4b Approve the terms of Mr. Domzalski's cash Mgmt For For
bonus and equity compensation for 2018, as
set out under Proposal 4(b) of the
Company's proxy statement.
4b1 Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest in the
approval of Proposal 4(b)? If you vote
FOR=YES or not at all your vote may not
count for the Corresponding Proposal For=
Yes, No=Against
5a Approve the 2016 equity conversion bonus Mgmt For For
for Dr. Tamarkin in respect of 2016, as set
out under Proposal 5(a) of the Company's
proxy statement
5a1 Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest in the
approval of Proposal 5(a)? If you vote
FOR=YES or not at all your vote may not
count for the Corresponding Proposal For=
Yes, No=Against
5b Approve Dr. Tamarkin's cash bonus in Mgmt For For
respect of the first half of 2017, as set
out under Proposal 5(b) of the Company's
proxy statement.
5b1 Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest in the
approval of Proposal 5(b)? If you vote
FOR=YES or not at all your vote may not
count for the Corresponding Proposal For=
Yes, No=Against
6. Approve the Company's Amended Compensation Mgmt For For
Policy, as set out under Proposal 6 of the
Company's proxy statement.
6a Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest in the
approval of Proposal 6? If you vote FOR=YES
or not at all your vote may not count for
the Corresponding Proposal For= Yes,
No=Against
--------------------------------------------------------------------------------------------------------------------------
GILAT SATELLITE NETWORKS LTD, PETAH TIKVA Agenda Number: 709335411
--------------------------------------------------------------------------------------------------------------------------
Security: M51474118
Meeting Type: AGM
Meeting Date: 24-May-2018
Ticker:
ISIN: IL0010825102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 TO RE-ELECT DOV BAHARAV AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL OUR NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS HAVE BEEN DULY ELECTED AND
QUALIFIED
1.2 TO RE-ELECT AMIRAM BOEHM AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL OUR NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS HAVE BEEN DULY ELECTED AND
QUALIFIED
1.3 TO RE-ELECT ISHAY DAVIDI AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL OUR NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS HAVE BEEN DULY ELECTED AND
QUALIFIED
1.4 TO RE-ELECT AMIR OFEK AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL OUR NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS HAVE BEEN DULY ELECTED AND
QUALIFIED
1.5 TO RE-ELECT AYLON (LONNY) RAFAELI AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS UNTIL OUR NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND
UNTIL THEIR SUCCESSORS HAVE BEEN DULY
ELECTED AND QUALIFIED
1.6 TO RE-ELECT MEIR SHAMIR AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL OUR NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS HAVE BEEN DULY ELECTED AND
QUALIFIED
1.7 TO RE-ELECT DAFNA SHARIR AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL OUR NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS HAVE BEEN DULY ELECTED AND
QUALIFIED
2 TO APPROVE A GRANT OF OPTIONS TO MR. YONA Mgmt For For
OVADIA, THE COMPANY'S CHIEF EXECUTIVE
OFFICER
3 TO AMEND AND EXTEND THE TERM OF THE Mgmt For For
CHAIRMAN SERVICES AGREEMENT WITH MR. DOV
BAHARAV, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
4 TO RATIFY AND APPROVE THE REAPPOINTMENT AND Mgmt For For
COMPENSATION OF KOST FORER GABBAY &
KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2018, AND FOR SUCH ADDITIONAL
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
MAGIC SOFTWARE ENTERPRISES LTD, LAGUNA HILLS Agenda Number: 708913670
--------------------------------------------------------------------------------------------------------------------------
Security: 559166103
Meeting Type: AGM
Meeting Date: 28-Feb-2018
Ticker:
ISIN: IL0010823123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 TO RE-ELECT THE DIRECTOR FOR TERMS EXPIRING Mgmt For For
AT THE COMPANY'S 2018 ANNUAL GENERAL
MEETING OF SHAREHOLDERS: GUY BERNSTEIN
1.2 TO RE-ELECT THE DIRECTOR FOR TERMS EXPIRING Mgmt For For
AT THE COMPANY'S 2018 ANNUAL GENERAL
MEETING OF SHAREHOLDERS: NAAMIT SALOMON
1.3 TO RE-ELECT THE DIRECTOR FOR TERMS EXPIRING Mgmt For For
AT THE COMPANY'S 2018 ANNUAL GENERAL
MEETING OF SHAREHOLDERS: ART ZAKAY
2 TO RE-ELECT MR. RON ETTLINGER TO SERVE AS Mgmt For For
AN EXTERNAL DIRECTOR (AS SUCH TERM IS
DEFINED IN THE ISRAELI COMPANIES LAW) FOR A
THREE-YEAR TERM
3 TO APPROVE A REVISED COMPENSATION POLICY Mgmt For For
FOR THE COMPANY'S DIRECTORS AND OFFICERS
4 TO APPROVE THE GRANT OF INDEMNITY AND Mgmt For For
EXCULPATION UNDERTAKINGS TO DIRECTORS AND
OFFICERS
5 TO APPROVE A DIRECTORS AND OFFICERS' Mgmt For For
LIABILITY INSURANCE POLICY
6 TO APPROVE A SERVICES AGREEMENT WITH A Mgmt For For
COMPANY AFFILIATED WITH GUY BERNSTEIN, THE
COMPANY'S CEO, DIRECTOR AND AFFILIATE OF
THE COMPANY'S CONTROLLING SHAREHOLDER
7 TO RATIFY AND APPROVE THE RE-APPOINTMENT OF Mgmt For For
KOST FORER GABBAY & KASIERER, REGISTERED
PUBLIC ACCOUNTING FIRM, A MEMBER FIRM OF
ERNST & YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017
AND TO AUTHORIZE ITS BOARD OF DIRECTORS TO
DELEGATE TO THE AUDIT COMMITTEE THE
AUTHORITY TO FIX THE COMPENSATION FOR SUCH
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
IN ACCORDANCE WITH THE VOLUME AND NATURE OF
THEIR SERVICES
--------------------------------------------------------------------------------------------------------------------------
MAGICJACK VOCALTEC LTD Agenda Number: 934729039
--------------------------------------------------------------------------------------------------------------------------
Security: M6787E101
Meeting Type: Special
Meeting Date: 19-Mar-2018
Ticker: CALL
ISIN: IL0010823958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
by and among the Company, B. Riley
Financial, Inc., and B.R. Acquisition Ltd.,
and the terms of the merger contemplated
thereby.
1A. Confirm that you are not Parent, Merger Mgmt For
Sub, any person holding at least 25% of the
means of control of either of them, anyone
acting on their behalf, or any relative or
corporation controlled by, any of the
foregoing. (If you do not respond, your
vote on this proposal will not be
counted)If you do not vote on this item or
vote against this item, your vote will not
be counted for Proposal 1. FOR = I certify
that I have no personal interest for this
proposal. AGAINST = I certify that I do
have a personal interest for this proposal.
2. To approve an amendment to the Employment Mgmt For For
Agreement and an amendment to the
Restricted Stock Agreement with Don Carlos
Bell III, the Company's Chief Executive
Officer, related to the transactions
contemplated by the Merger Agreement.
2A. Confirm that you are not a controlling Mgmt For
shareholder and do not have a Personal
Interest in the approval of Proposal 2 (If
you do not respond, you will be considered
as having a Personal Interest in this
Proposal and your vote will not be counted)
If you do not vote on this item or vote
against this item, your vote will not be
counted for Proposal 2. FOR = I certify
that I have no personal interest for this
proposal. AGAINST = I certify that I do
have a personal interest for this proposal.
3. To approve, on a non-binding, advisory Mgmt For For
basis, certain compensation that will be
paid or may become payable to our named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 934822013
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Special
Meeting Date: 24-May-2018
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to Article 39(a) of Mgmt For For
the Company's current amended and restated
articles of association to require that in
the event of a contested election directors
will be elected by a plurality of the votes
cast.
2. To approve an amendment to Article 39(b) of Mgmt For For
the Company's current amended and restated
articles of association to, among other
matters described in additional detail in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 934827746
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Special
Meeting Date: 24-May-2018
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to Article 39(a) of Mgmt For For
the Company's current amended and restated
articles of association to require that in
the event of a contested election directors
will be elected by a plurality of the votes
cast.
2. To approve an amendment to Article 39(b) of Mgmt For For
the Company's current amended and restated
articles of association to, among other
matters described in additional detail in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 934803859
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Non-executive Director: David Mgmt For For
Kostman
1b. Election of Non-executive Director: Rimon Mgmt For For
Ben-Shaoul
1c. Election of Non-executive Director: Mgmt For For
Yehoshua (Shuki) Ehrlich
1d. Election of Non-executive Director: Leo Mgmt For For
Apotheker
1e. Election of Non-executive Director: Joe Mgmt For For
Cowan
2. To elect an outside director to the Board Mgmt Take No Action
of the Company.
2a. Regarding proposal 2., indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No
3. To approve the Company's Amended Mgmt For
Compensation Policy.
3a. Regarding proposal 3., indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No
4. To approve equity awards to the Company's Mgmt For For
non-executive directors.
5. To approve the renewal of the CEO's Mgmt For
employment agreement.
5a. Regarding proposal 5., indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No
6. To re-appoint the Company's independent Mgmt For For
auditors and to authorize the Board to set
their remuneration.
7. To discuss the Company's audited annual Mgmt For For
financial statements for the year ended
December 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 934770834
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Consent
Meeting Date: 26-Apr-2018
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Dr. Michael Mgmt For For
Brunstein
1.2 Re-election of Director: Avi Cohen Mgmt For For
1.3 Re-election of Director: Raanan Cohen Mgmt For For
1.4 Re-election of Director: Eli Fruchter Mgmt For For
1.5 Re-election of Director: Ronnie (Miron) Mgmt For For
Kenneth
2. Re-election of Ms. Dafna Gruber as an Mgmt For For
external director of the Company for a
three-year term, commencing as of April 29,
2018.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
election of Ms. Dafna Gruber (other than a
personal interest unrelated to
relationships with a controlling
shareholder of the Company? (Please note:
If you do not mark either Yes or No, your
shares will not be voted for Proposal No.
2)). Mark "For" = Yes or "Against" = No.
3. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
3a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.
3). Mark "For" = Yes or "Against" = No.
4. Approval of an amendment to the articles of Mgmt For For
association of the Company.
5. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernest & Young, as
the independent auditors of the Company for
the period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
ORBOTECH LTD. Agenda Number: 934838977
--------------------------------------------------------------------------------------------------------------------------
Security: M75253100
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: ORBK
ISIN: IL0010823388
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. RE-ELECTION OF DIRECTOR: YOCHAI RICHTER Mgmt For For
1b. RE-ELECTION OF DIRECTOR: YEHUDIT BRONICKI Mgmt For For
1c. RE-ELECTION OF DIRECTOR: DAN FALK Mgmt For For
1d. RE-ELECTION OF DIRECTOR: MIRON KENNETH Mgmt For For
1e. RE-ELECTION OF DIRECTOR: JACOB RICHTER Mgmt For For
1f. RE-ELECTION OF DIRECTOR: ELIEZER TOKMAN Mgmt For For
1g. RE-ELECTION OF DIRECTOR: SHIMON ULLMAN Mgmt For For
1h. RE-ELECTION OF DIRECTOR: ARIE WEISBERG Mgmt For For
2. RE-ELECTION OF EXTERNAL DIRECTOR: AVNER Mgmt For For
HERMONI (INCLUDING HIS REMUNERATION AND
BENEFITS)
2a. ARE YOU AN INTERESTED PARTY (AS SUCH TERM Mgmt Against
IS DEFINED IN THE PROXY STATEMENT) WITH
RESPECT TO THIS ITEM 2? IF YOU HAVE NOT
MARKED "NO" ON THE PROXY THEREBY CONFIRMING
THAT YOU ARE NOT AN INTERESTED PARTY WITH
RESPECT TO ITEM 2, YOUR VOTE WILL NOT BE
COUNTED FOR PURPOSES OF THE EXTERNAL
DIRECTOR MAJORITY IF YOU DO NOT VOTE ON
THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE
WILL NOT COUNT FOR PROPOSAL 2 YES=FOR,
NO=AGAINST
3. RE-APPOINTMENT OF KESSELMAN & KESSELMAN AS Mgmt For For
AUDITORS OF THE COMPANY.
4a. POTENTIAL CASH AND EQUITY-BASED RETENTION Mgmt For For
INCENTIVES TO: THE CHIEF EXECUTIVE OFFICER
OF THE COMPANY
4aa ARE YOU AN INTERESTED PARTY (AS SUCH TERM Mgmt Against
IS DEFINED IN THE PROXY STATEMENT) WITH
RESPECT TO THIS ITEM 4A? IF YOU HAVE NOT
MARKED "NO" ON THE PROXY THEREBY CONFIRMING
THAT YOU ARE NOT AN INTERESTED PARTY WITH
RESPECT TO ITEM 4A, YOUR VOTE WILL NOT BE
COUNTED FOR PURPOSES OF THE EXTERNAL
DIRECTOR MAJORITY IF YOU DO NOT VOTE ON
THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE
WILL NOT COUNT FOR PROPOSAL 4A YES=FOR,
NO=AGAINST
4b. THE PRESIDENT AND CHIEF OPERATING OFFICER Mgmt For For
OF THE COMPANY
4bb ARE YOU AN INTERESTED PARTY (AS SUCH TERM Mgmt Against
IS DEFINED IN THE PROXY STATEMENT) WITH
RESPECT TO THIS ITEM 4B? IF YOU HAVE NOT
MARKED "NO" ON THE PROXY THEREBY CONFIRMING
THAT YOU ARE NOT AN INTERESTED PARTY WITH
RESPECT TO ITEM 4B, YOUR VOTE WILL NOT BE
COUNTED FOR PURPOSES OF THE EXTERNAL
DIRECTOR MAJORITY IF YOU DO NOT VOTE ON
THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE
WILL NOT COUNT FOR PROPOSAL 4B YES=FOR,
NO=AGAINST
5. ACCELERATED VESTING OF ORBOTECH EQUITY Mgmt For For
AWARDS GRANTED TO THE COMPANY'S DIRECTORS
IN CONNECTION WITH THE 2018 ANNUAL GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD, ROSH HAAYIN Agenda Number: 709095322
--------------------------------------------------------------------------------------------------------------------------
Security: M78465107
Meeting Type: EGM
Meeting Date: 06-May-2018
Ticker:
ISIN: IL0010834849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 MAY 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF THE APPOINTMENT OF MR. JONATHAN Mgmt For For
KOLODNY AS A NEW EXTERNAL DIRECTOR (DAHATZ)
AND APPROVAL OF HIS REMUNERATION,
INSURANCE, INDEMNIFICATION AND RELEASE.
THIS ITEM IS SUBJECT TO THE REGULATIONS
PROCEDURE
--------------------------------------------------------------------------------------------------------------------------
POINTER TELOCATION, LTD. Agenda Number: 934826504
--------------------------------------------------------------------------------------------------------------------------
Security: M7946T104
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: PNTR
ISIN: IL0010826274
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Director: Yossi Ben Shalom Mgmt For For
1b. Re-Election of Director: Barak Dotan Mgmt For For
1c. Re-Election of Director: Nir Cohen Mgmt For For
1d. Re-Election of Director: Yehudit Rozenberg Mgmt For For
2. TO APPOINT Kost Forer Gabbay & Kasierer as Mgmt For For
the independent public accountants of the
Company for the year ending December 31,
2018 and to authorize our audit committee
(the "Audit Committee") to fix their
remuneration in accordance with the volume
and the nature of their services, as the
Audit Committee may deem fit in their sole
discretion.
3. TO APPROVE a framework for an insurance Mgmt For For
policy for such directors and officers of
the Company ("D&O Insurance Policy"), as
shall serve from time to time, for a period
of three (3) years commencing as of
September 2018. The annual premium of the
D&O Insurance Policy shall be up to US$
120,000 for liability coverage of up to US$
15,000,000, for all claims in the
aggregate.
4. TO APPROVE the Amended Compensation Policy Mgmt For For
of the Company, in the form attached to the
Proxy Statement as Exhibit A, for a period
of three (3) years as of the date of the
Meeting.
4a. Are you a controlling shareholder in the Mgmt Against
Company or do you have a personal interest
in the resolution? [MUST BE COMPLETED OR
ELSE YOUR VOTE WILL NOT BE COUNTED] Mark
For = Yes, OR Against = NO
5. TO APPROVE the grant of 120,000 Restricted Mgmt For For
Stock Units to Mr. David Mahlab, the
Company's Chief Executive Officer, in
consideration for a price per share equal
to the par value of the Company's Shares.
The Restricted Stock Units shall vest in
four (4) equal installments over a period
of four (4) years. The Chief Executive
Officer shall be entitled to acceleration
of vesting, as set forth in the Proxy
Statement.
5a. Are you a controlling shareholder in the Mgmt Against
Company or do you have a personal interest
in the resolution? [MUST BE COMPLETED OR
ELSE YOUR VOTE WILL NOT BE COUNTED] Mark
For = Yes, OR Against = No
--------------------------------------------------------------------------------------------------------------------------
REDHILL BIOPHARMA LTD. Agenda Number: 934768322
--------------------------------------------------------------------------------------------------------------------------
Security: 757468103
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: RDHL
ISIN: US7574681034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve that Kesselman & Kesselman be, Mgmt For For
and hereby is, appointed as the independent
auditors of the Company for the year 2018
and for an additional period until the next
Annual General Meeting.
2. To approve an amendment to the Company's Mgmt For For
Articles of Association increasing the
authorized share capital of the Company
from NIS 3 million, consisting of 300
million Ordinary Shares, NIS 0.01 par value
per share, to NIS 6 million, consisting of
600 million Ordinary Shares.
3. To approve that Mr. Ofer Tsimchi be, and Mgmt For For
hereby is, elected to hold office as a
director of the Company for an additional
three-year term until the annual general
meeting to be held in 2021.
4. To approve that Dr. Kenneth Reed be, and Mgmt For For
hereby is, elected to hold office as a
director of the Company for an additional
three-year term until the annual general
meeting to be held in 2021.
5. To approve that Mr. Eric Swenden be, and Mgmt For For
hereby is, elected to hold office as a
director of the Company for an additional
three-year term until the annual general
meeting to be held in 2021.
6. To approve the increase in the maximum Mgmt For For
number of Ordinary Shares of the Company
that may be issued under the Amended and
Restated Award Plan (2010) by 10,000,000
Ordinary Shares (equivalent to 1,000,000
ADSs).
7. To approve the grant of 500,000 options to Mgmt For For
Mr. Dror Ben-Asher, the Company's Chief
Executive Officer and Chairman of the Board
of Directors, exercisable into Ordinary
Shares of the Company.
7a. Are you a controlling shareholder or do you Mgmt For For
have a personal interest in approval of
proposal 7 above? Response required for
vote to be counted. Mark "For" = Yes or
"Against" = No.
8. To approve the proposed extension of Mgmt For For
options to purchase Ordinary Shares of the
Company granted to Mr. Dror Ben-Asher, CEO
and Chairman of the Board of Directors of
the Company, as described in the Proxy
Statement.
8a. Are you a controlling shareholder or do you Mgmt For For
have a personal interest in approval of
proposal 8 above? Response required for
vote to be counted. Mark "For" = Yes or
"Against" = No.
9. To approve the proposed extension of Mgmt For For
options to purchase Ordinary Shares of the
Company granted to Mr. Ofer Tsimchi,
director of the Company, as described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SILICOM LTD. Agenda Number: 934827708
--------------------------------------------------------------------------------------------------------------------------
Security: M84116108
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: SILC
ISIN: IL0010826928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RE-ELECT MR. ELI DORON TO HOLD OFFICE AS
DIRECTOR FOR A THREE-YEAR TERM COMMENCING
ON THE DATE OF THE MEETING UNTIL THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS TO BE HELD
IN THE YEAR 2021, AND UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED.
2. TO APPROVE THE GRANT OF 13,333 OPTIONS TO Mgmt For For
PURCHASE ORDINARY SHARES OF THE COMPANY
PURSUANT TO THE COMPANY'S GLOBAL SHARE
INCENTIVE PLAN (2013) (THE "PLAN") AND IN
COMPLIANCE WITH THE COMPANY'S COMPENSATION
POLICY WHICH WAS RE-APPROVED BY THE
COMPANY'S SHAREHOLDERS ON JUNE 8, 2016 (THE
"COMPENSATION POLICY") AND THE COMPENSATION
POLICY CAPS (AS DEFINED IN THE COMPANY'S
NOTICE OF ANNUAL GENERAL MEETING AND PROXY
STATEMENT FILED WITH THE SECURITIES AND
EXCHANGE COMMISSION ON MAY 1, 2018) TO MR.
AVI EIZENMAN, ACTIVE CHAIRMAN OF THE BOARD.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE GRANT OF 13,333 OPTIONS TO
PURCHASE ORDINARY SHARES OF THE COMPANY
PURSUANT TO THE PLAN AND IN COMPLIANCE WITH
THE COMPENSATION POLICY AND THE
COMPENSATION POLICY CAPS TO MR. YESHAYAHU
('SHAIKE') ORBACH, THE COMPANY'S PRESIDENT
AND CHIEF EXECUTIVE OFFICER.
3a. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt Against
DEFINED ON THE RIGHT) WITH RESPECT TO THE
SUBJECT MATTER OF PROPOSAL 3? (PLEASE NOTE:
IF YOU DO NOT MARK EITHER YES OR NO YOUR
SHARES WILL NOT BE COUNTED FOR THE MAJORITY
REQUIRED FOR PROPOSAL 3) MARK "FOR" = YES
OR "AGAINST" = NO.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE APPOINTMENT OF SOMEKH CHAIKIN,
CERTIFIED PUBLIC ACCOUNTANTS (ISRAEL), A
MEMBER OF KPMG INTERNATIONAL, AS THE
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR YEAR ENDING DECEMBER 31, 2018,
AND UNTIL THE NEXT ANNUAL GENERAL MEETING
OF THE SHAREHOLDERS OF THE COMPANY, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO FIX THE COMPENSATION OF
SUCH AUDITORS IN ACCORDANCE WITH THE AMOUNT
AND NATURE OF THEIR SERVICES.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 934774971
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Guy Sella Mgmt For For
1B. Election of Director: Avery More Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2018.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SUNY CELLULAR COMMUNICATION LTD Agenda Number: 708838303
--------------------------------------------------------------------------------------------------------------------------
Security: M8708U107
Meeting Type: OGM
Meeting Date: 17-Jan-2018
Ticker:
ISIN: IL0010823537
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 ELECT YOSSI PELED AS EXTERNAL DIRECTOR Mgmt For For
CMMT 08 JAN 2018: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM SGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934801778
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Rosemary A. Crane Mgmt For For
1B Election of Director: Gerald M. Lieberman Mgmt For For
1C Election of Director: Professor Ronit Mgmt For For
Satchi-Fainaro
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation for Teva's named
executive officers.
3. To recommend, on a non-binding advisory Mgmt 1 Year For
basis, to hold a non- binding advisory vote
to approve the compensation for Teva's
named executive officers every one, two or
three years.
4. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until the 2019
annual meeting of shareholders.
5. To approve an amendment and restatement of Mgmt For For
Teva's 2008 Employee Stock Purchase Plan
for U.S. Employees.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934817694
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Rosemary A. Crane Mgmt For For
1.2 Election of Director: Gerald M. Lieberman Mgmt For For
1.3 Election of Director: Professor Ronit Mgmt For For
Satchi-Fainaro
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation for Teva's named
executive officers.
3. To recommend, on a non-binding advisory Mgmt 1 Year For
basis, to hold a non- binding advisory vote
to approve the compensation for Teva's
named executive officers every one, two or
three years.
4. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until the 2019
annual meeting of shareholders.
5. To approve an amendment and restatement of Mgmt For For
Teva's 2008 Employee Stock Purchase Plan
for U.S. Employees.
--------------------------------------------------------------------------------------------------------------------------
UROGEN PHARMA LTD Agenda Number: 934722794
--------------------------------------------------------------------------------------------------------------------------
Security: M96088105
Meeting Type: Special
Meeting Date: 14-Feb-2018
Ticker: URGN
ISIN: IL0011407140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED, to approve the Compensation Mgmt For For
Policy for office holders, in the form
attached as Appendix A to UroGen Pharma
Ltd.'s Proxy Statement, dated January 10,
2018, relating to an extraordinary meeting
of shareholders.
1A I have a personal interest in Resolution 1. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 1.
2 RESOLVED, to approve the grant of options Mgmt For For
to purchase an aggregate of 50,000 ordinary
shares of the Company to Prof. Arie
Belldegrun, as director and Chairman of the
board of directors of the Company, as
described in UroGen Pharma Ltd.'s Proxy
Statement, dated January 10, 2018, relating
to an extraordinary meeting of shareholders
2A I have a personal interest in Resolution 2. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 2.
3. RESOLVED, to approve the grant of options Mgmt For For
to purchase 10,000 ordinary shares of the
Company to Dr. Stuart Holden, as described
in UroGen Pharma Ltd.'s Proxy Statement,
dated January 10, 2018,relating to an
extraordinary meeting of shareholders.
3A I have a personal interest in Resolution 3. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 3.
4 RESOLVED, to approve the grant of options Mgmt For For
to purchase 10,000 ordinary shares of the
Company to Dr. Pini Orbach, as described in
UroGen Pharma Ltd.'s Proxy Statement, dated
January 10, 2018, relating to an
extraordinary meeting of shareholders.
4A I have a personal interest in Resolution 4. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 4.
5 RESOLVED, that the grant of options to Mgmt For For
purchase 10,000 ordinary shares of the
Company to Mr. Ran Nussbaum, as described
in UroGen Pharma Ltd.'s Proxy Statement,
dated January 10, 2018, relating to an
extraordinary meeting of shareholders.
5A I have a personal interest in Resolution 5. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 5.
6 RESOLVED, to approve the grant of options Mgmt For For
to purchase 40,000 ordinary shares of the
Company to Ms. Kathryn Falberg, as
described in UroGen Pharma Ltd.'s Proxy
Statement, dated January 10, 2018, relating
to an extraordinary meeting of
shareholders.
6A I have a personal interest in Resolution 6. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 6.
7 RESOLVED, to approve the grant of options Mgmt For For
to purchase 40,000 ordinary shares of the
Company to Dr. Fred Cohen, as described in
UroGen Pharma Ltd.'s Proxy Statement, dated
January 10, 2018, relating to an
extraordinary meeting of shareholders.
7A I have a personal interest in Resolution 7. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 7.
8 RESOLVED, to approve the grant of options Mgmt For For
to purchase 50,000 ordinary shares of the
Company to Ms. Cynthia Butitta, as
described in UroGen Pharma Ltd.'s Proxy
Statement, dated January 10, 2018, relating
to an extraordinary meeting of
shareholders.
8A I have a personal interest in Resolution 8. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 8.
9 RESOLVED, to approve the employment terms Mgmt For For
and grant of options to purchase 130,000
ordinary shares of the Company to Mr. Ron
Bentsur, as described in UroGen Pharma
Ltd.'s Proxy Statement, dated January 10,
2018, relating to an extraordinary meeting
of shareholders.
9A I have a personal interest in Resolution 9. Mgmt Against
Mark "For" = Yes or "Against" = No. If you
do not vote "Yes or No" on this item, your
vote will not be counted for proposal 9.
10 RESOLVED, to approve the employment terms Mgmt For For
and grant of options to purchase 80,000
ordinary shares of the Company to Mr. Gil
Hakim, as described in UroGen Pharma Ltd.'s
Proxy Statement, dated January 10, 2018,
relating to an extraordinary meeting of
shareholders.
10A I have a personal interest in Resolution Mgmt Against
10. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
10.
11 RESOLVED, to approve the employment terms Mgmt For For
and grant of options to purchase 65,000
ordinary shares of the Company to Mr. Gary
Titus, as described in UroGen Pharma Ltd.'s
Proxy Statement, dated January 10, 2018,
relating to an extraordinary meeting of
shareholders.
11A I have a personal interest in Resolution Mgmt Against
11. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
11.
12 RESOLVED, to approve the employment terms Mgmt For For
and grant of options to purchase 15,000
ordinary shares of the Company and of
12,500 RSUs to Prof. Mark Schoenberg, as
described in UroGen Pharma Ltd.'s Proxy
Statement, dated January 10, 2018, relating
to an extraordinary meeting of
shareholders.
12A I have a personal interest in Resolution Mgmt Against
12. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
12.
13 RESOLVED, to approve the employment terms Mgmt For For
and grant of 2017 G&O Bonus to Mr. Ron
Bentsur in the amount of US$247,500 to Mr.
Ron Bentsur, as described in UroGen Pharma
Ltd.'s Proxy Statement, dated January 10,
2018, relating to an extraordinary meeting
of shareholders.
13A I have a personal interest in Resolution Mgmt Against
13. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
13.
14 RESOLVED, to approve the employment terms Mgmt For For
and grant of 2017 G&O Bonus to Mr. Gil
Hakim in the amount of US$125,125 to Mr.
Gil Hakim, as described in UroGen Pharma
Ltd.'s Proxy Statement, dated January 10,
2018, relating to an extraordinary meeting
of shareholders.
14A I have a personal interest in Resolution Mgmt Against
14. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
14.
15 RESOLVED, to approve the employment terms Mgmt For For
and grant of 2017 G&O Bonus to Mr. Gary
Titus in the amount of US$125,125 to Mr.
Gary Titus, as described in UroGen Pharma
Ltd.'s Proxy Statement, dated January 10,
2018, relating to an extraordinary meeting
of shareholders.
15A I have a personal interest in Resolution Mgmt Against
15. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
15.
16 RESOLVED, to approve the amendment of the Mgmt For For
May 2017 Officer Indemnitee and Exculpation
Agreements, as described in UroGen Pharma
Ltd.'s Proxy Statement, dated January 10,
2018, relating to an extraordinary meeting
of shareholders.
16A I have a personal interest in Resolution Mgmt Against
16. Mark "For" = Yes or "Against" = No. If
you do not vote "Yes or No" on this item,
your vote will not be counted for proposal
16.
--------------------------------------------------------------------------------------------------------------------------
UROGEN PHARMA LTD Agenda Number: 934821516
--------------------------------------------------------------------------------------------------------------------------
Security: M96088105
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: URGN
ISIN: IL0011407140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RESOLVED, that Mr. Arie Belldegrun be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
1B. RESOLVED, that Mr. Ron Bentsur be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
1C. RESOLVED, that Ms. Cynthia Butitta be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
1D. RESOLVED, that Mr. Fred Cohen be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
1E. RESOLVED, that Ms. Kathryn Falberg be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
1F. RESOLVED, that Mr. Stuart Holden be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
1G. RESOLVED, that Mr. Ran Nussbaum be, and Mgmt For For
hereby is, reelected to serve as a member
of the board of directors.
2. RESOLVED, to approve and ratify the Mgmt For For
reappointment of Kesselman & Kesselman,
Certified Public Accountants (Israel), as
the Company's independent auditor and to
authorize the board of directors to
determine the annual compensation.
3. RESOLVED, the Company shall grant (a) each Mgmt Against Against
non-employee director initially appointment
or elected member of the board an initial
grant of 20,000 Ordinary Shares options,
and (b) each director who continues to
serve as a non-employee member of the board
an annual grant of 10,000 Ordinary Shares
options.
ARK Web x.0 ETF
--------------------------------------------------------------------------------------------------------------------------
2U INC. Agenda Number: 934816832
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Robert M. Stavis Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2018 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
4. Stockholder proposal regarding a director Shr Against For
election majority vote standard, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 934730587
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 12-Apr-2018
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Edward Barnholt Mgmt For For
1C. Election of Director: Robert Burgess Mgmt For For
1D. Election of Director: Frank Calderoni Mgmt For For
1E. Election of Director: James Daley Mgmt For For
1F. Election of Director: Laura Desmond Mgmt For For
1G. Election of Director: Charles Geschke Mgmt For For
1H. Election of Director: Shantanu Narayen Mgmt For For
1I. Election of Director: Daniel Rosensweig Mgmt For For
1J. Election of Director: John Warnock Mgmt For For
2. Approval of the 2003 Equity Incentive Plan Mgmt For For
as amended to increase the available share
reserve by 7.5 million shares.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending on November 30, 2018.
4. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 934675476
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 18-Oct-2017
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE Mgmt For For
FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1B. ELECTION OF DIRECTOR: MASAYOSHI SON ( TO Mgmt For For
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
1C. ELECTION OF DIRECTOR: WALTER TEH MING KWAUK Mgmt For For
(TO SERVE FOR A THREE YEAR TERM OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED.)
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr For Against
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr For Against
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr For Against
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 934801134
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Jacqueline Mgmt For For
B. Kosecoff
1b. Election of Class II Director: Thomas J. Mgmt For For
Szkutak
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. Approve the amendment and restatement of Mgmt For For
our 2007 Employee Stock Purchase Plan.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BOX INC Agenda Number: 934818329
--------------------------------------------------------------------------------------------------------------------------
Security: 10316T104
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: BOX
ISIN: US10316T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dana Evan Mgmt For For
Steven Krausz Mgmt For For
Aaron Levie Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 934718959
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 28-Feb-2018
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Vance D. Coffman Mgmt For For
1C. Election of Director: Alan C. Heuberger Mgmt For For
1D. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1E. Election of Director: Dipak C. Jain Mgmt For For
1F. Election of Director: Michael O. Johanns Mgmt For For
1G. Election of Director: Clayton M. Jones Mgmt For For
1H. Election of Director: Brian M. Krzanich Mgmt For For
1I. Election of Director: Gregory R. Page Mgmt For For
1J. Election of Director: Sherry M. Smith Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Re-approve the John Deere Long-Term Mgmt For For
Incentive Cash Plan
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2018
5. Stockholder Proposal - Special Shareowner Shr Against For
Meetings
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934793034
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc L. Andreessen Mgmt For For
Erskine B. Bowles Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Reed Hastings Mgmt For For
Jan Koum Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. A stockholder proposal regarding change in Shr Against For
stockholder voting.
4. A stockholder proposal regarding a risk Shr Against For
oversight committee.
5. A stockholder proposal regarding simple Shr Against For
majority vote.
6. A stockholder proposal regarding a content Shr Against For
governance report.
7. A stockholder proposal regarding median pay Shr Against For
by gender.
8. A stockholder proposal regarding tax Shr Against For
principles.
--------------------------------------------------------------------------------------------------------------------------
HORTONWORKS, INC. Agenda Number: 934806057
--------------------------------------------------------------------------------------------------------------------------
Security: 440894103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: HDP
ISIN: US4408941031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bearden Mgmt For For
Kevin Klausmeyer Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Hortonworks, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 934798488
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: HUBS
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Brian Mgmt For For
Halligan
1b. Election of Class I Director: Ron Gill Mgmt For For
1c. Election of Class I Director: Jill Ward Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2018.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 934791953
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A109
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: LC
ISIN: US52603A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Daniel Mgmt For For
Ciporin
1b. Election of Class I Director: Kenneth Mgmt For For
Denman
1c. Election of Class I Director: Timothy Mgmt For For
Mayopoulos
1d. Election of Class I Director: Patricia Mgmt For For
McCord
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in our Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
4. Approve an amendment to our Restated Mgmt For For
Certificate of Incorporation (the
Declassification Amendment) to phase in the
declassification of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 934806704
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Neal Dermer Mgmt For For
1D. Election of Director: Robin Henderson Mgmt For For
1E. Election of Director: Peter Horan Mgmt For For
1F. Election of Director: Douglas Lebda Mgmt For For
1G. Election of Director: Steven Ozonian Mgmt For For
1H. Election of Director: Saras Sarasvathy Mgmt For For
1I. Election of Director: G. Kennedy Thompson Mgmt For For
1J. Election of Director: Craig Troyer Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 934793274
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tarek A. Sherif Mgmt For For
1b. Election of Director: Glen M. de Vries Mgmt For For
1c. Election of Director: Carlos Dominguez Mgmt For For
1d. Election of Director: Neil M. Kurtz Mgmt For For
1e. Election of Director: George W. McCulloch Mgmt For For
1f. Election of Director: Lee A. Shapiro Mgmt For For
1g. Election of Director: Robert B. Taylor Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation (the "say on
pay vote").
3. To approve an amendment to our 2017 Mgmt For For
Long-Term Incentive Plan to increase by
1,300,000 the number of shares of common
stock.
4. To approve an amendment to our Second Mgmt For For
Amended and Restated 2014 Employee Stock
Purchase Plan ("ESPP") to increase by
1,000,000 the number of shares of common
stock authorized for issuance under the
ESPP.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 934811755
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 15-Jun-2018
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Meyer Malka Mgmt For For
Javier Olivan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MGT CAPITAL INVESTMENTS, INC. Agenda Number: 934733038
--------------------------------------------------------------------------------------------------------------------------
Security: 55302P202
Meeting Type: Special
Meeting Date: 23-Mar-2018
Ticker: MGTI
ISIN: US55302P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Board of Directors, Mgmt For For
without further action of the stockholders,
to amend the Company's Restated Certificate
of incorporation to increase the Company's
authorized common stock ("Common Stock")
from 75,000,000 shares to 125,000,000
shares.
2. To authorize the Board of Directors, Mgmt For For
without further action of the stockholders,
to implement a reverse split of the
Company's Common Stock, at a ratio of
1-for-2 at any time before the 2018 annual
meeting of stockholders.
3. To authorize the chairman of the Special Mgmt For For
Meeting to adjourn the meeting to a later
date or dates to allow further solicitation
in the event there are insufficient votes
to approve Proposal 1 or Proposal 2.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934797284
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard N. Mgmt For For
Barton
1b. Election of Class I Director: Rodolphe Mgmt For For
Belmer
1c. Election of Class I Director: Bradford L. Mgmt For For
Smith
1d. Election of Class I Director: Anne M. Mgmt For For
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal to allow holders of an Shr Against For
aggregate of 15% of outstanding common
stock to call special shareholder meeting,
if properly presented at the meeting.
5. Stockholder proposal regarding proxy access Shr Against For
bylaw for director nominees by
stockholders, if properly presented at the
meeting.
6. Stockholder proposal regarding clawback Shr Against For
policy, if properly presented at the
meeting.
7. Stockholder proposal regarding shareholder Shr Against For
right to act by written consent, if
properly presented at the meeting.
8. Stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
9. Stockholder proposal to amend Sections 2.8 Shr Against For
and 3.3 of the bylaws to provide for the
election of directors in uncontested
elections by a majority vote of shares
voted, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt For For
1j. Election of Director: A. Brooke Seawell Mgmt For For
1k. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934777787
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: David M. Moffett Mgmt For For
1i. Election of Director: Ann M. Sarnoff Mgmt For For
1j. Election of Director: Daniel H. Schulman Mgmt For For
1k. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated 2015 Equity Incentive
Award Plan.
4. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated Employee Stock
Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2018.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access enhancement.
7. Stockholder proposal regarding political Shr Against For
transparency.
8. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 934652517
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SOHAIB ABBASI Mgmt For For
1.2 ELECTION OF DIRECTOR: W. STEVE ALBRECHT Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: NARENDRA K. GUPTA Mgmt For For
1.5 ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM S. KAISER Mgmt For For
1.7 ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES M. WHITEHURST Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION
3. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2018
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 934788261
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Austin Ligon Mgmt For For
1b. Election of Class I Director: David H. Mgmt For For
Lissy
1c. Election of Class I Director: James Slavet Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934814939
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Alan Hassenfeld Mgmt For For
1e. Election of Director: Neelie Kroes Mgmt For For
1f. Election of Director: Colin Powell Mgmt For For
1g. Election of Director: Sanford Robertson Mgmt For For
1h. Election of Director: John V. Roos Mgmt For For
1i. Election of Director: Bernard Tyson Mgmt For For
1j. Election of Director: Robin Washington Mgmt For For
1k. Election of Director: Maynard Webb Mgmt For For
1l. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to allow
stockholders to request special meetings of
the stockholders.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 40 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
5. An advisory vote to approve the fiscal 2018 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
elimination of supermajority voting
requirements.
7. A stockholder proposal requesting a report Shr Against For
on Salesforce's criteria for investing in,
operating in and withdrawing from high-risk
regions.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 934814472
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Bostrom Mgmt For For
1b. Election of Director: Jonathan C. Chadwick Mgmt For For
1c. Election of Director: Frederic B. Luddy Mgmt For For
1d. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2018.
4. To amend our 2012 Equity Incentive Plan to Mgmt For For
include a limit on non-employee director
compensation.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 934805966
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 30-May-2018
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tobias Lutke Mgmt For For
Robert Ashe Mgmt For For
Steven Collins Mgmt For For
Gail Goodman Mgmt For For
Jeremy Levine Mgmt For For
John Phillips Mgmt For For
2 Resolution approving the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3 Resolution approving the amendment and Mgmt For For
restatement of the Company's Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
4 Resolution approving the amendment and Mgmt For For
restatement of the Company's Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
5 Non-binding advisory resolution that the Mgmt For For
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 934802198
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Sara Baack Mgmt For For
1b. Election of Class III Director: Douglas Mgmt For For
Merritt
1c. Election of Class III Director: Graham Mgmt For For
Smith
1d. Election of Class III Director: Godfrey Mgmt For For
Sullivan
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 934810412
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Naveen Rao Mgmt For For
Lawrence Summers Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934822645
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2017 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2017 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) DIRECTOR
F.C. Tseng* Mgmt For For
Mei-ling Chen* Mgmt For For
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Stan Shih# Mgmt For For
Thomas J. Engibous# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELADOC, INC. Agenda Number: 934793058
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to Teladoc's Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of common
stock.
2. DIRECTOR
Ms. Helen Darling Mgmt For For
Mr. William H. Frist MD Mgmt For For
Mr. Michael Goldstein Mgmt For For
Mr. Jason Gorevic Mgmt For For
Mr. Brian McAndrews Mgmt For For
Mr. Thomas G. McKinley Mgmt For For
Mr. Arneek Multani Mgmt For For
Mr. Kenneth H. Paulus Mgmt For For
Mr. David Shedlarz Mgmt For For
Mr. David B. Snow, Jr. Mgmt For For
3. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc's named executive
officers.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of Teladoc's named executive
officers.
5. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934727946
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Special
Meeting Date: 21-Mar-2018
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the grant of a performance-based Mgmt For For
stock option award to Elon Musk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934801160
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Antonio Mgmt For For
Gracias
1.2 Election of Class II Director: James Mgmt For For
Murdoch
1.3 Election of Class II Director: Kimbal Musk Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. A stockholder proposal to require that the Shr Against For
Chair of the Board of Directors be an
independent director.
4. A stockholder proposal regarding proxy Shr Against For
access.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 934787827
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martha Lane Fox Mgmt For For
1b. Election of Director: David Rosenblatt Mgmt For For
1c. Election of Director: Evan Williams Mgmt For For
1d. Election of Director: Debra Lee Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2018.
4. A stockholder proposal regarding the Shr Against For
formation of a public policy committee of
the Board of Directors.
5. A stockholder proposal regarding a report Shr Against For
on our content enforcement policies.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 934796939
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Bishop Mgmt For For
Fred E. Cohen Mgmt For For
Tina S. Nova Mgmt For For
2. To ratification of the appointment of Ernst Mgmt For For
& Young LLP as independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 934654636
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 09-Aug-2017
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS SEGERS Mgmt For For
1.2 ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1.3 ELECTION OF DIRECTOR: SAAR GILLAI Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD S. JANKOV Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS H. LEE Mgmt For For
1.6 ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1.7 ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1.8 ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1.9 ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 1990 EMPLOYEE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. PROPOSAL TO RECOMMEND, ON AN ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL YEAR 2018.
The 3D Printing ETF
--------------------------------------------------------------------------------------------------------------------------
3D SYSTEMS CORPORATION Agenda Number: 934764386
--------------------------------------------------------------------------------------------------------------------------
Security: 88554D205
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: DDD
ISIN: US88554D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William E. Curran Mgmt For For
1b. Election of Director: Thomas W. Erickson Mgmt For For
1c. Election of Director: Charles W. Hull Mgmt For For
1d. Election of Director: William D. Humes Mgmt For For
1e. Election of Director: Vyomesh I. Joshi Mgmt For For
1f. Election of Director: Jim D. Kever Mgmt For For
1g. Election of Director: G. Walter Loewenbaum, Mgmt For For
II
1h. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1i. Election of Director: Kevin S. Moore Mgmt For For
1j. Election of Director: John J. Tracy Mgmt For For
1k. Election of Director: Jeffrey Wadsworth Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
4. Stockholder proposal to reduce the Shr Against For
ownership required for stockholders to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 934756567
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin J. Dallas Mgmt For For
1b. Election of Director: Joseph M. Hogan Mgmt For For
1c. Election of Director: Joseph Lacob Mgmt For For
1d. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1e. Election of Director: George J. Morrow Mgmt For For
1f. Election of Director: Thomas M. Prescott Mgmt For For
1g. Election of Director: Andrea L. Saia Mgmt For For
1h. Election of Director: Greg J. Santora Mgmt For For
1i. Election of Director: Susan E. Siegel Mgmt For For
1j. Election of Director: Warren S. Thaler Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 934766962
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Herbert J. Carlisle Mgmt For For
1.2 Election of Director: Diane C. Creel Mgmt For For
1.3 Election of Director: John R. Pipski Mgmt For For
1.4 Election of Director: James E. Rohr Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent auditors for 2018.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 934769766
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth R. Varet Mgmt For For
1b. Election of Director: Dennis K. Williams Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
AMETEK, Inc. named executive officer
compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 934762065
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Guy E. Dubois Mgmt For For
1b. Election of Director: Alec D. Gallimore Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm.
3. The compensation of our named executive Mgmt For For
officers, to be voted on a non-binding,
advisory basis.
--------------------------------------------------------------------------------------------------------------------------
ARCONIC INC Agenda Number: 934690226
--------------------------------------------------------------------------------------------------------------------------
Security: 03965L100
Meeting Type: Special
Meeting Date: 30-Nov-2017
Ticker: ARNC
ISIN: US03965L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE MERGER OF ARCONIC Mgmt For For
INC. ("ARCONIC") WITH A NEWLY FORMED DIRECT
WHOLLY OWNED SUBSIDIARY OF ARCONIC
INCORPORATED IN DELAWARE ("ARCONIC
DELAWARE") IN ORDER TO EFFECT THE CHANGE OF
ARCONIC'S JURISDICTION OF INCORPORATION
FROM PENNSYLVANIA TO DELAWARE (THE
"REINCORPORATION").
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THAT THE CERTIFICATE OF
INCORPORATION OF ARCONIC DELAWARE FOLLOWING
THE REINCORPORATION (THE "DELAWARE
CERTIFICATE") WILL NOT CONTAIN ANY
SUPERMAJORITY VOTING REQUIREMENTS.
3. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THAT THE BOARD OF DIRECTORS OF
ARCONIC DELAWARE FOLLOWING THE
REINCORPORATION WILL BE ELECTED ON AN
ANNUAL BASIS PURSUANT TO THE DELAWARE
CERTIFICATE.
--------------------------------------------------------------------------------------------------------------------------
ARCONIC INC Agenda Number: 934767421
--------------------------------------------------------------------------------------------------------------------------
Security: 03965L100
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: ARNC
ISIN: US03965L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James F. Albaugh Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: Christopher L. Ayers Mgmt For For
1d. Election of Director: Charles Blankenship Mgmt For For
1e. Election of Director: Arthur D. Collins, Mgmt For For
Jr.
1f. Election of Director: Elmer L. Doty Mgmt For For
1g. Election of Director: Rajiv L. Gupta Mgmt For For
1h. Election of Director: David P. Hess Mgmt For For
1i. Election of Director: Sean O. Mahoney Mgmt For For
1j. Election of Director: David J. Miller Mgmt For For
1k. Election of Director: E. Stanley O'Neal Mgmt For For
1l. Election of Director: John C. Plant Mgmt For For
1m. Election of Director: Ulrich R. Schmidt Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2018.
3. To approve, on an advisory basis, executive Mgmt For For
compensation.
4. To approve the 2013 Arconic Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To vote on a shareholder proposal regarding Shr Against For
shareholding threshold to call special
shareowner meeting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ARKEMA S.A. Agenda Number: 709299615
--------------------------------------------------------------------------------------------------------------------------
Security: F0392W125
Meeting Type: MIX
Meeting Date: 18-May-2018
Ticker:
ISIN: FR0010313833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 900716 DUE TO CHANGE OF VOTING
STATUS FOR RESOLUTION O.9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT 25 APR 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0326/201803261800772.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0425/201804251801330.pd
f. PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 925166,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
O.1 APPROVAL OF CORPORATE FINANCIAL STATEMENTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF THE INCOME FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2017 AND SETTING OF
THE DIVIDEND
O.4 APPROVAL OF THE STATUTORY AUDITORS' REPORT Mgmt For For
ON THE REGULATED AGREEMENTS AND COMMITMENTS
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF OFFICE OF THE FONDS Mgmt For For
STRATEGIQUE DE PARTICIPATIONS AS DIRECTOR
O.6 APPOINTMENT OF MRS. MARIE-ANGE DEBON AS Mgmt For For
DIRECTOR
O.7 APPOINTMENT OF MR. ALEXANDRE DE JUNIAC AS Mgmt For For
DIRECTOR
O.8 APPOINTMENT OF MR. JEAN-MARC BERTRAND AS Mgmt For For
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS; IN ACCORDANCE WITH ARTICLE
10.2 OF THE BY-LAWS OF THE COMPANY, ONLY
ONE POSITION AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IS TO BE FILLED, THE
SOLE CANDIDATE HAVING OBTAINED AT LEAST A
MAJORITY OF VOTES
O.9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
UWE MICHAEL JAKOBS AS DIRECTOR REPRESENTING
THE EMPLOYEE SHAREHOLDERS, IN ACCORDANCE
WITH ARTICLE 10.2 OF THE BY-LAWS OF THE
COMPANY, ONLY ONE POSITION AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IS TO BE
FILLED, THE SOLE CANDIDATE HAVING OBTAINED
AT LEAST A MAJORITY OF VOTES
O.10 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG AUDIT AS PRINCIPLE STATUTORY AUDITOR
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 TO MR. THIERRY LE HENAFF,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.13 SETTING OF THE OVERALL AMOUNT OF ATTENDANCE Mgmt For For
FEES TO BE PAID TO DIRECTORS
O.14 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO
TRADE IN THE SHARES OF THE COMPANY
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF 26
MONTHS, TO ISSUE SHARES OF THE COMPANY
AND/OR TRANSFERRABLE SECURITIES GRANTING
ACCESS, IMMEDIATELY OR IN THE FUTURE, TO
THE COMPANY'S SHARES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO
ISSUE SHARES AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO COMPANY'S SHARES, BY
MEANS OF PUBLIC OFFERING, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT AND PRIORITY PERIOD OF
AT LEAST 3 DAYS
E.17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
ORDER TO INCREASE THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
AND/OR TRANSFERRABLE SECURITIES GRANTING
ACCESS, IMMEDIATELY OR IN THE FUTURE, TO
COMPANY'S SHARES, AS PART OF AN OFFER
REFERRED TO IN ARTICLE L. 411-2 SECTION II
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
THE EVENT OF THE ISSUE OF SHARES OF THE
COMPANY OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO COMPANY'S SHARES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, TO SET THE
ISSUE PRICE ACCORDING TO THE TERMS SET BY
THE GENERAL MEETING WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL PER A 12-MONTH PERIOD
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL,
UP TO A LIMIT OF 10% OF THE SHARE CAPITAL
TO REMUNERATE CONTRIBUTIONS IN KIND
E.20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE AMOUNT OF ISSUES
IN THE EVENT OF AN OVER-SUBSCRIPTION
E.21 OVERALL LIMITATION OF AUTHORIZATIONS FOR Mgmt For For
IMMEDIATE AND/OR FUTURE CAPITAL INCREASE
E.22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR MEMBERS OF A COMPANY
SAVINGS PLAN - CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.23 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARRK CORPORATION Agenda Number: 708974426
--------------------------------------------------------------------------------------------------------------------------
Security: J0198N101
Meeting Type: EGM
Meeting Date: 01-Mar-2018
Ticker:
ISIN: JP3100050008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Shimogori, Takayoshi Mgmt For For
1.2 Appoint a Director Komoriya, Atsushi Mgmt For For
2 Appoint a Corporate Auditor Nawa, Yasushi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ARRK CORPORATION Agenda Number: 709614879
--------------------------------------------------------------------------------------------------------------------------
Security: J0198N101
Meeting Type: AGM
Meeting Date: 28-Jun-2018
Ticker:
ISIN: JP3100050008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Class B Preferred Shares
2.1 Appoint a Director Shimogori, Takayoshi Mgmt For For
2.2 Appoint a Director Tae Ho Kim Mgmt For For
2.3 Appoint a Director Komoriya, Atsushi Mgmt For For
2.4 Appoint a Director Fujita, Takao Mgmt For For
2.5 Appoint a Director Matsumoto, Nobuaki Mgmt For For
2.6 Appoint a Director Takai, Shintaro Mgmt For For
2.7 Appoint a Director Inoue, Junichi Mgmt For For
3 Appoint a Corporate Auditor Nakata, Takao Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 934810183
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Crawford W. Beveridge Mgmt For For
1c. Election of Director: Karen Blasing Mgmt For For
1d. Election of Director: Reid French Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Lorrie M. Norrington Mgmt For For
1g. Election of Director: Betsy Rafael Mgmt For For
1h. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BERTRANDT AG, EHNINGEN Agenda Number: 708881330
--------------------------------------------------------------------------------------------------------------------------
Security: D1014N107
Meeting Type: AGM
Meeting Date: 21-Feb-2018
Ticker:
ISIN: DE0005232805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 31 JAN 18, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 Non-Voting
FEB 18. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2016/17
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2016/17
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2016/17
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2017/18
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 934680768
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 10-Oct-2017
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN E. KAROL Mgmt For For
ROBERT R. MCMASTER Mgmt For For
GREGORY A. PRATT Mgmt For For
TONY R. THENE Mgmt For For
2. APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL ON FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONFORMIS INC Agenda Number: 934746299
--------------------------------------------------------------------------------------------------------------------------
Security: 20717E101
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: CFMS
ISIN: US20717E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth Fallon III Mgmt For For
Bradley Langdale Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as ConforMISs independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SA, VELIZY VILLACOUBLAY Agenda Number: 709134489
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 22-May-2018
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 02 MAY 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 04 MAY 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/PUBLIC
ATIONS/BALO/PDF/2018/0328/201803281800784.PD
F AND
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/PUBLIC
ATIONS/BALO/PDF/2018/0502/201805021801407.PD
F. PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK, MEETING TYPE AND
RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF INCOME Mgmt For For
O.4 OPTION FOR THE PAYMENT OF THE DIVIDEND IN Mgmt For For
SHARES
O.5 REGULATED AGREEMENTS Mgmt For For
O.6 REGULATED AGREEMENT CONCLUDED BETWEEN THE Mgmt For For
COMPANY AND MR. BERNARD CHARLES
O.7 PRINCIPLES AND CRITERIA FOR DETERMINING, Mgmt For For
DISTRIBUTING AND ALLOCATING THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS MAKING
UP THE TOTAL COMPENSATION AND BENEFITS OF
ANY KIND, ATTRIBUTABLE TO THE CHAIRMAN OF
THE BOARD OF DIRECTORS
O.8 PRINCIPLES AND CRITERIA FOR DETERMINING, Mgmt For For
DISTRIBUTING AND ALLOCATING THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS MAKING
UP THE TOTAL COMPENSATION AND BENEFITS OF
ANY KIND, ATTRIBUTABLE TO THE VICE-CHAIRMAN
OF THE BOARD OF DIRECTORS AND CHIEF
EXECUTIVE OFFICER
O.9 COMPENSATION ELEMENTS DUE OR AWARDED FOR Mgmt For For
THE FINANCIAL YEAR 2017 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD OF
DIRECTORS
O.10 COMPENSATION ELEMENTS DUE OR AWARDED FOR Mgmt For For
THE FINANCIAL YEAR 2017 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
O.11 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
CHARLES EDELSTENNE
O.12 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BERNARD CHARLES
O.13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
THIBAULT DE TERSANT
O.14 APPOINTMENT OF MR. XAVIER CAUCHOIS AS A NEW Mgmt For For
DIRECTOR
O.15 AUTHORIZATION TO ACQUIRE SHARES OF THE Mgmt For For
COMPANY
E.16 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PREVIOUSLY BOUGHT BACK AS
PART OF THE SHARE BUYBACK PROGRAM
E.17 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOT SHARES OF THE COMPANY
FOR THE BENEFIT OF CORPORATE OFFICERS AND
EMPLOYEES OF THE COMPANY AND RELATED
COMPANIES, ENTAILING THE WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL FOR
THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS
PLAN, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.19 AMENDMENT TO THE BYLAWS Mgmt For For
O.E20 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 934741655
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lamberto Andreotti Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Edward D. Breen Mgmt For For
1d. Election of Director: Robert A. Brown Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Jeff M. Fettig Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Lois D. Juliber Mgmt For For
1i. Election of Director: Andrew N. Liveris Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Paul Polman Mgmt For For
1l. Election of Director: Dennis H. Reilley Mgmt For For
1m. Election of Director: James M. Ringler Mgmt For For
1n. Election of Director: Ruth G. Shaw Mgmt For For
1o. Election of Director: Lee M. Thomas Mgmt For For
1p. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
5. Elimination of Supermajority Voting Shr Against For
Thresholds
6. Preparation of an Executive Compensation Shr Against For
Report
7. Preparation of a Report on Sustainability Shr Against For
Metrics in Performance-based Pay
8. Preparation of a Report on Investment in Shr Against For
India
9. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 934758369
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO Mgmt For For
1b. ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1c. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
1d. ELECTION OF DIRECTOR: MARK J. COSTA Mgmt For For
1e. ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1f. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1g. ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1h. ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1i. ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1j. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1k. ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
4. Advisory Vote on Stockholder Proposal Shr For Against
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda Number: 934780619
--------------------------------------------------------------------------------------------------------------------------
Security: 277461406
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: KODK
ISIN: US2774614067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard Todd Bradley Mgmt For For
1.2 Election of Director: Mark S. Burgess Mgmt For For
1.3 Election of Director: Jeffrey J. Clarke Mgmt For For
1.4 Election of Director: James V. Continenza Mgmt For For
1.5 Election of Director: Matthew A. Doheny Mgmt For For
1.6 Election of Director: Jeffrey D. Engelberg Mgmt For For
1.7 Election of Director: George Karfunkel Mgmt For For
1.8 Election of Director: Jason New Mgmt For For
1.9 Election of Director: William G. Parrett Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Vote to approve the First Amendment to the Mgmt For For
2013 Omnibus Incentive Plan.
4. Ratification of the Audit and Finance Mgmt For For
Committee's selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG, ESSEN Agenda Number: 709227246
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 23-May-2018
Ticker:
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.05.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2017
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2017
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2018
6.1 ELECT BERND TOENJES TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT BARBARA ALBERT TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT ALDO BELLONI TO THE SUPERVISORY BOARD Mgmt For For
6.4 ELECT BARBARA GRUNEWALD TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT SIEGFRIED LUTHER TO THE SUPERVISORY Mgmt For For
BOARD
6.6 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For
BOARD
6.7 ELECT PETER SPUHLER TO THE SUPERVISORY Mgmt For For
BOARD
6.8 ELECT ANGELA TITZRATH TO THE SUPERVISORY Mgmt For For
BOARD
6.9 ELECT VOLKER TRAUTZ TO THE SUPERVISORY Mgmt For For
BOARD
6.10 ELECT ULRICH WEBER TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 116.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.25 BILLION APPROVE CREATION
OF EUR 37.3 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 934756872
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Brubaker Mgmt For For
Jeffrey A. Graves, PhD Mgmt For For
Simon Raab, PhD Mgmt For For
2. The ratification of Grant Thornton LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2018
3. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers
4. The approval of amendments to the Company's Mgmt For For
2014 Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
FENNER PLC Agenda Number: 708832426
--------------------------------------------------------------------------------------------------------------------------
Security: G33656102
Meeting Type: AGM
Meeting Date: 11-Jan-2018
Ticker:
ISIN: GB0003345054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORTS OF THE DIRECTORS AND Mgmt For For
AUDITORS AND THE FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED 31 AUGUST 2017
2 TO APPROVE THE BOARD REMUNERATION POLICY Mgmt For For
3 TO APPROVE THE BOARD ANNUAL REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
AUGUST 2017
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT VANDA MURRAY Mgmt For For
6 TO RE-ELECT MARK ABRAHAMS Mgmt For For
7 TO RE-ELECT JOHN PRATT Mgmt For For
8 TO RE-ELECT GERAINT ANDERSON Mgmt For For
9 TO RE-ELECT CHRIS SURCH Mgmt For For
10 TO RE-ELECT MICHAEL DUCEY Mgmt For For
11 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY
12 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS' REMUNERATION
13 AUTHORITY TO ALLOT SHARES IN THE COMPANY Mgmt For For
14 AUTHORITY TO ALLOT SHARES FOR CASH AND Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
15 AUTHORITY TO BUY OWN ORDINARY SHARES Mgmt For For
16 TO ALLOW THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
FENNER PLC Agenda Number: 709266604
--------------------------------------------------------------------------------------------------------------------------
Security: G33656102
Meeting Type: CRT
Meeting Date: 16-May-2018
Ticker:
ISIN: GB0003345054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COURT HAS GRANTED PERMISSION FOR A Mgmt For For
MEETING OF THE SCHEME SHAREHOLDERS (AS
DEFINED IN THE SCHEME DOCUMENT OF THE
COMPANY DATED 12 APRIL 2018 (THE SCHEME
DOCUMENT)) TO BE CONVENED FOR THE PURPOSE
OF CONSIDERING AND, IF THOUGHT FIT,
APPROVING (WITH OR WITHOUT MODIFICATION) A
SCHEME OF ARRANGEMENT PURSUANT TO PART 26
OF THE COMPANIES ACT 2006 (THE SCHEME)
BETWEEN THE COMPANY AND THE SCHEME
SHAREHOLDERS (AS DEFINED IN THE SCHEME
DOCUMENT)
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
--------------------------------------------------------------------------------------------------------------------------
FENNER PLC Agenda Number: 709266616
--------------------------------------------------------------------------------------------------------------------------
Security: G33656102
Meeting Type: OGM
Meeting Date: 16-May-2018
Ticker:
ISIN: GB0003345054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN Mgmt For For
THE NOTICE OF GENERAL MEETING, INCLUDING
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934737707
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election of Director: Sebastien M. Bazin Mgmt For For
A2 Election of Director: W. Geoffrey Beattie Mgmt For For
A3 Election of Director: John J. Brennan Mgmt For For
A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For
A5 Election of Director: Francisco D'Souza Mgmt For For
A6 Election of Director: John L. Flannery Mgmt For For
A7 Election of Director: Edward P. Garden Mgmt For For
A8 Election of Director: Thomas W. Horton Mgmt For For
A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For
A10 Election of Director: James J. Mulva Mgmt For For
A11 Election of Director: Leslie F. Seidman Mgmt For For
A12 Election of Director: James S. Tisch Mgmt For For
B1 Advisory Approval of Our Named Executives' Mgmt For For
Compensation
B2 Approval of the GE International Employee Mgmt For For
Stock Purchase Plan
B3 Ratification of KPMG as Independent Auditor Mgmt For For
for 2018
C1 Require the Chairman of the Board to be Shr Against For
Independent
C2 Adopt Cumulative Voting for Director Shr Against For
Elections
C3 Deduct Impact of Stock Buybacks from Shr Against For
Executive Pay
C4 Issue Report on Political Lobbying and Shr Against For
Contributions
C5 Issue Report on Stock Buybacks Shr Against For
C6 Permit Shareholder Action by Written Shr Against For
Consent
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB Agenda Number: 709126925
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: AGM
Meeting Date: 04-May-2018
Ticker:
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE AHEAD OF THE ANNUAL
GENERAL MEETING 2018, CONSISTING OF MIKAEL
EKDAHL (MELKER SCHORLING AB), JAN ANDERSSON
(SWEDBANK ROBUR FONDER) ANDERS OSCARSSON
(AMF AND AMF FONDER) AND OSSIAN EKDAHL
(FORSTA AP-FONDEN) HAS PROPOSED THAT GUN
NILSSON SHALL BE ELECTED CHAIRMAN OF THE
ANNUAL GENERAL MEETING 2018
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES
6 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
7 THE MANAGING DIRECTOR'S REPORT Non-Voting
8.A PRESENTATION OF: THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE GROUP
AUDITOR'S REPORT FOR THE FINANCIAL YEAR
2017
8.B PRESENTATION OF: STATEMENT BY THE AUDITOR Non-Voting
REGARDING WHETHER THE GUIDELINES FOR
REMUNERATION TO SENIOR EXECUTIVES, WHICH
HAVE BEEN IN EFFECT SINCE THE LAST ANNUAL
GENERAL MEETING, HAVE BEEN OBSERVED
8.C PRESENTATION OF: THE PROPOSAL OF THE BOARD Non-Voting
OF DIRECTORS FOR DIVIDEND AND STATEMENT
THEREON
9.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AND THE CONSOLIDATED STATEMENT OF INCOME
AND THE CONSOLIDATED BALANCE SHEET, AS PER
31 DECEMBER 2017
9.B RESOLUTION REGARDING: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET AND RESOLUTION REGARDING
RECORD DAY: EUR 0.53 PER SHARE
9.C RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR
10 ESTABLISHMENT OF THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE EIGHT,
WITHOUT ANY DEPUTY MEMBERS
11 ESTABLISHMENT OF FEES TO THE BOARD MEMBERS Mgmt For For
AND AUDITORS
12 ELECTION OF BOARD MEMBERS AND AUDITORS: Mgmt For For
RE-ELECTION OF THE BOARD MEMBERS OLA
ROLLEN, GUN NILSSON, ULRIKA FRANCKE, JOHN
BRANDON, HENRIK HENRIKSSON, HANS VESTBERG,
SOFIA SCHORLING HOGBERG AND MARTA SCHORLING
ANDREEN AS ORDINARY MEMBERS OF THE BOARD.
RE-ELECTION OF GUN NILSSON AS CHAIRMAN OF
THE BOARD AND HANS VESTBERG AS VICE
CHAIRMAN OF THE BOARD. RE-ELECTION OF THE
ACCOUNTING COMPANY ERNST & YOUNG AB AS
AUDITORS OF THE COMPANY, FOR A ONE YEAR
PERIOD OF MANDATE, CONSEQUENTLY UP TO AND
INCLUDING THE AGM 2019, IN ACCORDANCE WITH
THE AUDIT COMMITTEE'S RECOMMENDATION, AND
IT IS NOTED THAT THE ACCOUNTING COMPANY HAS
STATED THAT AUTHORISED PUBLIC ACCOUNTANT
RICKARD ANDERSSON WILL BE APPOINTED AUDITOR
IN CHARGE. THE AUDITOR SHALL BE REMUNERATED
ACCORDING TO AGREEMENT
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE: RE-ELECTION OF MIKAEL EKDAHL
(MELKER SCHORLING AB), JAN ANDERSSON
(SWEDBANK ROBUR FONDER), ANDERS OSCARSSON
(AMF AND AMF FONDER) AND OSSIAN EKDAHL
(FORSTA AP-FONDEN)
14 GUIDELINES FOR REMUNERATION TO SENIOR Mgmt For For
EXECUTIVES
15 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934743130
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt For For
1B. Election of Director: Joel S. Beckman Mgmt For For
1C. Election of Director: Lynn Brubaker Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Cynthia M. Egnotovich Mgmt For For
1F. Election of Director: W. Kim Foster Mgmt For For
1G. Election of Director: Thomas A. Gendron Mgmt For For
1H. Election of Director: Jeffrey A. Graves Mgmt For For
1I. Election of Director: Guy C. Hachey Mgmt For For
1J. Election of Director: David L. Pugh Mgmt For For
1K. Election of Director: Catherine A. Suever Mgmt For For
2. Advisory vote to approve 2017 executive Mgmt For For
compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 934737909
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aida M. Alvarez Mgmt For For
1B. Election of Director: Shumeet Banerji Mgmt For For
1C. Election of Director: Robert R. Bennett Mgmt For For
1D. Election of Director: Charles V. Bergh Mgmt For For
1E. Election of Director: Stacy Brown-Philpot Mgmt For For
1F. Election of Director: Stephanie A. Burns Mgmt For For
1G. Election of Director: Mary Anne Citrino Mgmt For For
1H. Election of Director: Stacey Mobley Mgmt For For
1I. Election of Director: Subra Suresh Mgmt For For
1J. Election of Director: Dion J. Weisler Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2018
3. To approve, on an advisory basis, the Mgmt For For
company's executive compensation
4. Stockholder proposal requesting Shr For Against
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
K2M GROUP HOLDINGS, INC. Agenda Number: 934796751
--------------------------------------------------------------------------------------------------------------------------
Security: 48273J107
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: KTWO
ISIN: US48273J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric D. Major Mgmt For For
Paul B. Queally Mgmt For For
Raymond A. Ranelli Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal 2018.
3. To recommend, by non-binding advisory vote, Mgmt 1 Year For
whether a shareholder advisory vote to
approve the compensation of our named
executive officers should occur every one,
two or three years.
4. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM N.V. Agenda Number: 709138817
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 09-May-2018
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPEN MEETING Non-Voting
2 RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
3 DISCUSSION ON COMPANY'S CORPORATE Non-Voting
GOVERNANCE STRUCTURE
4 DISCUSS REMUNERATION REPORT Non-Voting
5 ADOPT FINANCIAL STATEMENTS Mgmt For For
6.A RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
6.B APPROVE DIVIDENDS OF EUR 1.85 PER SHARE Mgmt For For
7.A APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
7.B APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
8 REELECT GERALDINE MATCHETT TO MANAGEMENT Mgmt For For
BOARD
9 REELECT ROB ROUTS TO SUPERVISORY BOARD Mgmt For For
10 RATIFY KPMG AS AUDITORS Mgmt For For
11.A GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL PLUS
ADDITIONAL 10 PERCENT IN CASE OF MERGER OR
ACQUISITION
11.B AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 11.A
12 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
13 AUTHORIZE CANCELLATION OF REPURCHASED Mgmt For For
SHARES OF UP TO 10 PERCENT OF ISSUED SHARE
CAPITAL
14 AMEND ARTICLES OF ASSOCIATION Mgmt For For
15 OTHER BUSINESS Non-Voting
16 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 934831846
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Proposed resolution: approval of the Mgmt For For
statutory annual accounts relating to the
financial year ended on 31 December 2017.
4. Proposed resolution: approval to carry Mgmt For For
forward the loss of the financial year
(Euro-12,302,333), together with the
carried forward profit of the previous
financial year (Euro 9,117,961), being in
the aggregate Euro-3,184,372, in its
entirety.
5. Proposed resolution: granting discharge to Mgmt For For
the directors for the performance of their
mandate during the financial year ended on
31 December 2017.
6. Proposed resolution: granting discharge to Mgmt For For
the auditors for the performance of their
mandate during the financial year ended on
31 December 2017.
7a. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7b. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
7c. Proposed resolution: renewing the Mgmt For For
appointment as director of A TRE C cvoa,
represented by Mr Johan De Lille, for a
period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
7d. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7e. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Pol
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7f. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jurgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7g. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jos Van der
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7h. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2018.
7i. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2018.
8. Proposed resolution: granting powers to Mgmt For For
Carla Van Steenbergen and Ben Schepers,
each with power to act alone and with power
of substitution and without prejudice to
other delegations of power to the extent
applicable, for any filings and publication
formalities in relation to the above
resolutions.
9. Proposed resolution: approval of the change Mgmt Against Against
of control clauses in the Finance Contract
dated December 20, 2017, between
Materialise N.V. and European Investment
Bank (the "Finance Contract"), including,
but not limited to the change of control
clause set out in Article 4.03A(3) of the
Finance Contract.
--------------------------------------------------------------------------------------------------------------------------
MENSCH UND MASCHINE SOFTWARE SE, WESSLING Agenda Number: 709095687
--------------------------------------------------------------------------------------------------------------------------
Security: D5345W108
Meeting Type: AGM
Meeting Date: 09-May-2018
Ticker:
ISIN: DE0006580806
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 18 APRIL 2018, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
24.04.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.50 PER SHARE
3 APPROVE DISCHARGE OF BOARD OF DIRECTORS FOR Mgmt For For
FISCAL 2017
4 RATIFY RSM GMBH AS AUDITORS FOR FISCAL 2018 Mgmt For For
5 APPROVE CREATION OF EUR 8.3 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
6 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 200 MILLION APPROVE CREATION
OF EUR 8.3 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
MGI DIGITAL TECHNOLOGY SA Agenda Number: 709421717
--------------------------------------------------------------------------------------------------------------------------
Security: F4090S113
Meeting Type: MIX
Meeting Date: 07-Jun-2018
Ticker:
ISIN: FR0010353888
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0502/201805021801488.pd
f
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF INCOME Mgmt For For
O.4 APPROVAL OF THE AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL
CODE
O.5 DISCHARGE GRANTED TO DIRECTORS Mgmt For For
O.6 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
CHARLES LISSENBURG AS DIRECTOR, AS A
REPLACEMENT FOR MR. OLAF LORENZ WHO
RESIGNED
O.7 REPURCHASE OF SHARES Mgmt For For
E.8 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF PREMIUMS,
RESERVES, PROFITS OR OTHER SUMS WHOSE
CAPITALIZATION WOULD BE ALLOWED
E.9 AUTHORIZATION TO REDUCE THE SHARE CAPITAL Mgmt For For
BY CANCELLING ALL OR PART OF ITS OWN SHARES
E.10 OVERALL CEILING OF AUTHORIZATIONS TO ISSUE Mgmt For For
SHARES AND TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
E.11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON A CAPITAL
INCREASE FOR THE BENEFIT OF EMPLOYEES WHO
ARE MEMBERS OF A PLAN IN ACCORDANCE WITH
THE FRENCH LABOUR CODE AND ARTICLE L.
225-129-6 OF THE FRENCH COMMERCIAL CODE
E.12 POWERS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 934658216
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 24-Aug-2017
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BALTERA, JR. Mgmt For For
JAMES GLOVER Mgmt For For
RICHARD MAROUN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN P.C. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2018.
3. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
POLYONE CORPORATION Agenda Number: 934762089
--------------------------------------------------------------------------------------------------------------------------
Security: 73179P106
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: POL
ISIN: US73179P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Abernathy Mgmt For For
Richard H. Fearon Mgmt For For
Gregory J. Goff Mgmt For For
William R. Jellison Mgmt For For
Sandra B. Lin Mgmt For For
Kim Ann Mink Mgmt For For
Robert M. Patterson Mgmt For For
William H. Powell Mgmt For For
Kerry J. Preete Mgmt For For
William A. Wulfsohn Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 934669574
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Special
Meeting Date: 27-Sep-2017
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. BUSINESS COMBINATION PROPOSAL. A PROPOSAL Mgmt For For
TO ADOPT THE BUSINESS COMBINATION
AGREEMENT, DATED AS OF JUNE 1, 2017, AS
AMENDED, BY AND AMONG PRAXAIR, INC., LINDE
AKTIENGESELLSCHAFT, LINDE PLC (F/K/A
ZAMALIGHT PLC), ZAMALIGHT HOLDCO LLC AND
ZAMALIGHT SUBCO, INC., AS THE SAME MAY BE
AMENDED FROM TIME TO TIME, AND TO APPROVE
THE TRANSACTIONS CONTEMPLATED THEREBY.
2. DISTRIBUTABLE RESERVES CREATION PROPOSAL. A Mgmt For For
NON-BINDING ADVISORY PROPOSAL TO APPROVE
THE REDUCTION OF THE SHARE PREMIUM ACCOUNT
OF LINDE PLC TO ALLOW FOR THE CREATION OF
DISTRIBUTABLE RESERVES OF LINDE PLC.
3. COMPENSATION PROPOSAL. A NON-BINDING, Mgmt For For
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
PRAXAIR, INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE BUSINESS COMBINATION.
4. SHAREHOLDER ADJOURNMENT PROPOSAL. A Mgmt For For
PROPOSAL TO ADJOURN THE PRAXAIR SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, TO
(1) SOLICIT ADDITIONAL PROXIES IN THE
EVENT, BASED ON THE TABULATED VOTES, THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OF SHAREHOLDERS TO APPROVE
THE ABOVE-MENTIONED PROPOSALS AND/OR (2)
HOLD THE SPECIAL MEETING ON A DATE THAT IS
NO LATER THAN THE DAY PRIOR TO THE DATE OF
THE EXPIRATION OF THE ACCEPTANCE PERIOD AS
DEFINED IN THE PROXY STATEMENT, IN THE
EVENT THAT SUCH DATE OF EXPIRATION IS
EXTENDED.
--------------------------------------------------------------------------------------------------------------------------
PRODWAYS GROUP SA Agenda Number: 709430564
--------------------------------------------------------------------------------------------------------------------------
Security: F7329W102
Meeting Type: MIX
Meeting Date: 13-Jun-2018
Ticker:
ISIN: FR0012613610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 25 MAY 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0502/201805021801545.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0525/201805251802337.pd
f. PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF THE URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF THE INCOME FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2017
O.4 STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
REGULATED AGREEMENTS AND COMMITMENTS AND
APPROVAL OF THESE AGREEMENTS
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
RAPHAEL GORGE AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
OLIVIER STREBELLE AS DIRECTOR
O.7 ALLOCATION OF ATTENDANCE FEES - SETTING OF Mgmt For For
THE AMOUNT OF ATTENDANCE FEES
O.8 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2017 TO MR. RAPHAEL GORGE,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS
O.10 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO HAVE THE COMPANY REPURCHASE
ITS OWN SHARES PURSUANT TO THE PROVISIONS
OF ARTICLE L. 225-209 OF THE FRENCH
COMMERCIAL CODE
E.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL THE SHARES REPURCHASED
BY THE COMPANY PURSUANT TO THE PROVISIONS
OF ARTICLE L. 225-209 OF THE FRENCH
COMMERCIAL CODE
E.12 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS AND/OR PREMIUMS
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES (OF THE COMPANY OR OF A
GROUP COMPANY), AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED (BY THE COMPANY OR A GROUP
COMPANY), WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES (OF THE COMPANY OR OF A
GROUP COMPANY), AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED (BY THE COMPANY OR A GROUP
COMPANY), WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC
OFFERING
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES (OF THE COMPANY OR OF A
GROUP COMPANY), AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED (BY THE COMPANY OR A GROUP
COMPANY), WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT BY AN OFFER
REFERRED TO IN SECTION II OF ARTICLE L.
411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE
E.16 SETTING OF THE TERMS FOR FIXING THE Mgmt For For
SUBSCRIPTION PRICE IN THE EVENT OF
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHIN THE ANNUAL LIMIT
OF 10% OF THE CAPITAL
E.17 AUTHORIZATION TO INCREASE THE AMOUNT OF Mgmt For For
ISSUES IN THE EVENT OF AN OVERSUBSCRIPTION
E.18 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
UP TO A LIMIT OF 10% OF THE CAPITAL TO
REMUNERATE CONTRIBUTIONS IN KIND OF
SECURITIES OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING IMMEDIATELY OR IN THE
FUTURE COMMON SHARES, EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND/OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF THE SHAREHOLDERS FOR
THE BENEFIT OF A CATEGORY OF PERSONS
ENSURING THE UNDERWRITING OF EQUITY
SECURITIES OF THE COMPANY THAT MAY ARISE AS
PART OF A LINE OF EQUITY FINANCING
E.20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT SHARE SUBSCRIPTION
AND/OR PURCHASE OPTIONS TO EMPLOYEES AND/OR
CERTAIN CORPORATE OFFICERS OF THE COMPANY
OR ASSOCIATED COMPANIES
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT FREE SHARES TO EMPLOYEES
AND/OR CERTAIN CORPORATE OFFICERS
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF MEMBERS OF A COMPANY SAVINGS
PLAN PURSUANT TO ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
E.23 STATUTORY AMENDMENT ALLOWING, WHERE Mgmt For For
APPLICABLE, THE APPOINTMENT OF AN EMPLOYEE
DIRECTOR OF THE BOARD OF DIRECTORS OF THE
COMPANY
E.24 STATUTORY AMENDMENT REMOVING THE OBLIGATION Mgmt For For
TO APPOINT A DEPUTY STATUTORY AUDITOR IN
CERTAIN CASES
O.25 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 934764297
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victoria M. Holt Mgmt For For
Archie C. Black Mgmt For For
Rainer Gawlick Mgmt For For
John B. Goodman Mgmt For For
Donald G. Krantz Mgmt For For
Sven A. Wehrwein Mgmt For For
Sujeet Chand Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 934721867
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
Donald Grierson Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Robert Schechter Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
RENISHAW PLC Agenda Number: 708483968
--------------------------------------------------------------------------------------------------------------------------
Security: G75006117
Meeting Type: AGM
Meeting Date: 20-Oct-2017
Ticker:
ISIN: GB0007323586
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE REPORTS OF THE Mgmt For For
DIRECTORS AND AUDITORS AND THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED 30TH JUNE
2017
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY SET OUT IN THE DIRECTORS
REMUNERATION REPORT FOR THE YEAR ENDED 30TH
JUNE 2017
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT EXCLUDING THE REMUNERATION POLICY
FOR THE YEAR ENDED 30TH JUNE 2017
4 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 30 JUNE 2017
5 TO RE-ELECT SIR DAVID MCMURTRY AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT JOHN DEER AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT ALLEN ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT GEOFF MCFARLAND AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT WILL LEE AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT SIR DAVID GRANT AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT CAROL CHESNEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT JOHN JEANS AS A DIRECTOR OF THE Mgmt For For
COMPANY
13 TO RE-ELECT KATH DURRANT AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITOR
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITOR
16 TO GRANT TO THE COMPANY AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES UNDER SECTION 701
OF THE COMPANIES ACT 2006
--------------------------------------------------------------------------------------------------------------------------
SANDVIK AB Agenda Number: 709138805
--------------------------------------------------------------------------------------------------------------------------
Security: W74857165
Meeting Type: AGM
Meeting Date: 27-Apr-2018
Ticker:
ISIN: SE0000667891
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING : Non-Voting
ATTORNEY SVEN UNGER
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
5 APPROVAL OF THE AGENDA Non-Voting
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND
AUDITOR'S REPORT FOR THE GROUP
8 SPEECH BY THE PRESIDENT AND CEO Non-Voting
9 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
PROFIT AND LOSS ACCOUNT, BALANCE SHEET,
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET
10 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE
11 RESOLUTION IN RESPECT OF ALLOCATION OF THE Mgmt For For
COMPANY'S RESULT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON
RECORD DAY : SEK 3.50 PER SHARE
12 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS
: EIGHT BOARD MEMBERS WITH NO DEPUTIES AND
A REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITOR
13 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITOR
14.1 RE-ELECTION OF BOARD MEMBER: JENNIFER Mgmt For For
ALLERTON
14.2 RE-ELECTION OF BOARD MEMBER: CLAES BOUSTEDT Mgmt For For
14.3 RE-ELECTION OF BOARD MEMBER: MARIKA Mgmt For For
FREDRIKSSON
14.4 RE-ELECTION OF BOARD MEMBER: JOHAN Mgmt For For
KARLSTROM
14.5 RE-ELECTION OF BOARD MEMBER: JOHAN MOLIN Mgmt For For
14.6 RE-ELECTION OF BOARD MEMBER: BJORN Mgmt For For
ROSENGREN
14.7 RE-ELECTION OF BOARD MEMBER: HELENA Mgmt For For
STJERNHOLM
14.8 RE-ELECTION OF BOARD MEMBER: LARS Mgmt For For
WESTERBERG
15 ELECTION OF CHAIRMAN OF THE BOARD : JOHAN Mgmt For For
MOLIN
16 ELECTION OF AUDITOR : Mgmt For For
PRICEWATERHOUSECOOPERS AB
17 RESOLUTION ON GUIDELINES FOR THE Mgmt For For
REMUNERATION OF SENIOR EXECUTIVES
18 RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt For For
(LTI 2018)
CMMT PLEASE NOTE THAT THE BOARD DOES NOT MAKE Non-Voting
ANY RECOMMENDATION ON RES. 19. THANK YOU
19 SHAREHOLDER PROPOSAL: SHAREHOLDER MIKAEL Mgmt For For
HAMMARLUND HAS PROPOSED THAT SANDVIK'S HEAD
OFFICE BE RELOCATED TO SANDVIKEN
20 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 708824392
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 31-Jan-2018
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
16.01.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2016/2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2016/2017
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2016/2017
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2017/2018
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT BENOIT POTIER TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT NORBERT REITHOFER TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT NEMAT TALAAT TO THE SUPERVISORY BOARD Mgmt For For
6.6 ELECT NATHALIE VON SIEMENS TO THE Mgmt For For
SUPERVISORY BOARD
6.7 ELECT MATTHIAS ZACHERT TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND CORPORATE PURPOSE Mgmt For For
8 TO RESOLVE ON AMENDING SECTION 19 OF THE Mgmt For For
ARTICLES OF ASSOCIATION RELATING TO THE
ARRANGEMENTS ON ADMISSION TO AND VOTING AT
THE SHAREHOLDERS' MEETING
9 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY FLENDER GMBH
10.1 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY KYROS 53 GMBH
10.2 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY KYROS 54 GMBH
--------------------------------------------------------------------------------------------------------------------------
SLM SOLUTIONS GROUP AG, LUEBECK Agenda Number: 709508660
--------------------------------------------------------------------------------------------------------------------------
Security: D6T690109
Meeting Type: AGM
Meeting Date: 22-Jun-2018
Ticker:
ISIN: DE000A111338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 01.06.2018, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.06.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2017 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE AND THE CORPORATE GOVERNANCE AND
REMUNERATION REPORT
2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
4 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2018 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS GMBH, HANOVER
5 RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL, AND THE CORRESPONDING
AMENDMENT TO THE ARTICLES OF ASSOCIATION
THE EXISTING AUTHORIZED CAPITAL 2014 SHALL
BE REVOKED. THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO INCREASE THE SHARE
CAPITAL BY UP TO EUR 8,990,433THROUGH THE
ISSUE OF NEW BEARER NO-PAR SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND, ON OR
BEFORE JUNE 21, 2023 (AUTHORIZED CAPITAL
2018). SHAREHOLDERS SHALL BE GRANTED
SUBSCRIPTION RIGHTS EXCEPT FOR IN THE
FOLLOWING CASES: - RESIDUAL AMOUNTS - FOR
THE GRANTING OF SUCH RIGHTS TO HOLDERS OF
OPTION OR CONVERSION RIGHTS, - FOR A
CAPITAL INCREASE OF UP TO 10 PERCENT OF THE
SHARE CAPITAL AGAINST CONTRIBUTIONS IN CASH
IF THE SHARES ARE ISSUED AT A PRICE NOT
MATERIALLY BELOW THEIR MARKET PRICE
6 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE BONDS OR STOCK OPTIONS, THE
CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE COMPANY SHALL BE AUTHORIZED
TO ISSUE BONDS OR STOCK OPTIONS CONFERRING
A CONVERSION OR OPTION RIGHT FOR UP TO
7,610,673 NEW BEARER NO-PAR SHARES OF THE
COMPANY, ON OR BEFORE JUNE 21, 2023.
SHAREHOLDERS' STATUTORY SUBSCRIPTION RIGHTS
MAY BE EXCLUDED. THE COMPANY'S SHARE
CAPITAL SHALL BE INCREASED ACCORDINGLY BY
UP TO EUR 8,990,433 THROUGH THE ISSUE OF
8,990,433 BEARER NO-PAR SHARES, INSOFAR AS
CONVERSION OR OPTION RIGHTS ARE EXERCISED
(CONTINGENT CAPITAL 2014/2018)
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 934654294
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 18-Jul-2017
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELCHANAN JAGLOM Mgmt For For
1B. ELECTION OF DIRECTOR: S. SCOTT CRUMP Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. FIERKO Mgmt For For
1D. ELECTION OF DIRECTOR: VICTOR LEVENTHAL Mgmt For For
1E. ELECTION OF DIRECTOR: ILAN LEVIN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN J. MCELENEY Mgmt For For
1G. ELECTION OF DIRECTOR: DOV OFER Mgmt For For
1H. ELECTION OF DIRECTOR: ZIVA PATIR Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID REIS Mgmt For For
1J. ELECTION OF DIRECTOR: YAIR SEROUSSI Mgmt For For
2A. APPROVAL OF ANNUAL COMPENSATION PACKAGES Mgmt For For
FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT
TO THEIR ELECTION): DOV OFER
2B. APPROVAL OF ANNUAL COMPENSATION PACKAGES Mgmt For For
FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT
TO THEIR ELECTION): YAIR SEROUSSI
3. APPROVAL OF ONGOING COMPENSATION PACKAGE Mgmt For For
AND 2016 BONUS FOR ILAN LEVIN, THE
COMPANY'S CEO
3A. THE UNDERSIGNED CONFIRMS IT DOES NOT HAVE A Mgmt For
CONFLICT OF INTEREST (REFERRED TO AS A
"PERSONAL INTEREST" UNDER THE COMPANIES
LAW, AS DESCRIBED IN THE PROXY STATEMENT)
IN THE APPROVAL OF PROPOSAL 3 CONFIRM YOU
DO NOT HAVE PERSONAL INTEREST IN PROP 3
MARK FOR= YES IF YOU DO NOT MARK FOR=YES,
YOUR VOTE FOR PROP 3 WILL NOT BE VALID
4. APPROVAL OF ONGOING CASH COMPENSATION FOR Mgmt For For
DAVID REIS, EXECUTIVE DIRECTOR AND VICE
CHAIRMAN OF THE BOARD
5. APPROVAL OF OPTION GRANT FOR S. SCOTT Mgmt For For
CRUMP, CHIEF INNOVATION OFFICER AND
DIRECTOR
6. APPROVAL OF RENEWAL OF COVERAGE UNDER THE Mgmt For For
COMPANY'S DIRECTOR & OFFICER LIABILITY
INSURANCE POLICY
7. REAPPOINTMENT OF KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934742001
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary K. Brainerd Mgmt For For
1b. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1c. Election of Director: Roch Doliveux, DVM Mgmt For For
1d. Election of Director: Louise L. Francesconi Mgmt For For
1e. Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1f. Election of Director: Kevin A. Lobo Mgmt For For
(Chairman of the Board)
1g. Election of Director: Sherilyn S. McCoy Mgmt For For
1h. Election of Director: Andrew K. Silvernail Mgmt For For
1i. Election of Director: Ronda E. Stryker Mgmt For For
1j. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 934764576
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: John Irvin Mgmt For For
1C. Election of Director: Gregory F. Pashke Mgmt For For
1D. Election of Director: Lloyd A. Semple Mgmt For For
1E. Election of Director: William F. Strome Mgmt For For
1F. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 709550227
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 26-Jun-2018
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nikkaku, Akihiro Mgmt For For
2.2 Appoint a Director Abe, Koichi Mgmt For For
2.3 Appoint a Director Murayama, Ryo Mgmt For For
2.4 Appoint a Director Deguchi, Yukichi Mgmt For For
2.5 Appoint a Director Oya, Mitsuo Mgmt For For
2.6 Appoint a Director Otani, Hiroshi Mgmt For For
2.7 Appoint a Director Fukasawa, Toru Mgmt For For
2.8 Appoint a Director Suga, Yasuo Mgmt For For
2.9 Appoint a Director Kobayashi, Hirofumi Mgmt For For
2.10 Appoint a Director Tsunekawa, Tetsuya Mgmt For For
2.11 Appoint a Director Morimoto, Kazuo Mgmt For For
2.12 Appoint a Director Inoue, Osamu Mgmt For For
2.13 Appoint a Director Fujimoto, Takashi Mgmt For For
2.14 Appoint a Director Taniguchi, Shigeki Mgmt For For
2.15 Appoint a Director Hirabayashi, Hideki Mgmt For For
2.16 Appoint a Director Adachi, Kazuyuki Mgmt For For
2.17 Appoint a Director Enomoto, Hiroshi Mgmt For For
2.18 Appoint a Director Ito, Kunio Mgmt For For
2.19 Appoint a Director Noyori, Ryoji Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kobayashi, Koichi
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 934746934
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: TRMB
ISIN: US8962391004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Merit E. Janow Mgmt For For
Ulf J. Johansson Mgmt For For
Meaghan Lloyd Mgmt For For
Ronald S. Nersesian Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for the current fiscal year ending
December 28, 2018.
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ULTRA CLEAN HOLDINGS, INC. Agenda Number: 934802314
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Security: 90385V107
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: UCTT
ISIN: US90385V1070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Leonid Mezhvinsky Mgmt For For
1E. Election of Director: Emily M. Liggett Mgmt For For
1F. Election of Director: Thomas T. Edman Mgmt For For
1G. Election of Director: Barbara V. Scherer Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2018.
3. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2017 as disclosed in our proxy statement
for the 2018 Annual Meeting of
Stockholders.
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UNITED PARCEL SERVICE, INC. Agenda Number: 934744005
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Security: 911312106
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: UPS
ISIN: US9113121068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: David P. Abney Mgmt For For
1b) Election of Director: Rodney C. Adkins Mgmt For For
1c) Election of Director: Michael J. Burns Mgmt For For
1d) Election of Director: William R. Johnson Mgmt For For
1e) Election of Director: Candace Kendle Mgmt For For
1f) Election of Director: Ann M. Livermore Mgmt For For
1g) Election of Director: Rudy H.P. Markham Mgmt For For
1h) Election of Director: Franck J. Moison Mgmt For For
1i) Election of Director: Clark T. Randt, Jr. Mgmt For For
1j) Election of Director: Christiana Smith Shi Mgmt For For
1k) Election of Director: John T. Stankey Mgmt For For
1l) Election of Director: Carol B. Tome Mgmt For For
1m) Election of Director: Kevin M. Warsh Mgmt For For
2. To approve the 2018 Omnibus Incentive Mgmt For For
Compensation Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2018.
4. To prepare an annual report on lobbying Shr Against For
activities.
5. To reduce the voting power of class A stock Shr Against For
from 10 votes per share to one vote per
share.
6. To integrate sustainability metrics into Shr Against For
executive compensation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant ARK ETF Trust
By (Signature and Title)* /s/ Catherine D. Wood
Catherine D. Wood, Chief Executive Officer and Chief Investment Officer
(principal executive officer)
Date August 8, 2018
*Print the name and title of each signing officer under his or her signature.
