The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVENT SOFTWARE INC | COM | 007974108 | 10,234 | 232,000 | SH | OTR | 1 | 217,000 | 15,000 | 0 | |
ALLIANCE BANCORP INC PA NEW | COM | 01890A108 | 7,026 | 325,298 | SH | SOLE | 325,298 | 0 | 0 | ||
ARUBA NETWORKS INC | COM | 043176106 | 11,694 | 477,500 | SH | SOLE | 477,500 | 0 | 0 | ||
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 13,720 | 136,827 | SH | SOLE | 136,827 | 0 | 0 | ||
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 133 | 22,100 | SH | OTR | 1 | 17,100 | 5,000 | 0 | |
AVIV REIT INC MD | COM | 05381L101 | 4,232 | 115,941 | SH | SOLE | 115,941 | 0 | 0 | ||
BRIDGE CAP HLDGS | COM | 108030107 | 4,933 | 188,938 | SH | OTR | 1 | 184,538 | 4,400 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 2,817 | 44,300 | SH | OTR | 1 | 34,300 | 10,000 | 0 | |
BANK KY FINL CORP | COM | 062896105 | 14,721 | 300,130 | SH | OTR | 1 | 285,130 | 15,000 | 0 | |
COLONIAL FINL SVCS INC | COM | 19566B101 | 1,288 | 90,992 | SH | SOLE | 90,992 | 0 | 0 | ||
COURIER CORP | COM | 222660102 | 13,285 | 542,672 | SH | OTR | 1 | 519,772 | 22,900 | 0 | |
CATAMARAN CORP | COM | 148887102 | 13,248 | 222,500 | SH | SOLE | 222,500 | 0 | 0 | ||
CITY NATL CORP | COM | 178566105 | 17,803 | 199,852 | SH | OTR | 1 | 188,330 | 11,522 | 0 | |
DIRECTV | COM | 25490A309 | 13,599 | 159,800 | SH | OTR | 1 | 147,300 | 12,500 | 0 | |
FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 6,469 | 158,719 | SH | OTR | 1 | 133,719 | 25,000 | 0 | |
HAMPDEN BANCORP INC | COM | 40867E107 | 2,091 | 93,156 | SH | SOLE | 93,156 | 0 | 0 | ||
HERITAGE FINL GROUP INC | COM | 42726X102 | 13,694 | 502,883 | SH | OTR | 1 | 475,883 | 27,000 | 0 | |
HYPERION THERAPEUTICS INC | COM | 44915N101 | 780 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 9,302 | 105,900 | SH | OTR | 1 | 95,900 | 10,000 | 0 | |
HUDSON VALLEY HOLDING CORP | COM | 444172100 | 9,310 | 364,241 | SH | OTR | 1 | 344,189 | 20,052 | 0 | |
CELLULAR DYNAMICS INTL INC | COM | 15117V109 | 1,074 | 65,376 | SH | SOLE | 65,376 | 0 | 0 | ||
LNB BANCORP INC | COM | 502100100 | 127 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
MAVENIR SYS INC | COM | 577675101 | 9,359 | 527,543 | SH | OTR | 1 | 507,843 | 19,700 | 0 | |
ONEIDA FINL CORP MD | COM | 682479100 | 5,429 | 276,011 | SH | SOLE | 276,011 | 0 | 0 | ||
ORBITZ WORLDWIDE INC | COM | 68557K109 | 20 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
PHARMACYCLICS INC | COM | 716933106 | 2,585 | 10,100 | SH | OTR | 1 | 8,600 | 1,500 | 0 | |
RTI INTL METALS INC | COM | 74973W107 | 8,094 | 225,395 | SH | OTR | 1 | 205,395 | 20,000 | 0 | |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 36 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 14,281 | 103,300 | SH | OTR | 1 | 97,300 | 6,000 | 0 | |
STATE INVS BANCORP INC | COM | 857030100 | 3,134 | 149,215 | SH | OTR | 1 | 144,215 | 5,000 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 4,446 | 25,700 | SH | SOLE | 25,700 | 0 | 0 | ||
SQUARE 1 FINL INC | CL A | 85223W101 | 46 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 9,146 | 667,100 | SH | OTR | 1 | 597,100 | 70,000 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 891 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
VALLEY NATL BANCORP | *W EXP 06/30/201 | 919794123 | 0 | 1,916 | SH | SOLE | 1,916 | 0 | 0 | ||
VALLEY FINL CORP VA | COM | 919629105 | 1,954 | 96,111 | SH | SOLE | 96,111 | 0 | 0 | ||
EXELIS INC | COM | 30162A108 | 6,940 | 284,795 | SH | OTR | 1 | 264,795 | 20,000 | 0 |