| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 02/16/2015 | 3. Issuer Name and Ticker or Trading Symbol J.G. Wentworth Co [ JGW ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 02/25/2015 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class B Common Stock, par value $0.00001 per share(1) | 24,486 | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options (right to buy Class A Common Stock) | (2) | 11/14/2023 | Class A Common Stock | 3,744(3) | 14 | D | |
| Common Interests(4) | (5) | (5) | Class A Common Stock | 23,179 | (5) | D | |
| Common Interest(4)(6) | (5) | (5) | Class A Common Stock | 1,307 | (5) | D | |
| Explanation of Responses: |
| 1. Table I of the Form 3 of the reporting person filed on February 24, 2015 omitted these shares of Class B Common Stock of The J.G. Wentworth Company (the Company), par value $0.00001 per share (the Class B Common Stock). |
| 2. The options vest in equal installments on each of the first five anniversaries of the date of grant. |
| 3. Column 3 of the Form 3 of the reporting person filed on February 24, 2015 incorrectly indicated the amount or number of shares subject to this stock option. |
| 4. Table I of the Form 3 of the reporting person filed on February 24, 2015 incorrectly indicated that these derivative securities were owned shares of Class A Common Stock of the Company, par value $0.00001 per share (the Class A Common Stock. |
| 5. Each Common Interest of The J.G. Wentworth Company, LLC (JGW LLC) is exchangeable, in combination with one share of Class B Common Stock, for one share of Class A Common Stock, subject to the terms and conditions of the Amended and Restated Limited Liability Company Agreement of JGW LLC and the Amended and Restated Certificate of Incorporation of the Company. |
| 6. Unvested portion of grant of 6,535 restricted Common Interests of JGW LLC, granted on July 15, 2010, which vest in equal installments on each of the first five anniversaries of the date of grant. |
| Remarks: |
| /s/ Stephen Kirkwood as Attorney-in-Fact | 03/27/2015 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
