UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 10, 2014 (June 5, 2014)
TriplePoint Venture Growth BDC Corp.
(Exact name of registrant as specified in its charter)
Maryland |
| 001-36328 |
| 46-3082016 |
(State or other jurisdiction |
| (Commission File Number) |
| (IRS Employer |
TriplePoint Venture Growth BDC Corp. |
| 94025 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code: (650) 854-2090
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 1.01 – Entry into a Material Definitive Agreement.
On June 5, 2014, TriplePoint Venture Growth BDC Corp. (the “Company”) amended its Receivables Financing Agreement, dated as of February 21, 2014 (the “Credit Facility”), by executing a letter agreement amending the Credit Facility (the “Amendment”) with Deutsche Bank AG, New York Branch, as administrative agent and syndication agent, Portfolio Financial Servicing Company, as backup collateral manager, TPVG Variable Funding Company LLC, as borrower, Deutsche Bank Trust Company Americas, as paying agent, the lenders party thereto, the other agents parties thereto, and U.S. Bank National Association, as custodian. The Amendment amended the Credit Facility by appointing Portfolio Financial Servicing Company as the backup collateral manager under the Credit Facility. Concurrently with the execution of the Amendment, the Company agreed to pay the lenders an aggregate amendment fee of approximately $56,000. All other terms and conditions of the Credit Facility remained the same.
The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment, a copy of which is filed as an exhibit to this report and is incorporated herein by reference.
ITEM 9.01 - Financial Statements and Exhibits.
Exhibit 10.1 Letter Agreement amending the Credit Facility, dated June 5, 2014.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TriplePoint Venture Growth BDC Corp. | |
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| By: | /s/ James P. Labe |
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| James P. Labe |
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| Chief Executive Officer |
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Date: June 10, 2014 |
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