As filed with the Securities and Exchange Commission on March 30, 2022
1933 Act Registration Number – 333-189704
1940 Act Registration Number – 811-22858
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. Form N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/
Pre-Effective Amendment No.
Post-Effective Amendment No. 24
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 /X/
Amendment No. 23
WST Investment Trust
(Exact Name of Registrant as Specified in Charter)
150 West Main Street, Suite 1700
Norfolk, VA 23510 (Address of Principal Office)
Registrant's Telephone Number, including Area Code: 757-623-3676
Roger H. Scheffel Jr.
150 West Main Street, Suite 1700
Norfolk, VA 23510
(Name and Address of Agent for Service)
With copy to:
Thomas W. Steed III, Esq.
Kilpatrick Townsend & Stockton LLP
4208 Six Forks Road
Raleigh, NC 27609
and
Carol J. Highsmith
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
Approximate date of Proposed Public Offering: As soon as practicable after the effective date of this Registration Statement. It is proposed that this filing will become effective (check appropriate box):
/X/ immediately upon filing pursuant to paragraph (b)
/ / on (date) pursuant to paragraph (b)
/ / 60 days after filing pursuant to paragraph (a) (1)
/ / on (date) pursuant to paragraph (a) (1)
/ / 75 days after filing pursuant to paragraph (a) (2)
/ / on (date) pursuant to paragraph (a) (2) of Rule 485(b)
If appropriate, check the following box:
[ ] This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
Part A
Incorporated by reference to Prospectus filed under Rule 485(b) on December 29, 2021.
Part B
PART C
FORM N-1A
OTHER INFORMATION
ITEM 28. | Exhibits |
(a) | Agreement and Declaration of Trust (“Trust Instrument”) 1 |
(b) | By-Laws 1 |
(c) | Incorporated by reference to Agreement and Declaration of Trust and Bylaws |
(e)(1) | Distribution Agreement between the Registrant and Foreside Fund Services, LLC (“Distributor”)5 | |
(e)(2) | Novation Agreement between the Registrant and Foreside Fund Services, LLC7 |
(f) | Not Applicable. |
(g)(1) | Custodian Agreement 2 |
(h)(1) | Form of Administration Agreement with Ultimus Fund Solutions, LLC as amended August 23, 2018 6 |
(h)(2) | Transfer Agent and Shareholder Services Agreement with Ultimus Fund Solutions, LLC2 |
(h)(3) | Form of Fund Accounting Agreement with Ultimus Fund Solutions, LLC as amended August 23, 20186 |
(h)(4) | Expense Limitation Agreement between the Registrant and the Advisor with respect to the WSTCM Credit Select Risk-Managed Fund5 |
(i) | Opinion and Consent of Kilpatrick Townsend & Stockton LLP regarding the legality of securities registered with respect to the Fund. 4 |
(j) | Consent of Independent Registered Public Accounting Firm.7 |
(k) | Inapplicable |
(l) | Initial Capital Agreement. 4 |
(m) | Distribution Plan under Rule 12b-1 with respect to the WSTCM Credit Select Risk – Managed Fund5 |
(n) | Rule 18f-3 Plan. 4 |
(o) | Reserved. |
(p)(1) | Code of Ethics for the Registrant 4 |
(p)(2) | Code of Ethics for the Advisor5 | |
(q) | Copy of Powers of Attorney7 |
1 | Incorporated herein by reference to Registrant's Registration Statement on Form N-1A filed June 28, 2013 (File No. 333-189704) |
2 | Incorporated herein by reference to Registrant’s Post-Effective Amendment No. 1 filed June 18, 2014 (File No. 333-189704) |
3 | Incorporated herein by reference to Registrant’s Post-Effective Amendment No. 3 filed December 19, 2014 (File No. 333-189704) |
4 | Incorporated herein by reference to Registrant's Registration Statement on Form N-1A filed October 22, 2013 (File No. 333-189704) |
5 | Incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9 filed December 26, 2017 (File No. 333-189704) |
6 | Incorporated herein by reference to Registrant’s Post-Effective Amendment No. 11 filed December 28, 2018 (File No. 333-189704) |
7 | Incorporated herein by reference to Registrant’s Post-Effective Amendment No. 23 filed December 29, 2021. |
ITEM 29. | Persons Controlled by or Under Common Control with the Registrant |
No person is controlled by or under common control with the Registrant.
ITEM 30. | Indemnification |
Under Delaware law, Section 3817 of the Treatment of Delaware Statutory Trusts empowers Delaware business trusts to indemnify and hold harmless any trustee or beneficial owner or other person from and against any and all claims and demands whatsoever, subject to such standards and restrictions as may be set forth in the governing instrument of the business trust. The Registrant's Trust Instrument contains the following provisions:
Section 2. Indemnification and Limitation of Liability. The Trustees (the “Trustees”) of the WST Investment Trust (the “Trust”) shall not be responsible or liable in any event for any neglect or wrong-doing of any officer, agent, employee, Manager or Principal Underwriter of the Trust, nor shall any Trustee be responsible for the act or omission of any other Trustee, and, as provided in Section 3 of this Article VII, the Trust out of its assets shall indemnify and hold harmless each and every Trustee and officer of the Trust from and against any and all claims, demands, costs, losses, expenses, and damages whatsoever arising out of or related to such Trustee's performance of his or her duties as a Trustee or officer of the Trust; provided that nothing herein contained shall indemnify, hold harmless or protect any Trustee or officer from or
against any liability to the Trust or any shareholder to which he or she would otherwise be subject by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his or her office.
Section 3. Indemnification.
(a) Subject to the exceptions and limitations contained in Subsection (b) below:
(i) every person who is, or has been, a Trustee or an officer, employee or agent of the Trust (including any individual who serves at its request as director, officer, partner, trustee or the like of another organization in which it has any interest as a shareholder, creditor or otherwise) (“Covered Person”) shall be indemnified by the Trust or the appropriate series thereof to the fullest extent permitted by law against liability and against all expenses reasonably incurred or paid by him in connection with any claim, action, suit or proceeding in which he becomes involved as a party or otherwise by virtue of his being or having been a Covered Person and against amounts paid or incurred by him in the settlement thereof; and
(ii) as used herein, the words “claim,” “action,” “suit,” or “proceeding” shall apply to all claims, actions, suits or proceedings (civil, criminal or other, including appeals), actual or threatened, and the words “liability” and “expenses” shall include, without limitation, attorneys’ fees, costs, judgments, amounts paid in settlement, fines, penalties and other liabilities.
(b) No indemnification shall be provided hereunder to a Covered Person:
(i) who shall have been adjudicated by a court or body before which the proceeding was brought (A) to be liable to the Trust or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office, or (B) not to have acted in good faith in the reasonable belief that his action was in the best interest of the Trust; or
(ii) in the event the matter is not adjudicated by a court or other appropriate body, unless there has been a determination that such Covered Person did not engage in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office: by at least a majority of those Trustees who are neither Interested Persons of the Trust nor are parties to the matter based upon a review of readily available facts (as opposed to a full trial-type inquiry), or by written opinion of independent legal counsel based upon a review of readily available facts (as opposed to a full trial-type inquiry).
(c) The rights of indemnification herein provided may be insured against by policies maintained by the Trust, shall be severable, shall not be exclusive of or affect any other rights to which any Covered Person may now or hereafter be entitled, and shall inure to the benefit of the heirs, executors and administrators of a Covered Person.
(d) To the maximum extent permitted by applicable law, expenses incurred in defending any proceeding may be advanced by the Trust before the disposition of the proceeding upon receipt of an undertaking by or on behalf of such Covered Person that such amount will be paid over by him to the Trust or applicable Series if it is ultimately determined that he is not entitled to indemnification under this Section; provided, however, that either a majority of the Trustees who are neither Interested Persons of the Trust nor parties to the matter, or independent legal counsel in a written opinion, shall have determined, based upon a review of readily available facts (as opposed to a full trial-type inquiry) that there is reason to believe that such Covered Person will not be disqualified from indemnification under this Section.
(e) Any repeal or modification of this Article VII by the shareholders, or adoption or modification of any other provision of the Trust Agreement or By- laws inconsistent with this Article, shall be prospective only, to the extent that such repeal, or modification would, if applied retrospectively, adversely affect any limitation on the liability of any Covered Person or indemnification available to any Covered Person with respect to any act or omission which occurred prior to such repeal, modification or adoption.
In addition, the Registrant has entered into an Investment Advisory Agreement with the Advisor and a Distribution Agreement with the Distributor. These agreements provide indemnification for those entities and their affiliates. The Advisor’s and Distributor’s personnel may serve as trustees and officers of the Trust.
Insofar as indemnification for liabilities arising under the Securities Act of 1933, as amended (“1933 Act”), may be permitted to trustees, officers and controlling persons of the Registrant by the Registrant pursuant to the Trust Instrument or otherwise, the Registrant is aware that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the 1933 Act and, therefore, is unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by trustees, officers or controlling persons of the Registrant in connection with the successful defense of any act, suit or proceeding) is asserted by such trustees, officers or controlling persons in connection with the shares being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issues.
ITEM 31. | Business and other Connections of the Investment Adviser |
The description of the Advisor is found under the caption of “Management of the Fund” in the Prospectus and under the caption “Management and Other Service Providers” in the Statement of Additional Information constituting Parts A and B, respectively, of this Registration Statement, which are incorporated by reference herein. The Advisor may provide investment advisory services to other persons or entities other than the Registrant.
ITEM 32. | Principal Underwriter |
(a) | Foreside Fund Services, LLC (the “Distributor”) also serves as principal underwriter for the following investment companies registered under the Investment Company Act of 1940, as amended: |
1. | ABS Long/Short Strategies Fund |
2. | Absolute Shares Trust |
3. | Adaptive Core ETF, Series of Collaborative Investment Series Trust |
4. | AdvisorShares Trust |
5. | AFA Multi-Manager Credit Fund |
6. | AGF Investments Trust (f/k/a FQF Trust) |
7. | AIM ETF Products Trust |
8. | Alexis Practical Tactical ETF, Series of Listed Funds Trust |
9. | AlphaCentric Prime Meridian Income Fund |
10. | American Century ETF Trust |
11. | American Customer Satisfaction ETF, Series of ETF Series Solutions |
12. | Amplify ETF Trust |
13. | ARK ETF Trust |
14. | ASYMmetric ETFs Trust |
15. | Bluestone Community Development Fund (f/k/a The 504 Fund) |
16. | Braddock Multi-Strategy Income Fund, Series of Investment Managers Series Trust |
17. | Bridgeway Funds, Inc. |
18. | Brinker Capital Destinations Trust |
19. | Brookfield Real Assets Income Fund Inc. |
20. | Cabot Equity Growth ETF, Series of Listed Funds Trust |
21. | Calamos Convertible and High Income Fund |
22. | Calamos Convertible Opportunities and Income Fund |
23. | Calamos Dynamic Convertible and Income Fund |
24. | Calamos Global Dynamic Income Fund |
25. | Calamos Global Total Return Fund |
26. | Calamos Strategic Total Return Fund |
27. | Carlyle Tactical Private Credit Fund |
28. | Center Coast Brookfield MLP & Energy Infrastructure Fund |
29. | Changebridge Capital Long/Short ETF, Series of Listed Funds Trust |
30. | Changebridge Capital Sustainable Equity ETF, Series of Listed Funds Trust |
31. | Cliffwater Corporate Lending Fund |
32. | Cliffwater Enhanced Lending Fund |
33. | Cohen & Steers Infrastructure Fund, Inc. |
34. | CornerCap Group of Funds |
35. | CrossingBridge Pre-Merger SPAC ETF, Series of Trust for Professional Managers |
36. | Davis Fundamental ETF Trust |
37. | Defiance Hotel, Airline, and Cruise ETF, Series of ETF Series Solutions |
38. | Defiance Nasdaq Junior Biotechnology ETF, Series of ETF Series Solutions |
39. | Defiance Next Gen Altered Experience ETF, Series of ETF Series Solutions |
40. | Defiance Next Gen Big Data ETF, Series of ETF Series Solutions |
41. | Defiance Next Gen Connectivity ETF, Series of ETF Series Solutions |
42. | Defiance Next Gen H2 ETF, Series of ETF Series Solutions |
43. | Defiance Next Gen SPAC Derived ETF, Series of ETF Series Solutions |
44. | Defiance Quantum ETF, Series of ETF Series Solutions |
45. | Direxion Shares ETF Trust |
46. | DoubleLine Opportunistic Credit Fund |
47. | Eaton Vance NextShares Trust |
48. | Eaton Vance NextShares Trust II |
49. | EIP Investment Trust |
50. | Ellington Income Opportunities Fund |
51. | EntrepreneurShares Series Trust |
52. | Esoterica Thematic ETF Trust |
53. | ETF Opportunities Trust |
54. | Evanston Alternative Opportunities Fund |
55. | Exchange Listed Funds Trust (f/k/a Exchange Traded Concepts Trust II) |
56. | Fat Tail Risk ETF, Series of Collaborative Investment Series Trust |
57. | Fiera Capital Series Trust |
58. | FlexShares Trust |
59. | FOMO ETF, Series of Collaborative Investment Series Trust |
60. | Forum Funds |
61. | Forum Funds II |
62. | Friess Brandywine Blue Fund, Series of Managed Portfolio Series |
63. | Friess Brandywine Fund, Series of Managed Portfolio Series |
64. | Friess Small Cap Growth Fund, Series of Managed Portfolio Series |
65. | Goose Hollow Tactical Allocation ETF, Series of Collaborative Investment Series Trust |
66. | Grizzle Growth ETF, Series of Listed Funds Trust |
67. | Guinness Atkinson Funds |
68. | Harbor ETF Trust |
69. | Horizon Kinetics Inflation Beneficiaries ETF, Series of Listed Funds Trust |
70. | Infusive US Trust |
71. | Innovator ETFs Trust |
72. | Ironwood Institutional Multi-Strategy Fund LLC |
73. | Ironwood Multi-Strategy Fund LLC |
74. | John Hancock Exchange-Traded Fund Trust |
75. | Mairs & Power Funds Trust |
76. | Mairs & Power Minnesota Municipal Bond ETF, Series of Trust for Professional Managers |
77. | Manor Investment Funds |
78. | Mindful Conservative ETF, Series of Collaborative Investment Series Trust |
79. | Moerus Worldwide Value Fund, Series of Northern Lights Fund Trust IV |
80. | Mohr Growth ETF, Series of Collaborative Investment Series Trust |
81. | Morgan Creek - Exos SPAC Originated ETF, Series of Listed Funds Trust |
82. | Morningstar Funds Trust |
83. | OSI ETF Trust |
84. | Overlay Shares Core Bond ETF, Series of Listed Funds Trust |
85. | Overlay Shares Foreign Equity ETF, Series of Listed Funds Trust |
86. | Overlay Shares Hedged Large Cap Equity ETF, Series of Listed Funds Trust |
87. | Overlay Shares Large Cap Equity ETF, Series of Listed Funds Trust |
88. | Overlay Shares Municipal Bond ETF, Series of Listed Funds Trust |
89. | Overlay Shares Short Term Bond ETF, Series of Listed Funds Trust |
90. | Overlay Shares Small Cap Equity ETF, Series of Listed Funds Trust |
91. | Palmer Square Opportunistic Income Fund |
92. | Partners Group Private Income Opportunities, LLC |
93. | PENN Capital Funds Trust |
94. | Performance Trust Mutual Funds, Series of Trust for Professional Managers |
95. | Philotimo Focused Growth and Income Fund, Series of World Funds Trust |
96. | Plan Investment Fund, Inc. |
97. | PMC Funds, Series of Trust for Professional Managers |
98. | Point Bridge GOP Stock Tracker ETF, Series of ETF Series Solutions |
99. | Putnam ETF Trust |
100. | Quaker Investment Trust |
101. | Rareview Dynamic Fixed Income ETF, Series of Collaborative Investment Series Trust |
102. | Rareview Tax Advantaged Income ETF, Series of Collaborative Investment Series Trust |
103. | Renaissance Capital Greenwich Funds |
104. | Revere Sector Opportunity ETF, Series of Collaborative Investment Series Trust |
105. | Reverse Cap Weighted U.S. Large Cap ETF, Series of ETF Series Solutions |
106. | RMB Investors Trust (f/k/a Burnham Investors Trust) |
107. | Robinson Opportunistic Income Fund, Series of Investment Managers Series Trust |
108. | Robinson Tax Advantaged Income Fund, Series of Investment Managers Series Trust |
109. | Roundhill BITKRAFT Esports & Digital Entertainment ETF, Series of Listed Funds Trust |
110. | Roundhill IO Digital Infrastructure ETF, Series of Listed Funds Trust |
111. | Roundhill MEME ETF, Series of Listed Funds Trust |
112. | Roundhill MVP ETF, Series of Listed Funds Trust |
113. | Roundhill Sports Betting & iGaming ETF, Series of Listed Funds Trust |
114. | Roundhill Streaming Services & Technology ETF, Series of Listed Funds Trust |
115. | Salient MF Trust |
116. | Securian AM Balanced Stabilization Fund, Series of Investment Managers Series Trust |
117. | Securian AM Equity Stabilization Fund, Series of Investment Managers Series Trust |
118. | Securian AM Real Asset Income Fund, Series of Investment Managers Series Trust |
119. | SHP ETF Trust |
120. | Six Circles Trust |
121. | Sound Shore Fund, Inc. |
122. | Spear Alpha ETF, Series of Listed Funds Trust |
123. | Strategy Shares |
124. | Swan Hedged Equity US Large Cap ETF, Series of Listed Funds Trust |
125. | Syntax ETF Trust |
126. | The Active Dividend Stock ETF, Series of Collaborative Investment Series Trust |
127. | The Chartwell Funds |
128. | The Community Development Fund |
129. | The De-SPAC ETF, Series of Collaborative Investment Series Trust |
130. | The Private Shares Fund (f/k/a SharesPost 100 Fund) |
131. | The Short De-SPAC ETF, Series of Collaborative Investment Series Trust |
132. | The SPAC and New Issue ETF, Series of Collaborative Investment Series Trust |
133. | Third Avenue Trust |
134. | Third Avenue Variable Series Trust |
135. | Tidal ETF Trust |
136. | TIFF Investment Program |
137. | Timothy Plan High Dividend Stock Enhanced ETF, Series of The Timothy Plan |
138. | Timothy Plan High Dividend Stock ETF, Series of The Timothy Plan |
139. | Timothy Plan International ETF, Series of The Timothy Plan |
140. | Timothy Plan US Large/Mid Core Enhanced ETF, Series of The Timothy Plan |
141. | Timothy Plan US Large/Mid Cap Core ETF, Series of The Timothy Plan |
142. | Timothy Plan US Small Cap Core ETF, Series of The Timothy Plan |
143. | Transamerica ETF Trust |
144. | Trend Aggregation ESG ETF, Series of Collaborative Investment Series Trust |
145. | TrueShares AI & Deep Learning ETF, Series of Listed Funds Trust |
146. | TrueShares ESG Active Opportunities ETF, Series of Listed Funds Trust |
147. | TrueShares Low Volatility Equity Income ETF, Series of Listed Funds Trust |
148. | TrueShares Structured Outcome (April) ETF, Series of Listed Funds Trust |
149. | TrueShares Structured Outcome (August) ETF, Series of Listed Funds Trust |
150. | TrueShares Structured Outcome (December) ETF, Series of Listed Funds Trust |
151. | TrueShares Structured Outcome (February) ETF, Series of Listed Funds Trust |
152. | TrueShares Structured Outcome (January) ETF, Series of Listed Funds Trust |
153. | TrueShares Structured Outcome (July) ETF, Series of Listed Funds Trust |
154. | TrueShares Structured Outcome (June) ETF, Series of Listed Funds Trust |
155. | TrueShares Structured Outcome (March) ETF, Series of Listed Funds Trust |
156. | TrueShares Structured Outcome (May) ETF, Listed Funds Trust |
157. | TrueShares Structured Outcome (November) ETF, Series of Listed Funds Trust |
158. | TrueShares Structured Outcome (October) ETF, Series of Listed Funds Trust |
159. | TrueShares Structured Outcome (September) ETF, Series of Listed Funds Trust |
160. | Tuttle Capital Short Innovation ETF, Series of Collaborative Investment Series Trust |
161. | U.S. Global Investors Funds |
162. | Variant Alternative Income Fund |
163. | VictoryShares Developed Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
164. | VictoryShares Dividend Accelerator ETF, Series of Victory Portfolios II |
165. | VictoryShares Emerging Market High Div Volatility Wtd ETF, Series of Victory Portfolios II |
166. | VictoryShares International High Div Volatility Wtd ETF, Series of Victory Portfolios II |
167. | VictoryShares International Volatility Wtd ETF, Series of Victory Portfolios II |
168. | VictoryShares NASDAQ Next 50 ETF, Series of Victory Portfolios II |
169. | VictoryShares Protect America ETF, Series of Victory Portfolios II |
170. | VictoryShares Top Veteran Employers ETF, Series of Victory Portfolios II |
171. | VictoryShares US 500 Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
172. | VictoryShares US 500 Volatility Wtd ETF, Series of Victory Portfolios II |
173. | VictoryShares US Discovery Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
174. | VictoryShares US EQ Income Enhanced Volatility Wtd ETF, Series of Victory Portfolios II |
175. | VictoryShares US Large Cap High Div Volatility Wtd ETF, Series of Victory Portfolios II |
176. | VictoryShares US Multi-Factor Minimum Volatility ETF, Series of Victory Portfolios II |
177. | VictoryShares US Small Cap High Div Volatility Wtd ETF, Series of Victory Portfolios II |
178. | VictoryShares US Small Cap Volatility Wtd ETF, Series of Victory Portfolios II |
179. | VictoryShares USAA Core Intermediate-Term Bond ETF, Series of Victory Portfolios II |
180. | VictoryShares USAA Core Short-Term Bond ETF, Series of Victory Portfolios II |
181. | VictoryShares USAA MSCI Emerging Markets Value Momentum ETF, Series of Victory Portfolios II |
182. | VictoryShares USAA MSCI International Value Momentum ETF, Series of Victory Portfolios II |
183. | VictoryShares USAA MSCI USA Small Cap Value Momentum ETF, Series of Victory Portfolios II |
184. | VictoryShares USAA MSCI USA Value Momentum ETF, Series of Victory Portfolios II |
185. | West Loop Realty Fund, Series of Investment Managers Series Trust (f/k/a Chilton Realty Income & Growth Fund) |
186. | WisdomTree Trust |
187. | XAI Octagon Floating Rate & Alternative Income Term Trust |
(b) | The following are the Officers and Manager of the Distributor, the Registrant’s underwriter. The Distributor’s main business address is Three Canal Plaza, Suite 100, Portland, Maine 04101. |
Name | Address | Position with Underwriter | Position with Registrant |
Richard J. Berthy | Three Canal Plaza, Suite 100, Portland, ME 04101 | President, Treasurer and Manager | None |
Mark A. Fairbanks | Three Canal Plaza, Suite 100, Portland, ME 04101 | Vice President | None |
Teresa Cowan | 111 E. Kilbourn Ave, Suite 2200, Milwaukee, WI 53202 | Vice President | None |
Jennifer K. DiValerio | 899 Cassatt Road, 400 Berwyn Park, Suite 110, Berwyn, PA 19312 | Vice President | None |
Nanette K. Chern | Three Canal Plaza, Suite 100, Portland, ME 04101 | Vice President and Chief Compliance Officer | None |
Kelly Whetstone | Three Canal Plaza, Suite 100, Portland, ME 04101 | Secretary | None |
(c) | Not applicable. |
ITEM 33. | Location of Accounts and Records |
Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules promulgated thereunder will be maintained by the Registrant at the principal executive offices of its administrator:
Ultimus Fund Solutions, LLC,
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
or its Advisor:
WST Capital Management
150 W Main Street, Suite 1700
Norfolk, VA 23510
or its Distributor:
Foreside Fund Services, LLC
Three Canal Plaza, Suite 100
Portland, Maine 04101
ITEM 34. | Management Services |
None.
ITEM 35. | Undertakings |
None.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, on the 30th day of March, 2022.
WST Investment Trust | |||
By: | * | ||
Wayne F. Wilbanks | |||
Trustee and President |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||
* | Trustee and President | March 30, 2022 | ||
Wayne F. Wilbanks | ||||
/s/ Angela A. Simmons | Treasurer | March 30, 2022 | ||
Angela A. Simmons | ||||
* | Trustee | March 30, 2022 | ||
James H. Speed Jr. | ||||
* | Trustee | March 30, 2022 | ||
Thomas G. Douglass | ||||
*By: /s/ Carol J. Highsmith | March 30, 2022 | |||
Carol J. Highsmith | ||||
Attorney in Fact |