The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 216 | 1,114 | SH | SOLE | 1,114 | 0 | 0 | ||
JONES LANG LASALLE INC | COM | 48020Q107 | 203 | 1,162 | SH | SOLE | 1,162 | 0 | 0 | ||
BURLINGTON STORES INC | COM | 122017106 | 228 | 1,715 | SH | SOLE | 1,715 | 0 | 0 | ||
ISHARES TR | S AND P 100 ETF | 464287101 | 237 | 2,046 | SH | SOLE | 2,046 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 534 | 3,129 | SH | SOLE | 3,129 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 552 | 3,229 | SH | SOLE | 3,229 | 0 | 0 | ||
ISHARES TR | NA TEC SFTWR ETF | 464287515 | 630 | 3,714 | SH | SOLE | 3,714 | 0 | 0 | ||
HYATT HOTELS CORP | COM CL A | 448579102 | 303 | 3,972 | SH | SOLE | 3,972 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 346 | 4,429 | SH | SOLE | 4,429 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 208 | 4,633 | SH | SOLE | 4,633 | 0 | 0 | ||
WESTLAKE CHEM CORP | COM | 960413102 | 588 | 5,294 | SH | SOLE | 5,294 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 1,547 | 5,317 | SH | SOLE | 5,317 | 0 | 0 | ||
CBRE GROUP INC | CL A | 12504L109 | 380 | 8,043 | SH | SOLE | 8,043 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 817 | 8,051 | SH | SOLE | 8,051 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 430 | 8,208 | SH | SOLE | 8,208 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 487 | 8,376 | SH | SOLE | 8,376 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 396 | 8,669 | SH | SOLE | 8,669 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,594 | 9,499 | SH | SOLE | 9,499 | 0 | 0 | ||
QUICKLOGIC CORP | COM | 74837P108 | 15 | 10,019 | SH | SOLE | 10,019 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 30 | 10,093 | SH | SOLE | 10,093 | 0 | 0 | ||
REGULUS THERAPEUTICS INC | COM | 75915K101 | 7 | 10,223 | SH | SOLE | 10,223 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 30 | 10,343 | SH | SOLE | 10,343 | 0 | 0 | ||
PIONEER HIGH INCOME TR | COM | 72369H106 | 98 | 10,462 | SH | SOLE | 10,462 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,230 | 11,218 | SH | SOLE | 11,218 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,644 | 11,312 | SH | SOLE | 11,312 | 0 | 0 | ||
CASI PHARMACEUTICALS INC | COM | 14757U109 | 50 | 11,954 | SH | SOLE | 11,954 | 0 | 0 | ||
MANNING AND NAPIER INC | CL A | 56382Q102 | 42 | 11,958 | SH | SOLE | 11,958 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 262 | 12,137 | SH | SOLE | 12,137 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 366 | 12,343 | SH | SOLE | 12,343 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 100 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
VERICEL CORP | COM | 92346J108 | 125 | 12,525 | SH | SOLE | 12,525 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 1,017 | 13,476 | SH | SOLE | 13,476 | 0 | 0 | ||
LEE ENTERPRISES INC | COM | 523768109 | 28 | 14,306 | SH | SOLE | 14,306 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,184 | 14,382 | SH | SOLE | 14,382 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 194 | 14,933 | SH | SOLE | 14,933 | 0 | 0 | ||
CSRA INC | COM | 12650T104 | 618 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GODADDY INC | CL A | 380237107 | 974 | 15,850 | SH | SOLE | 15,850 | 0 | 0 | ||
NUVEEN HGH INC DEC18 TRGT TR | COM | 67075P103 | 156 | 15,930 | SH | SOLE | 15,930 | 0 | 0 | ||
TELARIA INC | COM | 879181105 | 61 | 16,347 | SH | SOLE | 16,347 | 0 | 0 | ||
CIVEO CORP CDA | COM | 17878Y108 | 63 | 16,696 | SH | SOLE | 16,696 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 1,901 | 17,887 | SH | SOLE | 17,887 | 0 | 0 | ||
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 98 | 19,018 | SH | SOLE | 19,018 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 602 | 19,371 | SH | SOLE | 19,371 | 0 | 0 | ||
KADMON HLDGS INC | COM | 48283N106 | 83 | 19,440 | SH | SOLE | 19,440 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 136 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 719 | 20,532 | SH | SOLE | 20,532 | 0 | 0 | ||
TRANSENTERIX INC | COM NEW | 89366M201 | 36 | 21,014 | SH | SOLE | 21,014 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 96 | 21,062 | SH | SOLE | 21,062 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,481 | 21,251 | SH | SOLE | 21,251 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 2,210 | 21,706 | SH | SOLE | 21,706 | 0 | 0 | ||
DUFF AND PHELPS UTIL CORP BD T | COM | 26432K108 | 196 | 22,805 | SH | SOLE | 22,805 | 0 | 0 | ||
SPDR SERIES TRUST | S AND P BK ETF | 78464A797 | 1,110 | 23,177 | SH | SOLE | 23,177 | 0 | 0 | ||
ARES MGMT LP | COM SHS REG INT | 04014Y101 | 535 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DREYFUS HIGH YIELD STRATEGIE | SH BEN INT | 26200S101 | 82 | 25,652 | SH | SOLE | 25,652 | 0 | 0 | ||
COPART INC | COM | 217204106 | 1,349 | 26,490 | SH | SOLE | 26,490 | 0 | 0 | ||
SENSEONICS HLDGS INC | COM | 81727U105 | 81 | 26,966 | SH | SOLE | 26,966 | 0 | 0 | ||
MANNKIND CORP | COM NEW | 56400P706 | 64 | 27,970 | SH | SOLE | 27,970 | 0 | 0 | ||
GENETIC TECHNOLOGIES LTD | SPONSORED ADR | 37185R208 | 30 | 28,437 | SH | SOLE | 28,437 | 0 | 0 | ||
KKR AND CO L P DEL | COM UNITS | 48248M102 | 582 | 28,667 | SH | SOLE | 28,667 | 0 | 0 | ||
ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 210 | 29,080 | SH | SOLE | 29,080 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 482 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 1,034 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
NRG ENERGY INC | COM NEW | 629377508 | 1,001 | 32,791 | SH | SOLE | 32,791 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 5,290 | 33,104 | SH | SOLE | 33,104 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 1,843 | 33,174 | SH | SOLE | 33,174 | 0 | 0 | ||
SPDR SERIES TRUST | S AND P REGL BKG | 78464A698 | 2,138 | 35,399 | SH | SOLE | 35,399 | 0 | 0 | ||
ISHARES TR | MSCI SAUDI ARBIA | 46434V423 | 1,060 | 36,176 | SH | SOLE | 36,176 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 175 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
22ND CENTY GROUP INC | COM | 90137F103 | 97 | 41,216 | SH | SOLE | 41,216 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 665 | 41,750 | SH | SOLE | 41,750 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 1,427 | 44,655 | SH | SOLE | 44,655 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 8,206 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
NUSTAR GP HOLDINGS LLC | UNIT RESTG LLC | 67059L102 | 545 | 47,147 | SH | SOLE | 47,147 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 3,074 | 47,500 | SH | SOLE | 47,500 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 936 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,325 | 54,169 | SH | SOLE | 54,169 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 2,292 | 56,109 | SH | SOLE | 56,109 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 4,340 | 59,281 | SH | SOLE | 59,281 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 10,140 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 62,266 | 60,036 | SH | SOLE | 60,036 | 0 | 0 | ||
GCI LIBERTY INC | COM CLASS A | 36164V305 | 3,525 | 66,688 | SH | SOLE | 66,688 | 0 | 0 | ||
TERRA NITROGEN CO L P | COM UNIT | 881005201 | 5,661 | 67,430 | SH | SOLE | 67,430 | 0 | 0 | ||
C AND J ENERGY SVCS INC NEW | COM | 12674R100 | 1,817 | 70,360 | SH | SOLE | 70,360 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5,082 | 75,385 | SH | SOLE | 75,385 | 0 | 0 | ||
RICE MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 762819100 | 1,756 | 97,024 | SH | SOLE | 97,024 | 0 | 0 | ||
GGP INC | COM | 36174X101 | 2,046 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 36 | 101,636 | SH | SOLE | 101,636 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM SER A FRMLA | 531229870 | 3,474 | 118,624 | SH | SOLE | 118,624 | 0 | 0 | ||
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 9,376 | 139,000 | SH | SOLE | 139,000 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 22,022 | 140,822 | SH | SOLE | 140,822 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 1,293 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
XL GROUP LTD | COM | G98294104 | 8,712 | 157,650 | SH | SOLE | 157,650 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4,555 | 165,218 | SH | SOLE | 165,218 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 16,955 | 179,265 | SH | SOLE | 179,265 | 0 | 0 | ||
SPDR SERIES TRUST | S AND P OILGAS EXP | 78464A730 | 6,467 | 183,605 | SH | SOLE | 183,605 | 0 | 0 | ||
NEPTUNE TECHNOLOGIES BIORESO | COM | 64077P108 | 520 | 184,993 | SH | SOLE | 184,993 | 0 | 0 | ||
FINJAN HLDGS INC | COM NEW | 31788H303 | 637 | 196,081 | SH | SOLE | 196,081 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 23,402 | 200,550 | SH | SOLE | 200,550 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 8,941 | 217,551 | SH | SOLE | 217,551 | 0 | 0 | ||
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 26,881 | 227,075 | SH | SOLE | 227,075 | 0 | 0 | ||
NEW YORK REIT INC | COM NEW | 64976L208 | 4,965 | 230,838 | SH | SOLE | 230,838 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 31,005 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
ALLIANCE HOLDINGS GP LP | COM UNITS LP | 01861G100 | 6,628 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
WILLBROS GROUP INC DEL | COM | 969203108 | 159 | 287,817 | SH | SOLE | 287,817 | 0 | 0 | ||
AMTRUST FINL SVCS INC | COM | 032359309 | 3,693 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
STUDENT TRANSN INC | COM | 86388A108 | 2,269 | 302,900 | SH | SOLE | 302,900 | 0 | 0 | ||
KLONDEX MNS LTD | COM | 498696103 | 734 | 312,500 | SH | SOLE | 312,500 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 5,359 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | 799 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 12,231 | 492,000 | SH | SOLE | 492,000 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 44,424 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 688 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD AND SILVE | TR UNIT | 85208R101 | 17,481 | 1,322,296 | SH | SOLE | 1,322,296 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 2,309 | 1,374,485 | SH | SOLE | 1,374,485 | 0 | 0 |