The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BORGWARNER INC | COM | 099724106 | 522 | 21,431 | SH | SOLE | 21,431 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 1,074 | 99,520 | SH | SOLE | 99,520 | 0 | 0 | ||
ARCONIC INC | COM | 03965L100 | 1,111 | 69,196 | SH | SOLE | 69,196 | 0 | 0 | ||
APARTMENT INVT AND MGMT CO | CL A | 03748R754 | 1,343 | 38,195 | SH | SOLE | 38,195 | 0 | 0 | ||
APACHE CORP | COM | 037411105 | 857 | 205,047 | SH | SOLE | 205,047 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 367 | 1,687 | SH | SOLE | 1,687 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 995 | 41,020 | SH | SOLE | 41,020 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 74,778 | 38,353 | SH | SOLE | 38,353 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 912 | 27,108 | SH | SOLE | 27,108 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 18,428 | 104,055 | SH | SOLE | 104,055 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 950 | 33,376 | SH | SOLE | 33,376 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 885 | 180,177 | SH | SOLE | 180,177 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 963 | 292,856 | SH | SOLE | 292,856 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,243 | 52,644 | SH | SOLE | 52,644 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 638 | 2,642 | SH | SOLE | 2,642 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 453 | 5,028 | SH | SOLE | 5,028 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 967 | 81,924 | SH | SOLE | 81,924 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 3,372 | 128,103 | SH | SOLE | 128,103 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 576 | 15,079 | SH | SOLE | 15,079 | 0 | 0 | ||
LAKELAND INDS INC | COM | 511795106 | 1,744 | 112,496 | SH | SOLE | 112,496 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 908 | 62,255 | SH | SOLE | 62,255 | 0 | 0 | ||
KLA CORPORATION | COM NEW | 482480100 | 280 | 1,949 | SH | SOLE | 1,949 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 1,083 | 119,253 | SH | SOLE | 119,253 | 0 | 0 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 1,277 | 52,119 | SH | SOLE | 52,119 | 0 | 0 | ||
HELMERICH AND PAYNE INC | COM | 423452101 | 971 | 62,076 | SH | SOLE | 62,076 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 1,097 | 160,146 | SH | SOLE | 160,146 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 7,221 | 909,507 | SH | SOLE | 909,507 | 0 | 0 | ||
GAP INC | COM | 364760108 | 921 | 130,780 | SH | SOLE | 130,780 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 2,379 | 492,600 | SH | SOLE | 492,600 | 0 | 0 | ||
FLOWSERVE CORP | COM | 34354P105 | 1,150 | 48,148 | SH | SOLE | 48,148 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 566 | 5,961 | SH | SOLE | 5,961 | 0 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 246 | 2,022 | SH | SOLE | 2,022 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 981 | 17,433 | SH | SOLE | 17,433 | 0 | 0 | ||
EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 | 907 | 59,417 | SH | SOLE | 59,417 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 350 | 560 | SH | SOLE | 560 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 245 | 1,297 | SH | SOLE | 1,297 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 995 | 76,264 | SH | SOLE | 76,264 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 1,045 | 29,300 | SH | SOLE | 29,300 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1,173 | 44,765 | SH | SOLE | 44,765 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,043 | 151,007 | SH | SOLE | 151,007 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,042 | 36,523 | SH | SOLE | 36,523 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 1,038 | 19,054 | SH | SOLE | 19,054 | 0 | 0 | ||
CITIZENS FINANCIAL GROUP INC | COM | 174610105 | 1,046 | 55,614 | SH | SOLE | 55,614 | 0 | 0 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 922 | 93,828 | SH | SOLE | 93,828 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 1,143 | 189,271 | SH | SOLE | 189,271 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 826 | 53,876 | SH | SOLE | 53,876 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 870 | 79,387 | SH | SOLE | 79,387 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 1,117 | 96,421 | SH | SOLE | 96,421 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 1,163 | 25,632 | SH | SOLE | 25,632 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 1,195 | 79,616 | SH | SOLE | 79,616 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 734 | 7,778 | SH | SOLE | 7,778 | 0 | 0 | ||
UNITED AIRLS HLDGS INC | COM | 910047109 | 981 | 31,099 | SH | SOLE | 31,099 | 0 | 0 | ||
TIFFANY AND CO NEW | COM | 886547108 | 3,816 | 29,470 | SH | SOLE | 29,470 | 0 | 0 | ||
TEXTRON INC | COM | 883203101 | 1,161 | 43,523 | SH | SOLE | 43,523 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 375 | 716 | SH | SOLE | 716 | 0 | 0 | ||
TECHNIPFMC PLC | COM | G87110105 | 1,024 | 151,869 | SH | SOLE | 151,869 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 1,013 | 78,196 | SH | SOLE | 78,196 | 0 | 0 | ||
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 20,580 | 1,250,300 | SH | SOLE | 1,250,300 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 1,737 | 20,705 | SH | SOLE | 20,705 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B103 | 1,031 | 64,053 | SH | SOLE | 64,053 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 551 | 8,388 | SH | SOLE | 8,388 | 0 | 0 | ||
SPDR S AND P 500 ETF TR | TR UNIT | 78462F103 | 76,176 | 295,543 | SH | SOLE | 295,543 | 0 | 0 | ||
SL GREEN RLTY CORP | COM | 78440X101 | 982 | 22,773 | SH | SOLE | 22,773 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 913 | 16,648 | SH | SOLE | 16,648 | 0 | 0 | ||
SHOCKWAVE MED INC | COM | 82489T104 | 43,948 | 1,324,544 | SH | SOLE | 1,324,544 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 220 | 478 | SH | SOLE | 478 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 886 | 65,688 | SH | SOLE | 65,688 | 0 | 0 | ||
S AND P GLOBAL INC | COM | 78409V104 | 301 | 1,230 | SH | SOLE | 1,230 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 921 | 28,631 | SH | SOLE | 28,631 | 0 | 0 | ||
PVH CORPORATION | COM | 693656100 | 1,132 | 30,067 | SH | SOLE | 30,067 | 0 | 0 | ||
PULTE GROUP INC | COM | 745867101 | 1,022 | 45,791 | SH | SOLE | 45,791 | 0 | 0 | ||
PROLOGIS INC. | COM | 74340W103 | 242 | 3,017 | SH | SOLE | 3,017 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 558 | 5,075 | SH | SOLE | 5,075 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,063 | 15,151 | SH | SOLE | 15,151 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 965 | 44,233 | SH | SOLE | 44,233 | 0 | 0 | ||
BLACKROCK RES AND COMMODITIES | SHS | 09257A108 | 298 | 59,133 | SH | SOLE | 59,133 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 341 | 52,175 | SH | SOLE | 52,175 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 19 | 26,921 | SH | SOLE | 26,921 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT AND PR | COM | 01883A107 | 417 | 43,407 | SH | SOLE | 43,407 | 0 | 0 | ||
ALLIANZGI CONV INCOME FD | COM | 018828103 | 205 | 54,887 | SH | SOLE | 54,887 | 0 | 0 | ||
AGILE THERAPEUTICS INC | COM | 00847L100 | 24 | 12,665 | SH | SOLE | 12,665 | 0 | 0 | ||
XCEL ENERGY INC | COM | 98389B100 | 254 | 4,209 | SH | SOLE | 4,209 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 4,650 | 27,375 | SH | SOLE | 27,375 | 0 | 0 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 212 | 2,408 | SH | SOLE | 2,408 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 509 | 3,161 | SH | SOLE | 3,161 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 1,003 | 37,429 | SH | SOLE | 37,429 | 0 | 0 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 331 | 57,613 | SH | SOLE | 57,613 | 0 | 0 | ||
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 321 | 32,872 | SH | SOLE | 32,872 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 25 | 46,340 | SH | SOLE | 46,340 | 0 | 0 | ||
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 15 | 56,909 | SH | SOLE | 56,909 | 0 | 0 | ||
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461100 | 82 | 87,651 | SH | SOLE | 87,651 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 32 | 186,288 | SH | SOLE | 186,288 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 55 | 41,964 | SH | SOLE | 41,964 | 0 | 0 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 57 | 30,899 | SH | SOLE | 30,899 | 0 | 0 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q108 | 23 | 16,608 | SH | SOLE | 16,608 | 0 | 0 | ||
COHEN AND STEERS INFRASTRUCTUR | COM | 19248A109 | 338 | 17,926 | SH | SOLE | 17,926 | 0 | 0 | ||
COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 | 18 | 13,949 | SH | SOLE | 13,949 | 0 | 0 | ||
QEP RESOURCES INC | COM | 74733V100 | 14 | 42,718 | SH | SOLE | 42,718 | 0 | 0 | ||
SM ENERGY CO | COM | 78454L100 | 20 | 16,563 | SH | SOLE | 16,563 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 37 | 19,995 | SH | SOLE | 19,995 | 0 | 0 | ||
DUFF AND PHELPS SLT ENGY AND M | COM | 26433F108 | 15 | 41,505 | SH | SOLE | 41,505 | 0 | 0 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 413 | 34,525 | SH | SOLE | 34,525 | 0 | 0 | ||
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 385 | 31,883 | SH | SOLE | 31,883 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 515 | 55,256 | SH | SOLE | 55,256 | 0 | 0 | ||
EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | 417 | 55,938 | SH | SOLE | 55,938 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 328 | 51,376 | SH | SOLE | 51,376 | 0 | 0 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 16 | 14,281 | SH | SOLE | 14,281 | 0 | 0 | ||
EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 82 | 11,161 | SH | SOLE | 11,161 | 0 | 0 | ||
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q106 | 80 | 63,342 | SH | SOLE | 63,342 | 0 | 0 | ||
FIRST TR MLP AND ENERGY INCOME | COM | 33739B104 | 87 | 19,572 | SH | SOLE | 19,572 | 0 | 0 | ||
FUELCELL ENERGY INC | COM | 35952H601 | 23 | 15,465 | SH | SOLE | 15,465 | 0 | 0 | ||
GOL LINHAS AEREAS INTLG S A | SPON ADR PFD NEW | 38045R206 | 58 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
GOLDMAN SACHS MLP INC OPP FD | COM SHS | 38147W103 | 64 | 55,329 | SH | SOLE | 55,329 | 0 | 0 | ||
GROUPON INC | COM | 399473107 | 26 | 26,573 | SH | SOLE | 26,573 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 81 | 13,624 | SH | SOLE | 13,624 | 0 | 0 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 135 | 40,641 | SH | SOLE | 40,641 | 0 | 0 | ||
KOSMOS ENERGY LTD | COM | 500688106 | 21 | 23,133 | SH | SOLE | 23,133 | 0 | 0 | ||
LAREDO PETROLEUM INC | COM | 516806106 | 19 | 49,112 | SH | SOLE | 49,112 | 0 | 0 | ||
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 99 | 21,364 | SH | SOLE | 21,364 | 0 | 0 | ||
MATADOR RES CO | COM | 576485205 | 35 | 14,140 | SH | SOLE | 14,140 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 28 | 70,593 | SH | SOLE | 70,593 | 0 | 0 | ||
NANTKWEST INC | COM | 63016Q102 | 32 | 11,056 | SH | SOLE | 11,056 | 0 | 0 | ||
NEUBERGER BERMAN MLP AND ENR | COM | 64129H104 | 73 | 38,382 | SH | SOLE | 38,382 | 0 | 0 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 275 | 33,241 | SH | SOLE | 33,241 | 0 | 0 | ||
NEXTIER OILFIELD SOLUTIONS | COM | 65290C105 | 21 | 18,176 | SH | SOLE | 18,176 | 0 | 0 | ||
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 54 | 37,789 | SH | SOLE | 37,789 | 0 | 0 | ||
NUVEEN S AND P 500 BUY-WRITE INC | COM | 6706ER101 | 325 | 32,182 | SH | SOLE | 32,182 | 0 | 0 | ||
OASIS PETROLEUM INC | COM | 674215108 | 25 | 71,427 | SH | SOLE | 71,427 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 31 | 13,262 | SH | SOLE | 13,262 | 0 | 0 | ||
PIMCO ENRGY TACTICAL CR OPP | COM SHS BEN INT | 69346N107 | 187 | 34,914 | SH | SOLE | 34,914 | 0 | 0 | ||
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 4,852 | 72,226 | SH | SOLE | 72,226 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 1,615 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 210 | 51,095 | SH | SOLE | 51,095 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 149 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 5,410 | 812,338 | SH | SOLE | 812,338 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 332 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 500 | 1,698,530 | SH | SOLE | 1,698,530 | 0 | 0 | ||
JUMEI INTL HLDG LTD | SPONSRED ADS NEW | 48138L206 | 1,848 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 32 | 12,432 | SH | SOLE | 12,432 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 24 | 20,583 | SH | SOLE | 20,583 | 0 | 0 | ||
TUPPERWARE BRANDS CORP | COM | 899896104 | 19 | 12,029 | SH | SOLE | 12,029 | 0 | 0 | ||
VALARIS PLC | SHS CLASS A | G9402V109 | 19 | 42,645 | SH | SOLE | 42,645 | 0 | 0 | ||
VIRTUS TOTAL RETURN FUND INC | COM | 92835W107 | 338 | 46,952 | SH | SOLE | 46,952 | 0 | 0 | ||
W AND T OFFSHORE INC | COM | 92922P106 | 31 | 18,176 | SH | SOLE | 18,176 | 0 | 0 | ||
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 10 | 12,839 | SH | SOLE | 12,839 | 0 | 0 | ||
WHITING PETE CORP NEW | COM NEW | 966387409 | 23 | 34,066 | SH | SOLE | 34,066 | 0 | 0 | ||
KKR AND CO INC | CL A | 48251W104 | 483 | 20,572 | SH | SOLE | 20,572 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 15,165 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
TECH DATA CORP | COM | 878237106 | 7,851 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ARTELO BIOSCIENCES INC | *W EXP 06/25/202 | 04301G128 | 1 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 107 | 13,226 | SH | SOLE | 13,226 | 0 | 0 | ||
CORNERSTONE TOTAL RETURN FD | COM | 21924U300 | 151 | 19,016 | SH | SOLE | 19,016 | 0 | 0 | ||
FINJAN HLDGS INC | COM NEW | 31788H303 | 1,619 | 1,618,621 | SH | SOLE | 1,618,621 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 2,670 | 62,841 | SH | SOLE | 62,841 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 2,009 | 86,153 | SH | SOLE | 86,153 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 785 | 31,544 | SH | SOLE | 31,544 | 0 | 0 | ||
GCI LIBERTY INC | COM CLASS A | 36164V305 | 5,160 | 90,582 | SH | SOLE | 90,582 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 21,876 | 122,057 | SH | SOLE | 122,057 | 0 | 0 | ||
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 5,235 | 48,925 | SH | SOLE | 48,925 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 | 3,836 | 121,057 | SH | SOLE | 121,057 | 0 | 0 | ||
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 22 | 37,407 | SH | SOLE | 37,407 | 0 | 0 | ||
CONTANGO OIL AND GAS CO | COM NEW | 21075N204 | 19 | 12,495 | SH | SOLE | 12,495 | 0 | 0 | ||
GAMCO GLOBAL GOLD NAT RES AND | COM SH BEN INT | 36465A109 | 203 | 74,496 | SH | SOLE | 74,496 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 6,638 | 237,744 | SH | SOLE | 237,744 | 0 | 0 | ||
VIRTU FINL INC | CL A | 928254101 | 2,068 | 99,328 | SH | SOLE | 99,328 | 0 | 0 | ||
NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 64 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 768 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 2,505 | 74,769 | SH | SOLE | 74,769 | 0 | 0 | ||
ARAVIVE INC | COM | 03890D108 | 894 | 155,193 | SH | SOLE | 155,193 | 0 | 0 | ||
DURECT CORP | COM | 266605104 | 47 | 30,149 | SH | SOLE | 30,149 | 0 | 0 | ||
ENDURANCE INTL GROUP HLDGS I | COM | 29272B105 | 219 | 113,515 | SH | SOLE | 113,515 | 0 | 0 | ||
GROWGENERATION CORP | COM | 39986L109 | 332 | 87,155 | SH | SOLE | 87,155 | 0 | 0 | ||
SERVICESOURCE INTL INC | COM | 81763U100 | 13 | 14,555 | SH | SOLE | 14,555 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 4,440 | 50,123 | SH | SOLE | 50,123 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 12 | 20,299 | SH | SOLE | 20,299 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,836 | 22,850 | SH | SOLE | 22,850 | 0 | 0 | ||
CARLYLE GROUP INC | COM | 14316J108 | 1,293 | 59,738 | SH | SOLE | 59,738 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 2,404 | 54,332 | SH | SOLE | 54,332 | 0 | 0 | ||
UNIT CORPORATION | COM | 909218109 | 10 | 36,685 | SH | SOLE | 36,685 | 0 | 0 | ||
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 985 | 505,317 | SH | SOLE | 505,317 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 160 | 76,100 | SH | SOLE | 76,100 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 272 | 172,402 | SH | SOLE | 172,402 | 0 | 0 | ||
AKERNA CORP | COM | 00973W102 | 77 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | *W EXP 10/31/202 | G0232J119 | 38 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | COM CL A | 03768F102 | 1,466 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | *W EXP 09/18/202 | 03768F110 | 45 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APHRIA INC | COM | 03765K104 | 33 | 10,909 | SH | SOLE | 10,909 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 255 | 48,639 | SH | SOLE | 48,639 | 0 | 0 | ||
DFP HEALTHCARE ACQUISITNS CO | UNIT 03/31/2025 | 23343Q209 | 1,985 | 200,100 | SH | SOLE | 200,100 | 0 | 0 | ||
DMY TECHNOLOGY GROUP INC | UNIT 99/99/9999 | 233253202 | 1,475 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 1,350 | 1,144,369 | SH | SOLE | 1,144,369 | 0 | 0 | ||
FINSERV ACQUISITION CORP | *W EXP 12/31/202 | 318085115 | 53 | 96,496 | SH | SOLE | 96,496 | 0 | 0 | ||
FLYING EAGLE ACQUISITION COR | UNIT 99/99/9999 | 34407Y202 | 1,196 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 25 | 49,750 | SH | SOLE | 49,750 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | *W EXP 05/26/202 | 74349F119 | 62 | 177,800 | SH | SOLE | 177,800 | 0 | 0 | ||
SCVX CORP | UNIT 99/99/9999 | G79448109 | 2,692 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I | *W EXP 10/01/202 | 83406B119 | 26 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | *W EXP 05/15/202 | 85236Q117 | 46 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | *W EXP 12/01/202 | 03212A113 | 33 | 51,000 | SH | SOLE | 51,000 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | *W EXP 11/26/202 | 049430119 | 34 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CF FIN ACQUISITION CORP | COM CL A | 12528N107 | 1,022 | 99,280 | SH | SOLE | 99,280 | 0 | 0 | ||
CHP MERGER CORP | *W EXP 11/22/202 | 12558Y114 | 11 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | CL A | 17143G106 | 1,085 | 108,997 | SH | SOLE | 108,997 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 253 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CHURCHILL CAP CORP III | UNIT 03/01/2027 | 17144C203 | 1,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 3,049 | 298,000 | SH | SOLE | 298,000 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 1,950 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,823 | 180,119 | SH | SOLE | 180,119 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 999 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 1,511 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 2,538 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GRAF INDL CORP | COM | 384278107 | 761 | 74,840 | SH | SOLE | 74,840 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | COM CL A | 42087L101 | 979 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | CL A COM | 42589C104 | 2,826 | 279,573 | SH | SOLE | 279,573 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | *W EXP 11/13/202 | 48205G114 | 28 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LANDCADIA HLDGS II INC | *W EXP 05/09/202 | 51476X113 | 28 | 69,000 | SH | SOLE | 69,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 9 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | COM | 609754106 | 1,508 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 3,046 | 300,051 | SH | SOLE | 300,051 | 0 | 0 | ||
NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 1,002 | 101,550 | SH | SOLE | 101,550 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | *W EXP 10/30/202 | 68839R120 | 11 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
RMG ACQUISITION CORP | CL A | 749641106 | 496 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 21 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | UNIT 99/99/9999 | 846784114 | 1,050 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | *W EXP 08/27/202 | 846784122 | 15 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 994 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,955 | 183,766 | SH | SOLE | 183,766 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | *W EXP 01/31/202 | G4887W128 | 28 | 220,919 | SH | SOLE | 220,919 | 0 | 0 | ||
EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 1,578 | 133,744 | SH | SOLE | 133,744 | 0 | 0 | ||
J ALEXANDERS HLDGS INC | COM | 46609J106 | 69 | 17,947 | SH | SOLE | 17,947 | 0 | 0 | ||
LENNAR CORP | CL B | 526057302 | 383 | 13,257 | SH | SOLE | 13,257 | 0 | 0 | ||
POPE RES DEL LTD PARTNERSHIP | DEPOSITRY RCPT | 732857107 | 1,716 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TAUBMAN CTRS INC | COM | 876664103 | 1,575 | 37,600 | SH | SOLE | 37,600 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 4,355 | 152,000 | SH | SOLE | 152,000 | 0 | 0 |