The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 447 | 9,942 | SH | SOLE | 0 | 0 | 9,942 | ||
ABBVIE INC | COM | 00287Y109 | 493 | 8,353 | SH | SOLE | 0 | 0 | 8,353 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 679 | 872 | SH | SOLE | 0 | 0 | 872 | ||
ALTRIA GROUP INC | COM | 02209S103 | 275 | 4,730 | SH | SOLE | 0 | 0 | 4,730 | ||
AMAZON COM INC | COM | 023135106 | 692 | 1,022 | SH | SOLE | 0 | 0 | 1,022 | ||
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 2,535 | 404,870 | SH | SOLE | 0 | 0 | 404,870 | ||
APPLE INC | COM | 037833100 | 3,059 | 29,109 | SH | SOLE | 0 | 0 | 29,109 | ||
AT&T INC | COM | 00206R102 | 749 | 21,774 | SH | SOLE | 0 | 0 | 21,774 | ||
BANK AMER CORP | COM | 060505104 | 279 | 16,686 | SH | SOLE | 0 | 0 | 16,686 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 219 | 200 | SH | SOLE | 0 | 0 | 200 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,523 | 11,567 | SH | SOLE | 0 | 0 | 11,567 | ||
BOEING CO | COM | 097023105 | 452 | 3,111 | SH | SOLE | 0 | 0 | 3,111 | ||
BOSTON PROPERTIES INC | COM | 101121101 | 255 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 434 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 38 | 15,554 | SH | SOLE | 0 | 0 | 15,554 | ||
CHEVRON CORP NEW | COM | 166764100 | 642 | 7,134 | SH | SOLE | 0 | 0 | 7,134 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 200 | 11,017 | SH | SOLE | 0 | 0 | 11,017 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | 4,613 | 92,527 | SH | SOLE | 0 | 0 | 92,527 | ||
COCA COLA CO | COM | 191216100 | 239 | 5,538 | SH | SOLE | 0 | 0 | 5,538 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 339 | 3,515 | SH | SOLE | 0 | 0 | 3,515 | ||
DOW CHEM CO | COM | 260543103 | 212 | 4,148 | SH | SOLE | 0 | 0 | 4,148 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 731 | 10,250 | SH | SOLE | 0 | 0 | 10,250 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 64 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 220 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 542 | 21,200 | SH | SOLE | 0 | 0 | 21,200 | ||
EXXON MOBIL CORP | COM | 30231G102 | 933 | 11,993 | SH | SOLE | 0 | 0 | 11,993 | ||
FACEBOOK INC | CL A | 30303M102 | 495 | 4,540 | SH | SOLE | 0 | 0 | 4,540 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 1,653 | 81,894 | SH | SOLE | 0 | 0 | 81,894 | ||
FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 | 5,289 | 121,656 | SH | SOLE | 0 | 0 | 121,656 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 17,835 | 746,763 | SH | SOLE | 0 | 0 | 746,763 | ||
FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | 201 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,050 | 65,836 | SH | SOLE | 0 | 0 | 65,836 | ||
HCP INC | COM | 40414L109 | 229 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 234 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
HOME DEPOT INC | COM | 437076102 | 353 | 2,672 | SH | SOLE | 0 | 0 | 2,672 | ||
HONEYWELL INTL INC | COM | 438516106 | 274 | 2,638 | SH | SOLE | 0 | 0 | 2,638 | ||
ISHARES | MSCI FRNTR100ETF | 464286145 | 1,480 | 59,465 | SH | SOLE | 0 | 0 | 59,465 | ||
ISHARES | EM MK MINVOL ETF | 464286533 | 727 | 14,952 | SH | SOLE | 0 | 0 | 14,952 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 448 | 11,385 | SH | SOLE | 0 | 0 | 11,385 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,441 | 13,339 | SH | SOLE | 0 | 0 | 13,339 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 727 | 6,278 | SH | SOLE | 0 | 0 | 6,278 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 480 | 5,419 | SH | SOLE | 0 | 0 | 5,419 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,703 | 29,006 | SH | SOLE | 0 | 0 | 29,006 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 271 | 2,948 | SH | SOLE | 0 | 0 | 2,948 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 1,812 | 11,315 | SH | SOLE | 0 | 0 | 11,315 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 5,809 | 41,697 | SH | SOLE | 0 | 0 | 41,697 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 3,734 | 11,036 | SH | SOLE | 0 | 0 | 11,036 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,350 | 13,792 | SH | SOLE | 0 | 0 | 13,792 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,333 | 23,463 | SH | SOLE | 0 | 0 | 23,463 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 5,553 | 49,011 | SH | SOLE | 0 | 0 | 49,011 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,540 | 31,437 | SH | SOLE | 0 | 0 | 31,437 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 294 | 2,667 | SH | SOLE | 0 | 0 | 2,667 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 3,248 | 30,721 | SH | SOLE | 0 | 0 | 30,721 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 5,445 | 52,049 | SH | SOLE | 0 | 0 | 52,049 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 601 | 15,459 | SH | SOLE | 0 | 0 | 15,459 | ||
ISHARES TR | EAFE MIN VOL ETF | 46429B689 | 1,252 | 19,335 | SH | SOLE | 0 | 0 | 19,335 | ||
JOHNSON & JOHNSON | COM | 478160104 | 787 | 7,688 | SH | SOLE | 0 | 0 | 7,688 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,859 | 43,296 | SH | SOLE | 0 | 0 | 43,296 | ||
LAKE SUNAPEE BK GROUP | COM | 510866106 | 196 | 13,985 | SH | SOLE | 0 | 0 | 13,985 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 272 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MARKET VECTORS ETF TR | BUSI DEVCO ETF | 57060U316 | 169 | 10,723 | SH | SOLE | 0 | 0 | 10,723 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 279 | 5,329 | SH | SOLE | 0 | 0 | 5,329 | ||
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 126 | 15,921 | SH | SOLE | 0 | 0 | 15,921 | ||
MICROSOFT CORP | COM | 594918104 | 316 | 5,711 | SH | SOLE | 0 | 0 | 5,711 | ||
NEOGEN CORP | COM | 640491106 | 1,018 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 457 | 4,392 | SH | SOLE | 0 | 0 | 4,392 | ||
PEPSICO INC | COM | 713448108 | 336 | 3,360 | SH | SOLE | 0 | 0 | 3,360 | ||
PFIZER INC | COM | 717081103 | 558 | 17,275 | SH | SOLE | 0 | 0 | 17,275 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 350 | 3,980 | SH | SOLE | 0 | 0 | 3,980 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,818 | 18,079 | SH | SOLE | 0 | 0 | 18,079 | ||
PLUM CREEK TIMBER CO INC | COM | 729251108 | 249 | 5,236 | SH | SOLE | 0 | 0 | 5,236 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 12,765 | 331,047 | SH | SOLE | 0 | 0 | 331,047 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 209 | 11,144 | SH | SOLE | 0 | 0 | 11,144 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 3,125 | 33,264 | SH | SOLE | 0 | 0 | 33,264 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 2,194 | 25,281 | SH | SOLE | 0 | 0 | 25,281 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,255 | 20,145 | SH | SOLE | 0 | 0 | 20,145 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 822 | 10,361 | SH | SOLE | 0 | 0 | 10,361 | ||
QUALCOMM INC | COM | 747525103 | 583 | 11,663 | SH | SOLE | 0 | 0 | 11,663 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 308 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
RAYTHEON CO | COM NEW | 755111507 | 344 | 2,763 | SH | SOLE | 0 | 0 | 2,763 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 11,735 | 153,095 | SH | SOLE | 0 | 0 | 153,095 | ||
RYDEX ETF TRUST | GUG S&P500 PU GR | 78355W403 | 21,857 | 270,834 | SH | SOLE | 0 | 0 | 270,834 | ||
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 8,492 | 68,078 | SH | SOLE | 0 | 0 | 68,078 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 206 | 1,340 | SH | SOLE | 0 | 0 | 1,340 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 523 | 18,991 | SH | SOLE | 0 | 0 | 18,991 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 460 | 6,389 | SH | SOLE | 0 | 0 | 6,389 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 2,022 | 33,526 | SH | SOLE | 0 | 0 | 33,526 | ||
SONUS NETWORKS INC | COM NEW | 835916503 | 175 | 24,266 | SH | SOLE | 0 | 0 | 24,266 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 472 | 4,652 | SH | SOLE | 0 | 0 | 4,652 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 1,467 | 31,362 | SH | SOLE | 0 | 0 | 31,362 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 517 | 13,191 | SH | SOLE | 0 | 0 | 13,191 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,257 | 74,848 | SH | SOLE | 0 | 0 | 74,848 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,064 | 4,187 | SH | SOLE | 0 | 0 | 4,187 | ||
SPDR SER TR | INV GRD FLT RT | 78468R200 | 1,013 | 33,299 | SH | SOLE | 0 | 0 | 33,299 | ||
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 1,628 | 37,609 | SH | SOLE | 0 | 0 | 37,609 | ||
SPDR SERIES TRUST | BARC SHT TR CP | 78464A474 | 2,409 | 79,258 | SH | SOLE | 0 | 0 | 79,258 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 257 | 3,485 | SH | SOLE | 0 | 0 | 3,485 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 649 | 9,247 | SH | SOLE | 0 | 0 | 9,247 | ||
STAPLES INC | COM | 855030102 | 211 | 22,327 | SH | SOLE | 0 | 0 | 22,327 | ||
STARBUCKS CORP | COM | 855244109 | 594 | 10,099 | SH | SOLE | 0 | 0 | 10,099 | ||
STEMCELLS INC | COM NEW | 85857R204 | 28 | 66,664 | SH | SOLE | 0 | 0 | 66,664 | ||
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 200 | 7,777 | SH | SOLE | 0 | 0 | 7,777 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 266 | 8,949 | SH | SOLE | 0 | 0 | 8,949 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 274 | 11,595 | SH | SOLE | 0 | 0 | 11,595 | ||
UGI CORP NEW | COM | 902681105 | 212 | 6,271 | SH | SOLE | 0 | 0 | 6,271 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 282 | 2,927 | SH | SOLE | 0 | 0 | 2,927 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 2,424 | 30,462 | SH | SOLE | 0 | 0 | 30,462 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 574 | 7,200 | SH | SOLE | 0 | 0 | 7,200 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 219 | 2,345 | SH | SOLE | 0 | 0 | 2,345 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 21,023 | 250,877 | SH | SOLE | 0 | 0 | 250,877 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 351 | 4,305 | SH | SOLE | 0 | 0 | 4,305 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 4,041 | 36,522 | SH | SOLE | 0 | 0 | 36,522 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 7,397 | 70,901 | SH | SOLE | 0 | 0 | 70,901 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 2,689 | 46,659 | SH | SOLE | 0 | 0 | 46,659 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 667 | 15,357 | SH | SOLE | 0 | 0 | 15,357 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 216 | 4,478 | SH | SOLE | 0 | 0 | 4,478 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 7,338 | 94,403 | SH | SOLE | 0 | 0 | 94,403 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 273 | 7,446 | SH | SOLE | 0 | 0 | 7,446 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 6,455 | 48,558 | SH | SOLE | 0 | 0 | 48,558 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,314 | 28,482 | SH | SOLE | 0 | 0 | 28,482 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 252 | 4,653 | SH | SOLE | 0 | 0 | 4,653 | ||
YUM BRANDS INC | COM | 988498101 | 220 | 3,006 | SH | SOLE | 0 | 0 | 3,006 |