The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 416 | 9,947 | SH | SOLE | 0 | 0 | 9,947 | ||
ABBVIE INC | COM | 00287Y109 | 505 | 8,862 | SH | SOLE | 0 | 0 | 8,862 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 802 | 1,052 | SH | SOLE | 0 | 0 | 1,052 | ||
ALTRIA GROUP INC | COM | 02209S103 | 296 | 4,731 | SH | SOLE | 0 | 0 | 4,731 | ||
AMAZON COM INC | COM | 023135106 | 503 | 847 | SH | SOLE | 0 | 0 | 847 | ||
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 2,628 | 404,870 | SH | SOLE | 0 | 0 | 404,870 | ||
APPLE INC | COM | 037833100 | 3,122 | 28,640 | SH | SOLE | 0 | 0 | 28,640 | ||
AT&T INC | COM | 00206R102 | 829 | 21,148 | SH | SOLE | 0 | 0 | 21,148 | ||
BANK AMER CORP | COM | 060505104 | 232 | 17,244 | SH | SOLE | 0 | 0 | 17,244 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 228 | 200 | SH | SOLE | 0 | 0 | 200 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 213 | 1 | SH | SOLE | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,637 | 11,536 | SH | SOLE | 0 | 0 | 11,536 | ||
BOEING CO | COM | 097023105 | 395 | 3,116 | SH | SOLE | 0 | 0 | 3,116 | ||
BOSTON PROPERTIES INC | COM | 101121101 | 286 | 2,250 | SH | SOLE | 0 | 0 | 2,250 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 404 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 18 | 15,554 | SH | SOLE | 0 | 0 | 15,554 | ||
CHEVRON CORP NEW | COM | 166764100 | 691 | 7,240 | SH | SOLE | 0 | 0 | 7,240 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | 5,631 | 112,933 | SH | SOLE | 0 | 0 | 112,933 | ||
COCA COLA CO | COM | 191216100 | 247 | 5,333 | SH | SOLE | 0 | 0 | 5,333 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 358 | 3,818 | SH | SOLE | 0 | 0 | 3,818 | ||
DOW CHEM CO | COM | 260543103 | 211 | 4,159 | SH | SOLE | 0 | 0 | 4,159 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 813 | 10,078 | SH | SOLE | 0 | 0 | 10,078 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 67 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 115 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 521 | 21,226 | SH | SOLE | 0 | 0 | 21,226 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,130 | 13,512 | SH | SOLE | 0 | 0 | 13,512 | ||
FACEBOOK INC | CL A | 30303M102 | 600 | 5,070 | SH | SOLE | 0 | 0 | 5,070 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 1,501 | 68,812 | SH | SOLE | 0 | 0 | 68,812 | ||
FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 | 3,080 | 72,911 | SH | SOLE | 0 | 0 | 72,911 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 28,516 | 1,108,342 | SH | SOLE | 0 | 0 | 1,108,342 | ||
FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | 204 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,125 | 66,894 | SH | SOLE | 0 | 0 | 66,894 | ||
HASBRO INC | COM | 418056107 | 474 | 5,920 | SH | SOLE | 0 | 0 | 5,920 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 255 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
HOME DEPOT INC | COM | 437076102 | 357 | 2,676 | SH | SOLE | 0 | 0 | 2,676 | ||
HONEYWELL INTL INC | COM | 438516106 | 296 | 2,640 | SH | SOLE | 0 | 0 | 2,640 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 226 | 1,486 | SH | SOLE | 0 | 0 | 1,486 | ||
ISHARES | MSCI FRNTR100ETF | 464286145 | 1,460 | 59,465 | SH | SOLE | 0 | 0 | 59,465 | ||
ISHARES | EM MK MINVOL ETF | 464286533 | 733 | 14,260 | SH | SOLE | 0 | 0 | 14,260 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,504 | 13,569 | SH | SOLE | 0 | 0 | 13,569 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 732 | 6,313 | SH | SOLE | 0 | 0 | 6,313 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 511 | 5,672 | SH | SOLE | 0 | 0 | 5,672 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,644 | 28,772 | SH | SOLE | 0 | 0 | 28,772 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 273 | 2,962 | SH | SOLE | 0 | 0 | 2,962 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 1,852 | 11,367 | SH | SOLE | 0 | 0 | 11,367 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 2,193 | 15,211 | SH | SOLE | 0 | 0 | 15,211 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 2,536 | 9,719 | SH | SOLE | 0 | 0 | 9,719 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,245 | 12,593 | SH | SOLE | 0 | 0 | 12,593 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,533 | 15,382 | SH | SOLE | 0 | 0 | 15,382 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 5,619 | 49,252 | SH | SOLE | 0 | 0 | 49,252 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,556 | 32,175 | SH | SOLE | 0 | 0 | 32,175 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 3,215 | 29,145 | SH | SOLE | 0 | 0 | 29,145 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 5,506 | 52,233 | SH | SOLE | 0 | 0 | 52,233 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 604 | 15,463 | SH | SOLE | 0 | 0 | 15,463 | ||
ISHARES TR | EAFE MIN VOL ETF | 46429B689 | 1,244 | 18,715 | SH | SOLE | 0 | 0 | 18,715 | ||
JOHNSON & JOHNSON | COM | 478160104 | 863 | 7,978 | SH | SOLE | 0 | 0 | 7,978 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,564 | 43,301 | SH | SOLE | 0 | 0 | 43,301 | ||
LAKE SUNAPEE BK GROUP | COM | 510866106 | 196 | 13,985 | SH | SOLE | 0 | 0 | 13,985 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 327 | 1,473 | SH | SOLE | 0 | 0 | 1,473 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 275 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 206 | 3,920 | SH | SOLE | 0 | 0 | 3,920 | ||
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 139 | 16,721 | SH | SOLE | 0 | 0 | 16,721 | ||
MICROSOFT CORP | COM | 594918104 | 316 | 5,716 | SH | SOLE | 0 | 0 | 5,716 | ||
NEOGEN CORP | COM | 640491106 | 906 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 513 | 4,336 | SH | SOLE | 0 | 0 | 4,336 | ||
PEPSICO INC | COM | 713448108 | 344 | 3,361 | SH | SOLE | 0 | 0 | 3,361 | ||
PFIZER INC | COM | 717081103 | 535 | 18,058 | SH | SOLE | 0 | 0 | 18,058 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 381 | 3,878 | SH | SOLE | 0 | 0 | 3,878 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,834 | 18,204 | SH | SOLE | 0 | 0 | 18,204 | ||
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 9,065 | 244,300 | SH | SOLE | 0 | 0 | 244,300 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 13,616 | 337,694 | SH | SOLE | 0 | 0 | 337,694 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 209 | 11,154 | SH | SOLE | 0 | 0 | 11,154 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 1,489 | 15,784 | SH | SOLE | 0 | 0 | 15,784 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 2,134 | 24,230 | SH | SOLE | 0 | 0 | 24,230 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,927 | 17,663 | SH | SOLE | 0 | 0 | 17,663 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 850 | 10,338 | SH | SOLE | 0 | 0 | 10,338 | ||
QUALCOMM INC | COM | 747525103 | 602 | 11,770 | SH | SOLE | 0 | 0 | 11,770 | ||
RAYTHEON CO | COM NEW | 755111507 | 339 | 2,766 | SH | SOLE | 0 | 0 | 2,766 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 8,784 | 111,856 | SH | SOLE | 0 | 0 | 111,856 | ||
RYDEX ETF TRUST | GUG S&P500 PU GR | 78355W403 | 16,355 | 205,991 | SH | SOLE | 0 | 0 | 205,991 | ||
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 7,718 | 63,856 | SH | SOLE | 0 | 0 | 63,856 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 515 | 18,991 | SH | SOLE | 0 | 0 | 18,991 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 385 | 5,674 | SH | SOLE | 0 | 0 | 5,674 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 2,189 | 35,383 | SH | SOLE | 0 | 0 | 35,383 | ||
SONUS NETWORKS INC | COM NEW | 835916503 | 182 | 24,266 | SH | SOLE | 0 | 0 | 24,266 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 548 | 4,652 | SH | SOLE | 0 | 0 | 4,652 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 1,536 | 31,362 | SH | SOLE | 0 | 0 | 31,362 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 404 | 9,777 | SH | SOLE | 0 | 0 | 9,777 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,178 | 73,863 | SH | SOLE | 0 | 0 | 73,863 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,100 | 4,187 | SH | SOLE | 0 | 0 | 4,187 | ||
SPDR SER TR | INV GRD FLT RT | 78468R200 | 1,014 | 33,366 | SH | SOLE | 0 | 0 | 33,366 | ||
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 1,643 | 38,024 | SH | SOLE | 0 | 0 | 38,024 | ||
SPDR SERIES TRUST | BARC SHT TR CP | 78464A474 | 2,531 | 82,681 | SH | SOLE | 0 | 0 | 82,681 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 279 | 3,490 | SH | SOLE | 0 | 0 | 3,490 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 300 | 5,804 | SH | SOLE | 0 | 0 | 5,804 | ||
STAG INDL INC | COM | 85254J102 | 372 | 28,625 | SH | SOLE | 0 | 0 | 28,625 | ||
STARBUCKS CORP | COM | 855244109 | 581 | 9,736 | SH | SOLE | 0 | 0 | 9,736 | ||
STEMCELLS INC | COM NEW | 85857R204 | 17 | 66,664 | SH | SOLE | 0 | 0 | 66,664 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 216 | 9,018 | SH | SOLE | 0 | 0 | 9,018 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 212 | 11,791 | SH | SOLE | 0 | 0 | 11,791 | ||
UGI CORP NEW | COM | 902681105 | 253 | 6,271 | SH | SOLE | 0 | 0 | 6,271 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 309 | 2,929 | SH | SOLE | 0 | 0 | 2,929 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 2,447 | 30,348 | SH | SOLE | 0 | 0 | 30,348 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 610 | 7,297 | SH | SOLE | 0 | 0 | 7,297 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 221 | 2,356 | SH | SOLE | 0 | 0 | 2,356 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 12,165 | 146,942 | SH | SOLE | 0 | 0 | 146,942 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 356 | 4,323 | SH | SOLE | 0 | 0 | 4,323 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 3,516 | 31,534 | SH | SOLE | 0 | 0 | 31,534 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 7,525 | 71,785 | SH | SOLE | 0 | 0 | 71,785 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 2,702 | 46,839 | SH | SOLE | 0 | 0 | 46,839 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 486 | 11,286 | SH | SOLE | 0 | 0 | 11,286 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 220 | 4,478 | SH | SOLE | 0 | 0 | 4,478 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 7,316 | 90,037 | SH | SOLE | 0 | 0 | 90,037 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 5,151 | 41,758 | SH | SOLE | 0 | 0 | 41,758 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,548 | 28,605 | SH | SOLE | 0 | 0 | 28,605 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 236 | 4,863 | SH | SOLE | 0 | 0 | 4,863 | ||
WEYERHAEUSER CO | COM | 962166104 | 324 | 10,445 | SH | SOLE | 0 | 0 | 10,445 | ||
XCERRA CORP | COM | 98400J108 | 196 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
YUM BRANDS INC | COM | 988498101 | 246 | 3,006 | SH | SOLE | 0 | 0 | 3,006 |