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Sub-Adviser | | Institutional Account Name | | Company Name | | Ticker | | Provider Security ID | | Meeting Type | | Meeting Date | | Proponent | | Proposal Text | | Management Recommendation | | Vote Instruction |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | CAPITAL PRODUCT PARTNERS L.P. | | CPLP | | Y11082107 | | Annual | | 7/23/2015 | | Management | | Elect Director D. CHRISTACOPOULOS | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | CAPITAL PRODUCT PARTNERS L.P. | | CPLP | | Y11082108 | | Annual | | 7/24/2015 | | Management | | Elect Director ABEL RASTERHOFF | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | CAPITAL PRODUCT PARTNERS L.P. | | CPLP | | Y11082109 | | Annual | | 7/25/2015 | | Management | | Ratify Appointment of Independent Auditors | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | KNOT OFFSHORE PARTNERS LP (KNOP) | | KNOP | | Y48125101 | | Annual | | 8/12/2015 | | Management | | To elect Andrew Beveridge as a Class II Director | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | KNOT OFFSHORE PARTNERS LP (KNOP) | | KNOP | | Y48125102 | | Annual | | 8/13/2015 | | Management | | To transact other such business as may properly come before the Meeting | | Against | | |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | GOLAR LNG PARTNERS LP | | GMLP | | Y2745C102 | | Annual | | 9/23/2015 | | Management | | To elect Andrew J.D. Whalley as a Class III Director | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | GOLAR LNG PARTNERS LP | | GMLP | | Y2745C103 | | Annual | | 9/24/2015 | | Management | | To elect Paul Leand Jr. as a Class III Director | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | CRESTWOOD MIDSTREAM PARTNERS LP | | CMLP | | 226378107 | | Special | | 9/30/2015 | | Management | | To consider and vote upon the approval of the Agreement and Plan of Merger | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | CRESTWOOD MIDSTREAM PARTNERS LP | | CMLP | | 226378108 | | Special | | 10/1/2015 | | Management | | To consider and vote upon the proposal to adjourn the special meeting | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | NAVIOS MARITIME MIDSTREAM PARTNERS L.P. | | NAP | | Y62134104 | | Annual | | 11/24/2015 | | Management | | Elect Director STEFAN KUCH | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | NAVIOS MARITIME MIDSTREAM PARTNERS L.P. | | NAP | | Y62134105 | | Annual | | 11/25/2015 | | Management | | Elect Director ALEXANDER KALAFATIDES | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | NAVIOS MARITIME MIDSTREAM PARTNERS L.P. | | NAP | | Y62134106 | | Annual | | 11/26/2015 | | Management | | Elect Director CHRISTOS KOKKINIS | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | NAVIOS MARITIME MIDSTREAM PARTNERS L.P. | | NAP | | Y62134107 | | Annual | | 11/27/2015 | | Management | | Elect Director VASILIOS MOUYIS | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | NAVIOS MARITIME MIDSTREAM PARTNERS L.P. | | NAP | | Y62134108 | | Annual | | 11/28/2015 | | Management | | Ratify Appointment of Independent Auditors | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | AMERICAN MIDSTREAM PARTNERS LP | | AMID | | 02752P100 | | Special | | 2/11/2016 | | Management | | TO APPROVE THE ADOPTION OF THE THIRD AMENDED AND RESTATED AMERICAN MIDSTREAM GP, LLC LONG-TERM INCENTIVE PLAN | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | TARGA RESOURCES PARTNERS LP | | NGLS | | 87611X105 | | Special | | 2/12/2016 | | Management | | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2015, BY AND AMONG TARGA RESOURCES CORP. | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | TARGA RESOURCES PARTNERS LP | | NGLS | | 87611X106 | | Special | | 2/12/2016 | | Management | | TO CONSIDER AND VOTE UPON, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION PAYMENTS THAT MAY BE PAID OR BECOME PAYABLE TO THE PARTNERSHIP’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | DCP MIDSTREAM PARTNERS, LP | | DPM | | 23311P100 | | Special | | 4/28/2016 | | Management | | TO APPROVE THE DCP MIDSTREAM PARTNERS, LP 2016 LONG-TERM INCENTIVE PLAN | | For | | For |
Advisory Research | | Nuveen All Cap Energy MLP Opportunities Fund | | DCP MIDSTREAM PARTNERS, LP | | DPM | | 23311P101 | | Special | | 4/28/2016 | | Management | | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES | | For | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.