The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGENUS | COM | 00847G705 | 1,066 | 268,466 | SH | SOLE | 268,466 | 0 | 0 | ||
ALIMERA SCIENCES | COM | 016259103 | 5,855 | 1,056,809 | SH | SOLE | 1,056,809 | 0 | 0 | ||
AMAG PHARMACEUTICALS | COM | 00163U106 | 1,134 | 26,596 | SH | SOLE | 26,596 | 0 | 0 | ||
AMICUS THERAPEUTICS | COM | 03152W109 | 13,584 | 1,632,720 | SH | SOLE | 1,632,720 | 0 | 0 | ||
ANTARES PHARMA | COM | 036642106 | 598 | 232,762 | SH | SOLE | 232,762 | 0 | 0 | ||
ARRAY BIOPHARMA INC | NOTE 3.000% | 04269XAA3 | 1,229 | 1,315,000 | PRN | SOLE | 1,315,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES | COM | 045396108 | 30 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
ATHENAHEALTH | COM | 04685W103 | 729 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
BELLICUM PHARMACEUTICALS | COM | 079481107 | 1,054 | 45,750 | SH | SOLE | 45,750 | 0 | 0 | ||
BIOTELEMETRY | COM | 090672106 | 4,853 | 483,872 | SH | SOLE | 483,872 | 0 | 0 | ||
BUILD A BEAR WORKSHOP | COM | 120076104 | 1,784 | 88,740 | SH | SOLE | 88,740 | 0 | 0 | ||
CARDICA | COM | 14141R101 | 1,026 | 1,465,905 | SH | SOLE | 1,465,905 | 0 | 0 | ||
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 2,807 | 303,477 | SH | SOLE | 303,477 | 0 | 0 | ||
CAS MED SYS INC | COM PAR $0.004 | 124769209 | 862 | 522,467 | SH | SOLE | 522,467 | 0 | 0 | ||
CEMPRA | COM | 15130J109 | 3,874 | 164,800 | SH | Call | SOLE | 0 | 0 | 0 | |
CEMPRA | COM | 15130J109 | 940 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
CERUS | COM | 157085101 | 1,924 | 308,282 | SH | SOLE | 308,282 | 0 | 0 | ||
CERUS | COM | 157085101 | 1,248 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CHEMBIO DIAGNOSTICS | COM | 163572209 | 571 | 146,099 | SH | SOLE | 146,099 | 0 | 0 | ||
COMBIMATRIX CORPORATION | COM | 20009T303 | 1,101 | 853,278 | SH | SOLE | 853,278 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 74 | 2,963,721 | SH | SOLE | 2,963,721 | 0 | 0 | ||
CTI BIOPHARMA | COM | 12648L106 | 2,898 | 1,228,111 | SH | SOLE | 1,228,111 | 0 | 0 | ||
DEPOMED | COM | 249908104 | 1,465 | 90,958 | SH | SOLE | 90,958 | 0 | 0 | ||
EHEALTH | COM | 28238P109 | 1,732 | 69,519 | SH | SOLE | 69,519 | 0 | 0 | ||
ENANTA PHARMACEUTICALS | COM | 29251M106 | 2,264 | 44,528 | SH | SOLE | 44,528 | 0 | 0 | ||
EXELIXIS INC | NOTE 4.250% | 30161QAC8 | 3,613 | 6,474,000 | PRN | SOLE | 6,474,000 | 0 | 0 | ||
FORWARD PHARMA A/S | SPONS ADR | 34986J105 | 1,265 | 60,730 | SH | SOLE | 60,730 | 0 | 0 | ||
GENVEC | COM | 37246C307 | 738 | 354,784 | SH | SOLE | 354,784 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,354 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
HERON THERAPEUTICS | COM | 427746102 | 1,017 | 101,050 | SH | SOLE | 101,050 | 0 | 0 | ||
HISTOGENICS | COM | 43358V109 | 1,505 | 136,804 | SH | SOLE | 136,804 | 0 | 0 | ||
HORIZON PHARMA PLC | SHS | G4617B105 | 2,159 | 167,491 | SH | SOLE | 167,491 | 0 | 0 | ||
HORSEHEAD HLDG | COM | 440694305 | 1,086 | 68,577 | SH | SOLE | 68,577 | 0 | 0 | ||
HYPERION THERAPEUTICS | COM | 44915N101 | 1,451 | 60,462 | SH | SOLE | 60,462 | 0 | 0 | ||
IGNYTA | COM | 451731103 | 2,530 | 369,360 | SH | SOLE | 369,360 | 0 | 0 | ||
INNOCOLL AG | SPONS ADR | 45780Q103 | 974 | 164,108 | SH | SOLE | 164,108 | 0 | 0 | ||
INSMED | COM PAR $.01 | 457669307 | 203 | 13,154 | SH | SOLE | 13,154 | 0 | 0 | ||
IRIDEX | COM | 462684101 | 1,797 | 208,933 | SH | SOLE | 208,933 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 27,513 | 230,000 | SH | Put | SOLE | 230,000 | 0 | 0 | |
KINDRED BIOSCIENCES | COM | 494577109 | 1,280 | 171,807 | SH | SOLE | 171,807 | 0 | 0 | ||
LEMAITRE VASCULAR | COM | 525558201 | 3,542 | 463,000 | SH | SOLE | 463,000 | 0 | 0 | ||
MOL GLOBAL INC | SPONS ADR | 60845Q105 | 1,036 | 339,575 | SH | SOLE | 339,575 | 0 | 0 | ||
NANOSPHERE | COM | 63009F105 | 571 | 1,456,884 | SH | SOLE | 1,456,884 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES | COM | 64125C109 | 704 | 31,500 | SH | Call | SOLE | 0 | 0 | 0 | |
NPS PHARMACEUTICALS | COM | 62936P103 | 286 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
NPS PHARMACEUTICALS | COM | 62936P103 | 358 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ORTHOFIX INTL N V | COM | N6748L102 | 2,016 | 67,058 | SH | SOLE | 67,058 | 0 | 0 | ||
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | 691497309 | 337 | 24,742 | SH | SOLE | 24,742 | 0 | 0 | ||
PAPA MURPHYS HLDGS | COM | 698814100 | 1,632 | 140,462 | SH | SOLE | 140,462 | 0 | 0 | ||
PARATEK PHARMACEUTICALS | COM | 699374302 | 1,128 | 29,252 | SH | SOLE | 29,252 | 0 | 0 | ||
PERNIX THERAPEUTICS HLDGS | COM | 71426V108 | 5,672 | 604,075 | SH | SOLE | 604,075 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 7,228 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
PSIVIDA | COM | 74440J101 | 503 | 122,338 | SH | SOLE | 122,338 | 0 | 0 | ||
RECEPTOS | COM | 756207106 | 2,299 | 18,768 | SH | SOLE | 18,768 | 0 | 0 | ||
RRSAT GLOBAL COMM NTWRK LTD | SHS | M8183P102 | 2,890 | 401,424 | SH | SOLE | 401,424 | 0 | 0 | ||
SEQUENOM | COM | 817337405 | 574 | 155,135 | SH | SOLE | 155,135 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS | COM | 88165N105 | 2,970 | 74,803 | SH | SOLE | 74,803 | 0 | 0 | ||
TRILLIUM THERAPEUTICS | COM | 89620X506 | 171 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
VASCULAR SOLUTIONS | COM | 92231M109 | 2,023 | 74,494 | SH | SOLE | 74,494 | 0 | 0 | ||
VERACYTE | COM | 92337F107 | 280 | 29,024 | SH | SOLE | 29,024 | 0 | 0 | ||
VERTEX PHARMACEUTICALS | COM | 92532F100 | 2,376 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VOLCANO CORPORATION | COM | 928645100 | 2,743 | 153,436 | SH | SOLE | 153,436 | 0 | 0 | ||
XENCOR | COM | 98401F105 | 353 | 22,011 | SH | SOLE | 22,011 | 0 | 0 | ||
ZAFGEN | COM | 98885E103 | 3,092 | 100,263 | SH | SOLE | 100,263 | 0 | 0 |