The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 664 | 1,000,000 | PRN | SOLE | 0 | 0 | 1,000,000 | ||
AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G108 | 247 | 17,023 | SH | SOLE | 17,023 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM | 016259103 | 2,358 | 974,318 | SH | SOLE | 974,318 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 14,576 | 1,502,661 | SH | SOLE | 1,502,661 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 9,513 | 519,243 | SH | SOLE | 519,243 | 0 | 0 | ||
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 2,509 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 1,756 | 150,322 | SH | SOLE | 150,322 | 0 | 0 | ||
BUILD A BEAR WORKSHOP | COM | 120076104 | 2,045 | 167,109 | SH | SOLE | 167,109 | 0 | 0 | ||
CARDICA INC | COM | 14141R101 | 183 | 1,185,029 | SH | SOLE | 1,185,029 | 0 | 0 | ||
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 669 | 82,552 | SH | SOLE | 82,552 | 0 | 0 | ||
CAS MED SYS INC | COM PAR $0.004 | 124769209 | 4,517 | 2,551,803 | SH | SOLE | 2,551,803 | 0 | 0 | ||
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 1,202 | 21,529 | SH | SOLE | 21,529 | 0 | 0 | ||
CEMPRA INC | COM | 15130J109 | 7,783 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,050 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
COMBIMATRIX CORPORATION | COM NEW | 20009T303 | 520 | 711,470 | SH | SOLE | 711,470 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 1,456 | 113,807 | SH | SOLE | 113,807 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 5,759 | 376,647 | SH | SOLE | 376,647 | 0 | 0 | ||
EDGE THERAPEUTICS INC | COM | 279870109 | 1,985 | 158,807 | SH | SOLE | 158,807 | 0 | 0 | ||
ESSA PHARMA INC | COM | 29668H104 | 1,479 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
EVERYDAY HEALTH INC | COM | 300415106 | 2,157 | 358,347 | SH | SOLE | 358,347 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 6,812 | 1,207,726 | SH | SOLE | 1,207,726 | 0 | 0 | ||
FLEX PHARMA INC | COM | 33938A105 | 1,105 | 88,716 | SH | SOLE | 88,716 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 1,743 | 34,587 | SH | SOLE | 34,587 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 12,170 | 3,964,033 | SH | SOLE | 3,964,033 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 4,780 | 44,078 | SH | SOLE | 44,078 | 0 | 0 | ||
INNOCOLL AG | SPONSORED ADR | 45780Q103 | 2,661 | 320,555 | SH | SOLE | 320,555 | 0 | 0 | ||
IRIDEX CORP | COM | 462684101 | 4,246 | 457,000 | SH | SOLE | 457,000 | 0 | 0 | ||
KINDRED BIOSCIENCES INC | COM | 494577109 | 170 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 2,239 | 82,920 | SH | SOLE | 82,920 | 0 | 0 | ||
LION BIOTECHNOLOGIES INC | COM | 53619R102 | 14,784 | 1,915,000 | SH | SOLE | 1,915,000 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 2,795 | 88,439 | SH | SOLE | 88,439 | 0 | 0 | ||
NABRIVA THERAPEUTICS AG | SPONSORED ADR | 62957M104 | 3,971 | 412,747 | SH | SOLE | 412,747 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 3,168 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
NEURODERM LTD | ORD SHS | M74231107 | 8,138 | 477,300 | SH | SOLE | 477,300 | 0 | 0 | ||
OHR PHARMACEUTICAL INC | COM NEW | 67778H200 | 61 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ORTHOFIX INTL N V | COM | N6748L102 | 973 | 24,813 | SH | SOLE | 24,813 | 0 | 0 | ||
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 2,186 | 190,100 | SH | SOLE | 190,100 | 0 | 0 | ||
PERNIX THERAPEUTICS HLDGS | COM | 71426V108 | 1,281 | 434,300 | SH | SOLE | 434,300 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 5,593 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
QLT INC | COM | 746927102 | 801 | 301,160 | SH | SOLE | 301,160 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 7,137 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 1,382 | 456,061 | SH | SOLE | 456,061 | 0 | 0 | ||
RR MEDIA LTD | SHS | M8183P102 | 4,495 | 497,227 | SH | SOLE | 497,227 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 984 | 16,877 | SH | SOLE | 16,877 | 0 | 0 | ||
SAGENT PHARMACEUTICALS INC | COM | 786692103 | 2,302 | 144,667 | SH | SOLE | 144,667 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,894 | 75,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 5,616 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 6,865 | 978,907 | SH | SOLE | 978,907 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 861 | 28,400 | SH | SOLE | 28,400 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 15,646 | 287,397 | SH | SOLE | 287,397 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 6,163 | 113,200 | SH | Call | SOLE | 0 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 260 | 27,952 | SH | SOLE | 27,952 | 0 | 0 | ||
VERACYTE INC | COM | 92337F107 | 12,355 | 1,716,000 | SH | SOLE | 1,716,000 | 0 | 0 |