The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 19,691 | 572,756 | SH | SOLE | 572,756 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 7,220 | 210,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 5,964 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ADVISORY BRD CO | COM | 00762W107 | 997 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | ||
AEHR TEST SYSTEMS | COM | 00760J108 | 587 | 122,000 | SH | SOLE | 122,000 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM | 016259103 | 1,364 | 974,318 | SH | SOLE | 974,318 | 0 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 4,138 | 165,690 | SH | SOLE | 165,690 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 1,077 | 120,500 | SH | Call | SOLE | 0 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 15,400 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 28,039 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 5,098 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 2,936 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 4,258 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 7,731 | 920,310 | SH | SOLE | 920,310 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 2,730 | 325,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CAS MED SYS INC | COM PAR $0.004 | 124769209 | 6,413 | 4,422,500 | SH | SOLE | 4,422,500 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 6,371 | 1,202,144 | SH | SOLE | 1,202,144 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 1,390 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 2,570 | 40,361 | SH | SOLE | 40,361 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 837 | 49,051 | SH | SOLE | 49,051 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 2,393 | 290,000 | SH | Put | SOLE | 290,000 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 5,272 | 149,690 | SH | SOLE | 149,690 | 0 | 0 | ||
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 1,057 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
EDGE THERAPEUTICS INC | COM | 279870109 | 12,312 | 1,351,516 | SH | SOLE | 1,351,516 | 0 | 0 | ||
ESSA PHARMA INC | COM | 29668H104 | 1,876 | 605,300 | SH | SOLE | 605,300 | 0 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 3,345 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 1,784 | 80,000 | SH | Call | SOLE | 0 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 3,254 | 503,000 | SH | SOLE | 503,000 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 553 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 774 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
IRIDEX CORP | COM | 462684101 | 20,082 | 1,691,865 | SH | SOLE | 1,691,865 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 39,869 | 290,000 | SH | Put | SOLE | 290,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 4,982 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
LION BIOTECHNOLOGIES INC | COM | 53619R102 | 25,442 | 3,415,044 | SH | SOLE | 3,415,044 | 0 | 0 | ||
LION BIOTECHNOLOGIES INC | COM | 53619R102 | 298 | 40,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 5,341 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 2,251 | 147,500 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 3,423 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
NABRIVA THERAPEUTICS AG | SPONSORED ADR | 62957M104 | 8,133 | 677,710 | SH | SOLE | 677,710 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 3,277 | 164,932 | SH | SOLE | 164,932 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 1,798 | 76,600 | SH | Put | SOLE | 76,600 | 0 | 0 | |
NEURODERM LTD | ORD SHS | M74231107 | 11,948 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
NEURODERM LTD | ORD SHS | M74231107 | 3,983 | 150,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 454 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ONCOBIOLOGICS INC | COM | 68235M105 | 78 | 29,082 | SH | SOLE | 29,082 | 0 | 0 | ||
ONCOBIOLOGICS INC | *W EXP 02/18/201 | 68235M113 | 77 | 96,833 | SH | SOLE | 96,833 | 0 | 0 | ||
ONCOBIOLOGICS INC | *W EXP 05/18/201 | 68235M121 | 48 | 96,833 | SH | SOLE | 96,833 | 0 | 0 | ||
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 5,981 | 386,100 | SH | SOLE | 386,100 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 944 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 1,416 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 132 | 18,900 | SH | SOLE | 18,900 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 5,279 | 247,956 | SH | SOLE | 247,956 | 0 | 0 | ||
ROCKWELL MED INC | COM | 774374102 | 876 | 140,000 | SH | Put | SOLE | 140,000 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 1,421 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 50,618 | 730,000 | SH | Put | SOLE | 730,000 | 0 | 0 | |
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 1,291 | 122,400 | SH | SOLE | 122,400 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 5,385 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
VERACYTE INC | COM | 92337F107 | 28,307 | 3,083,559 | SH | SOLE | 3,083,559 | 0 | 0 | ||
VERACYTE INC | COM | 92337F107 | 1,193 | 130,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VERSARTIS INC | COM | 92529L102 | 1,048 | 49,100 | SH | Put | SOLE | 49,100 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 4,637 | 601,073 | SH | SOLE | 601,073 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 7,216 | 1,140,000 | SH | SOLE | 1,140,000 | 0 | 0 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 10,009 | 190,000 | SH | Call | SOLE | 0 | 0 | 0 | |
XBIOTECH INC | COM | 98400H102 | 989 | 60,000 | SH | Call | SOLE | 0 | 0 | 0 | |
XBIOTECH INC | COM | 98400H102 | 330 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 4,743 | 437,113 | SH | SOLE | 437,113 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,085 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 |