The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALL WORLD EX-US | COM | 464288240 | 1,077 | 19,440 | SH | SOLE | 1,077 | 0 | 0 | ||
AGGREGATE BOND | COM | 464287226 | 4,301 | 37,454 | SH | SOLE | 4,301 | 0 | 0 | ||
FINTECH | COM | 00214Q708 | 316 | 6,397 | SH | SOLE | 316 | 0 | 0 | ||
GENOMICS | COM | 00214Q302 | 293 | 3,918 | SH | SOLE | 293 | 0 | 0 | ||
CHINA A-SHARES | COM | 233051879 | 676 | 17,728 | SH | SOLE | 676 | 0 | 0 | ||
SENIOR LOAN PORTFOLIO | COM | 46138G508 | 12,788 | 578,391 | SH | SOLE | 12,788 | 0 | 0 | ||
AGGREGATE BONDS | COM | 921937835 | 406 | 4,750 | SH | SOLE | 406 | 0 | 0 | ||
ROBOTICS & AI | COM | 37954Y715 | 290 | 7,922 | SH | SOLE | 290 | 0 | 0 | ||
Invesco BulletShares 2021 Corp Bd ETF | COM | 46138J700 | 105 | 5,000 | SH | SOLE | 105 | 0 | 0 | ||
Invesco BulletShares 2022 Corp Bd ETF | COM | 46138J882 | 108 | 5,000 | SH | SOLE | 108 | 0 | 0 | ||
Invesco BulletShares 2023 Corp Bd ETF | COM | 46138J866 | 108 | 5,000 | SH | SOLE | 108 | 0 | 0 | ||
Invesco BulletShares 2024 Corp Bd ETF | COM | 46138J841 | 111 | 5,000 | SH | SOLE | 111 | 0 | 0 | ||
Invesco BulletShares 2025 Corp Bd ETF | COM | 46138J825 | 111 | 5,000 | SH | SOLE | 111 | 0 | 0 | ||
Invesco BulletShares 2026 Corp Bd ETF | COM | 46138J791 | 107 | 5,000 | SH | SOLE | 107 | 0 | 0 | ||
SHORT TERM BOND | COM | 921937827 | 206 | 2,517 | SH | SOLE | 206 | 0 | 0 | ||
MAIN BUYWRITE I | COM | 66538H708 | 57,147 | 4,631,033 | SH | SOLE | 57,147 | 0 | 0 | ||
China | COM | 617468103 | 52 | 2,500 | SH | SOLE | 52 | 0 | 0 | ||
iShares JP Morgan EM Corporate Bond ETF | COM | 464286251 | 65 | 1,250 | SH | SOLE | 65 | 0 | 0 | ||
CLOUD COMPUTING | COM | 37954Y442 | 221 | 7,553 | SH | SOLE | 221 | 0 | 0 | ||
CA MUNICIPAL BONDS | COM | 464288356 | 187 | 3,012 | SH | SOLE | 187 | 0 | 0 | ||
CANNABIS | COM | 032108854 | 110 | 5,680 | SH | SOLE | 110 | 0 | 0 | ||
China Technology | COM | 46138E800 | 7 | 100 | SH | SOLE | 7 | 0 | 0 | ||
JAPAN SMALLCAP | COM | 97717W836 | 165 | 2,152 | SH | SOLE | 165 | 0 | 0 | ||
DOW JONES INDUSTRIAL AVG | COM | 78467X109 | 9,878 | 29,200 | SH | SOLE | 9,878 | 0 | 0 | ||
LARGE-CAP BLEND ESG | COM | 464288570 | 2,037 | 24,482 | SH | SOLE | 2,037 | 0 | 0 | ||
Dow Jones Dividend | COM | 464287168 | 57 | 500 | SH | SOLE | 57 | 0 | 0 | ||
JAPAN | COM | 97717W851 | 4 | 66 | SH | SOLE | 4 | 0 | 0 | ||
EMERGING MARKETS | COM | 464287234 | 28,246 | 560,665 | SH | SOLE | 28,246 | 0 | 0 | ||
DEVELOPED MARKETS | COM | 464287465 | 604 | 7,744 | SH | SOLE | 604 | 0 | 0 | ||
EMERGING INTL DEBT | COM | 464288281 | 3,163 | 28,735 | SH | SOLE | 3,163 | 0 | 0 | ||
EMERGING MARKET DEBT | COM | 92189H300 | 5,751 | 191,892 | SH | SOLE | 5,751 | 0 | 0 | ||
EMERGING MARKET INTERNET & E-COMMERCE | COM | 301505889 | 209 | 4,216 | SH | SOLE | 209 | 0 | 0 | ||
Emerging Mkts ex China | COM | 46434G764 | 261 | 4,300 | SH | SOLE | 261 | 0 | 0 | ||
DEVELOPED INTL ESG | COM | 46435G516 | 874 | 11,145 | SH | SOLE | 874 | 0 | 0 | ||
EMERGING INTL ESG | COM | 46434G863 | 655 | 15,808 | SH | SOLE | 655 | 0 | 0 | ||
SMALL CAP ESG | COM | 46435U663 | 409 | 10,473 | SH | SOLE | 409 | 0 | 0 | ||
VIDEO GAMING & eSPORTS | COM | 92189F114 | 191 | 2,944 | SH | SOLE | 191 | 0 | 0 | ||
ETHERIUM TRUST | COM | 389638107 | 405 | 14,243 | SH | SOLE | 405 | 0 | 0 | ||
EUROPE FINANCIALS | COM | 464289180 | 2,262 | 115,301 | SH | SOLE | 2,262 | 0 | 0 | ||
CANADA | COM | 464286509 | 2,987 | 82,276 | SH | SOLE | 2,987 | 0 | 0 | ||
GERMANY | COM | 464286806 | 4,033 | 122,507 | SH | SOLE | 4,033 | 0 | 0 | ||
JAPAN | COM | 46434G822 | 6,038 | 85,953 | SH | SOLE | 6,038 | 0 | 0 | ||
SPAIN | COM | 464286764 | 2,549 | 94,496 | SH | SOLE | 2,549 | 0 | 0 | ||
TAIWAN | COM | 46434G772 | 3,183 | 51,334 | SH | SOLE | 3,183 | 0 | 0 | ||
UNITED KINGDOM | COM | 46435G334 | 20,483 | 635,118 | SH | SOLE | 20,483 | 0 | 0 | ||
MEXICO | COM | 464286822 | 579 | 12,000 | SH | SOLE | 579 | 0 | 0 | ||
SOUTH KOREA | COM | 464286772 | 3,555 | 44,077 | SH | SOLE | 3,555 | 0 | 0 | ||
BRAZIL | COM | 464286400 | 1,047 | 32,592 | SH | SOLE | 1,047 | 0 | 0 | ||
FRONTIER MARKETS | COM | 464286145 | 4 | 104 | SH | SOLE | 4 | 0 | 0 | ||
INDUSTRIALS | COM | 33734X150 | 1,720 | 30,000 | SH | SOLE | 1,720 | 0 | 0 | ||
Goldman Sachs Access Treasury 0-1 Yr ETF | COM | 381430529 | 58 | 582 | SH | SOLE | 58 | 0 | 0 | ||
GOLD MINERS | COM | 92189F106 | 1,432 | 48,600 | SH | SOLE | 1,432 | 0 | 0 | ||
SHORT TERM BONDS | COM | 46090A887 | 190 | 3,763 | SH | SOLE | 190 | 0 | 0 | ||
China | COM | 78463X400 | 84 | 756 | SH | SOLE | 84 | 0 | 0 | ||
CYBER SECURITY | COM | 26924G201 | 258 | 4,250 | SH | SOLE | 258 | 0 | 0 | ||
iShares ESG Advanced Hi Yld Corp Bd ETF | COM | 46435G441 | 273 | 5,210 | SH | SOLE | 273 | 0 | 0 | ||
BROKER DEALERS | COM | 464288794 | 3,612 | 34,600 | SH | SOLE | 3,612 | 0 | 0 | ||
iShares Gold Trust | COM | 464285204 | 18 | 550 | SH | SOLE | 18 | 0 | 0 | ||
BIOTECHNOLOGY | COM | 464287556 | 10,172 | 62,916 | SH | SOLE | 10,172 | 0 | 0 | ||
DEVELOPED MARKETS | COM | 46432F842 | 15,884 | 213,928 | SH | SOLE | 15,884 | 0 | 0 | ||
EMERGING MARKETS | COM | 46434G103 | 8,443 | 136,704 | SH | SOLE | 8,443 | 0 | 0 | ||
Ishares Tr Sh Tr Crport Etf | COM | 464288646 | 5,248 | 96,049 | SH | SOLE | 5,248 | 0 | 0 | ||
SOFTWARE | COM | 464287515 | 6,933 | 17,370 | SH | SOLE | 6,933 | 0 | 0 | ||
MIDCAP | COM | 464287507 | 254 | 965 | SH | SOLE | 254 | 0 | 0 | ||
INDIA | COM | 46429B598 | 1,200 | 24,639 | SH | SOLE | 1,200 | 0 | 0 | ||
HOME CONSTRUCTION | COM | 464288752 | 16,290 | 246,148 | SH | SOLE | 16,290 | 0 | 0 | ||
S&P 500 VALUE | COM | 464287200 | 1,718 | 3,987 | SH | SOLE | 1,718 | 0 | 0 | ||
LARGE-CAP GROWTH | COM | 464287614 | 251 | 915 | SH | SOLE | 251 | 0 | 0 | ||
SMALL-CAP BLEND | COM | 464287655 | 44,718 | 204,423 | SH | SOLE | 44,718 | 0 | 0 | ||
iShares Russell Mid-Cap | COM | 464287499 | 16 | 200 | SH | SOLE | 16 | 0 | 0 | ||
SHORT TERM BONDS | COM | 46641Q837 | 2,062 | 40,664 | SH | SOLE | 2,062 | 0 | 0 | ||
CHINA A-SHARES | COM | 500767405 | 10 | 220 | SH | SOLE | 10 | 0 | 0 | ||
FINANCIALS | COM | 78464A797 | 1,616 | 30,551 | SH | SOLE | 1,616 | 0 | 0 | ||
NEW ECONOMIES | COM | 78468R648 | 251 | 4,115 | SH | SOLE | 251 | 0 | 0 | ||
REGIONAL BANKS | COM | 78464A698 | 499 | 7,365 | SH | SOLE | 499 | 0 | 0 | ||
STAR MRKT 50 IDX ETF | COM | 500767694 | 2,589 | 111,772 | SH | SOLE | 2,589 | 0 | 0 | ||
CHINA HEALTH CARE | COM | 500767835 | 5,963 | 159,476 | SH | SOLE | 5,963 | 0 | 0 | ||
CHINA INTERNET | COM | 500767306 | 338 | 7,136 | SH | SOLE | 338 | 0 | 0 | ||
MORTGAGE BACKED SECURITIES | COM | 464288588 | 8,235 | 76,155 | SH | SOLE | 8,235 | 0 | 0 | ||
SHORT TERM BONDS | COM | 72201R833 | 2,136 | 20,953 | SH | SOLE | 2,136 | 0 | 0 | ||
iShares National Muni Bond ETF | COM | 464288414 | 85 | 735 | SH | SOLE | 85 | 0 | 0 | ||
Nuveen Ca Dividend Adv M | COM | 67066Y105 | 574 | 36,601 | SH | SOLE | 574 | 0 | 0 | ||
Nuveen AMT-Free Quality Muni Inc | COM | 670657105 | 501 | 33,000 | SH | SOLE | 501 | 0 | 0 | ||
SHORT TERM BONDS | COM | 46431W507 | 381 | 7,595 | SH | SOLE | 381 | 0 | 0 | ||
OIL SERVICES | COM | 92189H607 | 7,664 | 38,900 | SH | SOLE | 7,664 | 0 | 0 | ||
ONLINE RETAIL | COM | 74347B169 | 199 | 3,029 | SH | SOLE | 199 | 0 | 0 | ||
PET CARE | COM | 74348A145 | 303 | 3,902 | SH | SOLE | 303 | 0 | 0 | ||
S&P 500 BUY-WRITE | COM | 46137V399 | 1,661 | 72,229 | SH | SOLE | 1,661 | 0 | 0 | ||
PREFERRED STOCK | COM | 464288687 | 8,861 | 228,312 | SH | SOLE | 8,861 | 0 | 0 | ||
SMALL CAP TECH | COM | 46138E115 | 22,874 | 163,817 | SH | SOLE | 22,874 | 0 | 0 | ||
CA MUNICIPAL BONDS | COM | 46138E206 | 205 | 7,400 | SH | SOLE | 205 | 0 | 0 | ||
NASDAQ | COM | 46090E103 | 78,252 | 218,605 | SH | SOLE | 78,252 | 0 | 0 | ||
iShares Mortgage Real Estate ETF | COM | 46435G342 | 119 | 3,300 | SH | SOLE | 119 | 0 | 0 | ||
S&P 500 EQUAL WEIGHT | COM | 46137V357 | 27,086 | 180,790 | SH | SOLE | 27,086 | 0 | 0 | ||
US BROAD MARKET | COM | 808524102 | 329 | 3,170 | SH | SOLE | 329 | 0 | 0 | ||
US LARGE-CAP VALUE | COM | 808524409 | 20,563 | 304,728 | SH | SOLE | 20,563 | 0 | 0 | ||
US SECTOR ROTATION | COM | 66538H591 | 5,392 | 132,485 | SH | SOLE | 5,392 | 0 | 0 | ||
HIGH YIELD CORPORATE BOND | COM | 46434V407 | 10,057 | 220,055 | SH | SOLE | 10,057 | 0 | 0 | ||
INVESTMENT GRADE CORPORATE BOND | COM | 46434V100 | 3,032 | 58,677 | SH | SOLE | 3,032 | 0 | 0 | ||
SILVER | COM | 46428Q109 | 41 | 2,000 | SH | SOLE | 41 | 0 | 0 | ||
SEMICONDUCTORS | COM | 92189F676 | 11,758 | 45,880 | SH | SOLE | 11,758 | 0 | 0 | ||
LARGE CAP CORE | COM | 78462F103 | 121,785 | 283,788 | SH | SOLE | 121,785 | 0 | 0 | ||
Ultra S&P500 Proshares | COM | 74347R107 | 36 | 300 | SH | SOLE | 36 | 0 | 0 | ||
ESG 1-5 YEAR CORPORATE | COM | 46435G243 | 754 | 29,016 | SH | SOLE | 754 | 0 | 0 | ||
SOLAR | COM | 46138G706 | 828 | 10,361 | SH | SOLE | 828 | 0 | 0 | ||
TIPS BONDS | COM | 464287176 | 4 | 30 | SH | SOLE | 4 | 0 | 0 | ||
THEMATIC INNOVATION | COM | 66538H278 | 30,794 | 1,408,453 | SH | SOLE | 30,794 | 0 | 0 | ||
SHORT-TERM CORPORATE BONDS | COM | 92206C409 | 193 | 2,345 | SH | SOLE | 193 | 0 | 0 | ||
ENERGY | COM | 92204A306 | 21,404 | 289,630 | SH | SOLE | 21,404 | 0 | 0 | ||
DEVELOPED MARKETS | COM | 921943858 | 33 | 654 | SH | SOLE | 33 | 0 | 0 | ||
ALL WORLD EX-US | COM | 922042775 | 19,505 | 319,966 | SH | SOLE | 19,505 | 0 | 0 | ||
FINANCIALS | COM | 92204A405 | 3,070 | 33,138 | SH | SOLE | 3,070 | 0 | 0 | ||
Vanguard Intmdt-Term Trs ETF | COM | 92206C706 | 182 | 2,700 | SH | SOLE | 182 | 0 | 0 | ||
Invesco Muni Invst. Grade Trust | COM | 46131M106 | 100 | 7,300 | SH | SOLE | 100 | 0 | 0 | ||
INFORMATION TECHNOLOGY | COM | 92204A702 | 902 | 2,247 | SH | SOLE | 902 | 0 | 0 | ||
HEALTH CARE | COM | 92204A504 | 19,919 | 80,591 | SH | SOLE | 19,919 | 0 | 0 | ||
LARGE-CAP VALUE | COM | 46432F388 | 26,831 | 266,442 | SH | SOLE | 26,831 | 0 | 0 | ||
MID-CAP VALUE | COM | 922908512 | 5 | 38 | SH | SOLE | 5 | 0 | 0 | ||
LARGE CAP | COM | 922908363 | 384 | 973 | SH | SOLE | 384 | 0 | 0 | ||
GLOBAL EQUITY | COM | 922042742 | 374 | 3,671 | SH | SOLE | 374 | 0 | 0 | ||
US TOTAL MARKET | COM | 922908769 | 187 | 844 | SH | SOLE | 187 | 0 | 0 | ||
EMERGING MARKETS | COM | 922042858 | 2,195 | 43,890 | SH | SOLE | 2,195 | 0 | 0 | ||
ALL WORLD EX-US | COM | 921909768 | 5,074 | 80,207 | SH | SOLE | 5,074 | 0 | 0 | ||
US HIGH DIVDEND YIELD | COM | 921946406 | 277 | 2,683 | SH | SOLE | 277 | 0 | 0 | ||
BIOTECHNOLOGY | COM | 78464A870 | 8,083 | 64,297 | SH | SOLE | 8,083 | 0 | 0 | ||
HOMEBUILDERS | COM | 78464A888 | 15,429 | 215,011 | SH | SOLE | 15,429 | 0 | 0 | ||
MATERIALS | COM | 81369Y100 | 18 | 225 | SH | SOLE | 18 | 0 | 0 | ||
FINANCIALS | COM | 81369Y605 | 48,158 | 1,283,181 | SH | SOLE | 48,158 | 0 | 0 | ||
INDUSTRIALS | COM | 81369Y704 | 5,012 | 51,231 | SH | SOLE | 5,012 | 0 | 0 | ||
TECHNOLOGY | COM | 81369Y803 | 30,983 | 207,491 | SH | SOLE | 30,983 | 0 | 0 | ||
HEALTH CARE | COM | 81369Y209 | 26,462 | 207,874 | SH | SOLE | 26,462 | 0 | 0 | ||
CONSUMER DISCRETIONARY | COM | 81369Y407 | 19,671 | 109,618 | SH | SOLE | 19,671 | 0 | 0 | ||
METAL MINERS | COM | 78464A755 | 83 | 2,000 | SH | SOLE | 83 | 0 | 0 | ||
OIL & GAS E&P | COM | 78468R556 | 61 | 632 | SH | SOLE | 61 | 0 | 0 |