The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBEMARLE CORP | COM | 12653101 | 239 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 4,830 | 160,200 | SH | SOLE | 160,200 | 0 | 0 | ||
AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 419 | 124,380 | SH | SOLE | 124,380 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 194 | 28,100 | SH | SOLE | 28,100 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 8,591 | 10,260 | SH | SOLE | 10,260 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 797 | 4,620 | SH | SOLE | 4,620 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 24,681 | 233,300 | SH | SOLE | 233,300 | 0 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 965 | 18,150 | SH | SOLE | 18,150 | 0 | 0 | ||
CANADIAN SOLAR INC | DEBT 4.250% 2/1 | 136635AE9 | 15,033 | 16,689,000 | PRN | SOLE | 16,689,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 4,353 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 2,583 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 14,686 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 789 | 16,940 | SH | SOLE | 16,940 | 0 | 0 | ||
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 831 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 3,027 | 23,600 | SH | SOLE | 23,600 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 8,255 | 10,620 | SH | SOLE | 10,620 | 0 | 0 | ||
HSBC HLDGS PLC | SDCV 5.625%12/3 | 404280AR0 | 494 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 99 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | DEBT 4.000% 2/0 | G51385AA3 | 514 | 525,000 | PRN | SOLE | 525,000 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | DEBT 4.000% 2/0 | G51385AA3 | 1,958 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 1,110 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
LINE CORP | SPONSORED ADR | 53567X101 | 339 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 1,081 | 45,800 | SH | SOLE | 45,800 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,066 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 185 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 200 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
NOAH HLDGS LTD | SPONSORED ADS | 65487X102 | 1,055 | 40,400 | SH | SOLE | 40,400 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 1,661 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 7,732 | 112,850 | SH | SOLE | 112,850 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 904 | 8,860 | SH | SOLE | 8,860 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 466 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 1,130 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 552 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
TRINA SOLAR LTD | DEBT 4.000%10/1 | 89628EAE4 | 11,895 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 3,296 | 321,880 | SH | SOLE | 321,880 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 461 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 14,569 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 333 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 297 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 300 | 7,800 | SH | SOLE | 7,800 | 0 | 0 |