The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| CANADIAN SOLAR INC | NOTE 4.250% 2/1 | 136635AE9 | 19,590 | 19,847,000 | PRN | SOLE | 19,847,000 | 0 | 0 | ||
| CHINA EASTN AIRLS LTD | SPON ADR CL H | 16937R104 | 404 | 14,773 | SH | SOLE | 14,773 | 0 | 0 | ||
| CHINA SOUTHN AIRLS LTD | SPON ADR CL H | 169409109 | 745 | 24,557 | SH | SOLE | 24,557 | 0 | 0 | ||
| CHINA LODGING GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 6,320 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
| ISHARES TR | SHORT TREAS BD | 464288679 | 4,963 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| SOLARCITY CORP | NOTE 1.625%11/0 | 83416TAC4 | 1,884 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 5,030 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||