UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date Earliest Event Reported): August 1, 2016
APX GROUP HOLDINGS, INC.
(Exact Name of Registrant as Specified in its Charter)
| | | | |
| Delaware | | 333-191132-02 | | 46-1304852 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
4931 North 300 West
Provo, Utah 84604
(Address of Principal Executive Offices) (Zip Code)
(801) 377-9111
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c)) |
Item 8.01. Other Events.
In July 2016, APX Parent Holdco, Inc. (“Parent”), a parent company of APX Group Holdings, Inc. (the “Company”), completed the final issuance and sale of shares of preferred stock in a private placement exempt from registration under the Securities Act of 1933, as amended (the “Securities Act”). This offering was the final installment of a previously announced issuance and sale of Parent’s preferred stock to an investor group co-led by Peter Thiel and strategic investment firm Solamere Capital and to certain co-investors. Parent contributed the net proceeds from such issuance and sale to the Company as an equity contribution. Together with the initial closing completed in April, these transactions resulted in a total equity contribution to the Company of approximately $100 million.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.
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| APX GROUP HOLDINGS, INC. |
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| By: | | /s/ Dale R. Gerard |
| Name: | | Dale R. Gerard |
| Title: | | Senior Vice President of Finance and Treasurer |
Date: August 1, 2016
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