SEC Form 3
| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 11/01/2016 | 3. Issuer Name and Ticker or Trading Symbol Aramark [ ARMK ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 5,449.0989(1) | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Option (Right to Buy) | (2) | 06/05/2017 | Common Stock | 3,000 | 6.97 | D | |
| Stock Option (Right to Buy) | (2) | 06/03/2018 | Common Stock | 1,000 | 10.02 | D | |
| Stock Option (Right to Buy) | (2) | 06/24/2020 | Common Stock | 1,500 | 9.62 | D | |
| Stock Option (Right to Buy) | (2) | 12/07/2021 | Common Stock | 2,500 | 12.76 | D | |
| Stock Option (Right to Buy) | (3) | 02/07/2024 | Common Stock | 5,603 | 25.61 | D | |
| Stock Option (Right to Buy) | (4) | 11/19/2024 | Common Stock | 6,032 | 28.66 | D | |
| Stock Option (Right to Buy) | (5) | 11/20/2025 | Common Stock | 5,703 | 32.65 | D | |
| Explanation of Responses: |
| 1. Includes 403.0613 restricted stock units which will vest in two annual installments on each of February 7, 2017 and 2018, 766.9494 performance stock units which will vest on February 7, 2017, 669.7082 restricted stock units which will vest in three annual installments on each of November 19, 2016, 2017 and 2018, 1,190.1381 performance stock units which will vest in two annual installments on each of November 19, 2016 and 2017 and 836.2419 restricted stock units which will vest in four annual installments on each of November 20, 2016, 2017, 2018 and 2019. |
| 2. Represents stock options, all of which are fully vested. |
| 3. Represents stock options, 2,800 of which have fully vested, 1,400 of which will vest on February 7, 2017 and 1,403 of which will vest on February 7, 2018. |
| 4. Represents stock options, 1,508 of which have fully vested and 4,524 of which will vest in equal installments on November 19, 2016, 2017 and 2018. |
| 5. These stock options vest in four equal annual installments on each of November 20, 2016, 2017, 2018 and 2019. |
| Remarks: |
| Exhibit Index: Exhibit 24 - Power of Attorney |
| /s/ Robert T. Rambo, as Attorney-in-fact | 11/14/2016 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||