UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22888
Wildermuth Endowment Strategy Fund
(Exact name of registrant as specified in charter)
11525 Park Woods Circle, Suite 200, Alpharetta, Georgia 30005
(Address of principal executive offices) (Zip code)
Daniel Wildermuth
c/o Wildermuth Advisory, LLC
11525 Park Woods Circle, Ste. 200
Alpharetta, Georgia 30005
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (678) 222-1100
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 - June 30, 2015
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibits A and B is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2015 with respect to which the Registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the Registrant cast its vote on the matter; |
| (h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the Registrant cast its vote for or against management. |
| Registrant: Wildermuth Endowment Strategy Fund | Item 1, Exhibit A | |||||||||
| Investment Company Act File Number: 811-22888 | ||||||||||
| Reporting Period: July 1, 2014 - June 30, 2015 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | Nortek | NTK | 656559309 | 4/28/2015 | Directors recommend a vote for election of the following nominees: | Directors | Y | FOR | FOR | |
| MICHAEL J. CLARKE | ||||||||||
| DANIEL C. LUKAS | ||||||||||
| BENNETT ROSENTHAL | ||||||||||
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Directors | Y | FOR | FOR | |||||
| 3 | MetLife | MET | 59156R108 | 4/28/2015 | The Board of Directors recommends you vote for | Board of | Y | FOR | FOR | |
| the following Proposals: | Directors | |||||||||
| Election of Directors | ||||||||||
| CHERYL W. GRISE | ||||||||||
| CARLOS M. GUTIERREZ | ||||||||||
| R. GLENN HUBBARD | ||||||||||
| STEVEN A. KANDARIAN | ||||||||||
| ALFRED F. KELLY, JR. | ||||||||||
| EDWARD J. KELLY, III | ||||||||||
| WILLIAM E. KENNARD | ||||||||||
| JAMES M. KILTS | ||||||||||
| CATHERINE R. KINNEY | ||||||||||
| DENISE M. MORRISON | ||||||||||
| KENTON J. SICCHITANO | ||||||||||
| LULU C. WANG | ||||||||||
| 4a | AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE EACH SUPERMAJORITY COMMON SHAREHOLDER VOTE REQUIREMENT FOR AMENDMENTS TO THE CERTIFICATE OF INCORPORATION TO A MAJORITY VOTE REQUIREMENT | Y | FOR | FOR | ||||||
| 4b | AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE THE SUPERMAJORITY VOTE REQUIREMENT FOR SHAREHOLDERS TO AMEND THE BY-LAWS TO A MAJORITY VOTE REQUIREMENT | Y | FOR | FOR | ||||||
| 5 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2015 | Y | FOR | FOR | ||||||
| 6 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Y | FOR | FOR | ||||||
| 7 | EMC | EMC | 268648102 | 4/30/2015 | Election of twelve nominees to Board of Directors | Board of | Y | FOR | FOR | |
| Corporation | JOSE E. ALMEIDA | Directors | ||||||||
| MICHAEL W. BROWN | ||||||||||
| DONALD J. CARTY | ||||||||||
| RANDOLPH L. COWEN | ||||||||||
| JAMES S. DISTASIO | ||||||||||
| JOHN R. EGAN | ||||||||||
| WILLIAM D. GREEN | ||||||||||
| EDMUND F. KELLY | ||||||||||
| JAMI MISCIK | ||||||||||
| PAUL SAGAN | ||||||||||
| DAVID N. STROHM | ||||||||||
| JOSEPH M. TUCCI | ||||||||||
| 8 | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Board of Directors | Y | FOR | ||||||
| 9 | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Board of Directors | Y | FOR | ||||||
| 10 | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Board of Directors | Y | FOR | ||||||
| 11 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Board of Directors | Y | AGAINST | AGAINST | |||||
| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST | |||||||||
| Registrant: Wildermuth Endowment Strategy Fund | Item 1, Exhibit B |
| Investment Company Act File Number: 811-22888 | |
| Reporting Period: July 1, 2014 - June 30, 2015 |
| Investment Company Report | ||||||||||||
| EBAY INC. | ||||||||||||
| Security | 278642103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EBAY | Meeting Date | 01-May-2015 | |||||||||
| ISIN | US2786421030 | Agenda | 934160627 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 3. | TO APPROVE THE MATERIAL TERMS, INCLUDING THE PERFORMANCE GOALS, OF THE AMENDMENT AND RESTATEMENT OF THE EBAY INCENTIVE PLAN. | Management | For | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | ||||||||
| 5. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | ||||||||
| 6. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER PROXY ACCESS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | ||||||||
| 7. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING GENDER PAY, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | ||||||||
| DELEK US HOLDINGS, INC. | ||||||||||||
| Security | 246647101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DK | Meeting Date | 05-May-2015 | |||||||||
| ISIN | US2466471016 | Agenda | 934174260 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ERZA UZI YEMIN | For | For | |||||||||
| 2 | WILLIAM J. FINNERTY | For | For | |||||||||
| 3 | CARLOS E. JORDA | For | For | |||||||||
| 4 | CHARLES H. LEONARD | For | For | |||||||||
| 5 | SHLOMO ZOHAR | For | For | |||||||||
| 2. | REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2006 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR. | Management | For | For | ||||||||
| HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||||||
| Security | 42330P107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HLX | Meeting Date | 07-May-2015 | |||||||||
| ISIN | US42330P1075 | Agenda | 934147263 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | T. WILLIAM PORTER | For | For | |||||||||
| 2 | ANTHONY TRIPODO | For | For | |||||||||
| 3 | JAMES A. WATT | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2015. | Management | For | For | ||||||||
| 3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2014 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| KOPPERS HOLDINGS INC. | ||||||||||||
| Security | 50060P106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KOP | Meeting Date | 07-May-2015 | |||||||||
| ISIN | US50060P1066 | Agenda | 934177571 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | ELECTION OF DIRECTOR: CYNTHIA A. BALDWIN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: LEROY M. BALL, JR. | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: SHARON FENG, PH.D. | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: ALBERT J. NEUPAVER | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: STEPHEN R. TRITCH | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: WALTER W. TURNER | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: T. MICHAEL YOUNG | Management | For | For | ||||||||
| 2. | PROPOSAL TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015 | Management | For | For | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 12-May-2015 | |||||||||
| ISIN | US20825C1045 | Agenda | 934150804 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ARJUN N. MURTI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||||||
| 5. | NO ACCELERATED VESTING UPON CHANGE IN CONTROL. | Shareholder | Against | For | ||||||||
| 6. | POLICY ON USING RESERVES METRICS TO DETERMINE INCENTIVE COMPENSATION. | Shareholder | Against | For | ||||||||
| 7. | PROXY ACCESS. | Shareholder | Against | For | ||||||||
| SCRIPPS NETWORKS INTERACTIVE, INC. | ||||||||||||
| Security | 811065101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SNI | Meeting Date | 12-May-2015 | |||||||||
| ISIN | US8110651010 | Agenda | 934155474 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JARL MOHN | For | For | |||||||||
| 2 | NICHOLAS B. PAUMGARTEN | For | For | |||||||||
| 3 | JEFFREY SAGANSKY | For | For | |||||||||
| 4 | RONALD W. TYSOE | For | For | |||||||||
| NATIONAL OILWELL VARCO, INC. | ||||||||||||
| Security | 637071101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOV | Meeting Date | 13-May-2015 | |||||||||
| ISIN | US6370711011 | Agenda | 934185237 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: MARCELA E. DONADIO | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: ROGER L. JARVIS | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Management | For | For | ||||||||
| 2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||
| 3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| ARRIS GROUP, INC. | ||||||||||||
| Security | 04270V106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ARRS | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US04270V1061 | Agenda | 934174929 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: ALEX B. BEST | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: HARRY L. BOSCO | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: J. TIMOTHY BRYAN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES A. CHIDDIX | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ANDREW T. HELLER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DR. JEONG H. KIM | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROBERT J. STANZIONE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DOREEN A. TOBEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DEBORA J. WILSON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID A. WOODLE | Management | For | For | ||||||||
| 2. | VOTING, ON A NON-BINDING ADVISORY BASIS, ON EXECUTIVE COMPENSATION ("SAY ON PAY") AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||
| 3. | RATIFYING THE RETENTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2015. | Management | For | For | ||||||||
| CF INDUSTRIES HOLDINGS, INC. | ||||||||||||
| Security | 125269100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CF | Meeting Date | 15-May-2015 | |||||||||
| ISIN | US1252691001 | Agenda | 934157137 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM DAVISSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: STEPHEN A. FURBACHER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN J. HAGGE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN D. JOHNSON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ROBERT G. KUHBACH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: EDWARD A. SCHMITT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: THERESA E. WAGLER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: W. ANTHONY WILL | Management | For | For | ||||||||
| 2. | APPROVAL OF AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 3. | RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US46625H1005 | Agenda | 934169916 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||
| 4. | APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||||
| 5. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR | Shareholder | Against | For | ||||||||
| 6. | LOBBYING - REPORT ON POLICIES, PROCEDURES AND EXPENDITURES | Shareholder | Against | For | ||||||||
| 7. | SPECIAL SHAREOWNER MEETINGS - REDUCE OWNERSHIP THRESHOLD FROM 20% TO 10% | Shareholder | Against | For | ||||||||
| 8. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST | Shareholder | Against | For | ||||||||
| 9. | ACCELERATED VESTING PROVISIONS - REPORT NAMES OF SENIOR EXECUTIVES AND VALUE OF EQUITY AWARDS THAT WOULD VEST IF THEY RESIGN TO ENTER GOVERNMENT SERVICE | Shareholder | Against | For | ||||||||
| 10. | CLAWBACK DISCLOSURE POLICY - DISCLOSE WHETHER THE FIRM RECOUPED ANY INCENTIVE COMPENSATION FROM SENIOR EXECUTIVES | Shareholder | Against | For | ||||||||
| FISERV, INC. | ||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FISV | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US3377381088 | Agenda | 934167811 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALISON DAVIS | For | For | |||||||||
| 2 | CHRISTOPHER M. FLINK | For | For | |||||||||
| 3 | DANIEL P. KEARNEY | For | For | |||||||||
| 4 | DENNIS F. LYNCH | For | For | |||||||||
| 5 | DENIS J. O'LEARY | For | For | |||||||||
| 6 | GLENN M. RENWICK | For | For | |||||||||
| 7 | KIM M. ROBAK | For | For | |||||||||
| 8 | DOYLE R. SIMONS | For | For | |||||||||
| 9 | THOMAS C. WERTHEIMER | For | For | |||||||||
| 10 | JEFFERY W. YABUKI | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2015. | Management | For | For | ||||||||
| 4. | A SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | ||||||||
| PRIMERICA, INC. | ||||||||||||
| Security | 74164M108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRI | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US74164M1080 | Agenda | 934169461 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JOHN A. ADDISON, JR. | For | For | |||||||||
| 2 | JOEL M. BABBIT | For | For | |||||||||
| 3 | P. GEORGE BENSON | For | For | |||||||||
| 4 | GARY L. CRITTENDEN | For | For | |||||||||
| 5 | CYNTHIA N. DAY | For | For | |||||||||
| 6 | MARK MASON | For | For | |||||||||
| 7 | ROBERT F. MCCULLOUGH | For | For | |||||||||
| 8 | BEATRIZ R. PEREZ | For | For | |||||||||
| 9 | D. RICHARD WILLIAMS | For | For | |||||||||
| 10 | GLENN J. WILLIAMS | For | For | |||||||||
| 11 | BARBARA A. YASTINE | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | For | ||||||||
| UNITED STATIONERS INC. | ||||||||||||
| Security | 913004107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USTR | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US9130041075 | Agenda | 934177242 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT B. AIKEN, JR.* | For | For | |||||||||
| 2 | CHARLES K. CROVITZ* | For | For | |||||||||
| 3 | ROY W. HALEY* | For | For | |||||||||
| 4 | STUART A. TAYLOR, II* | For | For | |||||||||
| 5 | PAUL S. WILLIAMS$ | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | ||||||||
| 3. | APPROVAL OF THE AMENDMENTS TO AND RESTATEMENT OF THE COMPANY'S 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||
| 4. | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| EMERGENT BIOSOLUTIONS INC. | ||||||||||||
| Security | 29089Q105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EBS | Meeting Date | 21-May-2015 | |||||||||
| ISIN | US29089Q1058 | Agenda | 934171858 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DANIEL J. ABDUN-NABI | For | For | |||||||||
| 2 | DR. SUE BAILEY | For | For | |||||||||
| 3 | DR. JEROME HAUER | For | For | |||||||||
| 4 | DR. JOHN E. NIEDERHUBER | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| STERICYCLE, INC. | ||||||||||||
| Security | 858912108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SRCL | Meeting Date | 27-May-2015 | |||||||||
| ISIN | US8589121081 | Agenda | 934180162 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: MARK C. MILLER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JACK W. SCHULER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CHARLES A. ALUTTO | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: LYNN D. BLEIL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: THOMAS D. BROWN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: THOMAS F. CHEN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROD F. DAMMEYER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM K. HALL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN PATIENCE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | For | For | ||||||||
| 3. | ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS | Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||||||
| THE ENSIGN GROUP, INC | ||||||||||||
| Security | 29358P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENSG | Meeting Date | 27-May-2015 | |||||||||
| ISIN | US29358P1012 | Agenda | 934190137 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: CHRISTOPHER R. CHRISTENSEN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAREN J. SHAW | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT. | Shareholder | Against | For | ||||||||
| INFOSYS LIMITED | ||||||||||||
| Security | 456788108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INFY | Meeting Date | 27-May-2015 | |||||||||
| ISIN | US4567881085 | Agenda | 934230486 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| O1. | ORDINARY RESOLUTION FOR INCREASE IN AUTHORIZED SHARE CAPITAL. | Management | For | |||||||||
| S2. | SPECIAL RESOLUTION FOR ALTERATION OF CAPITAL CLAUSE OF MEMORANDUM OF ASSOCIATION. | Management | For | |||||||||
| S3. | SPECIAL RESOLUTION FOR APPROVAL FOR THE ISSUE OF BONUS SHARES. | Management | For | |||||||||
| S4. | SPECIAL RESOLUTION TO TRANSFER BUSINESS OF FINACLE TO EDGEVERVE SYSTEMS LIMITED | Management | For | |||||||||
| S5. | SPECIAL RESOLUTION TO TRANSFER BUSINESS OF EDGE SERVICES TO EDGEVERVE SYSTEMS LIMITED. | Management | For | |||||||||
| ROPER TECHNOLOGIES, INC. | ||||||||||||
| Security | 776696106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROP | Meeting Date | 29-May-2015 | |||||||||
| ISIN | US7766961061 | Agenda | 934210446 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | AMY WOODS BRINKLEY | For | For | |||||||||
| 2 | ROBERT D. JOHNSON | For | For | |||||||||
| 3 | ROBERT E. KNOWLING, JR. | For | For | |||||||||
| 4 | WILBUR J. PREZZANO | For | For | |||||||||
| 5 | LAURA G. THATCHER | For | For | |||||||||
| 6 | RICHARD F. WALLMAN | For | For | |||||||||
| 7 | CHRISTOPHER WRIGHT | For | For | |||||||||
| 2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||||
| 4. | TO CONSIDER A STOCKHOLDER PROPOSAL; IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||
| ENCORE CAPITAL GROUP, INC. | ||||||||||||
| Security | 292554102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ECPG | Meeting Date | 04-Jun-2015 | |||||||||
| ISIN | US2925541029 | Agenda | 934200611 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WILLEM MESDAG | For | For | |||||||||
| 2 | MICHAEL P. MONACO | For | For | |||||||||
| 3 | LAURA NEWMAN OLLE | For | For | |||||||||
| 4 | FRANCIS E. QUINLAN | For | For | |||||||||
| 5 | NORMAN R. SORENSEN | For | For | |||||||||
| 6 | RICHARD J. SREDNICKI | For | For | |||||||||
| 7 | KENNETH A. VECCHIONE | For | For | |||||||||
| 2 | NON-BINDING VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 3 | RATIFICATION OF SELECTION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | ||||||||
| GULFMARK OFFSHORE, INC. | ||||||||||||
| Security | 402629208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GLF | Meeting Date | 05-Jun-2015 | |||||||||
| ISIN | US4026292080 | Agenda | 934199010 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | PETER I. BIJUR | For | For | |||||||||
| 2 | DAVID J. BUTTERS | For | For | |||||||||
| 3 | BRIAN R. FORD | For | For | |||||||||
| 4 | SHELDON S. GORDON | For | For | |||||||||
| 5 | QUINTIN V. KNEEN | For | For | |||||||||
| 6 | STEVEN W. KOHLHAGEN | For | For | |||||||||
| 7 | REX C. ROSS | For | For | |||||||||
| 8 | CHARLES K. VALUTAS | For | For | |||||||||
| 2 | TO VOTE ON A PROPOSAL TO APPROVE, BY A STOCKHOLDER NON-BINDING ADVISORY VOTE, THE COMPENSATION TO OUR NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED TO AS A "SAY-ON-PAY" PROPOSAL. | Management | For | For | ||||||||
| 3 | TO VOTE ON A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | ||||||||
| TARGET CORPORATION | ||||||||||||
| Security | 87612E106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TGT | Meeting Date | 10-Jun-2015 | |||||||||
| ISIN | US87612E1064 | Agenda | 934206435 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: BRIAN C. CORNELL | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DERICA W. RICE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: KENNETH L. SALAZAR | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||||||
| 2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
| 3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | ||||||||
| 4. | COMPANY PROPOSAL TO APPROVE THE AMENDED AND RESTATED TARGET CORPORATION 2011 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY PROHIBITING DISCRIMINATION "AGAINST" OR "FOR" PERSONS. | Shareholder | Against | For | ||||||||
| BIOGEN INC. | ||||||||||||
| Security | 09062X103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIIB | Meeting Date | 10-Jun-2015 | |||||||||
| ISIN | US09062X1037 | Agenda | 934202956 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||
| 5. | TO APPROVE AN AMENDMENT TO THE BIOGEN INC. 2006 NON-EMPLOYEE DIRECTORS EQUITY PLAN. | Management | For | For | ||||||||
| CELGENE CORPORATION | ||||||||||||
| Security | 151020104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CELG | Meeting Date | 17-Jun-2015 | |||||||||
| ISIN | US1510201049 | Agenda | 934208489 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT J. HUGIN | For | For | |||||||||
| 2 | R.W. BARKER, D. PHIL. | For | For | |||||||||
| 3 | MICHAEL W. BONNEY | For | For | |||||||||
| 4 | MICHAEL D. CASEY | For | For | |||||||||
| 5 | CARRIE S. COX | For | For | |||||||||
| 6 | MICHAEL A. FRIEDMAN, MD | For | For | |||||||||
| 7 | GILLA S. KAPLAN, PH.D. | For | For | |||||||||
| 8 | JAMES J. LOUGHLIN | For | For | |||||||||
| 9 | ERNEST MARIO, PH.D. | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | ||||||||
| 3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||
| 4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||
| SORL AUTO PARTS, INC. | ||||||||||||
| Security | 78461U101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SORL | Meeting Date | 20-Jun-2015 | |||||||||
| ISIN | US78461U1016 | Agenda | 934214533 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | XIAO PING ZHANG | For | For | |||||||||
| 2 | XIAO FENG ZHANG | For | For | |||||||||
| 3 | SHUPING CHI | For | For | |||||||||
| 4 | YUHONG LI | For | For | |||||||||
| 5 | HUILIN WANG | For | For | |||||||||
| 6 | JINBAO LIU | For | For | |||||||||
| 7 | JIANG HUA FENG | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF MALONEBAILEY, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | ||||||||
| INFOSYS LIMITED | ||||||||||||
| Security | 456788108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INFY | Meeting Date | 22-Jun-2015 | |||||||||
| ISIN | US4567881085 | Agenda | 934247049 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | ADOPTION OF BALANCE SHEET, STATEMENT OF PROFIT AND LOSS, REPORT OF THE BOARD OF DIRECTORS AND AUDITORS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015 | Management | For | |||||||||
| 2. | APPROVAL OF THE FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015 AND TO CONFIRM THE INTERIM DIVIDEND PAID IN OCTOBER 2014 | Management | For | |||||||||
| 3. | TO APPOINT A DIRECTOR IN PLACE OF U.B. PRAVIN RAO, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE- APPOINTMENT | Management | For | |||||||||
| 4. | APPOINTMENT OF BSR & CO. LLP AS THE AUDITORS OF THE COMPANY | Management | For | |||||||||
| 5. | APPOINTMENT OF ROOPA KUDVA AS AN INDEPENDENT DIRECTOR UP TO FEBRUARY 3, 2020 | Management | For | |||||||||
| 6. | PAYMENT OF COMMISSION TO NON- EXECUTIVE DIRECTORS | Management | For | |||||||||
| 7. | PURCHASE OF THE HEALTHCARE BUSINESS FROM INFOSYS PUBLIC SERVICES, INC. | Management | For | |||||||||
| HUANENG POWER INTERNATIONAL, INC. | ||||||||||||
| Security | 443304100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HNP | Meeting Date | 25-Jun-2015 | |||||||||
| ISIN | US4433041005 | Agenda | 934252381 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR 2014 | Management | For | For | ||||||||
| 2 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2014 | Management | For | For | ||||||||
| 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2014 | Management | For | For | ||||||||
| 4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2014 | Management | For | For | ||||||||
| 5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE APPOINTMENT OF THE COMPANY'S AUDITORS FOR 2015 | Management | For | For | ||||||||
| 6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SHORT-TERM DEBENTURES OF THE COMPANY | Management | For | For | ||||||||
| 7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SUPER SHORT-TERM DEBENTURES | Management | For | For | ||||||||
| 8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE MANDATE TO ISSUE DEBT FINANCING INSTRUMENTS (BY WAY OF NON-PUBLIC PLACEMENT) | Management | For | For | ||||||||
| 9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE MANDATE TO ISSUE DEBT FINANCING INSTRUMENTS IN OR OUTSIDE THE PEOPLE'S REPUBLIC OF CHINA | Management | For | For | ||||||||
| 10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GRANTING OF THE GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES | Management | For | For | ||||||||
| 11A | TO ELECT MR. ZHU YOUSENG AS THE NON- EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||
| 11B | TO ELECT MR. GENG JIANXIN AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||
| 11C | TO ELECT MR. XIA QING AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF HUANENG POWER INTERNATIONAL, INC. | Management | For | For | ||||||||
| UNITED THERAPEUTICS CORPORATION | ||||||||||||
| Security | 91307C102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UTHR | Meeting Date | 26-Jun-2015 | |||||||||
| ISIN | US91307C1027 | Agenda | 934218644 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KATHERINE KLEIN | For | For | |||||||||
| 2 | RAYMOND KURZWEIL | For | For | |||||||||
| 3 | MARTINE ROTHBLATT | For | For | |||||||||
| 4 | LOUIS SULLIVAN | For | For | |||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 3. | APPROVAL OF THE UNITED THERAPEUTICS CORPORATION 2015 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | ||||||||
| PIMCO HIGH INCOME FUND | ||||||||||||
| Security | 722014107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PHK | Meeting Date | 30-Jun-2015 | |||||||||
| ISIN | US7220141078 | Agenda | 934243065 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DEBORAH A. DECOTIS | For | For | |||||||||
| 2 | JOHN C. MANEY | For | For | |||||||||
| CHANGYOU.COM LTD | ||||||||||||
| Security | 15911M107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CYOU | Meeting Date | 10-Jul-2015 | |||||||||
| ISIN | US15911M1071 | Agenda | 934250907 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| I1 | ELECTION OF DIRECTOR: CHARLES ZHANG | Management | For | For | ||||||||
| I2 | ELECTION OF DIRECTOR: CAROL YU | Management | For | For | ||||||||
| I3 | ELECTION OF DIRECTOR: DAVE DE YANG | Management | For | For | ||||||||
| I4 | ELECTION OF DIRECTOR: XIAO CHEN | Management | For | For | ||||||||
| I5 | ELECTION OF DIRECTOR: CHARLES (SHEUNG WAI) CHAN | Management | For | For | ||||||||
| II | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | ||||||||
| THE FINISH LINE, INC. | ||||||||||||
| Security | 317923100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FINL | Meeting Date | 16-Jul-2015 | |||||||||
| ISIN | US3179231002 | Agenda | 934243382 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WILLIAM P. CARMICHAEL | For | For | |||||||||
| 2 | RICHARD P. CRYSTAL | For | For | |||||||||
| 3 | SAMUEL M. SATO | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING FEBRUARY 27, 2016. | Management | For | For | ||||||||
| 3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| CONSTELLATION BRANDS, INC. | ||||||||||||
| Security | 21036P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STZ | Meeting Date | 22-Jul-2015 | |||||||||
| ISIN | US21036P1084 | Agenda | 934249372 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JERRY FOWDEN | For | For | |||||||||
| 2 | BARRY A. FROMBERG | For | For | |||||||||
| 3 | ROBERT L. HANSON | For | For | |||||||||
| 4 | ERNESTO M. HERNANDEZ | For | For | |||||||||
| 5 | JAMES A. LOCKE III | For | For | |||||||||
| 6 | RICHARD SANDS | For | For | |||||||||
| 7 | ROBERT SANDS | For | For | |||||||||
| 8 | JUDY A. SCHMELING | For | For | |||||||||
| 9 | KEITH E. WANDELL | For | For | |||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2016. | Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Wildermuth Endowment Strategy Fund
By (Signature and Title) /s/ Daniel Wildermuth
Daniel Wildermuth, President and Chief Executive Officer
Date: August 31, 2015
