UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 9, 2014
Egalet Corporation
(Exact name of Registrant as specified in its charter)
Delaware | | 001-36295 | | 46-357334 |
(State or Other Jurisdiction of Incorporation or Organization) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
460 East Swedesford Road, Suite 1050,
Wayne, Pennsylvania 19087
(610) 833-4200
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12) |
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o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 — Submission of Matters to a Vote of Security Holders
The 2014 Annual Meeting of Stockholders (the “Annual Meeting”) of Egalet Corporation (the “Company”) was held on June 9, 2014. Matters submitted to the stockholders and voted upon at the meeting, which are more fully described in the Company’s Proxy Statement, which was originally filed with the Securities and Exchange Commission on April 30, 2014 and revised pursuant to a filing with the Securities and Exchange Commission on May 6, 2014, were (1) the election of Mr. Robert Radie as a Class A director to the Company’s board of directors; (2) an amendment to the Company’s 2013 Stock-Based Incentive Plan to increase the number of shares of the Company’s common stock authorized for issuance; and (3) the ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2014. At the Annual Meeting, the Company’s shareholders approved the three proposals, and the results are as follows:
(1) Election of Robert Radie as a Class A director
| | For | | Withheld | | Broker Non-Votes | |
Robert Radie | | 15,090,786 | | 4,200 | | 907,597 | |
(2) Amendment to the Company’s 2013 Stock-Based Incentive Plan to increase the number of shares of the Company’s common stock authorized for issuance.
For | | Against | | Abstain | | Broker Non-Votes | |
14,781,245 | | 313,741 | | 0 | | 907,597 | |
(3) Ratification of the Appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2014.
For | | Against | | Abstain | |
15,822,214 | | 180,269 | | 100 | |
Item 9.01 — Financial Statements and Exhibits
(d) Exhibits
Exhibit
Number | | Description |
| | |
10.1+ | | Amendment No. 1 to the Egalet Corporation 2013 Stock-Based Incentive Plan. |
| | |
10.2+ | | Form of Egalet Corporation Incentive Stock Option Agreement. |
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10.3+ | | Form of Egalet Corporation Non-Qualified Option Agreement. |
+ Indicates management contract or compensatory plan.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 10, 2014 | Egalet Corporation |
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| By: | /s/ Stan Musial |
| | Name: Stan Musial |
| | Title: Chief Financial Officer |
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Exhibit Index
Exhibit
Number | | Description |
| | |
10.1+ | | Amendment No. 1 to the Egalet Corporation 2013 Stock-Based Incentive Plan. |
| | |
10.2+ | | Form of Egalet Corporation Incentive Stock Option Agreement. |
| | |
10.3+ | | Form of Egalet Corporation Non-Qualified Option Agreement. |
+ Indicates management contract or compensatory plan.
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