UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22885
Broadview Funds Trust
(Exact name of registrant as specified in charter)
330 East Kilbourn Avenue, Suite 1475
Milwaukee, Wisconsin 53202
(Address of principal executive offices) (Zip code)
(414) 918-3900
(Registrant’s telephone number)
The Corporation Trust Company
1209 Orange Street
Wilmington, Delaware 19801
(Name and Address of Agent for Service)
Date of fiscal year end: September 30
Date of reporting period: June 30, 2014
Item 1 – Proxy Voting Record.
Vote Audit Report
Date Range: 01-Apr-2014 To 30-Jun-2014
| Vote User ID | Account Group | Account Number | Internal Account Number | Company Name | Meeting Type | Meeting Date | Ballot Shares | Voted Shares | Director Votes | Proposal Votes | Vote Date | Security | ISIN | Ticker Symbol | Agenda Number | Committee Name | Total Shares | |||||||||||||||||
PES84 | 6734306050 | 6734306050 | TIBCO SOFTWARE INC. | Annual | 03-Apr-2014 | 680700 | 680700 | FFFFFF | NFF | 01-Apr-2014 | 88632Q103 | US88632Q1031 | TIBX | 933933536 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | CIENA CORPORATION | Annual | 10-Apr-2014 | 417700 | 417700 | FFFFFFF | 02-Apr-2014 | 171779309 | US1717793095 | CIEN | 933926668 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | KFORCE INC. | Annual | 10-Apr-2014 | 411200 | 411200 | FFF | FN | 02-Apr-2014 | 493732101 | US4937321010 | KFRC | 933939742 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | HANCOCK HOLDING COMPANY | Annual | 15-Apr-2014 | 270100 | 270100 | FFFF | FFF | 02-Apr-2014 | 410120109 | US4101201097 | HBHC | 933928131 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ASSOCIATED BANC-CORP | Annual | 22-Apr-2014 | 81786 | 81786 | FFFFFFFFFFFF | FF | 02-Apr-2014 | 045487105 | US0454871056 | ASBC | 933936431 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | COLUMBIA BANKING SYSTEM, INC. | Annual | 23-Apr-2014 | 125838 | 125838 | FFFFFFFFFFN FF | 02-Apr-2014 | 197236102 | US1972361026 | COLB | 933944820 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | CELANESE CORPORATION | Annual | 24-Apr-2014 | 281850 | 281850 | FFFFFF | 02-Apr-2014 | 150870103 | US1508701034 | CE | 933929020 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | MGIC INVESTMENT CORPORATION | Annual | 24-Apr-2014 | 1667075 | 1667075 | FFFFFFFFFF | FF | 02-Apr-2014 | 552848103 | US5528481030 | MTG | 933946204 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ROWAN COMPANIES PLC | Annual | 25-Apr-2014 | 248500 | 248500 | FFFFFFFFFFN FN | 02-Apr-2014 | G7665A101 | GB00B6SLMV12 | RDC | 933935314 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | CRANE CO. | Annual | 28-Apr-2014 | 169200 | 169200 | FFFFF | 02-Apr-2014 | 224399105 | US2243991054 | CR | 933937344 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | REGAL-BELOIT CORPORATION | Annual | 28-Apr-2014 | 138900 | 138900 | FFFFF | 02-Apr-2014 | 758750103 | US7587501039 | RBC | 933956243 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | SCIQUEST, INC. | Annual | 30-Apr-2014 | 99700 | 99700 | FF | FF | 29-Apr-2014 | 80908T101 | US80908T1016 | SQI | 933938322 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | CHICAGO BRIDGE & IRON COMPANY N.V. | Annual | 30-Apr-2014 | 138000 | 138000 | FFFFFFFFFFF FFFF | 28-Apr-2014 | 167250109 | US1672501095 | CBI | 933939867 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | NATIONAL CINEMEDIA, INC. MOBILE MINI, INC. | Annual | 30-Apr-2014 | 671742 | 671742 | FFF | FF | 29-Apr-2014 | 635309107 | US6353091076 | NCMI | 933940074 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | Annual | 30-Apr-2014 | 529737 | 529737 | FFFF | 29-Apr-2014 | 60740F105 | US60740F1057 | MINI | 933940404 | Management | |||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | DOUGLAS DYNAMICS, INC | Annual | 30-Apr-2014 | 558268 | 558268 | F | FFFF | 29-Apr-2014 | 25960R105 | US25960R1059 | PLOW | 933960901 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | HEALTHSOUTH CORPORATION | Annual | 01-May-2014 | 454890 | 454890 | FFFFFFFFFF | FF | 29-Apr-2014 | 421924309 | US4219243098 | HLS | 933954388 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ALLEGHENY TECHNOLOGIES INCORPORATED | Annual | 01-May-2014 | 205850 | 205850 | FFF | FFF | 29-Apr-2014 | 01741R102 | US01741R1023 | ATI | 933956320 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | MKS INSTRUMENTS, INC. | Annual | 05-May-2014 | 400600 | 400600 | FFF | NFFF | 30-Apr-2014 | 55306N104 | US55306N1046 | MKSI | 933954580 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | WHITING PETROLEUM CORPORATION | Annual | 06-May-2014 | 117831 | 117831 | FF | FF | 05-May-2014 | 966387102 | US9663871021 | WLL | 933942674 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | VEECO INSTRUMENTS INC. | Annual | 06-May-2014 | 304100 | 304100 | FF | FF | 05-May-2014 | 922417100 | US9224171002 | VECO | 933949743 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | MASCO CORPORATION | Annual | 06-May-2014 | 904500 | 904500 | FFFFFFA | 05-May-2014 | 574599106 | US5745991068 | MAS | 933958158 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ESSENTGROUP LTD | Annual | 06-May-2014 | 111075 | 111075 | FFFFFFFFF | F | 05-May-2014 | G3198U102 | BMG3198U1027 | ESNT | 933963301 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | HEXCEL CORPORATION | Annual | 08-May-2014 | 645929 | 645929 | FFFFFFFFFFF F | 05-May-2014 | 428291108 | US4282911084 | HXL | 933941583 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | TEREX CORPORATION | Annual | 08-May-2014 | 325000 | 325000 | FFFFFFFFFFF N | 05-May-2014 | 880779103 | US8807791038 | TEX | 933947648 | Management | ||||||||||||||||||||
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Vote Audit Report
Date Range: 01-Apr-2014 To 30-Jun-2014
| Vote User ID | Account Group | Account Number | Internal Account Number | Company Name | Meeting Type | Meeting Date | Ballot Shares | Voted Shares | Director Votes | Proposal Votes | Vote Date | Security | ISIN | Ticker Symbol | Agenda Number | Committee Name | Total Cumulative Voted Shares | |||||||||||||||||
PES84 | 6734306050 | 6734306050 | EDWARDS LIFESCIENCES CORPORATION | Annual | 08-May-2014 | 200550 | 200550 | FFFFFFA | 05-May-2014 | 28176E108 | US28176E1082 | EW | 933951623 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | U.S. SILICA HOLDINGS, INC. | Annual | 08-May-2014 | 140273 | 140273 | FFFFFF | FF1 | 05-May-2014 | 90346E103 | US90346E1038 | SLCA | 933954516 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | SWIFT TRANSPORTATION CO. | Annual | 08-May-2014 | 86100 | 86100 | FFFF | FFAF | 05-May-2014 | 87074U101 | US87074U1016 | SWFT | 933968236 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | VULCAN MATERIALS COMPANY | Annual | 09-May-2014 | 229300 | 229300 | FFFFFNF | 07-May-2014 | 929160109 | US9291601097 | VMC | 933944161 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ROCKWOOD HOLDINGS, INC. | Annual | 09-May-2014 | 179068 | 179068 | FFFFNN | 07-May-2014 | 774415103 | US7744151033 | ROC | 933954807 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ROYAL CARIBBEAN CRUISES LTD. | Annual | 12-May-2014 | 168100 | 168100 | FFFFFFFF | 07-May-2014 | V7780T103 | LR0008862868 | RCL | 933954869 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ARTHUR J. GALLAGHER & CO. | Annual | 13-May-2014 | 46775 | 46775 | FFFFFFFFFNF | 07-May-2014 | 363576109 | US3635761097 | AJG | 933955950 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | POLYPORE INTERNATIONAL INC. | Annual | 13-May-2014 | 40022 | 40022 | FF | FNF | 07-May-2014 | 73179V103 | US73179V1035 | PPO | 933980383 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | CALLAWAY GOLF COMPANY | Annual | 14-May-2014 | 637924 | 637924 | FFFFFFFF | FF | 07-May-2014 | 131193104 | US1311931042 | ELY | 933944779 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ALIGN TECHNOLOGY, INC. | Annual | 15-May-2014 | 148750 | 148750 | FFFFFFFFFF | 09-May-2014 | 016255101 | US0162551016 | ALGN | 933952384 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | DYNAMIC MATERIALS CORPORATION | Annual | 15-May-2014 | 291916 | 291916 | FFFFFFFFF | FF | 09-May-2014 | 267888105 | US2678881051 | BOOM | 933959035 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | COBIZ FINANCIAL INC. | Annual | 15-May-2014 | 799657 | 799657 | FFFFFFFFFFF | FFFFNFA | 09-May-2014 | 190897108 | US1908971088 | COBZ | 933961787 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | GENTEX CORPORATION | Annual | 15-May-2014 | 545900 | 545900 | FFFFFF | FFFFN | 09-May-2014 | 371901109 | US3719011096 | GNTX | 933975902 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | TUMI HOLDINGS, INC | Annual | 16-May-2014 | 530300 | 530300 | FF | F1F | 09-May-2014 | 89969Q104 | US89969Q1040 | TUMI | 933959314 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | QLIK TECHNOLOGIES INC. | Annual | 20-May-2014 | 347700 | 347700 | FF | NFF | 09-May-2014 | 74733T105 | US74733T1051 | QLIK | 933960898 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | UNIVERSAL HEALTH SERVICES, INC. | Annual | 21-May-2014 | 233000 | 233000 | F | FF | 20-May-2014 | 913903100 | US9139031002 | UHS | 933972665 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | KATE SPADE & COMPANY | Annual | 21-May-2014 | 382528 | 382528 | FFFFFFFFFFF FF | 20-May-2014 | 485865109 | US4858651098 | KATE | 933973263 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | REINSURANCE GROUP OF AMERICA, INC. | Annual | 21-May-2014 | 33400 | 33400 | FFFFF | FF | 20-May-2014 | 759351604 | US7593516047 | RGA | 933987844 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | FIRST MIDWEST BANCORP, INC. | Annual | 21-May-2014 | 418400 | 418400 | FFFFFFFF | 20-May-2014 | 320867104 | US3208671046 | FMBI | 933989874 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | STOCK BUILDING SUPPLY HOLDINGS, INC. | Annual | 21-May-2014 | 538101 | 538101 | FFF | F | 20-May-2014 | 86101X104 | US86101X1046 | STCK | 933995788 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | SEALED AIR CORPORATION | Annual | 22-May-2014 | 345300 | 345300 | FFFFFFFFFFN FF | 20-May-2014 | 81211K100 | US81211K1007 | SEE | 933965886 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | MASTEC, INC. | Annual | 22-May-2014 | 79000 | 79000 | FFFF | FF | 20-May-2014 | 576323109 | US5763231090 | MTZ | 933966268 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ARROW ELECTRONICS, INC. | Annual | 22-May-2014 | 213292 | 213292 | FFFFFFFFF | FF | 20-May-2014 | 042735100 | US0427351004 | ARW | 933967765 | Management | |||||||||||||||||||
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Vote Audit Report
Date Range: 01-Apr-2014 To 30-Jun-2014
| Vote User ID | Account Group | Account Number | Internal Account Number | Company Name | Meeting Type | Meeting Date | Ballot Shares | Voted Shares | Director Votes | Proposal Votes | Vote Date | Security | ISIN | Ticker Symbol | Agenda Number | Committee Name | Total Cumulative Voted Shares | |||||||||||||||||
PES84 | 6734306050 | 6734306050 | THE INTERPUBLIC GROUP OF COMPANIES, INC. | Annual | 22-May-2014 | 731400 | 731400 | FFFFFFFFFFF NN | 20-May-2014 | 460690100 | US4606901001 | IPG | 933978465 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | OMNICARE, INC. | Annual | 22-May-2014 | 197600 | 197600 | FFFFFFFFFFF NN | 20-May-2014 | 681904108 | US6819041087 | OCR | 933992023 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ROBERT HALF INTERNATIONAL INC. | Annual | 22-May-2014 | 227043 | 227043 | FFFFFF | FNF | 20-May-2014 | 770323103 | US7703231032 | RHI | 933992097 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | NXSTAGE MEDICAL, INC. | Annual | 22-May-2014 | 1466525 | 1466525 | FFFFFFFFF | FFFN | 20-May-2014 | 67072V103 | US67072V1035 | NXTM | 933997427 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | INFORMATICA CORPORATION | Annual | 23-May-2014 | 547200 | 547200 | FFFNFN | 20-May-2014 | 45666Q102 | US45666Q1022 | INFA | 933968464 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | URBAN OUTFITTERS, INC. | Annual | 27-May-2014 | 113023 | 113023 | FFFFFFFAAA | 20-May-2014 | 917047102 | US9170471026 | URBN | 933956192 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | VOCERA COMMUNICATIONS, INC. | Annual | 29-May-2014 | 462482 | 462482 | FFF | F | 20-May-2014 | 92857F107 | US92857F1075 | VCRA | 933985802 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | HIBBETT SPORTS, INC. | Annual | 29-May-2014 | 178750 | 178750 | FFF | FF | 20-May-2014 | 428567101 | US4285671016 | HIBB | 934001138 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ZIONS BANCORPORATION | Annual | 30-May-2014 | 644600 | 644600 | FFFFFFFFFFF A | 20-May-2014 | 989701107 | US9897011071 | ZION | 933969973 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | ULTA SALON, COSMETICS & FRAGRANCE, INC | Annual | 05-Jun-2014 | 84700 | 84700 | FFFF | FF | 20-May-2014 | 90384S303 | US90384S3031 | ULTA | 933995156 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | BLACK DIAMOND INC | Annual | 05-Jun-2014 | 691765 | 691765 | FFFFFF | FF | 20-May-2014 | 09202G101 | US09202G1013 | BDE | 934003384 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | MDC PARTNERS INC. | Annual | 05-Jun-2014 | 1300683 | 1300683 | FFFFFF | FF | 20-May-2014 | 552697104 | CA5526971042 | MDCA | 934009057 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | UTI WORLDWIDE INC. | Annual | 09-Jun-2014 | 736175 | 736175 | FFFFA | 20-May-2014 | G87210103 | VGG872101032 | UTIW | 934018614 | Management | ||||||||||||||||||||
PES84 | 6734306050 | 6734306050 | LULULEMON ATHLETICA INC. | Annual | 11-Jun-2014 | 212400 | 212400 | FFF | FFN | 20-May-2014 | 550021109 | US5500211090 | LULU | 934005869 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | MEDASSETS, INC. | Annual | 12-Jun-2014 | 446667 | 446667 | FFF | FN | 20-May-2014 | 584045108 | US5840451083 | MDAS | 934019589 | Management | |||||||||||||||||||
PES84 | 6734306050 | 6734306050 | FORTINET INC. | Annual | 20-Jun-2014 | 357146 | 357146 | FFFF | 20-May-2014 | 34959E109 | US34959E1091 | FTNT | 934002988 | Management | ||||||||||||||||||||
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Broadview Funds Trust | ||
| By: | /s/ Richard E. Lane | |
| Richard E. Lane, President | ||
| (Principal Executive Officer) | ||
| Date: | August 28, 2014 | |
