SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 02/19/2020 | 3. Issuer Name and Ticker or Trading Symbol ENPRO INDUSTRIES, INC [ NPO ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 6,899 | D | |
Common Stock | 1,231 | I | By 401(k) |
Common Stock | 2,005 | I | By IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock (MSPP) | (1) | (1) | Common Stock | 545 | (1) | D | |
Phantom Stock (MSPP) | 01/01/2021(2) | 01/01/2021(2) | Common Stock | 86 | (2) | D | |
Phantom Stock (MSPP) | 01/01/2022(3) | 01/01/2022(3) | Common Stock | 44 | (3) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 3,359 | (5) | D | |
Restricted Stock Units | 02/12/2021(6) | (6) | Common Stock | 958 | (5) | D | |
Restricted Stock Units | 02/12/2022(6) | (6) | Common Stock | 1,247 | (5) | D |
Explanation of Responses: |
1. Each Phantom Stock (MSPP) is the economic equivalent of one share of common stock. The Phantom Stock (MSPP) become payable at the date of the reporting person's separation of service as an employee. |
2. Each Phantom Stock (MSPP) is the economic equivalent of one share of common stock. The Phantom Stock (MSPP) become payable at the earlier of January 1, 2021 or the date of the reporting person's separation of service as an employee. |
3. Each Phantom Stock (MSPP) is the economic equivalent of one share of common stock. The Phantom Stock (MSPP) become payable at the earlier of January 1, 2022 or the date of the reporting person's separation of service as an employee. |
4. 1,859 of the restricted stock units will vest, subject to continued employment, in approximate equal thirds on 2/18/21, 2/18/22 and 2/18/23 and 1,500 of the restricted stock units will vest, subject to continued employment, in approximate equal thirds on 1/15/21, 1/15/22 and 1/15/23. |
5. Restricted stock units awarded under the Amended and Restated 2002 Equity Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of NPO common stock and cash payment equal to dividends paid on a share of common stock since the date of grant. |
6. The restricted stock units will vest on the third anniversary of the grant date. |
Remarks: |
sweeneypoa.txt |
Julie L. Fogg, Attorney in Fact of Susan E. Sweeney | 02/25/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |