The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | SPONSORED ADR | 000375204 | 2,424 | 114,595 | SH | DFND | 1,2 | 114,595 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 1,769 | 252,651 | SH | DFND | 1,2 | 252,651 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 1,707 | 18,780 | SH | DFND | 1,2 | 18,780 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 1,294 | 78,870 | SH | DFND | 1,2 | 78,870 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 4,195 | 411,724 | SH | DFND | 1,2 | 411,724 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 6,995 | 105,967 | SH | DFND | 1,2 | 105,967 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 1,770 | 80,440 | SH | DFND | 1,2 | 80,440 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,600 | 60,730 | SH | DFND | 1,2 | 60,730 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 10,942 | 142,290 | SH | DFND | 1,2 | 142,290 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 2,887 | 95,128 | SH | DFND | 1,2 | 95,128 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 7,275 | 111,104 | SH | DFND | 1,2 | 111,104 | 0 | 0 | |
EL PASO ELEC CO | COM NEW | 283677854 | 2,692 | 67,194 | SH | DFND | 1,2 | 67,194 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 7,919 | 213,564 | SH | DFND | 1,2 | 213,564 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 17,888 | 442,456 | SH | DFND | 1,2 | 442,456 | 0 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 6,138 | 311,407 | SH | DFND | 1,2 | 311,407 | 0 | 0 | |
MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 2,012 | 28,304 | SH | DFND | 1,2 | 28,304 | 0 | 0 | |
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 2,421 | 165,498 | SH | DFND | 1,2 | 165,498 | 0 | 0 | |
MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 1,818 | 94,603 | SH | DFND | 1,2 | 94,603 | 0 | 0 | |
MASTEC INC | COM | 576323109 | 1,974 | 87,296 | SH | DFND | 1,2 | 87,296 | 0 | 0 | |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 370 | 36,144 | SH | DFND | 1,2 | 36,144 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 8,202 | 77,165 | SH | DFND | 1,2 | 77,165 | 0 | 0 | |
NRG YIELD INC | COM CL A | 62942X108 | 29,592 | 627,756 | SH | DFND | 1,2 | 627,756 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 1,874 | 131,698 | SH | DFND | 1,2 | 131,698 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 5,837 | 236,695 | SH | DFND | 1,2 | 236,695 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 7,811 | 146,721 | SH | DFND | 1,2 | 146,721 | 0 | 0 | |
PNM RES INC | COM | 69349H107 | 5,438 | 183,542 | SH | DFND | 1,2 | 183,542 | 0 | 0 | |
PORTLAND GEN ELEC CO | COM NEW | 736508847 | 2,160 | 57,096 | SH | DFND | 1,2 | 57,096 | 0 | 0 | |
PPL CORP | COM | 69351T106 | 4,846 | 133,375 | SH | DFND | 1,2 | 133,375 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 9,901 | 88,910 | SH | DFND | 1,2 | 88,910 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 902 | 107,047 | SH | DFND | 1,2 | 107,047 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 2,641 | 49,383 | SH | DFND | 1,2 | 49,383 | 0 | 0 |