The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABENGOA YIELD PLC | ORD SHS | G00349103 | 11,032 | 326,589 | SH | DFND | 1,2 | 326,589 | 0 | 0 | |
AECOM | COM | 00766T100 | 4,961 | 160,977 | SH | DFND | 1,2 | 160,977 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 1,870 | 252,651 | SH | DFND | 1,2 | 252,651 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 3,409 | 106,240 | SH | DFND | 1,2 | 106,240 | 0 | 0 | |
CALPINE CORP | COM NEW | 131347304 | 9,131 | 399,265 | SH | DFND | 1,2 | 399,265 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 2,197 | 65,821 | SH | DFND | 1,2 | 65,821 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 6,641 | 1,049,070 | SH | DFND | 1,2 | 1,049,070 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,737 | 65,530 | SH | DFND | 1,2 | 65,530 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 14,050 | 198,255 | SH | DFND | 1,2 | 198,255 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 15,150 | 482,020 | SH | DFND | 1,2 | 482,020 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 6,745 | 107,974 | SH | DFND | 1,2 | 107,974 | 0 | 0 | |
EL PASO ELEC CO | COM NEW | 283677854 | 2,596 | 67,194 | SH | DFND | 1,2 | 67,194 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 12,978 | 386,124 | SH | DFND | 1,2 | 386,124 | 0 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 322 | 10,250 | SH | DFND | 1,2 | 10,250 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 10,751 | 287,238 | SH | DFND | 1,2 | 287,238 | 0 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 1,093 | 42,617 | SH | DFND | 1,2 | 42,617 | 0 | 0 | |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 356 | 36,144 | SH | DFND | 1,2 | 36,144 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 10,382 | 99,780 | SH | DFND | 1,2 | 99,780 | 0 | 0 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 6,538 | 149,196 | SH | DFND | 1,2 | 149,196 | 0 | 0 | |
NISOURCE INC | COM | 65473P105 | 6,015 | 136,217 | SH | DFND | 1,2 | 136,217 | 0 | 0 | |
NRG YIELD INC | COM CL A | 62942X108 | 28,335 | 558,544 | SH | DFND | 1,2 | 558,544 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 3,605 | 355,868 | SH | DFND | 1,2 | 355,868 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 9,224 | 325,765 | SH | DFND | 1,2 | 325,765 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 7,520 | 141,701 | SH | DFND | 1,2 | 141,701 | 0 | 0 | |
PNM RES INC | COM | 69349H107 | 3,935 | 134,762 | SH | DFND | 1,2 | 134,762 | 0 | 0 | |
PORTLAND GEN ELEC CO | COM NEW | 736508847 | 2,068 | 55,766 | SH | DFND | 1,2 | 55,766 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 593 | 7,640 | SH | DFND | 1,2 | 7,640 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 20,511 | 188,140 | SH | DFND | 1,2 | 188,140 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 1,020 | 114,065 | SH | DFND | 1,2 | 114,065 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 995 | 19,403 | SH | DFND | 1,2 | 19,403 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 3,804 | 173,440 | SH | DFND | 1,2 | 173,440 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 1,126 | 46,930 | SH | DFND | 1,2 | 46,930 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 11,883 | 325,524 | SH | DFND | 1,2 | 325,524 | 0 | 0 | |
VIVINT SOLAR INC | COM | 92854Q106 | 2,757 | 227,070 | SH | DFND | 1,2 | 227,070 | 0 | 0 |